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PEDIATRIC DENTISTRY/Copyright ° 1981 by

The American Academy of Pedodontics


Vol. 3, Special Issue

Epidemiology and indices of gingival


and periodontal disease
Dr. Poulsen

Sven Poulsen, Dr Odont

Abstract
Validity of an index indicates to what extent the
This paper reviews some of the commonly used indices index measures what it is intended to measure. Deter-
for measurement of gingivitis and periodontal disease. mination of validity is dependent on the availability
Periodontal disease should be measured using loss of of a so-called validating criterion.
attachment, not pocket depth. The reliability of several of Pocket depth may not reflect loss of periodontal
the indices has been tested. Calibration and training of
attachment as a sign of periodontal disease. This is be-
examiners seems to be an absolute requirement for a
satisfactory inter-examiner reliability. Gingival and
cause gingival swelling will increase the distance from
periodontal disease is much more severe in several the gingival margin to the bottom of the clinical
populations in the Far East than in Europe and North pocket (pseudo-pockets). Thus, depth of the periodon-
America, and gingivitis seems to increase with age resulting tal pocket may not be a valid measurement for perio-
in loss of periodontal attachment in approximately 40% of dontal disease.
15-year-old children. Apart from the validity and reliability of an index,
important factors such as the purpose of the study,
Introduction the level of disease in the population, the conditions
under which the examinations are going to be per-
Epidemiological data form the basis for planning formed etc., will have to enter into choice of an index.
and evaluation of dental care programs throughout Since these factors vary considerably from one study
the world. When epidemiological data have been col- to another, no single index will be appropriate for all
lected, the amount of disease found has to be quanti- types of studies.
fied by using indices.
It is the purpose of this paper to (1) review some of Measurement of Gingivitis
the more commonly used indices for the study of gin-
Four indices commonly used in recent studies on
gival and periodontal disease, and (2) describe some of
gingival inflammation in children and young adults
the epidemiological trends in the natural history of
are presented in Table 1.
gingivitis and periodontal disease in children.
The diagnostic criteria employed in three of these
indices are described in Tables 2 to 4. In the index de-
Selection of Indices
scribed by Ainamo & Bay," only absence or presence of
An index is a numerical value describing the rela- bleeding after gentle probing is recorded.
tive status of the population on a scale with definite Both the index described by Lbe & Silness17 and the
upper and lower limits'. The use of indices permits index described by Suomi & Barbano3 as modified by
comparison between different populations classified Suomi,4 are based on a combination of criteria. As an
by the same criteria and methods. example, score 1 in Suomi & Barbano's index (Table 4)
A large number of gingival and periodontal indices is based on changes in color, volume, and texture, as
have been described in the dental literature. In order well as presence or absence of stipling.
to evaluate different indices it is important to esti- An example of an index which is based on only one
mate two parameters: reliability and validity. symptom is the bleeding index used by Miihleman and
Reliability is the ability of a given test to give the coworkers. The criteria for the Papillary Bleeding In-
same result when applied twice to the same object. In dex5 are described in Table 4. As seen from this table,
the case of gingival and periodontal indices, reliability bleeding is the only symptom which is recorded. An
can be estimated by having an examiner examine the increasing score is assigned according to an increased
same patient twice. tendency of the gingival tissue to bleed.

EPIDEMIOLOGY AND INDICES


82
Poulsen
The index described by Ainamo & Bay, 6 considers formed in the Scandinavian countries during recent
only presence or absence of bleeding on gentle probing years. The diagnostic criteria -- bleeding or no bleed-
of the gingival tissue. Thus, this index represents a ing w are assumed to be relatively easy to interpret.
simplification of the index developed by Miihleman Therefore this index is assumed to be relatively
and coworkers {Table 4). Whencompared to the index insensitive to examiner differences.
described by LSe & Silness (Table 3), you can see that
it represents score 2 and 3 in this index. The index de- Measurements
of PeriodontalDisease
scribed by Ainamo& Bay has proved to be useful in a
Those indices described up to now only consider
number of epidemiological and clinical trials per-
gingival inflammation. Recording of loss of periodon-
tal attachment is not included in any of them.
The diagnostic criteria for the Periodontal Index
Table1. Fourindices
commonly
used
in recentstudies
ongingival
(PI) developed by Russell, ~9 are based on gingival in-
inflammation
in children
andyoung
adults.
flammation and loss of periodontal attachment (Table
5). This index has been used mainly for epidemiologi-
Name(abbreviation) Reference cal purposes, and a variety of different populations in
~ developing countries have been examined using this
Gingival Index (GI) L~e&Silness 1963 index.
Gingivitis Index Suomi & Barbano 19688
Suomi19684
Papillary Bleeding Index {PBI) Saxer &M~ihlemann
19755
~
Gingival Bleeding Index (GBI) Ainamo&Bay 1976 Table4. Diagnostic
criteria for thePapillaryBleeding
Index
~
developed
by Saxer& MiJhlemann.

