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Abstract
Objective. The purposes of this study were to measure the movements of the lumbar spine produced by rotational mobilisation,
and to study the eects of dierent grades of mobilisation on the movements produced.
Design. Kinematics of rotational mobilisation was assessed with an electromagnetic tracking device.
Background. Rotational mobilisation is frequently used in the treatment of back pain, but there was no information on its
mechanical eects.
Methods. Movements of the lumbar spine were measured in 14 healthy volunteers when they were subjected to grades I to IV left
rotational mobilisation.
Results. In the starting positions, the spines were found to be ¯exed, axially rotated to the left and laterally bent to the right. As
the mobilisation grade increased, the spine was axially rotated further into the range. Rotational mobilisation was found to produce
oscillatory movements of the lumbar spine in all three anatomical planes. It produced axial rotation which was accompanied by
lateral bending in the opposite direction and sagittal rotation. The mean frequency of the oscillatory movements was 1.4 Hz. The
amplitude of the oscillations was small, and was found to be increased in grades II and III mobilisation.
Conclusion. Rotational mobilisation may be able to restore lost movements of the lumbar spine in any of the three anatomical
planes.
Relevance
An understanding of the kinematics of mobilisation will allow therapists to gain insight into its mechanical and perhaps ther-
apeutic eects. Ó 2001 Elsevier Science Ltd. All rights reserved.
spine was inherently coupled with movements in other mean weight 65.6 kg (SD 12.7)) agreed to partici-
planes [16±19]. Rotational mobilisation would thus elicit pate in this study. They were in good health with no
a complex movement pattern rather than simple axial history of back pain or leg pain that may be attributed
rotation. to the back within the last 12 months. They were ex-
Clinically, rotational mobilisation may be performed cluded if they had undergone previous back surgery, had
with dierent ``grades''. This involves positioning the a fracture, dislocation or any structural defects of ver-
patient in dierent postures and twisting the trunk to tebral structures.
dierent degrees [15]. It was demonstrated that spinal The study was approved by the Ethics Committee of
posture had signi®cant in¯uences on the movements of the University of Sydney. Subjects were informed about
the spine [20], and thus it is possible that the grade of the experimental procedure and any potential risks prior
mobilisation may have an eect on the movements to the attainment of a written consent form.
produced. However, clinically, the choice of mobilisa-
tion grade is largely empirical and there is no experi- 2.2. Instrumentation
mental data on the eects of mobilisation grade on the
kinematics of the spine. The 3SPACE Fastrak (Polhemus, Colchester, VT,
Measurement of spinal kinematics in three dimen- USA) was used to measure movements of the lumbar
sions has been fraught with diculties due primarily to spine produced by rotational mobilisation. The system
the inaccessibility of the spine. Radiographic measure- had a source that generated a low-frequency magnetic
ments [13,19,21] were commonly used, but it was pos- ®eld which was detected by the sensors. The source was
sible only to obtain static measurements of the end placed in a ®xed position close to the subject (within 0.7
range of motions. Some previous researchers [22±25] m). Two sensors of the system were employed to mea-
inserted wires or pins percutaneously into the spinous sure the movements of the lumbar spine. One sensor was
processes, and measured the intervertebral movements placed over the L1 spinous process and the second
with protractors or movement sensors attached to the sensor over the sacrum. Each sensor was attached to a
pins. These invasive techniques were accurate, but they small, mouldable plastic plate with plastic screws. A
might cause discomfort to the subjects limiting their use Velcro band was threaded through the plate and tightly
to small groups of volunteers. Video or opto-electronic wrapped around the subject's body so as to minimise the
techniques using surface markers had also been em- movement between the sensor and the underlying skin.
ployed in studying spinal kinematics [26], but they were The cables of the sensors were attached to the skin on
generally time-consuming, expensive and inaccurate due the side of the trunk so that they did not move the
to closely positioned markers and changing inter-marker sensors erroneously during mobilisation. Initial testing
distances. showed that the above arrangement provided the most
Recently, electromagnetic tracking devices have been secure sensor attachments.
