Sei sulla pagina 1di 9

A Qualitative Analysis of Emotional

Effector Patterns and Their Feedback


Guy S A N T I B A N E Z - H . AND SUSANA BLOCH
Physiologisches Institut, H u m b o l d t Universitiit
Berlin, German D e m o c r a t i c Republic a n d
Laboratoire de Psychophysiologie Sensorielle
Universitk Pierre et Marie Curie
Paris, France

Abstract--This paper is devoted to the study of the relationship between the subjective
component (feelings) and the behavioral aspect of emotions. The following emotions
were studied: fear-anxiety, anger-aggression, joy-laughter, love-eroticism, love-tender-
ness, and sadness-tears. The observations were performed with three different groups of
people: patients with anxiety neurosis, students under hypnosis, and drama students.
Each emotion was characterized by a specific set of reactions in the respiratory pattern,
heart~ctivity, muscular activity, and facial expression. The feelings were correlated with
the behavioral patterns and each time the behavioral patterns were interfered with a
concomitant modification of the subjectivity component was observed. The direct per-
formance of the behavioral emotional patterns in the absence of the emotogenic stimulus
produced the feeling corresponding to the mimicked emotion. If the subjects were stimu-
lated with an emotogenic stimulus during the direct performance of the behavioral pat-
terns of another emotion, they confessed to have the feeling corresponding to the mim-
icked emotion, and not to the emotion belonging to the emotogenic stimulus. The role
played by the feedback from the effector organs in the determination of the subjective
emotional states is discussed.

EMOTIONS are reactions integrated in the neu- tive activations (Ekman, Levenson, and Friesen
roendocrine sys.tem (Candland 1971, Santibfifiez- 1983).
H. 1976, Panksepp 1982), triggered by a specific James (1950) stressed the importance of the
stimulus (emotogenic stimulus), involving a par- peripheral factors in the determination of the
ticular area of the effector organs (visceral, hu- subjective component, while other authors (Bard
moral, and muscular effectors), and evoking a 1934, 1942, Cannon 1929, Hess 1957) have
particular subjective activation (feelings). Bloch stressed the role played by different structures of
and Santib~fiez-H. (1972) have proposed the con- the brain in the control of emotional behavior.
cept of"effector pattern of emotions" in order to Santib~ifiez-H. et al. (1973) suggested that the
stress that each concrete emotogenic stimulus effector pattern feedback information plays an
activates a concrete effector pattern of muscles, important role in the building up of subjective
including facial muscles, viscera, and glands. phenomena.
Schidlowski (1974), on the other hand, proposed This paper is devoted to the study of some
the concept of "vegetative portrait" to make aspects of the effector configuration induced by
clear that the output of autonomic activation is different emotogenic stimuli and the subjective
always a complex effect involving somato-vege- phenomena triggered by this effector feedback.
tative reactions.
Ekman and co-workers, studying the facial Material and Methods
components of the effector patterns of some emo-
tions, have described some of the muscles in- General Procedure
v o l v e d in d i f f e r e n t e m o t i o n a l e x p r e s s i o n s
(Ekman 1982, Ekman and Friesen 1972, 1975, Three sets of experiments were performed in a
1982), and that emotional facial expressions are soundproof chamber, in which the subject lay on
correlated to different degrees of neurovegeta- a couch. The recording instruments were in the

108
Volume 21
Number 3 EMOTIONAL EFFECTOR PATTERNS 109
prechamber. The following emotions were stud- laborated in this study. The subjects were trained
ied: fear-anxiety, anger-aggression,joy-laughter, in different relaxation techniques, and when they
love-eroticism, love-tenderness, and sadness- had mastered them, the work with emotions
tears. The verbal information given by the subject began.
in relation with each emotion was recorded, as In individual sessions each subject's life his-
well as EEG, ECG, respiratory movements, and tory was studied in order to detect some episode
EMG (from rectus abdominis, rectus femoris, with clear emotogenic effects. Then, in a supine
masseter, orbicularis oris, and brachioradialis). position, each person was asked to be still, to
Information emerging from the history of the sub- breathe deeply and slowly, and to remember as
jects was used as the emotogenic stimulus. The vividly as possible the life experience related
EMG activity observed could be either tonic or with specific emotions. In some subjects respira-
phasic and was not quantified, but was estimated tory and postural modifications coinciding with
at four levels: no activity, small, medium, and the evoked emotions were recorded. These effec-
large. tor patterns were carefully studied. Once the pat-
terns were analysed in terms of respiratory mod-
Experiments on Patients With els and body posture, they were directly taught to
Anxiety Neurosis the whole group during a minimum of 20 sessions.
In each session the subjects were asked about
Ten patients between 28 and 45 years of age their feelings.
were submitted to a careful anamnesis to detect
the most intense episodes of anxiety in the pa- Experiments'Performed With Students
tient's life. Once the episodes were well known, Under Hypnosis
the patients were taken into the experimental
room to record the different functions. They were Twelve psychology students of both sexes (18
instructed to relax, to keep calm, and to breathe to 22 years of age) were trained to perform the
deeply and slowly. In order to accustom them to effector patterns of different emotions,just as the
the experimental conditions, the subjects were actors in the preceeding experimental group.
left for half an hour in the experimental room on 3 Some of them were placed in a soundproof ex-
consecutive days. During this time, the resting perimental chamber and submitted to hypnotic
activity was controlled by polygraphic record- sleep. While in the hypnotic state subjects were
ings. The experimental manipulation began on first instructed to perform the respiratory and
the fourth day. The patients were asked to tell postural pattern corresponding to the different
about some dramatic, especially painful aspect of emotional behaviors and asked about concomi-
their life history. Simultaneously, the different tant feelings and associations. This verbal infor-
functions were registered. The story was re- mation was recorded and synchronized with the
corded on tape and synchronized with the phys- physiological records. The next step was to stim-
iological events that were taking place at the time ulate the subject with his own emotional associ-
in which the story was being told. After a period ations and to correlate behavior and subjective
of relaxation, the patients heard their own story effect of the verbal emotional stimulation. Then,
without receiving any other instructions; this was the subjects were instructed to mimic the effector
again synchronized with the physiological rec- pattern of one particular emotion, or to maintain
ords. At the end of the story the patients were a relaxed posture. In this condition they again
once more instructed to relax, to breathe deep heard their own e m o t o g e n i c material arousing
and slowly, and to maintain this condition, inde- other emotions than the one whose effector pat-
pendent of what they might be told. Once they tern was being mimicked.
understood the instructions well, the tape re-
corder was turned on once more, and the story
Results
was again synchronized with the physiological
records. After each recording period, the patients
The Finding of the "Emotogenic Stimuli"
were asked to report that part of their story in
which they felt anxiety, and in which of these The anamnesis or life history allowed us to find
parts the anxiety was most intense. These re- episodes in the life of our subjects whose verbal
sponses were recorded. reproduction induced in them effects similar to
those directly produced by the episodes them-
Experiments With Drama School Students selves. These episodes were related or imagined
by the subjects, or were played back to the
Twelve students of drama (eight men and four subjects. In these three different situations the
women) between 20 and 28 years of age col- subjects not only said they "felt" the emotions
Pav. J. Biol. Sci.
110 SANTIBA.NEZ-H. AND BLOCH July-September 1966