~,7
Table
2. Diagnostic
criteriafor theL~e&Silness
gingival
index. ScoreCriteria

Score Criteria Nobleeding.


Bleedingsomeseconds after probing.
Bleeding immediatelyafter probing.
Normalgingiva. Bleeding on probing spreading towards the mar-
Mild inflammation-- slight changein color, slight ginal gingiva.
edema. Nobleeding on probing.
Moderate inflammation -- redness, edema and
glazing. Bleedingon probing.
Severe inflammation -- marked redness and 8’~
edema. Tendencyto spontaneous bleeding. Ulcera- Table
5. Diagnostic
criteriadescribed
byRussell.
tion.
Score Criteria

Table3. Diagnostic
criteria for thegingivalindexdeveloped
by 0 Negative. There is neither overt inflammation in
Suomi 36
&Barbanoandlater modifiedby Suomi. the investing tissues nor loss of function due to de-
struction of supportingtissue.
Score Criteria Mild gingivitis. There is an overt area of inflamma-
tion in the free gingivae which does not circum-
scribe the tooth.
0 Absenceof inflammation-- gingiva is pale pink in Gingivitis. Inflammationcompletely circumscribes
color and firm in texture. Swelling is not evident the tooth, but there is no apparent break in the
and stippling usually can be noted. epithelial attchment.
Presence of inflammation-- a distinct color change Gingivitis with pocket formation.The epithelial at-
to red or magentais evident. There maybe swell- tachment has been broken and there is a pocket
ing, loss of stippling and the gingiva maybe spongy {not merelya deepenedgingival crevie due to swell-
in texture. ing in the free gingivae). Thereis no interference
Presence of severe inflammation-- a distinct color with normalmasticatory function, the tooth is firm
changeto red or magentais evident. Swelling, loss in its socket, andhas not drifted.
of stippling and a spongyconsistency can be noted. Advanceddestruction with loss of masticatory
There is either gingival bleeding upongentle prob- function. The tooth maysound dull on percussion
ing with the side of an explorer or the inflamma- with a metallic instrument; maybe depressible in
tion has spread to the attached gingiva. its socket.