used for kinematic studies of the spine [27±31]. They The Fastrak had an electronic unit that calculated the
would be most ideal for the present study as they are three-dimensional positions and orientations of the
non-invasive and would provide three-dimensional ki- sensors relative to the source. The unit was linked to a
nematic information in real time. Previous studies personal computer via an RS232 serial interface. Spe-
[28,30] showed that these devices were highly reliable for ci®cally developed custom software was used to control
measuring spinal movements. The data provided was the Fastrak operation, data acquisition and display in
also found to have good correlation with measurements real time.
using high precision potentiometers and radiographs There were several improvements in the present
[31]. measurement system upon the electromagnetic devices
Clearly, there is a strong need to examine the three- reported previously [28±31]. Firstly, the source was not
dimensional kinematics of rotational mobilisation. The attached to the skin of the sacral area as in previous
purposes of this study were to measure the spinal studies [28±30]. This was possible as the Fastrak had
movements produced by rotational mobilisation, and to more than one sensor. Low-frequency vibration of the
study the eects of dierent grades of mobilisation on source would be a problem if it were attached to the
the movements produced. sacrum [30]. Secondly, in previous studies [27±29,31],
the data update rate of the electromagnetic devices was
low (typically 20 Hz) due to the limited Baud rate. The
2. Methods software developed in this study was able to perform
fast serial communication at 115.2 kBaud allowing a
2.1. Subjects data update rate of 120 Hz. As two sensors were used in
this experiment, the sampling rate was 60 Hz per sensor.
Fourteen subjects (8 men and 6 women, mean Finally, preliminary testing showed that the data update
age 28 (SD 6), mean height 1.71 m (SD 0.17), rate was slightly inconsistent if the internal clock of the
R.Y.W. Lee / Clinical Biomechanics 16 (2001) 481±488 483
Fastrak was used. There were variations in the order of Large oscillatory movements were used for grade III
microseconds in each data update cycle. Thus in the and small movements for grade IV as advocated by
present study, the Fastrak was externally driven by Maitland. Therapists who participated in this study had
dierential transistor transistor logic (TTL) compatible received previous training in Maitland's technique of
pulses of 1 ms and 2:5 V to achieve an accurate update rotational mobilisation, and had at least ®ve years of
rate. clinical experience in musculoskeletal physiotherapy.
The Fastrak output comprised the 3 3 matrices of They were instructed to carry out the mobilisation using
direction cosines that described the orientations of the what they would normally use in the clinical situation,
sensors relative to the source. The relative orientation and the grade of mobilisation was judged using their
between the L1 and sacral sensors, which described the clinical experience. Dierent grades of mobilisation were
movements of the lumbar spine, was derived from these performed by the same therapist for each subject in a
matrices. The anatomical angles of ¯exion±extension, random sequence.
lateral bending and axial rotation were computed and The initial starting position of the spine was recorded
displayed on the computer screen in real time. The for each grade of mobilisation before any mobilisation
method of computation was based on the mathematical was performed. Data was not collected in the ®rst
techniques proposed by earlier authors [32±34], and is minute of mobilisation. Initial testing showed that
explained in Appendix A. movements of the spine were not stable during this pe-
A pilot study was conducted to examine the reliability riod of time as the therapist was accommodating to the
of the data provided by the present measurement sys- resistance of the spine. Data was collected over 8 s after
tem. The initial starting positions and the amplitude of the ®rst minute, and thereafter, the mobilisation was
movements of the lumbar spines of eight normal sub- terminated.
