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622 Vol. 44, No.

3 / 1 February 2019 / Optics Letters Letter

Photoacoustic communications: delivering audible


signals via absorption of light by atmospheric H2O
RYAN M. SULLENBERGER,* SUMANTH KAUSHIK, AND CHARLES M. WYNN
Massachusetts Institute of Technology, Lincoln Laboratory, 244 Wood Street, Lexington, Massachusetts 02421, USA
*Corresponding author: ryan.sullenberger@ll.mit.edu

Received 25 September 2018; revised 29 November 2018; accepted 11 December 2018; posted 3 January 2019 (Doc. ID 346799);
published 25 January 2019

We describe a means of communication in which a user that does not require a medium other than air. This technique,
with no external receiver hears an audible audio message known as laser-induced plasma effect (LIPE), uses a laser to
directed only at him/her. A laser transmits the message, ionize the air, creating a plasma and ultimately a sound near
which is encoded upon a modulated laser beam and sent the end receiver [3]. Physical Optics Corporation is currently
directly to the receiver’s ear via the photoacoustic effect. developing this technique primarily for military use. The use of
A 1.9 μm thulium laser matched to an atmospheric water ionizing radiation for producing sound, as well as the need for
vapor absorption line is chosen to maximize sound pressure very high-power lasers are safety concerns for the viability of
while maintaining eye-safe power densities. We examine the this approach.
photoacoustic transfer function describing this generation Limited work has been performed examining the use of mi-
of audible sound and the important operational parameters, crowaves to stimulate sound directly in a user [4,5]. However,
such as laser spot size, and their impact on a working the communication has been limited to barely audible clicks
system. © 2019 Optical Society of America (no complex messages) due to the inefficiencies in the transmis-
sion through bone and tissue. Furthermore, none of the micro-
https://doi.org/10.1364/OL.44.000622
wave work has the ability to localize an individual in the
manner a laser-based photoacoustic communications system
does. Underwater photoacoustic communication has also been
explored [6].
The ability to communicate with a specific subject at a pre- Phased array acoustic systems (e.g., Audio Spotlight by
scribed location who lacks any communication equipment
Holosonics) and nonlinear frequency conversion (e.g., Long
opens up many intriguing possibilities. Communication across
Range Acoustic Devices by LRAD Corp) have also been used
noisy rooms, hail and warn applications, and localized commu-
nication directed at only the intended recipient are a few pos- for projecting sound [7,8]. However, the acoustic spot size pro-
sibilities. We demonstrate a method for localized acoustic duced by linear acoustic arrays is much larger than what is pos-
communication with a listener at long standoff distances using sible with optical conversion due to diffraction (θsound ∼ mrad,
a modulated laser transmitted toward the receiver’s ear. The op- θopt ∼ μrad). Parametric acoustic sources overcome diffraction
tically encoded information is converted into acoustic messages by transmitting higher frequency ultrasound and taking advan-
via the photoacoustic effect. The photoacoustic conversion of tage of nonlinear mixing of two beams at a range. Haupt and
the optical information into an audible signal occurs via the Rolt used such a system in a landmine detection scheme [9],
absorption of light by ambient water vapor in the near area though in theory it could be used for communication. The
of the receiver’s ear followed by airborne acoustic transmission range of such a system is limited, however, by the lossiness
to the ear. The recipient requires no external communication of high-frequency sound. Such systems have limits on the order
equipment in order to receive audible messages. We refer to this of 10 meters, much shorter than the photoacoustic communi-
means of communication as “photoacoustic communications.” cations system described here.
Alexander Graham Bell previously described a “photo- This Letter reports on two new approaches of efficiently
phone” means of using modulated light to create sound [1]. producing localized continuous-wave (CW) and pulsed sound
However, Bell’s invention never anticipated a means by which at >0 dB and distances > 2.5 m using photoacoustics in air.
the sound could be sent directly to the user without the need A schematic illustrating the two different photoacoustic com-
for an intermediary material. Later, a photoacoustic speaker was munication schemes is shown in Fig. 1. In the first method
patented [2] in which modulated laser light was shined into “a [Fig. 1(a)], an acousto-optic modulator (AOM) provides an
gas absorption chamber.” amplitude modulation of the 1.9 μm thulium laser, which pro-
Again, this device failed to anticipate the possibility of using duces CW audible signals near the receiver via the absorption of
open air as the absorbing medium. Recently, there has been light by ambient water vapor. In the second method [Fig. 1(b)],
work investigating a photoacoustic means of communication a fast-steering mirror is used to sweep the laser beam such that