PEDIATRICDENTISTRY 83
Volume
3, Special
Issue
When comparing the criteria proposed by Ram- m]
Table6. Diagnostic
criteriadescribed
byRamfjo~rd.
fjord ’°,’’ (Table 6) to the criteria developed by Russell
we find that the criteria for score 1 and 2 are almost Score Criteria
identical in the two indices. In those cases where no
loss of attachment is recorded, Ramfjord’s Periodon-
tal Disease Index (PDI) is equivalent to the gingivitis Absenceof signs of inflammation.
score. If the gingival crevice extends apically to the Mild to moderate inflammatory gingival changes,
not extending around the tooth.
cemento-enamel junction, the tooth is assigned a
Mild to moderatelysevere gingivitis extending all
higher Periodontal Disease Index score and the gingi- around the tooth.
vitis score for the same tooth is then disregarded. Severe gingivitis characterized by markedredness,
Both the index proposed by Russell and the index swelling, tendencytob]eed andulceration.
proposed by Ramfjord have criteria based on gingi-
val inflammation as well as loss of periodontal
scored as 1 decreased slightly, while the number of
attachment.
gingival units scored as 2 increased slightly from the
Another possibility is to distinguish between gin-
first examination to the second. Several explanations
gival inflammation and periodontal disease and record
may be available for this phenomenon. The authors
gingivitis and loss of attachment separately.
suggest that the first examination increased the tend-
Whenrecording periodontal disease, a distinction
ency of the gingival units to bleed. Another explana-
should be made between pocket depth and loss of at-
tion may be a shift in diagnostic criteria. Probably
tachment; 2 Pocket depth is the distance from the gin-
both explanations are partly valid. The fact is, how-
gival margin to the bottom of the clinical pocket.
ever, that reliability of gingival indices is a difficult
Since swelling of the gingival tissue due to inflamma-
parameter to estimate, since the object being meas-
tion may increase the depth of the pocket in cases
ured is not constant.
where no loss of attachment has taken place, pocket
One of the only ways of comparing the performance
depth may not be a valid measurement of periodontal
of different indices is to apply several indices in the
disease.
same study. The experimental gingivitis model has
Loss of attachment is the distance from the
been used extensively in studies on the plaque- and
cemento-enamel junction to the bottom of the clinical
gingivitis-preventive effects of a variety agents. TM Re-
pocket. Both pocket depth and loss of attachment are
analysis of data from one of these trials. ’9 showedthat
measured using a periodontal probe, and usually
the gingival index developed by LSe & Silness ~ was
recorded to the nearest millimeter.
more sensitive than the Papillary Bleeding Index de-
veloped by MiJhlemann and his co-workers2 Further-
Reliability,SensitivityandStatisticalAnalysis
of Indicesof more, the Gingival Exudate Measurement~ proved to
Gingivitis andPeriodontal Disease be more sensitive than the Gingival Index.
The same study showed that only slight reduction
The reliability of the various indices for gingival in the sensitivity of the LSe & Silness Gingival Index
and periodontal disease have been studied to some ex-
was observed if the scale was reduced from a 4-point
tent in the literature. Lack of inter-examiner reliabil-
scale to a 2-point scale using bleeding as the criterion.
ity has been demonstrated by, among others, Davies Similar findings have been made by other groups;’
et al; ~ as part of an epidemiological training course. In
The non-parametric nature of many indices of gin-
this study the index proposed by Russell was used and
gival and periodontal disease prohibits statistical
the results clearly indicate that without any calibra-
analysis using regular parametric statistical methods.
tion or training the inter-examiner reliability was low.
One possible solution is to apply statistical methods
Later studies conducted by Smith et al., ’4 Alexander et
which have been designed to analyse non-parametric
al./5 and Shaw & Murray~6 have shown that training data. = Another possibility is to tabulate the frequency
programs can be effective in reducing inter-examiner with which the different scores are found. This type of
as well as intra-examiner agreement in recording measurement is parametric in nature and can be
gingivitis. analysed using parametric statistics.
Whenevaluating the reliability of gingival indices
remember that the first examination might influence
Epidemiology
of GingivalandPeriodontalDisease
the results of the following examination. This was in-
dicated in a study by Birkeland & Jorkjend/7 where an Epidemiology has been defined as the study of dis-
examiner examined the same children twice at two ease distribution and determinants in man.= A number
hour intervals. The analysis showed that no differ- of reviews on the epidemiology of gingival and perio-
ences were found between the number of gingival dontal disease have already been published in the lit-
units recorded as 0. The number of gingival units erature, u,~.u The present review is limited to the preva-