jects were measured three times while grade III left ro-
tational mobilisation was performed. Statistical analysis 2.4. Statistical analysis
revealed excellent reliability for the data recorded in the
three measurement trials, with intraclass correlation Repeated measures one-way analysis of variance
coecients ranging from 0.93 to 0.99. Errors in mea- (A N O V A ) was performed using SPSS Version 10.0.0 to
suring the positions or movements were de®ned as the study the eects of mobilisation grade on the dependent
standard deviations of the measurements. The mean variables ± initial starting positions of the spine and the
measurement errors were found to be 1.4° for the initial movements of the spine during mobilisation. Repeated
positions of the spine and 0.9° for the amplitude of measures A N O V A was used because the same subjects
movements during mobilisation. It was concluded that were tested under dierent conditions (dierent mobili-
the data provided by the system was suciently reliable sation grades). Using a standard A N O V A in this case was
for the purpose of this study. not appropriate because the data would violate the
A N O V A assumption of independence. If the eect of
2.3. Procedure mobilisation grade was found to be signi®cant on a
dependent variable, post-hoc analysis was carried out
Prior to the study, subjects were requested to stand using the Tukey procedure. Statistical signi®cance was
upright with feet shoulder-width apart and palms facing accepted at the 5% level.
inwards. The position of the spine in this posture was
recorded by the Fastrak. The upright standing posture
was taken as the zero reference position, and the ana- 3. Results
tomical angles were calculated with respect to this ref-
erence position (see Appendix A). 3.1. Initial starting positions
Left rotational mobilisation was carried out in this
study using the technique described by Maitland [15]. Fig. 1 shows the mean posture of the lumbar spine in
With grades I and II, the initial starting position adop- the initial starting positions for dierent grades of left
ted was side-lying with ¯exion of both hips and knees. rotational mobilisation. In the starting positions, the
Rotational mobilisation was then performed by pushing spines were found to be ¯exed, axially rotated to the left
the pelvis in an oscillatory manner. Small oscillatory and laterally bent to the right. As the mobilisation grade
movements were used for grade I and large movements increased, the spine was axially rotated further into the
for grade II. With grade III, the spine was twisted fur- range, from a mean value of 5.3° for grade I to 12.1° for
ther into the range by rotating the thorax to the left. grade IV
P < 0:05. Post-hoc analysis showed that the
With grade IV, additional twisting force was achieved amount of axial rotation for the four mobilisation
by hanging the top leg over the edge of the couch. For grades was signi®cantly dierent from each other
the stronger grades of III and IV, counter-pressure was
P < 0:05. However, A N O V A revealed that increasing
applied to the left shoulder while the pelvis was pushed. the mobilisation grade did not signi®cantly alter the
484 R.Y.W. Lee / Clinical Biomechanics 16 (2001) 481±488
4. Discussion
Fig. 2. Movements of the lumbar spine during grade II left rotational Fig. 3. Mean peak-to-peak amplitude of the oscillatory movements of
mobilisation in one of the subjects (female, 23 yr old). the lumbar spine for dierent grades of mobilisation.
R.Y.W. Lee / Clinical Biomechanics 16 (2001) 481±488 485
In the initial starting position, the lumbar spine was the therapist may not necessarily represent the stiness
positioned in some degree of ¯exion, with mean values of the lumbar spine. Movements of the back must be
ranging from 26.0 to 28.8° (see Fig. 1). This was about measured during therapy if clinicians would like to have
half of the maximum range of ¯exion of the lumbar a knowledge of the mechanical eects that they have
spine as reported in previous studies [19,28,31]. The actually produced.
¯exed posture was achieved by ¯exing the hips and The results of the present study show that rotational
knees as suggested by Maitland [15]. In the coronal mobilisation has the potential of restoring axial rotation
plane, the spine was only slightly bent with mean values of the lumbar spine which may be lost as a result of
ranging from 4.7 to 5.4° (see Fig. 1). This was only mechanical disorders of the back. Increasing the mo-
about one-®fth of the maximum range of lateral bending bilisation grade may help regain axial rotation in the
[19,28,31]. inner range. In addition, therapists should be aware of
It was shown that the spine was positioned in dif- the fact that rotational mobilisation produces three-di-
ferent amount of axial rotation for dierent mobilisa- mensional mechanical eects, and it may also be used to
tion grades. For grades I and II mobilisation, the regain lateral bending and sagittal rotation.
amount of axial rotation was small. However, for There were several improvements in the electro-
grade IV mobilisation, the mean movement was 12.1°, magnetic tracking technique of the present study when
which was close to the maximum range of axial rota- compared to those used in previous research [28±31].