0146-9592/19/030622-04 Journal © 2019 Optical Society of America


Letter Vol. 44, No. 3 / 1 February 2019 / Optics Letters 623

propagates to the receiver (lower absorption yields more optical


energy near the receiver), but it is also directly proportional to
the acoustic signal near the receiver (higher absorption yields
more local acoustic energy). For a given range, R, a balance
between these two constraints occurs when A  1∕R, where
R is the distance from the transmitting laser to the receiver
(end user). We choose R by selecting for a particular absorp-
tion, A. A is in turn dictated by choice of laser wavelengths
commercially available. A highly attractive laser for a photo-
acoustic communications system is a 1.9 μm thulium-based fi-
ber laser we procured from IPG Photonics. Note that the gain
bandwidth of thulium is sufficiently wide enough that alternate
laser wavelengths can be obtained useful for alternate operating
ranges.
Of critical importance to a photoacoustic communications
system is the efficient conversion of optical energy into acoustic
energy using safe laser levels. Reference [13] describes a rela-
tionship between photoacoustically created sound pressure
and optical/physical parameters:
βI D1∕2 Av2
Pr  psafe
ffiffiffi , (1)
2 2f L C P r 1∕2
where P is the pressure, β is the expansion coefficient of the gas,
I safe is the laser intensity (assumed to be bounded by the safe
limit at the given wavelength), A is the optical absorption, v is
Fig. 1. Delivery of audible messages via photoacoustics. (a) Traditional the speed of sound, C P is the specific heat of air, r is the dis-
photoacoustic configuration: 1907.2 nm laser light is absorbed by tance from the photoacoustic absorption, f L is the laser modu-
ambient water vapor. The laser beam is amplitude modulated via an lation frequency, and D is the laser beam diameter. This
acousto-optic modulator. (b) Dynamic photoacoustic communication equation is valid in the large-beam limit in which the laser beam
amplifies the audible signal. (c) H2 O absorptivity near 1.9 μm, with diameter, D, is larger than the characteristic acoustic size
an overlay of the laser emission from our thulium fiber laser. vT pulse , where T pulse describes the time duration that the laser
is on (for a 50% duty cycle waveform, this is half the period of
the acoustic waveform). Since typical acoustic frequencies range
the laser spot travels at the speed of sound over some arch between 20 Hz and 20,000 Hz, this period ranges between
(≪360°) adjacent to the receiver. The resulting coherent addi- 50 ms and 50 us. When the D < vT pulse (small-beam limit),
tion of acoustic waves results in an amplification of the acoustic the following equation derived from [13] describes the relevant
signal and produces pulsed acoustic emission without the need physics:
for a resonant chamber. This method is similar to dynamic βI safe D2 Av 2
photoacoustic spectroscopy, which has been used successfully Pr  : (2)
8f L C P r 1∕2 vT pulse 3∕2
for standoff detection of trace explosives [10,11].
The laser wavelength was chosen to enable efficient long-range Equations (1) and (2) provide the guidelines for creating a use-
communication as well as to satisfy requirements for laser eye ful photoacoustic communications system. We use a
safety. Since acoustic pressure is directly proportional to optical 1.9072 μm thulium-based fiber laser (IPG Photonics) to assess
absorption, [see Eqs. (1) and (2) below], a laser wavelength for the relevant acoustic transfer functions describing the conver-
which water is strongly absorbing is advantageous. Even in very sion of optical energy into acoustic energy and verify their rel-
dry environments, there exist appreciable amounts of water in the evance to our photoacoustic communications concept. The
air. The upper bound for airborne water vapor is 100% relative output spectrum of this laser is overlaid on a water-vapor ab-
humidity (RH), for which at standard temperature (25°C), there sorption spectrum in Fig. 1(c). At 50% RH and 1.9072 μm
exist 4.4 · 104 ppm water molecules in the air. Water has several laser wavelength, we operate with an atmospheric optical ab-
particularly strongly absorbing features in the near infrared. sorption of A  0.04 m−1 . We use AOMs to modulate the la-
Because the near infrared is strongly absorbed by water, it poses ser (square wave, 50% duty cycle) over a range of audible and
significantly less safety risk than wavelengths that can penetrate ultrasonic frequencies [Fig. 1(a)]. Since safe levels are defined
through the eye to the retina. The primary safety risk at these by the laser energy per unit area, the laser spot size D is of par-
wavelengths is thermal damage with an eye and skin safety ticular importance. We systematically vary D (using a variety of
threshold of 100 mW∕cm2 [12]. Many commercial high-power lenses, and maintaining optical intensity at the target) to exam-
(typically fiber) lasers exist in this regime, including 1.4 μm, ine its effect on the system. An Earthworks M30 microphone
1.5 μm, and 1.9 μm varieties. For these three reasons, we find (bandwidth  50 kHz) is placed ∼1 cm away from the edge of
the near infrared a very attractive regime for efficient operation. the laser beam. The resultant transfer functions describing the
Atmospheric optical absorption, A, affects the acoustic sig- conversion of eye-safe optical energy (100 mW∕cm2 ) into
nal via two opposing roles. It attenuates the optical energy as it acoustic energy are shown in Fig. 2(a).
624 Vol. 44, No. 3 / 1 February 2019 / Optics Letters Letter

