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CHAPTER

125 Psychiatric
Management of
Victims of Physical
and Sexual Abuse and
Rape
Donna E. Stewart
Simone N. Vigod
University Health Network, University of Toronto, Toronto, Ontario, Canada

Introduction (vaginal or anal) intercourse, but sexual assault is a broader


Physical and sexual abuse and rape are prevalent in all term that covers other unwanted sexual acts that do not
current societies and are often followed by serious physical include penetration. Any of these acts may include use of
and psychological disturbances. Women, men, and children a weapon either as a coercive mechanism or as physically
may be affected from all walks of life: rich and poor, across a part of the abuse or assault. There is overlap between
ethnicities, from the developed and developing world, and in these groups.
peace and conflict zones. The common theme throughout is It is outside the scope of this chapter to discuss the
the use of violence as an expression of power, control, and acute management of child physical and sexual abuse. The
domination. objective of this chapter will be to focus on the psychiatric
Throughout the vast literature exploring these issues, management of interpersonal violence and sexual assault
there are many definitions of physical and sexual abuse and and its sequelae in adults in nonconflict zones.
rape. The World Health Organization WHO (1996) sub- Victims of interpersonal violence will be divided into:
sumes physical and sexual abuse and rape under the cat- (1) victims of childhood physical and sexual abuse. (2) those
egory of interpersonal violence and defines violence as: experiencing physical and sexual abuse as adults. (3) victims
of rape or sexual assault. The first section of the chapter will
review the prevalence of these problems and describe who
“The intentional use of physical force or power,
are at risk. In the second part of the chapter, we will outline
threatened or actual, against oneself, another
management issues on initial presentation that include med-
person, or against a group or community, that
ical stability and safety as well as early psychological inter-
either results in or has a high likelihood of
vention. Attention will then be directed to long-term mental
resulting in injury, death, psychological harm,
health sequelae for victims in all three groups, with a specific
maldevelopment or deprivation.”
focus on posttraumatic stress disorder (PTSD). Although
victims of physical and sexual abuse and rape can present
Physical abuse involves contact intended to cause with symptoms of almost any mental disorder, symptoms
pain, injury, or other physical suffering. Examples include of hyperarousal, reexperiencing of traumatic memories, and
hitting, punching, pushing, pulling, pinching, kicking, avoidance behaviors are very common and fall into the cat-
burning, and strangling. Sexual abuse includes unwanted egory of PTSD and related disorders. The goal of the last
or forced sexual acts and is most often applied as a term part of the chapter will be to review in detail the manage-
in situations where an individual is, or has been, repeatedly ment of PTSD and related syndromes in victims of physical
victimized. Rape is defined as unwanted or forced sexual and sexual abuse and rape.

Psychiatry, Third Edition. Edited by Allan Tasman, Jerald Kay, Jeffrey A. Lieberman, Michael B. First and Mario Maj.
© 2008 John Wiley & Sons, Ltd. ISBN 978-0470-06571-6.
Chapter 125 • Psychiatric Management of Victims of Physical and Sexual Abuse and Rape 2577

Epidemiology murder victims each year are killed by their partners or


ex-partners (Barrier 1998). In the US population-based
Adult Survivors of Childhood Physical and National Violence against Women (NVAW) survey, IPV was
Sexual Abuse defined as physical or sexual assault and/or rape by an inti-
The US Department of Health and Human Services estimated mate partner (a current or former cohabitant, at least some
the rate of child maltreatment in 2001 to be 12.4/1000 or over of the time). In this study, 22% of women and 7% of men
903,000 children (US Department of Health and Human reported lifetime IPV (Tjaden and Thoennes 2002). In the
Services Administration on Children, Youth and Families WHO multicountry study on violence against women, there
2003). Of these cases, 19% were physically abused and 10% were wide variations in prevalence by country and by area
suffered sexual abuse. Gorey and Leslie (1997) calculated the within countries (i.e., urban or rural). Women who experi-
prevalence of child sexual abuse at 16.8% for girls and 7.9% enced sexual or physical violence from an intimate partner
for boys after adjusting for sample variation, response rates, ranged from a low of 15% in urban Japan to a high of 71%
and definition differences in 16 North American community in rural Ethiopia. Generally, rates of IPV were higher in
studies. In general, it is estimated that up to 90% of cases of rural than in urban areas of countries (WHO 2005).
sexual abuse are not reported (Horner 2002). It has been well established that most acts of IPV are
not reported to police and are underreported in health-care
Physical and Sexual Abuse of Adults settings. The data reported from epidemiological studies
The most common type of ongoing physical and sexual abuse may be a gross underestimate (Cherniak et al. 2005).
in adults is intimate partner violence (IPV). This includes
acts of physical aggression, psychological abuse, forced Risk Factors
intercourse and other forms of sexual coercion, and various
controlling behaviors such as isolating a person from family Sex Data from the NVAW survey suggest that women who
and friends or restricting access to information, finances, and cohabitate with women incur less IPV than women overall
assistance. Elder abuse and maltreatment of persons with (11% vs. 22%) and that men who live with men incur more
intellectual disabilities are also significant problems in which IPV than men overall (15% vs. 7%). However, women are
the intimate partner is not necessarily the perpetrator. more likely to be chronically assaulted with more injurious
consequences. For example, in the NVAW survey, women
Intimate Partner Violence averaged 6.9 assaults by one partner, where men averaged
4.4. During their most recent assault, 41.5% of women
Case #1—Mary were injured, compared to 19.9% of the men (Tjaden and
Mary, age 28 years, is referred by her primary care physician Thoennes 2002).
with a history of depression and anxiety for 6 years. She is
the mother of two daughters aged 5 and 3 years and has been Socioeconomic Factors Many studies have examined risk
married for 7 years to a police officer. Her husband, John, factors for IPV (For a review, see Acierno et al. 1997).
comes to the psychiatric consultation and says Mary is too Although there have been differences in rates of IPV in
upset to answer questions, so they would like to be seen various racial and ethnic populations (usually with ethnic
together. Mary nods her head in agreement. You agree to see minorities at greater risk), IPV affects all parts of society.
them together initially and advise them that you will need to Racial and cultural differences are often eliminated when
see Mary alone in the latter part of the consultation. controlling for socioeconomic status where lower income
You note that when they are together, John does most of women are at greater risk than higher income women. How-
the talking but occasionally says “isn’t that so?”, and Mary ever, even women from middle and higher socioeconomic
nods her head in agreement. You then ask to see Mary alone families may have no access to cash, credit cards, or bank
and John replies, “can’t you see she’s not up to answering accounts, as abusive partners often carefully control these
questions?” You thank him for his helpful information and by preventing access.
insist that you need to spend some time with Mary alone. As
he reluctantly leaves the room, he stares at Mary and says, Relationship-Specific Characteristics Worldwide, violence is
“I’ll be right outside, don’t be long.” linked to emotionally abusive and controlling behavior in
Once alone with her, you ask Mary how she feels. She the home. In the NVAW survey, having a verbally abusive
begins to cry and wring her hands. You gently ask if she feels partner was associated with the having twice the odds of
safe and she shakes her head “no.” You quietly ask if any- experiencing IPV. A particularly at-risk time may be directly
one has threatened her or hurt her physically, and she nods after one member of the couple has left the cohabitation
affirmatively and then abruptly says, “I can’t talk now.” You environment. Unmarried cohabitating female partners
ask why and she points to the door. You ask if it is safe for (but not males) tend to be at greater risk than married couples.
her and her children to be at home tonight and she nods yes. Couples where there is greater financial or educational
You give her the number for the police and an emergency disparity are at greater risk. For men, being a different race
abuse shelter helpline, assure that she has a means of trans- from the other partner is a significant risk factor for abuse.
portation, and arrange for her to return the following day Alcohol and drug abuses are also significant risk factors.
by herself to get further information and decide together on
the best plan. At-Risk Populations Individuals who experienced assault as
The literature supports the idea that IPV is a preva- children are more likely to be victimized as adults (Bohn and
lent problem with serious consequences. The FBI reports Holz 1996). Persons with a disability (in particular those
that 30–40% of female murder victims and 4% of male with intellectual disability) are at higher risk. It is estimated
2578 Section IX • Specific Populations and Clinical Settings

