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INTENTIONALITY
The concepts of intention and intentionality have enjoyed a long history within
Western philosophy. They were particularly important notions in the Christian, Jew-
ish, and Islamic philosophical traditions of the Middle Ages and regained philo-
sophical importance in the twentieth century, particularly in the writings of Edmund
Husserl. This essay proposes to confront medieval philosophy with contemporary
phenomenology by conducting a comparative study of the concepts of intention and
intentionality as they appear in the philosophical works of the Islamic philosopher
and physician Ibn Sı̄nā (latinized as Avicenna) and the phenomenological philoso-
pher and mathematician Edmund Husserl.
There are profound differences between Ibn Sı̄nā’s and Husserl’s accounts of
intention and intentionality, and it is particularly interesting to examine the in-
fluences and the specific philosophical concerns that helped to shape each phi-
losopher’s unique conception of intentions and intentional processes and of in-
tentionality’s relation to consciousness. To this end, I shall first examine Ibn Sı̄nā’s
naturalistic conception of intention and how it was, in many ways, influenced by the
tradition of the Baghdad school of philosopher-physicians and their understanding
of the ‘internal senses’. After this I shall examine Husserl’s anti-naturalistic stance
regarding intention and intentionality and how this stance was both influenced by
and, in part, a response to Franz Brentano’s psychologistic account of ‘intentional
in-existence’. Lastly, I shall argue that, in their approach to the concept of intentional
meanings and of intentionality, Ibn Sı̄nā and Husserl were, in many ways, strongly
influenced by the professional culture to which each belonged, that of the physician
and the mathematician, respectively. After this I shall argue for the superiority of the
Husserlian transcendentalist view over the Avicennian naturalistic view.
Although many philosophers today, even those who do not consider themselves
phenomenologists, are somewhat familiar with Husserl’s theory of intentionality,
they are less familiar with Ibn Sı̄nā’s understanding of the concept of intention,
unless, of course, they are medievalists or have a certain degree of competence in
medieval philosophy. Therefore, I shall begin by examining the concept of intention
as it appears in the work of Ibn Sı̄nā, particularly in his psychology and his meta-
physics, as found in the Kitāb al-Najāt and the Kitāb al-Shifā’.
The theory of intention elaborated by Ibn Sı̄nā in his accounts of psychology,
Philosophy East & West Volume 54, Number 1 January 2004 71–82 71
> 2004 by University of Hawai‘i Press
epistemology, and metaphysics was transmitted to Scholastic philosophy through the
work of Thomas Aquinas. In Ibn Sı̄nā’s discussion of Being and substance,
Being is the proper and primary object of metaphysics. . . . Being per se is substance;
within this [Ibn Sı̄nā] distinguishes separate and material forms and matter, which is a
substance of inferior order.
. . . [Ibn Sı̄nā] reaches the conclusion that one thing can legitimately exist in the spirit
and be missing from external objects; he calls this type of existence intentional being
[or intentional existence]. . . . In his theory of knowledge, [Ibn Sı̄nā] uses [the concept of
intention] to explain the relation between object and subject. (Emphasis mine)1
In chapter 3 of the Najāt, titled ‘‘Internal Sense,’’ we read the following account
of intention:
There are some faculties of internal perception which perceive the form of the sensed
things, and others which perceive the ‘intention’ thereof. Some faculties, again, can both
perceive and act while others only perceive and do not act. Some possess primary per-
ception, others secondary perception. The distinction between the perception of the form
and that of the intention is that the form is what is perceived both by the inner soul and
the external sense; but the external sense perceives it first and then transmits it to the soul,
as for example, when the sheep perceives the form of the wolf, i.e., its shape, form, and
colour. This form is certainly perceived by the inner soul of the sheep, but it is first per-
ceived by its external sense. As for the intention, it is a thing which the soul perceives
from the sensed object without its previously having been perceived by the external
sense, just as the sheep perceives the intention of harm in the wolf, which causes it to fear
the wolf and to flee from it, without harm having been perceived at all by the external
sense. Now, what is first perceived by the sense and then by the internal faculties is the
form, while what only the internal faculties perceive without the external sense is the in-
tention.2
Why does the sheep, through its internal sense, perceive hostility in the wolf?