EPIDEMIOLOGY
ANDINDICES
84
Poulsen
lence of gingivitis and periodontal disease in children already present during the first years of life. In one of
with respect to such commonlyused epidemiological these studies ~ three-year-old children from four differ-
background variables as age, sex and geography. ent geographical areas in Denmarkwere examined. Of
a total of 80 gingival units, 15 to 20 units were bleed-
GeographicalVariation in Prevalenceof Gingival and ing on gentle probing. The accumulation of plaque was
Periodontal
Disease also relatively high, 30 to 40 tooth surfaces out of 80
were covered with a layer of plaque, which could be
Russell and coworkers = demonstrated that wide seen with the naked eye after careful drying (score
variations in periodontal disease in a given age-group ~
according to Silness & LSe).
exists across the world. Similar conclusions were A recent longitudinal Swedish study can be used to
reached by Ramfjord et al. ~ and Barmes." The general describe the situation from the age of three through
trend was that some populations, especially in the Far school age. ~ In this study 162 children were followed
East, were more likely to be affected by periodontal longitudinally and examined when they were three,
disease than Europeans and North Americans. This four, and five years of age.
has been substantiated by a series of epidemiological This study seems to indicate that the level of gin-
studies performed in Sri Lanka during the last decade. gival inflammation decreases through preschool age,
In 1969 Waerhaug~ presented data which documented but preventive dental care programs now established
a very high prevalence of periodontal disease in a in many Scandinavian municipalities may explain this
sample of several thousand persons ranging in age decrease: the age-trend observed in this study may
from 13 to over 60. Whenthe data were compared to partly be due to better oral hygiene with increasing
data for Norwegian students, periodontal disease was age.
shown to be much more severe in Sri Lanka. Whenthe One of the few surveys which includes data from
same analysis was performed after adjustment for early childhood to the late teen-ages was published by
differences in oral hygiene however, very small differ- Parfitt. ~ The PMA-index~ was used in a modified
ences were found. form. A steady increase in the severity index was
In a longitudinal survey conducted by LSe and co- noted from the age of three until the age of 13. From
workers the baseline examination showed that the the age of 13 until the age of 17 a decrease in the
number of gingival units with a score of 2 or more was severity of gingivitis was noted.
almost seven times higher in Sri Lanka than in Nor-
A large survey of a communityin the southern part
way.~ The same study showed that before the age of
of Sweden~ showed that in three-year-old children, 5%
20, loss of periodontal attachment was considerably
of all surfaces showedbleeding gingiva on gentle prob-
higher in Sri Lanka than in Norway. Whenthe annual
ing. This percentage increased through the teen-ages
rate of attachment loss was studied on a longitudinal
and reached a level of about 35%at the age of twenty.
basis, the individuals from Sri Lanka tended to lose
Part of the explanation for the increase in gingivitis
two to three times as much periodontal attachment
~ during childhood may be found in data published re-
per year as the individuals from Norway.
cently by Mackler & Crawford ~ and by Matsson; 9 In
One of the explanations for the high prevalence of
Matsson’s study six four-to five-year-old children and
periodontal disease in early age in many developing
six 23- to 29-year-old adults were studied. Before the
countries could be a higher tendency toward calculus initiation of the study, intense oral hygiene proced-
formation. A recent epidemiological study of more
ures were practiced. This reduced the frequency of
than 600 6- to 15-year-old schoolchildren in one of the
bleeding units to a very low level. During the study all
major cities in Sri Lanka showed that calculus was
oral hygiene procedures were stopped, and the devel-
found as early as age 6. 31 At the age of 15 more than
opment of plaque and gingivitis studied. In the chil-
half of the six surfaces scored for calculus were cov-
dren, no gingival inflammation developed over a
ered by calculus. No data which would allow a direct
twenty-one day period with no oral hygiene, while
comparison with European or American populations
marked gingivitis developed during the same period of
seems available, but the general impression is that cal-
time in the adults. A number of different explanations
culus is not found as frequently in these populations.
for this finding can be found, including different host
responses to dental plaque. Future studies should fur-
Prevalenceof GingivalandPeriodontal
Diseasein
ther clarify this interesting aspect of the etiology of
Relationto AgeandSex
gingival disease in children.
Most of the early studies on the epidemiology of Somestudies have shown less gingivitis in girls
gingival and periodontal disease were limited to adult than in boys of similar age, while other studies have
populations. This led to the view that periodontal dis- shown the opposite trend. Whether these differences
ease is a disease of adulthood. More recent studies, are truly related to sex, or whether they only reflect
however, have clearly demonstrated that gingivitis is the difference in oral hygiene or oral cleanliness be-

PEDIATRIC
DENTISTRY 85
Volume
3, Special
Issue
Table
7. Summary
of clinicalstudies
onperiodontitis
in children
andyoung
adults.

Author Pocket Loss of Agein years


(year) Population depth attachment 11-14 15 16 17

4~
Sheiham English ¯ 3 mm -- 11% 21% 28% 36%
(1969)
~
Downer English 24% -- -- --
(1970) Negro or ¯ 3 mm 45% -- -- --
mixed
~
Axelssonet al. Swedish 4 mm -- -- 17% -- --
(1975)
~
Bowdenet al. English -- > 1 mm -- 47% -- --
(1973)
~
Lonnonet a]. English -- 41% -- --
(1974) Non-European -- ¯ 1 mm -- 84% -- --