that up to 20% of women are beaten during pregnancy, and study on violence against women (WHO 2005), rates of
there are reports that ongoing violence escalates during the rape and sexual assault in women >15 years perpetrated by
pregnancy and postpartum periods (Cherniak et al. 2005). nonpartners were highest (between 10% and 12%) in rural
However, it is controversial whether pregnancy itself is a risk Peru, Samoa, and Tanzania, with the lowest levels reported
factor for IPV. Women are at highest risk of domestic abuse in rural Bangladesh and Ethiopia (<1%).
when they are of child-bearing age, and the most consistent In recent years, there has been the advent of “date rape”
finding in the literature is that women who experience IPV drugs, such as the benzodiazepine flunitrazepam (rohypnol)
during pregnancy have suffered abuse prior to pregnancy and the GABA-agonist gamma-hydroxybutyrate (GHB).
(Bowen et al. 2005). The existence of these drugs obscures prevalence estimates
of rape because the drugs leave the victim without memory
Elder Abuse of the assault.
Although the elderly can also experience IPV, they are also
at risk of physical and sexual abuse from other sources. Per-
petrators include nonpartner family members (often trans- Clinical Pearl
Flunitrazepam can go undetected if added to any drink,
generational) and, if the individual is institutionalized in a
has an onset of action within 30 minutes with peak at 2
nursing home, can include nursing home staff or strangers. hours, and can exert its effects for up to 8–12 hours. Along
In addition to the types of physical abuse commonly seen with the well-known effect of associated amnesia, there
in adult IPV, in the elderly physical abuse can include force is somnolence, muscle relaxation, and profound sedation
feeding, improper medicating, or improper use of physi- (Kaplan et al. 2001).
cal restraints (particularly in institutional settings). It is
thought to account for about 14% of all elderly trauma.
Estimates from the US National Center for Elder Abuse Risk Factors
(2005) are that 2–10% of community-dwelling elders are vic- Young women appear to be most vulnerable to rape. In
tims of maltreatment (which includes neglect, psychological 1987, Koss et al. conducted a national survey of college
and financial abuse, as well as physical and sexual abuse). women and found that 1 in 4 women had a lifetime history
The National Center for Elder Abuse (1996) estimates that of rape or attempted rape. More than half of all rape and
physical abuse accounts for 14.6% and sexual abuse for sexual assault victims in the NVAW were women under the
0.3% of the total. In institutional settings, the prevalence is age of 18 (Tjaden and Thoennes 2002). Men appear to be
thought to be much higher. One survey in the USA of nurs- most at risk in the prison population where it is estimated
ing home staff found that 10% of nurses’ aides reported that that up to 14% of inmates are raped (Dumond 2003).
they had committed at least one act of physical abuse in the In general, strangers account for 22% of rapes; partners
preceding 12 months (Pilemer and Moore 1989). However, or dates for 19% and 38% are perpetrated by family mem-
elder abuse is thought to be widely underreported, with as bers (Tjaden and Thoennes 2002). In the Koss et al. (1987)
many as five in every six cases going unreported (National study of the college students, 84% of women knew their
Center for Elder Abuse 2005). This may be for many of the attacker. In older adolescents, date rape appears to be most
same reasons as underreporting in IPV, with the additional common, whereas with younger adolescents, perpetrators
provision that there is more likely to be physical depend- tend to come from the victim’s extended family (Kaplan et
ency on a perpetrating caregiver. As well, some elderly vic- al. 2001).
tims may feel that their allegations will be dismissed due to
ageism or attributed to declining cognitive functions.
Management—Acute Presentations of
Physical or Sexual Abuse and Rape
Risk Factors (Collins 2006) Acute presentation of physical and sexual abuse or rape may
Risk factors for physical and sexual abuse of the elderly
be to primary care, specialist, or emergency room settings.
include age >75 years, female, social isolation, living with or
close to the perpetrator, and being dependent on the perpe-
Adult Physical and Sexual Abuse
trator (physically and financially). Cognitive, physical, and
functional impairment; incontinence; and nursing home Presentation
placement all increase risk of abuse. In addition, a history Any type of injury can be sustained from physical abuse.
of physical or sexual abuse in the home increases the risk Risk of injury is associated with threats to harm or
of recurrence in the elderly (even if the elderly victim was kill, use of a weapon, and substance use (Tjaden and
historically a perpetrator). Thoennes 2002). Injuries may include contusions, abrasions,
lacerations, fractures, or sprains. It is important to consider
Rape and Sexual Assault that head injury can also occur (Dutton et al. 2006). This
In the USA, the estimated prevalence for rape in women is has been referred to as “shaken adult syndrome” and may
9–13% and 0.7–5% for men (Spitzberg 1999). The prevalence be manifested by symptoms such as blurred vision, vomit-
of sexual assault is even higher, with estimates as high as ing, confusion, and headaches. There may be presentation
one in three for women. Data from the National Centre for after choking including loss of consciousness and seizure.
Victims of Crime and Crime Victims Research and Treat- Victims may also present with exacerbations of chronic
ment Centre (1992) reports that 1.3 women are raped every health conditions (e.g., diabetes and cardiac disease) because
minute in the USA. Rape and sexual assault are epidemic the abuse has interfered with their ability to manage these
in some countries and may be used as a weapon of war to conditions. They may present with chronic pain or other
demoralize large sectors of society. In the WHO multicountry somatic symptoms, eating and sleep disturbance, substance
Chapter 125 • Psychiatric Management of Victims of Physical and Sexual Abuse and Rape 2579

use disorders, mood and anxiety disorders, and suicidality supervisor in the home and express your concerns. To your
(Cherniak et al. 2005). surprise, she reports that she has been suspicious of the
aide’s behavior for some time but has not had grounds to
IPV dismiss her.
Clues to the presence of IPV in the clinical setting are out- Harry’s daughter later writes you a note to tell you that
lined in Table 125–1. It should be noted that some of these her father is gaining weight and is much less agitated and
behavior patterns such as avoidance of eye contact, refusal depressed since the aide no longer works at the home.
to completely disrobe, or a male partner refusing to have his
female partner seen alone by a male physician may actually Case Identification
be normative in some cultures. As noted, victims are often hesitant to disclose. Identified
barriers include shame, embarrassment, and fear of retali-
Table 125–1 Clues That Lead to Suspicion of Intimate ation from partners. There may be economic constraints,
Partner Violence child custody concerns, or cultural pressure not to disclose
abuse. However, disclosure occurs more when questions
Depression Evasiveness about abuse or assault are asked.
Substance Abuse Fear
Sexual complaints Frequent crying
Clinical Pearl
Injuries inconsistent with One partner refusing to have A major barrier to case identification is lack of comfort and
explanation of mechanism the other partner seen alone
knowledge about what to do subsequent to disclosure on the
Multiple visits with vague Refusal to completely disrobe part of clinicians. It is important that frontline clinicians be
complaints
apprised of resources available to assist victims of physical
Frequently missed Avoidance of eye contact and sexual abuse and rape in their communities. Physicians
appointments
need to remember that they do not have to manage every
aspect, and referrals to social workers are usually available.