According to one reading of this text, the intention in itself is not perceived by the
external senses, and one cannot point to anything specifically perceived by the ex-
ternal senses that displays the intention. There is, however, something about the
form (sura) that is perceived by the external senses and which, in turn, leads to the
perception of intention by the internal senses:
Sensible forms are . . . corporeal qualities that affect the sensory organs in such a way that
they are received by virtue of their similitude. This is the reason for which they are
received first by the external senses and are then transmitted to the internal senses. But
the ‘meanings’ that these objects signify are not such corporeal qualities but, rather,
qualities or values that are latent in the sensible forms, such as the quality of being
agreeable or disagreeable, good or bad, sympathetic or non-sympathetic, etc. . . . For
example, the animal, seeing a yellow liquid that is honey, judges that it is sweet and
proceeds to taste it. The sweetness that is seized by this judgment is not sensible, al-
though this quality in itself is sensible, because it has not yet actually been tasted by the
animal. . . . The sheep, perceiving the figure, the howls and the scent of a wolf, judges that
he is ferocious and dangerous, and runs away from it immediately. It is not merely that it
seizes the living object by simply accepting certain of its vital qualities, but also [that it
seizes the object] by the attribution of these qualities to the object.3
the faculties of the soul are regarded only with reference to the bodily organs in which
they reside and not with reference to the variety of function which they perform, for
physicians . . . concern themselves with faculties of the soul only in so far as a hindrance
in the functioning can be traced to an injury in the bodily organs in which they are
located. Consequently, if two functionally different faculties of the soul reside in one
bodily organ, then physicians regard it as one faculty, inasmuch as any injury in that
organ will affect the two faculties alike.11
Thus, the physicians made no distinction, for example, between the receptive and
the retentive types of faculty of internal sense. Ibn Sı̄nā seems to want to balance the
account given by the medical circle and that given by the philosophers, such as
al-Kindı̄ and al-Fārābı̄. It is clear that in his scheme of faculties of the internal senses
Ibn Sı̄nā tries to break away from the strict physiological account of the Baghdad
school of philosopher-physicians. He does this by considering the receptive faculties
as distinct from the retentive faculties by focusing on their functional differences. He
appeals to syllogistic logic to make his argument. Only a malleable substrate can
acquire the nonmaterial sensible form that is received in perception. Only a stable
substrate can retain the form after it has been acquired. A substrate cannot be both
malleable and stable. Therefore, the receptive faculty and the retentive faculty must
be distinct in kind, one malleable and the other stable. QED. Furthermore, his ac-
count of intentions is that they are ‘meanings’ or ‘significations’, abstract and non-
sensory aspects of the external environment that, although they accompany sense
perception, are not themselves perceived by the external senses.
However, there is also evidence in several of Ibn Sı̄nā’s writings, especially in
his medical magnum opus, the Canon, but also in Shifā’ and Kafet, that he does not
completely break away from the physician’s account. In these works, Ibn Sı̄nā places
wahm, or the estimative or intentional faculty, in a specific bodily location, at the
end of the middle hollow of the brain.12 Thus, to follow the reasoning of the medical
circle, any injury to this part of the bodily organ would affect the animal’s ability to
receive intentions. Therefore, a sheep whose middle hollow of the brain had been
Like perception, every intentive mental process—just this makes up the fundamental part
of intentionality—has its ‘‘intentional Object,’’ i.e., its objective sense. Or, in some other
words: to have sense or ‘‘to intend to’’ something [etwas ‘‘im Sinne zu haben’’], is the
fundamental characteristic of all consciousness which, therefore, is not just any mental
living [Erlebnis] whatever, but is rather a hmental livingi having sense, which is ‘‘noetic.’’
(Emphasis in original)14
This actional Ego-advertence is not to be found in every mental event; that is, not
every mental event is directed or intentional. ‘Pain’, for example, is a mental event
that is not itself intentional. But, every mental process can, within itself, include
intentionality. Husserl calls those mental events that are not intentional appercep-
tions, whereas those mental events that are intentional are called inner or outer
perceptions. Thus, apperceptions are states, whereas perception and all actionally
directed mental events are not states but mobile activities. The essential dynamic of
an intentional event is that it projects itself toward something, its intended object.
Although Husserl distinguishes between apperception and perception, he claims that
all mental processes, even those which are not themselves intentive, are ultimately
born in and borne by intentionality. This is due to the fact that Ego unification itself
occurs through an intentional act, the most fundamental of all intentional acts, for
Every mental phenomenon is characterized by what the Scholastics of the Middle Ages
called the intentional (or mental) inexistence of an object, and what we might call,
It is clear that the medical culture of which Ibn Sı̄nā was a part greatly influenced his
philosophical work, particularly his views on the nature of mind, perception, and
intentionality. Although in Ibn Sı̄nā we find an attempt to mediate between the
strictly physicalistic account of mental activity found in the medical circle and the
nonphysicalistic account found in the philosophical circles, certain remnants of
physicalism, reductionism, and naturalism still linger in many of his writings, even
those that are philosophical rather than medical.