We carried out experiments to demonstrate and characterize


traditional and dynamic photoacoustic communication con-
figurations. Figures 2 and 3 show the measured sound pressure
levels produced by traditional and dynamic operation, respec-
tively, and Fig. 4 plots the spatial distribution of the measured
photoacoustic spectra.
For the traditional photoacoustic experiment, several impor-
tant trends emerge from the data in Fig. 2(a). As can be seen in
Eqs. (1) and (2) (dashed and solid lines, respectively) and our
data, each spot size has a corresponding cutoff frequency above
which the pressure decreases from its maximum value. The
maximum pressure occurs at the boundary between the small
and large spot limits, i.e., when D > vT pulse . In the large-beam
limit, contributions from different locations in the source
do not coherently add due to the long acoustic transit time
across the diameter [13]. The pressure [and corresponding
sound pressure level (SPL)] are in the audible regime
(SPL > 0 dB) for D > 1 cm. Higher SPLs are achieved by us-
ing larger beam diameters, at the sacrifice of higher frequency
content. Measurements of the photoacoustic signal strength
while varying the RH [Fig. 2(b)] show the expected linear re-
lationship. An example photoacoustic waveform (sent and re- Fig. 3. Results from our tests utilizing the dynamic photoacoustic con-
ceived; frequency sweep, from 20 kHz to 1 kHz) is shown in figuration (sweep length  50 cm, range  2.5 m). (a) Photoacoustic
signal heat map, sweep velocity (in Mach #) versus time, for a 5 mm
Fig. 2(c). The agreement of the measured data over frequency
laser spot at target. Waveforms at M  1.05, M  1.00, and M 
range is good, with deviations at higher frequencies that are 0.95 are shown to the right of the heat map. Positive and negative
likely related to several simplifications in Eq. (1). values represent compression and rarefaction, respectively. (b) Pressure
We obtained similar positive results for the dynamic photo- versus laser spot size. (c) Compression timescale (duration of the leading
acoustic concept shown in Fig. 1(b). Figure 3(a) shows an im- compressive wave) of dynamic photoacoustic waveform versus spot size.
age plot of the dynamic photoacoustic time series data with The compression timescale is indicative of the forcing function on the
respect to laser beam sweep velocity. Individual waveforms water vapor molecules from the swept laser beam.
for Mach M   1.05, 1.00, and 0.95 are shown to the right
of the image plot. For M > 1, we see a time lag start to grow