Clinical Pearl
Abusive partners are often overcontrolling and may find Useful principles to facilitate disclosure include a non-
many reasons to not allow the patient to be interviewed judgmental, empathic, and respectful clinical environment.
privately. It is essential to find a way to speak with the “How” the questions are asked (i.e., with sensitivity) matters
patient without the partner, even if it requires obtaining more than the exact wording of the questions.
a nonfamily interpreter and moving the patient briefly for
“a test” where family is not permitted to enter (remember • Clinicians must give the message that abuse is a health
Mary from Case #1). issue and that they are capable of dealing with “taboo”
subjects. This communicates that the problem is not too
irrelevant, insignificant, deviant, or shameful to talk
Elder Abuse about. It may be helpful to normalize the situation
Clues to the presence of elder abuse are similar. Injuries (e.g., this is a question that I ask all patients). Good
in the elderly to areas not commonly affected during daily areas to place information about abuse and assault
activities are most worrisome: bruising on inner thighs, pinna are in waiting rooms and private examination rooms.
of the ear, and patterns that might indicate that physical Restrooms are a great place for posters about abuse, as
restraint was used (over abdomen, wrists, or ankles). they are private and the partner is not usually
present.
Case #2—Harry • Show concern. The goal is to communicate that discom-
Harry, age 75 years, has advancing Alzheimer’s disease and fort and reactions are understandable.
has been in a nursing home for 6 months. You are asked to • Show an ability to help. This communicates that the situ-
see him because his primary care doctor thinks Harry is also ation is not hopeless.
depressed and agitated. • Show an interest in helping, communicating that the
Harry is tearful and looks frightened but is unable to victim is not to blame.
give a coherent history. His daughter reports that he is losing • If a patient initially denies abuse, this could mean that he
weight and is apathetic and many of his personal items includ- or she does not yet feel safe to disclose the abuse, does
ing his radio, wedding ring, and watch are “lost.” His daugh- not consider abuse behaviors as abusive, or may not have
ter also reports that Harry is poorly groomed and his clothes suffered abuse. It is important to accept this response,
are often soiled with food or urine. During a visit to Harry, provide education around abuse in general, and consider
his daughter reports that she used her father’s washroom asking again in the future.
and overheard an aide speaking angrily to her father about
needing a shower again. On emerging from the washroom a There have been studies investigating the utility of
few moments later, the daughter saw her father on the floor universal screening for ongoing physical and sexual abuse;
being dragged down the hall for a shower by one arm. She however, there is little evidence that universal screening is
is afraid to complain because she is fearful her father will be effective either at identifying abuse or at reducing it. There-
discharged from the nursing home or treated worse. fore, targeted screening is recommended. Some health-
You speak with the primary care doctor and to- care providers do include screening for violence at annual
gether with Harry’s daughter you meet with the nursing health examinations, or in the assessment of new patients.
2580 Section IX • Specific Populations and Clinical Settings

1. Have you been kicked, hit, punched or otherwise hurt by someone within the
past year? If so, by whom?

2. Do you feel safe in your current relationship?

3. Is there a partner from a previous relationship who is making you feel unsafe?

1. Within the past year, or since you have become pregnant, have you been hit,
slapped, kicked or otherwise physically hurt by someone?

2. Are you in a relationship with a person who threatens or physically hurts you?

3. Has anyone forced you to have sexual activities that made you uncomfortable?
Figure 125–1 Partner violence screen (PVS).

1. Have you ever been emotionally or physically abused by your partner or someone importan
to you? A. Yes B. No

2. Within the last year, have you been hit, slapped, kicked or otherwise physically hurt by
someone? A. Yes B. No
If yes, by whom? (Circle all that apply)
1. Husband
2. Ex-husband
3. Boyfriend
4. Stranger
5. Others (specify)__________
Number of times _______

3. Since you have been pregnant, have you been hit, slapped, kicked or otherwise physically
hurt by someone? A. Yes B. No
If yes, by whom? (Circle all that apply)
1. Husband
2. Ex-husband
3. Boyfriend
4. Stranger
5. Others (specify)__________
Number of times _______
Indicate the area of injury:____________________________

Score the most severe incident to the following scale:


1. Threats of abuse, including use of a weapon
2. Slapping, pushing; no injuries and/or lasting pain
3. Punching, kicking, bruises, cuts and/or continuing pain
4. Beaten up, severe contusions, burns, broken bones
5. Head, internal, and/or permanent injury
6. Use of weapon, wound from weapon

4. Within the past year, has anyone forced you to have sexual activities? A. Yes B. No
If yes, by whom?
1. Husband
2. Ex-husband
3. Boyfriend
4. Stranger
5. Others (specify)__________
Number of times _______ Figure 125–2 (a) Antenatal psychological
health assessment. (b) Abuse assessment
5. Are you afraid of your partner or anyone you listed above? A. Yes B. No screen (AAS).

The American College of Obstetricians and Gynecologists (Feldhaus et al. 1997), the “antenatal psychological health
(ACOG 2006) recommends that all pregnant women should assessment” (ACOG 2004), and the widely used “abuse
be screened for abuse at the first prenatal visit, once per assessment screen” (McFarlane et al. 1992). Questions
trimester, and at the postpartum visit. detailing specific behaviors (e.g., slap, hit, and unwanted
Figures 125–1 and 125–2(a) and (b) offer methods for sexual intercourse) are more sensitive than using the words
asking about IPV called the “partner violence screen (PVS)” “abuse” or “assault.”
Chapter 125 • Psychiatric Management of Victims of Physical and Sexual Abuse and Rape 2581

Initial Management Plan care longer than adults and tend to press legal charges less
Once physical or sexual abuse has been disclosed, the first frequently than adults, with males underreporting more than
task is to ensure the physical safety of the victim. For females (Kaplan et al. 2001). Proposed reasons for under-
example, will emergency accommodation be needed? Is reporting include shame, fear of retribution, lack of confi-
there someone who should or should not be contacted? dence in police, as well as a desire to forget the event. Many
Are there children involved requiring the assistance of child victims of rape or sexual assault may be reluctant to disclose
protective services? Then, it is important to assess the vic- this information and may present instead for STI testing,
tim’s motivation for change in the situation. Many victims contraception, or needing treatment for other injuries.
are fearful of retaliation or feel bound by financial con-
straints; children; and familial, cultural, or religious expec-
Clinical Pearl
tations to remain in their current situation. No assumptions
Sexual assault or rape may be present in cases of IPV or
should be made about the assistance that the victim wants. elder abuse.
Interventions should be targeted to match the victim’s readi-
ness for change. For example, if the victim is in a stage where
he or she is minimizing the problem, forming an action plan
for leaving the relationship would not be appropriate—and Disclosure
would not likely be successful. It is well established that case identification improves in
Steps in management of physical and sexual abuse: settings where clinicians directly ask about the possibility
of sexual assault. This happens most often in clinical set-
1. Ensure and explain limits of confidentiality (in most tings in which clinicians are encouraged to ask, and studies
jurisdictions there is no legal responsibility on the part show that most patients do not mind being asked. In order
of the health-care professional to report IPV). to ensure that the disclosure of information about sexual
2. Document abuse in victim’s words, using diagrams or assault can occur, it is extremely important for the clinician
photographs if possible. to be explicit about confidentiality and allow for privacy,
3. Physical examination if appropriate (and document safety, and adequate time for the victim to tell his or her
when physical examination seems inconsistent with story. It is important to be nonjudgmental and to acknowl-
mechanism of injury). edge how difficult it may be for the victim to disclose. It
4. Medical stabilization if necessary (e.g., if victim is in is important to acknowledge that feelings of fear, shame,
your office, does he or she need to go to the emergency or guilt are common and to begin to correct any cognitive
department for X-rays, stitches, or investigation of misattributions such as self-blame.
internal injuries?).
5. Validate victim’s right to live without abuse.
6. Discuss safety and develop a safety plan (for Clinical Pearl
First disclosure is not the time for determining the accu-
immediate or later use). This can include planning an
racy of the allegations. The task of investigating the assault
escape route from home, strategizing ways to reduce will be that of the police, if the victim chooses to pursue
harm done during the abuse or ready important this avenue.
documents and necessities should the victim decide to
leave in a rush, before, during, or after an assault.
7. Consider need for child protection (including need for
reporting to child welfare authorities if child danger Acute Management of Sexual Assault or Rape
or abuse is suspected).
8. Assess motivation for change and tailor subsequent Case #3—Felicia
interventions accordingly. An 18-year-old college student named Felicia arrives in the
9. Make referrals to social and legal services as indi- Emergency Room tearful and mute. You are asked to see her
cated—physicians should realize that they do not need for a psychiatric consultation.
to manage all aspects by themselves. You notice that Felicia appears dazed and has a swol-
10. Make referrals to mental health professionals as indi- len, bleeding lip. You ask her what happened and she shrugs
cated. her shoulders and cries. You offer her a tissue that she uses
11. Ensure a follow-up appointment. on her eyes and lip and then begins to rock back and forth
in her chair. You gently comment that you can see she is very
Management considerations for the long-term mental distressed and if she can tell you why, perhaps you can help.
health consequences will be discussed in detail in subse- She eventually appears to collect herself and reports
quent sections. that she went out with a friend to celebrate her 17th birth-
day and drank too much. One of the men in the bar stopped
Rape her as she was entering the women’s washroom at the end
Rape or sexual assault leaves both men and women at risk of the long hall in the basement. He punched her in the
of physical injury and sexually transmitted infection, with face and threatened to kill her if she did not cooperate and
women at risk of (unplanned) pregnancy. Men are more have sex with him. Following the assault, he told her that if
likely to suffer physical harm, as they are more likely to have she talked he would “come after her” and anyway he knows
had multiple assailants and it is more likely that weapons she was drinking underage and the police would charge
were used. Rape and sexual assault are massively under- her. She tearfully says, “It’s all my fault, anyway. There is
reported. In particular, adolescents tend to delay seeking nothing anyone can do now.”
2582 Section IX • Specific Populations and Clinical Settings