It is also clear that Husserl’s background as a mathematician and his desire to
ground mathematics and the empirical sciences in a truly scientific philosophy led
him to the rejection of psychologism and naturalism and to the development of a
concept of intentionality as not reducible to physiological states, since physicality
itself, and all other assumptions of the natural attitude, are bracketed prior to the
discovery of intentionality.
I wish to argue that Husserl’s account of intentionality is far superior to Ibn
Sı̄nā’s, although Ibn Sı̄nā’s contribution to the theory of intentionality is certainly
important both in itself and for its influence on the Scholastic notion of ‘intentional
inexistence’. As we have seen, it is from this Scholastic notion that Brentano resur-
rects the concept of intentionality that will later allow Husserl to give us a new way
of understanding consciousness. Although in both Ibn Sı̄nā and Husserl intention
refers to the ‘meaning’ of the perceived object, Husserl takes this notion much fur-
ther than Ibn Sı̄nā precisely because he de-materializes and de-naturalizes the con-
cepts of intention and intentionality and moves away from a substantive theory of
consciousness. For Husserl, consciousness (or mind, soul) is no longer a substance
but an activity, and this activity is intentional. Consciousness bestows meaning upon
the world rather than finding meaning already in the world. Thus, the intentional
object is a product of the constitutive activities of consciousness and of its directness.
For Ibn Sı̄nā, on the other hand, the meaning signified by the object, although not
a corporeal quality of the object, is latent in the sensible form of the object. Thus,
although for Husserl the sheep constitutes the wolf-as-perceived, and this includes
the wolf’s ferociousness, for Ibn Sı̄nā the wolf’s ferociousness is latent in its appear-
ance and comportment.
Ibn Sı̄nā’s account is naturalistic for two reasons. First of all, his account of
Notes
1 – Avicenna, Sobre Metafisica (Antologı́a), trans. from the Arabic, with an introd.
and notes, by Miguel Cruz Hernandez (Madrid: Revista de Occidente, 1950),
p. 37. The original text reads as follows:
El ser es el objeto primario y proprio de la metafı́sica. . . . El ser per se es la sustancia;
dentro de ésta distingue las formas separada y material y la materia, que es la sustancia
de orden inferior.
. . . llega Avicena a la conclusión de que una cosa puede existir legı́timamente en el
espı́ritu y faltar en los objetos exteriores; a esta existencia le llama ser intencional. . . . En
su teorı́a del conocimiento la usa para explicar la relación entre los objetos y el sujeto.
2 – Avicenna, ‘‘Concerning the Soul,’’ in F. Rahman, Avicenna’s Psychology: An
English Translation of Kitab Al-Najat, Book II, Chapter VI with Historico-
Philosophical Notes and Textual Improvements to the Cairo Edition (Oxford
University Press, 1952; reprint, Westport, Connecticut: Hyperion Press, 1981),
p. 30.
3 – Noriko Ushida, Étude Comparative de la Psychologie d’Aristote, d’Avicenne et
de St. Thomas d’Aquin (Tokyo: Keio Institute of Cultural and Linguistic Studies,
1968), p. 158. The original text reads as follows:
Les formes sensibles sont . . . des qualités corporelles qui affectent les organes sensoriels
en sorte qu’elles sont reçues en vertu de leur similitude. C’est pourquoi elles sont reçues
en premier lieu par les sens externes, et ensuite elles sont transmises aux sens internes.
Mais les sens que les objets signifient ne sont pas telles qualités corporelles, mais plutôt
des qualités ou des valeurs qui sont latentes dans les formes sensibles, telles que les
qualités agréables ou désagréables, bonne ou mauvaise, sympathique ou antipathique,
etc. . . . Par exemple, l’animal, en voyent un liquide jaune qui est du miel, juge qu’il est
doux et va le goûter. La douceur saisie par ce jugement n’est pas sensible, quoique cette
qualité en elle-même soit sensible, car elle n’est pas encore goûtée actuellement par
l’animal. . . . La brebis, en percevant la figure, les cris et l’odeur d’un loup, juge qu’il est
féroce et dangereux, et le fuit tout de suite. Ce n’est pas seulement qu’elle saisit l’objet
vivant par la simple acceptation de certaines de ses qualités vitales, mais aussi par l’at-
tribution de ces qualités á l’objet.
4 – Deborah L. Black, ‘‘Imagination and Estimation: Arabic Paradigms and Western
Transformations,’’ Topoi 19 (1) (2000): 60.
5 – Ibid.
6 – Ibid., p. 61. Black is here quoting Avicenna, Al-Shifā’: Al-Nafs (Healing: De
anima), in Avicenna’s ‘‘De Anima,’’ Being the Psychological Part of Kitab al-
Shifa’, ed. F. Rahman (Oxford: Oxford University Press, 1959), 4.1, p. 166.