between the leading compression and trailing rarefaction of the


dynamic photoacoustic signal. This is caused by the swept laser
beam traveling faster than the speed of sound, giving additional
width (temporal length) to the signal. Measurements of the
photoacoustic signal strength and waveform compression time-
scale versus spot size (for constant laser power) are shown in
Figs. 3(b) and 3(c), respectively. We see that both parameters
vary linearly with spot size, with higher signal levels and shorter
timescales for smaller laser spots. Overlaid on Fig. 3(b) is the
signal level produced using the simple (static) photoacoustic
configuration. Our results show that dynamic photoacoustics
achieves an amplification proportional to L/D, where L is
the length over which the laser beam is swept, and D is the
spot size. We note that the signal produced via this method
is easily audible to the naked ear.
Another important feature of dynamic photoacoustics is its
ability to generate spatially localized sound. The feature has
been used recently to amplify faint photoacoustic signals from
gases as well as aerosols [10,11]. Dynamic photoacoustics
sweeps a laser beam at the speed of sound through an absorbing
Fig. 2. Results from our tests utilizing the traditional photoacoustic medium (ambient water vapor in our case) [Fig. 1(b)]. The
configuration. (a) Transfer functions describing the conversion of acoustic waves add coherently along the sweep direction creat-
eye-safe optical energy at 50% RH into acoustic energy for various laser ing a local sound front similar to a shock wave that propagates
spot sizes. Markers represent measured data, and lines represent theory in the direction of the laser sweep. Both the amplification
[solid = Eq. (2), dashed = Eq. (1)]. (b) Measured photoacoustic signal and directionality of this process are highly advantageous to
(in mPa) versus RH. The result shows that signal strength is linear photoacoustic communications, in that they increase the local
with RH. (c) Demonstration of a photoacoustic communications wave- sound levels and provide a means of localizing the signal and
form, 20 kHz to 1 kHz frequency sweep, sent (T) and received (R). directing it toward a preferred receiver.
Letter Vol. 44, No. 3 / 1 February 2019 / Optics Letters 625

Measurements of the spatial extent of the dynamic photo- audible signal, where PRF of a dynamic photoacoustic commu-
acoustic signal at a range of 2.5 m are made by placing our nications system is v∕L. This means that, for a dynamic photo-
microphone on motorized translation stages arranged such that acoustic communication system designed with a swept path
we measure the plane perpendicular to the sweep direction length of L  1 m, a single audible tone of frequency PRF 
[Fig. 4(d)]. Results of these measurements are shown in 343 m∕s∕1 m  343 Hz can be produced. To increase the
Figs. 4(a) and 4(b) for 50 cm and 25 cm propagation distances, audible frequency, either the sweep length could be reduced (at
respectively. We define propagation distance as the distance be- the cost of gain), or more laser beams could be added. The laser
tween the microphone and the starting location of the laser spot size places an upper limit on the PRF, as the spot size dic-
sweep [Fig. 4(d)]. A horizontal position of 0 mm corresponds tates the lower bound on the waveform timescale. For likely op-
to a laser sweep speed equal to Mach 1. Horizontal positions > erational parameters, e.g., D  3 cm, PRF  1 kHz, ANSI
0 mm correspond to sweep speeds > Mach 1, and horizontal constraints (for eye and skin safe operation) on average power
positions < 0 mm correspond to sweep speeds < Mach 1. (100 mW∕cm2 ) are more stressing than peak fluence
Analyzing both datasets, we see a vertical separation (Δh) of (100 mJ∕cm2 ). Since average power is proportional to PRF, this
acoustic energy for sweep speeds > Mach 1. The separation dis- implies that low frequencies can be generated more loudly and
tance Δh increases linearly with Mach number as well as propa- safely than higher frequencies (everything else being equal). A
gation distance. Simple computer simulations modeling the trade study and systems engineering effort to design a dynamic
interference of spherically propagating wavefronts indicate that photoacoustic communications system with the bandwidth
the Δh separation is linear with Mach number, consistent with necessary to encode more detailed messages (e.g., spoken words,
our experimental results. The results of this simulation are music, etc.) is reserved for a later study.
shown in Fig. 4(c). The horizontal spatial extent of the photo- In summary, we have demonstrated the use of a 1.9 μm thu-
acoustic signal becomes larger at longer standoff ranges because lium laser to produce photoacoustic signals from the ambient
the relative Mach shifts occur at greater horizontal positions water vapor in air (50% RH), with sound pressure levels well
due to simple geometry. We confirmed this behavior at into the audible regime (SPL > 0 dB) while using eye-safe laser
10 m standoff range for which we measured a photoacoustic powers. We also demonstrated the use of dynamic photoacous-
signal proportionally larger along the horizontal axis. tics to amplify the signal beyond what is possible with tradi-
There is a tradeoff between sweep length (which directly cor- tional photoacoustic techniques. The methods described
responds to gain) and pulse repetition frequency (PRF) of the here provide new opportunities for development of photo-
acoustic communications systems capable of delivering audible
messages to subjects who lack any communication equipment.

Funding. Assistant Secretary of Defense for Research and


Engineering (Air Force Contract No. FA8702-15-D-0001).

Acknowledgment. Opinions, interpretations, conclu-


sions, and recommendations are those of the author and are
not necessarily endorsed by the United States Government.

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