You tell her that no one deserves to have this happen help direct the clinician in terms of what protocol to
and that sexual assault is illegal. There is something that can follow for DNA and other specimen. However, victims
be done. You encourage her to allow the sexual assault team often change their minds with time, so ensure that
to examine her and make sure that she is physically okay, proper specimens are collected.
by testing for sexually transmitted diseases and taking preg-
nancy precautions if necessary. Her options for reporting to Physical Examination
the police can be considered. You inform her about common Physical examination should involve a general examination
psychological symptoms after sexual assaults and discuss that includes a screen for external injuries as well as a
possible ways of coping. You enquire if she has a safe place genital examination for both men and women. When using a
to stay with family or friends. You offer her a follow-up proctoscope (anal examination) or speculum (vaginal exami-
appointment for further assessment and management the nation), special care should be taken to explain to the victim
following day. exactly what is being done and the reason for it. It can be
Once again, the first task is to ensure the physical safety very important to give feedback about genital damage, as
of the victim. For example, will emergency accommodation patients may be worried that future partners may be able
be needed? Who should or should not be contacted for to see or somehow know that they have been raped. Details
support? In some jurisdictions, it will be possible to refer to for physical examination and documentation are outlined in
a sexual assault center where the staff is expert at the medi- an American College of Emergency Physicians’ Handbook
cal, forensic, and psychological evaluation of acute sexual “Evaluation and Management of the Sexually Assaulted or
assault. For example, in the USA, many facilities have Sexually Abused Patient” (ACEP 1999).
begun to use the Sexual Assault Nurse Examiner (SANE)
program, which encompasses the principles discussed below
(Ledray 1999). However, there are many places where such a Clinical Pearl
specialized service is unavailable and acute management will Explaining all procedures and getting consent is vital.
Warning the patient about the possibility that the examina-
be referred to the general emergency department team.
tion might trigger a reexperiencing of the event is crucial to
Clear documentation is vital, particularly if the victim ensuring a sense of safety and normalcy.
decides to report the rape to police. Informed consent for
each stage of the management plan is essential.

History Laboratory Investigation


Investigation for pregnancy and sexually transmitted infec-
1. A brief history of the assault is needed. tions should be done according to need. Investigations and
(a) What orifices were penetrated? proposed follow-up are outlined in Table 125–2.
(b) Was barrier contraception used?
(c) Were any weapons used? Forensic Referral
(d) Are there characteristics of the perpetrator known DNA samples for forensic evidence can be collected up to
that would help inform risk assessment of STI or 10 days after assault (particularly if the samples have been
HIV status? stored in a nondamp environment). It is important to ask
(e) Does the victim suspect that drugs were used unknow- victims not to wash themselves or the clothes that they were
ingly? wearing during the assault prior to forensic investigation. If
2. Take the victim’s medical history (including pregnancy the victim has changed clothes prior to presenting for treat-
status and date of last menstrual period if applicable), ment, then usually only the undergarments are collected.
psychiatric history, medications, and allergies. Local sexual assault response teams will have specific
3. It is helpful to know the victim’s initial thoughts about protocols for forensic documentation. Even if the victim is
reporting the abuse or assault to the police. This can undecided about whether he or she will report the assault,

Table 125–2 Guidelines for Laboratory Investigation in Acute Sexual Assault of Adolescents and Adults

Test Site Timing


Pregnancy bhcg Blood Baseline, 2 weeks
Neisseria gonorrhoea Polymerase chain reaction (PCR) or culture and Endocervical Baseline or at 2 weeks
sensitivity (C & S)
Chlamydia trachomatis PCR Endocervical Baseline, 2 weeks
Trichomonas C&S Vaginal Baseline, 2 weeks
Hepatitis B Surface antibody (anti-HBs) for immunity; Blood Baseline, 3 months
hepatitis B surface antigen (HBsAg); core
antibody (anti-HBc)
Syphilis Rapid plasma regain (RPR) and treponema Blood Baseline, 3 months
pallidum hemagglutination assay (TPHA)
HIV HIV antibody (ELISA test) Blood Baseline, 3–6 months
Investigation of unknown Toxicology: alcohol, amphetamines, barbiturates, Urine Within 36 hours
ingested substances benzodiazepines, cocaine, GHB, ketamine,
marijuana, muscle relaxants, and opiates
Chapter 125 • Psychiatric Management of Victims of Physical and Sexual Abuse and Rape 2583

forensic evidence can be collected and stored until such a continuity of care, patients should also be referred back to
decision is made. their primary care physician for ongoing monitoring.
Initial psychological intervention should be individ-
Medical Treatment ual, supportive, and educational in nature about the effects
Pregnancy Prophylaxis Postcoital contraception can be used of trauma and rape. It is important to acknowledge with
up to 72 hours after rape. There are two main methods: the patient that any reaction he or she might be having is
progesterone only (two 750 μg tablet given 12 hours apart) acceptable and that it is normal to need support. Also, it will
or the Yuzpe method where 2 50 μg estrogen birth control be difficult for the patient to process and assimilate general
tablets are given 12 hours apart. Progesterone only is the information about rape or specific information about his or
preferred method, as it is just as effective with fewer side her own physical health concerns until there is a sense of psy-
effects (Mein et al. 2003). chological safety. Ensure that the patient recognizes that he or
she is now in a safe place and that the assault is over. Some-
STI Prophylaxis The Centre for Disease Control and Pre- times dissociative phenomena can be observed in the emer-
vention (ACEP 1999) recommends: gency room. One can assist the patient by providing “ground-
ing strategies” such as touching a table or other object in the
1. Prophylaxis for chlamydia, gonorrhea, trichomonas, examination room. In situations where the victim’s symptoms
and bacterial vaginosis. are so overwhelming that they preclude psychotherapeutic
(a) ceftriaxone 125 mg IM (intramuscular) once and support of any kind, pharmacotherapy may be indicated,
(b) metronidazole 2 g p.o. once and either with short-term use of benzodiazepines or with the
(c) azithromycin 1 g p.o. once or doxycycline 100 mg institution of SSRI or SNRI medication to treat the severe
p.o. BID for 7 days. anxiety. Any person being started on medication should
Note that some centers will substitute cefixime 400 mg be closely monitored. Once the patient is feeling safe enough
p.o. once for ceftriaxone. to assimilate information ensure that he or she obtains specific
2. Hepatitis B immune globulin (400 IU IM) and hepatitis information about health status and educate about the risks
B vaccination if not immune. of future health problems (victims will often be very con-
cerned about contracting sexually transmitted infections).
HIV Considerations for HIV exposure prophylaxis involve Involvement of Family or Friends Social support is crucial to
weighing the risk of infection with that of treatment. It is
important to consider the time since exposure occurred,
the likelihood of transmission, the probability that the per- Clinical Pearl
petrator is infected with HIV, the efficacy and side effects of It is important to give written instruction, as patients may
the proposed regimen, and the expected patient compliance. not be able to store verbal information in the overwhelmed
state subsequent to an assault.
In Canada, the British Columbia Centre for Excellence in
HIV/AIDS recommends that patients who are sexually
assaulted receive postexposure antiretroviral therapy. There
are no data on postexposure prophylaxis after rape; how- help restore effective coping. However, the clinician should
ever, in cases of occupational needlestick injuries or perinatal gain the patient’s involvement in deciding who to contact.
transmission, postexposure prophylaxis reduces risk of infec- There is evidence that negative social support (blame,
tion by approximately 67% (ACEP 1999). Risk of HIV trans- criticism, etc.) can lead to worse mental health outcomes
mission in various situations is summarized in Table 125–3. (American Psychiatric Association 2004). In addition, due
to the high prevalence of known assailants, one should
take care to ensure that the perpetrator is not mistaken
Table 125–3 Risk of HIV Transmission during Sexual for the intended support system. It can be helpful to discuss
Exposure, with Comparison to Other Types of
Exposure (ACEP 1999, Mein et al. 2003)
the acute and potential longer-term effects of rape with
family. Education about sleep disturbance, irritability, hyper-
Risk of Transmission of HIV Infec- arousal, and reexperiencing phenomena can help to ensure
Type of Exposure tion per Exposure (%) a safe and supportive environment, as well as early referral
Receptive vaginal 0.1–0.2 to mental health treatment if symptoms persist. Education
Receptive anal 0.1–3 of family members about potential misattributions can also
Receptive oral Has been reported, prevalence help reduce the victim’s experience of shame or self-blame.
unknown
Needlestick injury in 0.3–0.9
health-care workers
Shared HIV-contaminated 67% Clinical Pearl
needle Victims’ sexual partners should know that unusual respons-
es to sexual advances after rape are universally experienced
and do not reflect on the partner him- or herself.
Early Psychological Treatment
Although many victims are in shock and sometimes denial
at the outset, initial dissociative and numbing responses have Debriefing There is no evidence for “debriefing” groups where
been associated with later mental health difficulties. Therefore, the victim is asked to describe his or her experience. There is
referrals for counseling should be offered at onset. To ensure in fact some concern that this might be detrimental for some
2584 Section IX • Specific Populations and Clinical Settings