tween the two sexes ~ seems open for discussion. were re-examined three years later, 44 to 68% of
Gingivitis studies are important because this condi- the individuals showed loss of alveolar bone on
tion may lead to irreversible breakdown of the perio- radiographs. Further studies seem to be indicated in
dontal tissues. Since we are not, at the present time, this area.
able to determine whether a given level of gingival in-
flammationin a given child will result in loss of perio-
Summary
dontal attachment, our efforts at preventing periodon- 1. An index of gingivitis should be simple, easy to
tal disease must be to obtain a general reduction in communicate to professionals, as well as laymen,
the level of gingivitis. Thus, epidemiological data on and be amenable to simple statistical analysis. In-
frequency of periodontal disease in individuals below dices which consider bleeding as the only diagnostic
the age of twenty becomes important. criteria seem to fulfill these criteria and have
The literature contains studies in which the pocket proven valid in a number of recent epidemiological
depth has been recorded, studies where loss of attach- studies and clinical trials conducted on children.
ment has been recorded and studies where bone-loss 2. Periodontal disease is most clearly expressed as loss
has been determined on radiographs. Table 7 is a sum- of periodontal attachment measured from the
mary of some of the more extensive epidemiological cemento-enamel junction to the bottom of the clini-
studies published in the literatureY ,4~4~ As always, cal pocket: pocket depth should not be confused
when data from various epidemiological studies are with loss of periodontal attachment.
compared, due regard should be given to the inter-ex- 3. Gingival inflammation has been shown to increase in
aminer reliability, and to the different criteria used. In prevalence and severity with increasing age. The rea-
general, we can conclude that pockets of three to four sons for this are not well known now. Permanent,
millimeters or more are found in 20 to 30%of 11 to 15- Table8. Summary
of radiographic
studiesonalveolarboneloss
year-old children. inchildren.
True loss of periodontal attachment has been re-
corded in two British studies, also summarized in
Prevalence of
Table 7. Both studies included 15-year-old children,
Author periodontal
and the frequency of children with loss of attachment (year) Population bone loss
of one millimeter or more was 40 to 47%.a.~
Three studies are available in which radiographic
45,
examination of loss of alveolar bone was performed. *~
Hullet al. 14 years 51%
,.,7 Similar diagnostic criteria in the diagnosis of bone (1975) English
loss on bite-wing radiographs seem to have been em- Blankenstein 13-15 years
ployed and the study populations seemed to be similar ~
et al. English and Danish
in many respects. However, prevalence of loss of al- (1978)
veolar bone, varied from 1 to 51%of the individuals 4~
Davieset al. 11-12 years 19-37%
(Table 8). (1978) English
Whenthe individuals examined by Davies et alY

EPIDEMIOLOGY
ANDINDICES
86 Poulsen
irreversible loss of periodontal attachment has been mutanase, Scand J Dent Rex, 86:93-102, 1978.
recorded in up to 20% of 15-year-old children. 19. Poulsen, S., Holm-Pedersen, P. & Kelstrup, J.: Comparison of
different measurements of development of plaque and gingivitis
4. When the influence of such factors as sex, socio-
in man, Scand JDent Rex, 87:178-183, 1979.
economic background, medical disorders etc., on
20. L~e, H. & Holm-Pedemen, P.: Absence and presence of fluid
gingival inflammation are to be studied, due regard from normal and inflamed gingivae, Pedodontics, 3:171-177,
should be given to oral cleanliness. Comparing dif- 1965.
ferent population groups should be done only for 21. Barbano, J. P. & Clemmer, B. A.: A comparison of analysis of
dichotomous and severity data of clinical trials using dental
individuals with the same level of plaque.
data, JPedodont Rex, 9:129-142, 1974.
5. Loss of periodontal attachment is always preceded 22. Conover, W. J.: Practical non-parametric statistics, NewYork,
by gingival inflammation, therefore the ultimate London, Sydney, Toronto,: John Wiley & Sons, 1971.
goal of preventing gingival inflammation is to pre- 23. MacMahon,B. & Pugh, T. F.: Epiderrdology: Pdncicplex and
vent irreversible break-down of the periodontal Methods, Boston: Little, Brownand Co., 1970.
24. Lb’e, H.: Epidemiology of periodontal disease. An evaluation of
structures.
the relative significance of the etiological factom in the light of
recent epidemiological research, Odont T, 71:480-503, 1963.
Dr. Poulsen is head of the Department of Pedodontics and Pre-
25. Russell, A. L.: World epidemiology and oral health, In:
ventive Dentistry, Royal Dental College, Vennelyst Boulevard, Kreshover, S. J. & McClure, F. J.: Environmental va~ablex in
KD-8000 Aarhus C, Denmark. oral disease, Washington, American Association for the
Advancementof Science, pp 21-39, 1966.
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formation of dental plaque and gingivitis in humans by crude school, Bdt dent J, 128:379-385, 1970.

PEDIATRICDEI~ITISTRY 87
Volume3, Special Issue
43. Bowden, D. E. J., Davies, R. M., Holloway, P. J., Lennon, M. A. 46. Blankenstein, R., Murray, J. J. & Lind. O. P.: Prevalence of
& Rugg-Gunn, A. J.: A treatment need survey of a 15-year-old chronic periodontitis in 13- to 15-year-old children. A
population, Brit Dent J, 134:375-379, 1973. radiographic study, J C1in Periodontol, 5:285-292, 1978.
44. Lennon, M. A. & Davies, R. M.: Prevalence and distribution of 47. Davies, P. H. J., Downer, M. C. & Lennon, M. A.: Periodontal
alveolar bone loss in a population of 15-year-old schoolchildren, bone loss in English secondary school children. A longitudinal
J Clin Perlodontol, 1:175-182, 1974. radiological study, J ClJn Periodontol, 5:278-284, 1978.
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EPIDEMIOLOGYAND INDICES
88
Poulsen

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