tion reported elsewhere [19,28,31]. The above ®ndings The source was ®xed to the ground rather than the
suggest that the Maitland technique is eective in po- body eliminating any errors due to low frequency vi-
sitioning the spine further in the inner range of axial bration of the source. The present system was also
rotation as the mobilisation grade increases, and with capable of collecting data with an accurate sampling
grade IV, the spine is positioned almost at its physio- rate which was high enough for movement analysis.
logical limit. Since the system is relatively inexpensive, highly por-
It may be deduced that for grades I and II mobili- table and easy to use, it is possible that it can be used in
sation, the posterior annulus and ligaments will be routine clinical measurements. Perhaps the major at-
subjected to some tensile strain with the spine in mid- traction of the present system is that it provides real-
¯exion [36]. For grade IV mobilisation, as the lumbar time information on how the spine moves during
spine is axially twisted to the end of range in a mid- therapy. This is extremely valuable in providing im-
¯exion posture, there may be marked increase in the mediate feedback to students learning manipulative
loads on the compression facets and the strains of the therapy, and to therapists requiring immediate clinical
posterior and posterolateral annular ®bres [37]. How- evaluation.
ever, it remains to be seen whether the above deductions The present measurement system was suciently re-
are true, and whether the mechanical changes produce liable for the purpose of this study. However, any
any therapeutic eects. measurement system that attempts to quantify lumbar
This study shows that rotational mobilisation does movements by measurement of movements of sensors or
not simply produce axial rotation of the lumbar spine. It markers attached to the overlying skin will suer from
elicits a movement pattern which is more complex than the movement of soft tissues disguising the true verte-
the name may imply, and involves movements in all bral movements. In order to minimise such an error,
three anatomical planes. It was demonstrated that axial mounting plates and Velcro straps were used to provide
rotation was always accompanied by lateral bending in the most secure sensor placements possible. The mea-
the opposite direction. This ®nding is in agreement with surement errors were found to be small, and represented
the observation reported in previous studies [28,31]. The the accuracy that could be achieved by surface mea-
mean frequency of the oscillatory movements was found surements without any invasive procedures. However, it
to be 1.4 Hz. This is similar to the frequency that was was noted that the amplitude of grades I and IV mo-
reported in previous studies involving other types of bilisation was comparable to the magnitude of the
mobilisation techniques [10±12]. The mean amplitude of measurement errors in some subjects. In such cases,
the movements was generally small, in terms of a few caution should be exercised in the interpretation of data,
degrees. The higher amplitude observed for grades II and the amplitude of movements could not be ascer-
and III movements is in accordance with the de®nitions tained with con®dence. Nevertheless, the same move-
of Maitland [15]. ment patterns were consistently observed in all subjects
The gross movement perceived by the therapist dur- for all grades of mobilisation. Hence, there was sucient
ing rotational mobilisation will include movements of evidence for conclusions to be drawn about the move-
the thoracic and lumbar spine, the pelvis and the hip. ment patterns.
The oscillatory movements at the lumbar spine are small One limitation of the present study was that it did not
in amplitude, and contribute to the gross movements to measure the loads acting at the lumbar spine. Previous
a small extent only. Hence, the resistance perceived by research [38] had measured the spinal loads during high-
486 R.Y.W. Lee / Clinical Biomechanics 16 (2001) 481±488
5. Conclusion
[35] Fletcher R. Practical methods of optimization, 2nd ed. New [37] Shirazi-Adl A, Ahmed AM, Shrivastava SC. Mechanical response
York: Wiley; 2000. of a lumbar motion segment in axial torque alone and combined
[36] Shirazi-Adl A, Ahmed AM, Shrivastava SC. A ®nite element with compression. Spine 1986;11:914±27.
study of a lumbar motion segment subjected to pure sagittal plane [38] Triano J, Schultz AB. Loads transmitted during lumbosacral
moments. J Biomech 1986;19:331±50. spinal manipulative therapy. Spine 1997;22:1955±64.