patients, exposing them to triggers of reexperience unneces- In addition, it has been suggested that “invasiveness” of
sarily and possibly causing them to redefine their own rape the abuse (i.e., penetration vs. noncontact) and violence or
experience as more horrific in light of hearing others’ experi- injury resulting from abuse result in more serious mental
ences (American Psychiatric Association 2004). health consequences. Studies have shown that having a closer
relationship to the perpetrator is also a risk factor, but this
Long-Term Mental Health Sequelae of is complicated by the fact that a closer relationship (e.g.,
Physical and Sexual Abuse and Rape father–daughter incest) may mean an earlier age of onset,
multiple incidents, and longer duration (Lesserman 2005).
Adult Survivors of Childhood Physical and Additional traumatic experiences may also be risk
Sexual Abuse factors. In some environments where childhood maltreat-
Abuse in childhood leads to significant biological, psycho- ment occurs, there is also familial dysfunction and there may
logical, and social consequences. Adult survivors of be other traumas (e.g., witnessing abuse). Such adverse child
childhood physical and sexual abuse often have profound experiences, particularly in the absence of protective factors
mental health sequelae and frequently present for psychiatric that would help a child develop stable emotional resources,
treatment. Adult consequences of physical and sexual abuse may be mediating factors in the development of long-term
in women include lower perceptions of overall health, greater mental health sequelae. In addition, for women, at least,
physical and emotional disability, more physical health there are higher levels of psychiatric symptomatology
symptoms and a greater number of health-risk behaviors among those revictimized in adulthood than among those
(e.g., physical inactivity, smoking, drug abuse, and prosti- women abused only as adults (Arias 2004).
tution). Risk is at least doubled for psychiatric sequelae of
PTSD, major depressive disorder (MDD), anxiety disorders, Psychiatric History and Comorbidity
and somatization (including gastrointestinal, gynecological, Psychological manifestations such as depression or anxiety
and neurological symptoms). Risk is significantly increased in childhood at the time of the abuse may increase the risk
for substance abuse, dissociation, aggressive behaviors, and of future mental health complications. The development of
personality disorders. drug and alcohol use disorders is associated with poorer
Although mental health sequelae of childhood sexual mental health outcomes for abuse survivors. In addition,
abuse in males have been less well studied, there is an increased early childhood abuse may interfere with the establishment
prevalence of PTSD, depression, anxiety disorders, eating of basic trust, an essential ingredient to later stable inter-
disorders, substance use disorders, personality disorders personal relationships. An important question for the future
(borderline and antisocial), poor self-image, future sexu- is whether childhood intervention can prevent the develop-
ally related problems, legal difficulty, and attempted suicide. ment of long-term mental health sequelae.
Men who were abused as children have even greater rates
of psychological distress (e.g., up to fourfold increased risk Neurobiology
of major depression), substance abuse, and sexually related There is some evidence to suggest that individuals with
problems compared to men who were not abused as children a history of sexual abuse may actually have measur-
than do women who were abused compared to those not able hypothalamic–pituitary–adrenocortical (HPA) axis
abused (Holmes and Slap 1998). For depression, this may dysregulation and greater autonomic activation (e.g., higher
reflect the lower baseline prevalence of depression in males. catecholamines) both at baseline and in response to stress.
However, it may also reflect the impact of societal beliefs In those with depression, anxiety, or PTSDs as adults,
about abuse in males that affects disclosure, feelings of self- the HPA axis dysregulation and autonomic reactivity are
blame, and sense of masculinity. greater. More research needs to be done in this area to
determine whether the neurobiology could usefully predict
Risk Factors for Long-Term Mental Health who will develop psychiatric sequelae of childhood trauma
Sequelae of Childhood Maltreatment (Lesserman 2005).
In discussion of risk factors for long-term mental health
sequelae of child maltreatment, it is very important to note Physical and Sexual Abuse of Adults
that child sexual and physical abuses are strongly associ- Over the long term, individuals exposed to IPV report more
ated with mental health sequelae regardless. The following physical symptoms than those not exposed (Dutton et al.
factors may mediate or increase risk, but their effect is small 2006). Common somatic symptoms are headaches, insomnia,
relative to the association between abuse and mental health choking sensations, hyperventilation, gastrointestinal symp-
sequelae in general. toms, and back, chest, and gynecological pain. Chronic pain
syndromes are common in women who report histories of
Social Factors abuse. They also report poorer health status than those not
The majority of the research on risk factors for long-term exposed (Campbell and Soeken 1999). In addition, there is a
sequelae of abuse has been focused on the characteristics of higher risk of engaging in negative health behaviors such as
the abuse. Individuals who suffer multiple types of maltreat- smoking, alcohol and drug use, unsafe sex, and poor eating
ment (i.e., physical and sexual abuse as opposed to one or the behaviors. There is a higher risk of HIV or other sexually
other), perpetrators and incidents have a higher risk of devel- transmitted infection (Zierler et al. 1996).
oping mental health symptoms than those who experience At the center of the psychological response to interper-
a single type of maltreatment, perpetrator, or incident. The sonal trauma is the experience of intense fear, helplessness,
risk of developing psychiatric difficulties is also increased or horror. IPV disrupts an individual’s sense that the world
with longer duration of abuse and earlier age of onset. is a safe place and that others can be trusted. It disrupts an
Chapter 125 • Psychiatric Management of Victims of Physical and Sexual Abuse and Rape 2585

individual’s sense of him- or herself. One of the first concep- In 1974, Burgess and Holstrom (1974) described the
tualizations of the psychological effects of IPV was the “bat- “rape trauma syndrome,” which consisted of two phases.
tered woman syndrome” (Walker 1991). Symptoms included First is the acute stage immediately after a rape where symp-
anxiety, depression, posttraumatic stress, helplessness, pas- toms include disorganization, denial, and shock. The reor-
sivity, and low self-esteem. It was thought that many of these ganization stage occurs weeks to months later. Symptoms of
symptoms arose from the chronic, unpredictable nature of this second stage typically included anxiety (fear and avoid-
the violence. It is more common now to avoid the use of this ance), depression, emotional and social withdrawal, sleeping
term in favor of a DSM-IV-TR diagnosis. and eating disturbances (including nightmares), self-blame,
Mental health consequences of physical and sexual shame, guilt, somatization, and sexual dysfunction. These
abuse in adults include PTSD, depression, anxiety, alcohol two stages are most similar to the DSM-IV-TR diagnoses of
and drug abuse, attempted suicide, and suicide. In a review acute stress disorder (acute stage) and PTSD (reorganization
by Golding (1999), victims of IPV had a 3–5 × greater likeli- stage). There is evidence that dissociation in the peritrau-
hood of the above than non-victims. It has been suggested matic phase characterized by the acute stress reaction may be
that rates of MDD in physically abused women range from a risk factor for the subsequent development of PTSD. See
66% to 80%. It is also important to note that subthreshold Figure 125–3 for DSM-IV-TR diagnostic criteria for acute
symptoms of depression and PTSD are common in this stress disorder. Note the time period requirements for acute
group and can cause significant functional impairment stress disorder, and the symptoms must occur within 4 weeks
(Hegadoren et al. 2006). of the trauma and last for between 2 days and 4 weeks.
The US National Comorbidity Survey (Kessler et al.
Sexual Assault and Rape 1995) found that 49.5% of women and 65% of men who
Similar to the evidence in IPV, the effects of rape can be experienced rape met DSM-IV-TR criteria for PTSD. PTSD
mediated through health behaviors. In a cross-sectional does not only occur in the acute time after a rape, but many
survey of adolescent girls in Massachusetts (Silverman victims continue to suffer for months, if not years subse-
et al. 2001), physical and/or sexual abuse by a dating part- quent to an assault. Major depression is purported to be
ner resulted in increased substance use, unhealthy weight higher in rape survivors, although some authors suggest that
control behaviors, sexual-risk behaviors (including earlier this is more of a factor in individuals who have experienced
age at first “consensual” intercourse), and pregnancy. repeated sexual trauma. Once again, symptoms that do

A. The person has been exposed to a traumatic event in which both of the following were
present:

(1) the person experienced, witnessed, or was confronted with an event or events that
involved actual or threatened death or serious injury, or a threat to the physical integrity
of self or others

(2) the persons response involved intense fear, helplessness, or horror

B. Either while experiencing or after experiencing the distressing event, the individual
has three (or more) of the following dissociative symptoms:

(1) a subjective sense of numbing, detachment, or absence of emotional responsiveness


(2) a reduction in awareness of his or her surroundings (e.g.,"being in a daze")
(3) derealization
(4) depersonalization
(5) dissociative amnesia (i.e., inability to recall an important aspect of the trauma)

C. The traumatic event is persistently reexperienced in at least one of the following ways:
recurrent images, thoughts, dreams, illusions, flashback episodes, or a sense of reliving
the experience; or distress on exposure to reminders of the traumatic event.

D. Marked avoidance of stimuli that arouse recollections of the trauma (e.g., thoughts,
feelings, conversations, activities, places, people).

E. Marked symptoms of anxiety or increased arousal (e.g., difficulty sleeping, irritability,


poor concentration, hypervigilance, exaggerated startle response, motor restlessness).

F. The disturbance causes clinically significant distress or impairment in social,


occupational, or other important areas of functioning or impairs the individual's ability to
pursue some necessary task, such as obtaining necessary assistance or mobilizing
personal resources by telling family members about the traumatic experience.

G. The disturbance lasts for a minimum of 2 days and a maximum of 4 weeks and occurs
within 4 weeks of the traumatic event.
Figure 125–3 DSM-IV-TR criteria for acute
stress disorder (Source: Adapted from the H. The disturbance is not due to the direct physiological effects of a substance (e.g., a
Diagnostic and Statistical Manual of Mental drug of abuse, a medication) or a general medical condition, is not better accounted for
Disorders, fourth Edition. Copyright 1994 by Brief Psychotic Disorder, and is not merely an exacerbation of a preexisting Axis I or
American Psychiatric Association). Axis II disorder.
2586 Section IX • Specific Populations and Clinical Settings

not meet full criteria for DSM-IV-TR syndromes are com- way (i.e., not using substances or self-harm to regulate
mon. It is clear that symptoms of anxiety, such as persistent affect).
fears, persist in the long term after rape in many individuals.
Dissociative reactions including amnesia and depersonaliza- While the above points apply to all psychiatric illnesses,
tion can be acute and chronic consequences. Suicidality is there are some considerations specific to individual disor-
also of concern, with up to 50% of rape victims reporting ders. This section will review specific considerations for
suicidal ideation over time. Themes of shame, guilt, and self- treatment of depression, anxiety, substance use, and somato-
blame abound. Sometimes anger is manifest as a symptom. form disorders in individuals with a history of interpersonal
Although there is less research in men who have been trauma. The concept of posttraumatic stress is especially rel-
raped, it is important to consider some unique issues for evant for discussion in a chapter on management of victims
male victims. Long-term psychological themes can include of physical and sexual abuse and rape. Therefore, the phe-
sexual dysfunction and sexual identity confusion, particu- nomenology and management of PTSD in victims of abuse
larly if they ejaculated during the rape. They may not be and rape will be discussed in detail in a subsequent section.
aware that pressure on the prostate (from anal insertion of
a penis) can cause involuntary ejaculation. Depression
There is evidence that abuse influences the expression of
Management Considerations for Long-Term mood disorders. There are higher levels of depressive and
Psychiatric Sequelae of Physical and Sexual psychotic symptoms and suicide attempts, as well as more
Abuse and Rape comorbidity with personality disorders, eating disorders,
As discussed in previous sections, individuals who have been and substance abuse. Individuals with a childhood history
victims of physical and sexual abuse and rape are at increased of physical and sexual abuse are more likely to present with
risk of various psychiatric syndromes, including depression, “atypical” depression as identified by reverse neurovegeta-
anxiety, substance abuse, and somatization. In general, the tive symptoms (e.g., increased appetite and sleep instead of
recommended pharmacotherapeutic and psychotherapeutic decreased appetite and insomnia) than individuals without
treatments of these conditions are not different for individuals interpersonal trauma histories (Levitan et al. 1998). In
who have experienced sexual abuse and rape. However, it is assessment of a mood disorder in an individual with a
essential to recognize the connection between the presenting trauma history, it is vital to consider symptoms in the context
symptoms and the traumatic experience(s) and to consider of the history. For example, “body memories” or “voices”
the individual’s behavior and symptoms in the context of may be incorrectly labeled as psychotic phenomenon when
traumatic reenactment. The following are some important in fact they may be more accurately labeled “reexperiencing
factors to consider in the general management of psychiatric phenomena”.
illness in individuals with a history of interpersonal trauma: Furthermore, individuals with “atypical” depression
have earlier ages of onset with a more chronic course of
1. Safety: It is important to consider that sometimes the depression—more frequent mood episodes and longer dur-
psychiatric difficulty cannot be resolved if the abuse is ation of episodes (Zlotnick et al. 2001). In tailoring a man-
ongoing—no matter the treatment. agement plan for these patients, all of the general consid-
2. Comorbidity: In many cases, there will be a number of erations apply, but there will almost certainly be a need for
different problems or symptoms that will need to be fairly intensive and multimodal treatment that might not be
targets of treatment. As always, a comprehensive assess- necessary in the management of an uncomplicated major
ment is vital and comorbidity needs to be addressed. depressive episode.
It will be difficult to ameliorate symptoms in one area
without addressing the others. Anxiety
3. Difficulties with interpersonal relationships and affect With respect to anxiety disorders, panic disorder and PTSD
regulation: Many victims of abuse and rape have been are the two types most commonly seen in individuals with
unable to develop and/or maintain stable emotional history of interpersonal trauma. PTSD will be discussed
resources, resulting in affective instability and difficulty subsequently and panic disorder will be addressed here.
sustaining interpersonal relationships. This will have There is evidence that individuals with a history
significant implications for the therapeutic relationship of trauma (particularly as children) may be particularly
that may challenge therapists in the areas of coun- predisposed to panic disorder, given the high degree of auto-
tertransference and boundary or limit setting. It may nomic reactivity that can result in HPA axis dysregulation.
also present a clinical dilemma of how to address the From a cognitive perspective, panic disorder is characterized
trauma history during the treatment of a psychiatric by high levels of fear of anxiety sensations. It is the fear of
disorder. With significant affective symptoms, particu- these anxiety sensations that contributes to the maintenance
larly if the patient always feels “in crisis,” it is vital to of panic disorder. In trauma, the original anxiety sensa-
equip the patient adequately to address the trauma tions signaled impending severe trauma, so the connection
background. Early on, it is important to help improve between the anxiety sensation and the cognitive perception
daily functioning and relationships while acknowledging of danger is very strong (Safren et al. 2002).
that trauma has occurred. Exploration of the trauma Therefore, management implications include attention
itself should only begin after optimal symptom control to severe physiological symptoms that will often require
has been achieved, there is a strong and reliable thera- pharmacotherapy (i.e., SSRIs). With respect to cognitive-
peutic relationship, and there has been some work in behavior therapy, it will be important to understand
the area of expressing and processing emotions in a safe the thoughts associated with panic attacks in the context of
Chapter 125 • Psychiatric Management of Victims of Physical and Sexual Abuse and Rape 2587

the trauma history, addressing cognitive distortions and labeled in the DSM-IV-TR as PTSD. Symptoms of PTSD
forming exposure therapy hierarchies with this in mind. are clustered into three categories—hyperarousal, intrusion,
and constriction/numbing. Diagnostic criteria are labeled in
Substance Abuse and Dependence Figure 125–4. Hyperarousal refers to the tendency to star-
In the treatment of substance use disorders in victims of tle easily, be irritable, and sleep poorly. Intrusion refers to
interpersonal trauma, it is important to consider two main the flashbacks or nightmares or reexperiencing of traumatic
points: memories. Constriction refers to the numbing and avoidance
response that is like dissociation from the pain of the trauma.
1. Memories of the trauma may be triggers for substance (See Figure 125–4 for DSM-IV-TR diagnostic criteria.)
use. Use may be a way of coping with the emotional Complex PTSD or “disorder of extreme stress, not
pain of the trauma, although cravings later become otherwise specified” (DESNOS) (van der Kolk et al. 2005)
associated to drug or alcohol cues as well. is thought to arise in individuals who have suffered severe,
2. As patients start to cut down or become abstinent from prolonged, and repeated interpersonal victimization. This
substances, feelings and memories may surface about includes extended child abuse, chronic spousal abuse, or
past trauma(s). Therefore, it is essential to continually the effects of forced prostitution or sex trafficking. The
reassess individuals in treatment for substance use for repeated nature of the trauma is linked to cognitive, somatic,
comorbid depression or posttraumatic stress symptoms and dissociative disturbances as well as difficulties in
that may emerge. If these go unmanaged, the person affect regulation, boundary awareness, interpersonal prob-
may not be able to maintain or continue recovery. lems, and identity disturbance. Although complex PTSD/
DESNOS is not considered a distinct DSM diagnosis, it
Specific therapies for PTSD co-occurring with a sub- is widely used by researchers and clinicians who deal with
stance use disorder have been developed. Techniques are individuals exposed to recurrent trauma, as it may better
mainly cognitive and behavioral, and the focus is on stabilizing characterize their symptomatology than any specific DSM-
the substance use disorder while developing coping skills to IV-TR diagnosis (see Figure 125–5 for proposed diagnostic
manage symptoms of hyperarousal and reexperiencing of criteria).
trauma. Pharmacotherapeutic recommendations are the
same as for treating these disorders individually, although Risk Factors for Developing PTSD
it may be advisable to avoid the use of benzodiazepines for Not every victim of physical or sexual abuse or rape develops
anxiety symptoms in this population due to the potential for PTSD, and it is clear that the pathway to the development
developing dependence. of PTSD is multifactorial. Greater severity and chronicity
of the violence, life threat, use of a weapon, and sexual vio-
Somatization lence have all been shown to contribute to a higher risk of
There is not a large literature on the management of somatic PTSD. Risk varies with victim-specific factors (e.g., female
symptoms in individuals with a history of physical and sex, socioeconomic status, past psychiatric history, less func-
sexual abuse and rape despite the plethora of evidence that tional coping styles, family psychiatric history, and prior
somatization is prevalent in this population. The prevail- trauma history) as well as the sociocultural environment
ing theory is that exposure to physical and sexual abuse or in which the violence takes place. For example, it has been
rape may predispose individuals to respond to stress somati- shown that criticism, blaming responses, or stigmatization
cally—perhaps as a result of heightened somatic perception strongly predict poor mental health outcome (Briere and
(Stuart and Noyes 1999). Unfortunately, somatization is Jordan 2004).
a maladaptive communication of distress because health-
care providers and other potential sources of emotional Management
support may focus only on the physical symptoms and not
be responsive to the individual’s emotional distress. Par- Case #3—Felicia (continued)
ticularly when no physiological etiology of the symptoms is Felicia, who you assessed in the emergency room, did not
found and the level of concern by the health-care provider keep her follow-up appointment the day following the
is lessened, the patient may have feelings of abandonment assault. You next see her 14 weeks later in the outpatient
and despair (leading to a corresponding increase in somati- department. She reports that she tried “to forget the assault
zation). Implications for management, therefore, include an by pretending nothing had happened.” She has not told any-
empathic and consistent therapeutic environment, whereby, one about it and returned to classes the next day.
although the health practitioner may set limits on the She has recurrent nightmares of the assault, flashbacks,
number of medical investigations that are to be done, he or episodes of tearfulness, exaggerated startle reactions, and
she remains emotionally available to the patient. anxiety. She has avoided all social contacts and has started
skipping classes. She feels that she has brought all these
Posttraumatic Stress events on herself as a result of her bad judgment.
Herman (1992) conceptualized the response to trauma as You again affirm that no one “deserves” to be raped.
a spectrum, from an acute stress reaction on one end to You explain the symptoms and causes of PTSD. You discuss
“complex PTSD” at the other end, with “simple” PTSD the proposed treatment plan outlined in Figure 125–6 and
somewhere in the middle. Changes to a person’s psychological the following pages.
schema, as well as to his or her neurobiological systems The American Psychiatric Association (2004) published
(mediated by the effects of norepinephrine and cortisol), guidelines for the treatment of PTSD, many principles of
can result in a characteristic response pattern that has been which are applicable to treatment of PTSD in the population
2588 Section IX • Specific Populations and Clinical Settings

A. The person has been exposed to a traumatic event in which both of the following were present:

(1) the person experienced, witnessed, or was confronted with an event or events that involved actual or threatened
death or serious injury, or a threat to the physical integrity of self or others

(2) the person's response involved intense fear, helplessness, or horror. Note: In children, this may be expressed instead
by disorganized or agitated behavior

B. The traumatic event is persistently reexperienced in one (or more) of the following ways:

(1) recurrent and intrusive distressing recollections of the event, including images, thoughts, or perceptions. Note: In
young children, repetitive play may occur in which themes or aspects of the trauma are expressed.

(2) recurrent distressing dreams of the event. Note: In children, there may be frightening dreams without recognizable
content.

(3) acting or feeling as if the traumatic event were recurring (includes a sense of reliving the experience, illusions,
hallucinations, and dissociative flashback episodes, including those that occur on awakening or when intoxicated).
Note: In young children, trauma-specific reenactment may occur.

(4) intense psychological distress at exposure to internal or external cues that symbolize or resemble an aspect of the
traumatic event

(5) physiological reactivity on exposure to internal or external cues that symbolize or resemble an aspect of the
traumatic event

C. Persistent avoidance of stimuli associated with the trauma and numbing of general responsiveness (not present
before the trauma), as indicated by three (or more) of the following:

(1) efforts to avoid thoughts, feelings, or conversations associated with the trauma
(2) efforts to avoid activities, places, or people that arouse recollections of the trauma
(3) inability to recall an important aspect of the trauma
(4) markedly diminished interest or participation in significant activities
(5) feeling of detachment or estrangement from others
(6) restricted range of affect (e.g., unable to have loving feelings)
(7) sense of a foreshortened future (e.g., does not expect to have a career, marriage, children, or a normal life span)

D. Persistent symptoms of increased arousal (not present before the trauma), as indicated by two (or more) of the
following:

(1) difficulty falling or staying asleep (4) hypervigilance


(2) irritability or outbursts of anger (5) exaggerated startle response
(3) difficulty concentrating

E. Duration of the disturbance (symptoms in Criteria B, C, and D) is more than 1 month.

F. The disturbance causes clinically significant distress or impairment in social, occupational, or other important areas
of functioning.

Specify if: Acute: if duration of symptoms is less than 3 months


Chronic: if duration of symptoms is 3 months or more

Specify if: With Delayed Onset: if onset of symptoms is at least 6 months after the stressor
Figure 125–4 DSM-IV-TR criteria for PTSD (Source: Adapted from the Diagnostic and Statistical Manual of Mental Disorders, fourth Edition.
Copyright 2000 American Psychiatric Association).

of victims of physical and sexual abuse and rape. The goal of Assessment
treatment is to reduce anxiety, fears, and avoidance behaviors, First, a full psychiatric interview should be undertaken with
ultimately to return the patient to good functioning and exploration into symptoms of posttraumatic stress and
health and prevent relapse. It is important to note that their temporal relationship to the trauma(s). Some aspects
the psychotherapeutic treatment options described below of the full psychiatric assessment may need to be deferred
have been studied in samples where the victim is in a safe if the patient is still acutely disturbed from the assault. The
physical environment. They are not meant to be delivered general aim is to confirm diagnosis, identify comorbidity,
in an acute setting, prior to the medical stabilization of and document baseline functioning and available resources
the individual. Principles of the assessment and treatment (e.g., stability of housing, social support network, and
can also be applied in the setting of acute stress disorder financial resources). A psychiatric history should be taken
and in individuals with subsyndromal posttraumatic stress with special attention to history of past physical and sexual
symptoms. abuse or rape. There should always be a thorough safety
Chapter 125 • Psychiatric Management of Victims of Physical and Sexual Abuse and Rape 2589

i) alterations in affect regulation, which in cludes difficulty with modulation


of anger and self-destructiveness

ii) alterations in attention and consciousness leading to amnesias and


dissociative episodes and depersonalizations

iii) alterations in self-perception, such as a chronic sense of guilt and


responsibility, chronically feeling ashamed

iv) alterations in relationship to others, such as not being able to trust, not
being able to feel intimate with people

v) somatization–the expression of somatic symptoms on a somatic level for


which no medical explanations can be found

vi) alterations in systems of meaning


Figure 125–5 Diagnostic criteria of complex
PTSD or DESNOS in the DSM-IV-TR.

Initial Sessions

1. Education about symptoms of PTSD

2. Explain rationale for asking patient to recall traumatic events

3. Do relaxation training

4. Assess patient’s ability to tolerate within-session anxiety

Middle Sessions

5. Using reassurance and relaxation training, traumatic event(s) are imagined


and/or described during the sessions with focus on negative affects and that the
negative affects will subside.

6. Homework assignments are given whereby either patient practices imagining


the events OR exposes him or herself to situations that he/she has been
avoiding. This must be done in a manner of graded exposure

Later Sessions

7. Later sessions focus on sustaining gains and preventing relapse, including the
implementation of relapse plans should there be any recurrence in symptoms.

Figure 125–6 Principles of cognitive-


behavior therapy for PTSD.

assessment that includes assessment of suicidality, homicid- may not be the right time to begin cognitive-behavior ther-
ality, and the safety of the current environment. apy for PTSD in the case of a woman who continues to fear
for her safety at the hands of an abusive domestic partner.
Rating Scales In such a case, supportive intervention and resource mobili-
The clinician can combine the clinical interview with rating zation would be more appropriate.
scales such as the PTSD Checklist (Weathers et al. 1994), the Choice of treatment may also depend on the severity
Impact of Event Scale (Horowitz et al. 1979), or the David- of the symptoms, medical and psychiatric preexisting or
son Trauma Scale (Davidson et al. 1997). This will help to comorbid illnesses, or patient preference. Cultural factors
assess the full range of symptoms and functional impairment should always be considered. For example, cultural norms
and provide a baseline for comparison during treatment. may contribute to support of a person who has suffered
abuse or rape or may contribute negatively through commu-
Choice of Treatment This may depend on the severity, nication that rape is shameful or that interpersonal violence
recency, or ongoing nature of the trauma. For example, it should not be discussed outside the family or community.
2590 Section IX • Specific Populations and Clinical Settings

Specific Pharmacotherapy There is no evidence for prevention Cognitive-Behavior Therapy


of PTSD or ASD using pharmacotherapy. The principles of cognitive-behavior therapy for PTSD are
Studies of pharmacotherapy in PTSD have been described in Figure 125–6. It is important to consider that
limited, but there are data to support the use of SSRIs or short-term treatment may be appropriate for those who have
venlafaxine as first-line treatment. SSRIs (citalopram, experienced a single traumatic event and are suffering from
fluoxetine, fluvoxamine, paroxetine, and sertraline) have ASD or acute PTSD. However, individuals who are suffer-
been shown to reduce symptoms in all three symptom clus- ing from chronic PTSD or who have history of repeated
ters characteristic of PTSD: hyperarousal, reexperiencing, trauma may require longer-term therapy.
and numbing/avoidance (e.g., Marshall et al. 2001, Connor
et al. 1999, Brady et al. 2000). Venlafaxine has been shown Stress inoculation, Imagery Rehearsal, and
to reduce symptoms in all three clusters and induce remis- Prolonged Exposure
sion better than placebo in 12-week studies. One recent These concepts are closely related to cognitive-behavior
study of venlafaxine vs. placebo that included follow-up for therapy. Unfortunately, studies on the efficacy of these
6 months revealed continued efficacy of venlafaxine overall, treatments have been small and relatively short term. Stress
however not for symptoms of hyperarousal (Davidson et al. inoculation involves breathing exercises, relaxation, thought
2006). stopping, role playing, and cognitive restructuring with-
The use of other antidepressants including monoamine out any exposure to imagined or real stimuli and has been
oxidase inhibitors is supported by moderate clinical shown to be effective on its own in reducing overall PTSD
evidence for PTSD, but there are no trials specifically in symptoms. Prolonged exposure involves imagined or real-
interpersonal trauma survivors (Baker et al. 1995). Tricyclic life exposure to situations that are being avoided due to
antidepressants have been found to be helpful primarily association with trauma and has demonstrated effectiveness
with male combat victims, but not with individuals who in reducing symptoms of anxiety and avoidance. Imagery
have experienced chronic physical and sexual abuse or rape rehearsal is a type of prolonged exposure where only imag-
(Kosten et al. 1991, Davidson et al. 1990, Reist et al. 1989). ined situations are used. There is evidence to support a
Benzodiazepines are not recommended as mono- decrease in overall PTSD symptoms and nightmares with this
therapy due to the possibility of dependence and the with- technique.
drawal effects from use. However, they may be useful as
temporary adjuncts to treatment, especially in the acute Eye Movement Desensitization and
phase. Reprocessing
There are no good clinical trials to support the use of EMDR is a therapy that involves multiple, brief, interrupted
second-generation antipsychotics; however, these medica- exposures to memories and images of trauma combined
tions may be of some use for associated psychotic symptoms. with rapid lateral eye movements. The eye movements are
Most anticonvulsants have not been shown to be of benefit thought to help with reprocessing of the event, allowing for
for symptoms of PTSD, but there are some preliminary modification of affective and cognitive responses (Shepherd
data to suggest that lamotrigine may be helpful in reducing et al. 2000). There have been several small trials of EMDR
symptoms of “reexperiencing.” that suggest some efficacy in victims of abuse and rape.
Adrenergic inhibitors are theoretical treatments in However, some opponents argue that the eye movements
that alpha-2 adrenergic agonists decrease central adrenergic themselves are not necessary for treatment and attribute
activity (possibly being effective at reducing symptoms of benefits to the cognitive-behavioral techniques inherent in
hyperarousal and anxiety). There are no controlled trials, the therapy (Davidson and Parker 2001).
but there have been open-label studies showing some efficacy
for clonidine and prazosin. There is some evidence that Psychodynamic Psychotherapy
propanolol (a beta-adrenergic blocker) may reduce later Although psychodynamic psychotherapy has not been
symptoms of PTSD if administered after acute trauma studied systematically in the treatment of PTSD, it may be
(Vaiva et al. 2003). useful to aid with developmental, interpersonal, or intrapsy-
chic issues that impact on function. Approaches outlined
Psychotherapy There is good evidence (level I) for the effects in the literature involve classical, object relations, and self-
of cognitive-behavior therapy. There is some evidence psychological understandings. Essentially, all approaches
(level II) for the effectiveness of eye-movement desensiti- are useful in helping patients identify the disruptions in
zation and reprocessing or eye movement desensitization their assumptions about themselves, others, and the world
and reprocessing (EMDR). There is also some evidence that around them that stem from, or were exacerbated by, their
stress inoculation, imagery rehearsal, and prolonged expo- trauma experience. From a classical perspective, therapy can
sure-based techniques may be helpful in PTSD symptom help the patient understand his or her defenses and cop-
reduction. It appears that the common element to these ing abilities in the context of prior psychological conflicts,
therapies is that they all offer controlled exposure to trau- development, and relationships. From a self-psychological
matic memories in a safe environment. Theoretically, this perspective, the focus is on how trauma has affected prior
allows for the victim to be reminded of the trauma while in a self-object experiences and overwhelmed a person’s sense
setting that is not dangerous and therefore allows him or her of safety, security, and self-esteem, leading to difficulties
to learn to discriminate between remembering the trauma with maintaining a cohesive self. Psychodynamic interven-
and actually being there (i.e., being in danger). In essence, tions will have to be both supportive and expressive, as indi-
the goal is to break the conditioned association between cated by the capacities of the individual at given points of
various stimuli and danger. treatment.
Chapter 125 • Psychiatric Management of Victims of Physical and Sexual Abuse and Rape 2591

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