they remembered, but the corresponding behav- of the HR, except in the case of tenderness. The
ior also appeared. Some examples follow. emotogenic stimuli o f tenderness either did not
A 28-year-old woman with a diagnosis of anxi- modify the resting cardiac activity or induced its
ety neurosis recalled several anxious events in decrease (Figure 1). The same tendency was
her life. The description of these events was re- found in the patients and the drama students.
corded, then played back to induce anxiety in the Respiratory Pattern During Emotional Behav-
patient. The emotional effect was similar when ior. Each emotion seems to have a specific respi-
the patient heard the events and when she ratory pattern, which we will try to describe. The
thought about them very intensely. pattern triggered by the emotogenic stimuli was
A 22-year-old student, under deep hypnosis, compared with the resting respiratory pattern
was asked to remember and to tell about some in patients, normal, and hypnotized subjects.
comic experiences. She told a joke in which a The resting respiratory frequency varied between
Portuguese man was ridiculed, laughing heartily. 10 and 18 c/min with a mean of 13.7 -+ 2.62
Afterwards, it was sufficient to tell her to "re- (Figure 2).
member the j o k e of the Portuguese" for her to Fear-Anxiety. All the stimulations were per-
begin laughing. formed under a background o f relaxed, rhythmic,
In these experiments the "'emotogenic stim- and regular respiration. One element was con-
uli" were represented by " i d e a s , " "succession stant in the respiratory picture of the patients:
of ideas," or " v e r b a l information" reflecting the the tendency to present episodes o f inspiratory
"objective conditions" in which the original emo- hypopnoea during the time of action of the emo-
tion took place. In other words, the emotogenic togenic stimulus. The baseline of respiratory
stimulus was able to induce effector and subjec- activity tended to be displaced toward the inspi-
tive reactions that were part of an emotional ratory level. Phobogeneous stimuli triggered epi-
response. sodes o f hypopnoea modulated by a frequency of
3 to 3.5 times and an amplitude o f 0.25 to 0.5 times
Phenomenology o f the Emotional the resting one, or by apnoea episodes o f the
Effector Pattern same duration, about 3 to 20 seconds, irregularly
followed by quick and deep expiratory-inspira-
Heart Involvement in Emotional Behavior. tory movements. In hypnotized subjects, the se-
The analysis of the heart frequency resulted from quence o f episodes lasted as long as the emo-
the comparison of the heart rate (HR) before and togenic stimulation (30-50 sec). The after-effect
during the action of the emotogenic stimuli. In the of the stimulation depended on the way in which,
hypnotized subjects the mean HR at rest was 66.6 the stimulation was handled. If no instruction
-+ 4. l/min. The action of the emotogenic stimuli, was given, the subject's respiration tended to
i.e., verbal and/or subjective stimuli able to acti- remain in hypopnoea or apnoea for longer peri-
vate emotions as fear, anxiety, sorrow, laughter, ods, then slowly became more quiet and rhyth-
erotic-love, and tenderness, induced an increase mic. On the contrary, if the subject was told that
the end of the stimulation had arrived, an intense
and slow expiration took place, followed by a
btot/r~ slow inspiration, then the rhythmic respiratory
movements were reassumed.
Anger-Aggression. The modification of the re-
l?O spiratory pattern was studied in normal and hyp-
notized persons by the administration o f verbal
I0#
+ emotogenic stimuli which activated memories re-
80 lated with the anger-aggression reaction. The
t-n modification of the respiratory pattern can be
60. described as follows: at the beginning of the ac-
tion o f the emotogenic stimulus a large increase
~0
of respiratory frequency was observed, without
Zo modification of the intensity of the respiratory
movements. In this initial period, the respiratory
frequency increased up to between 30-40 c/min.
A second period was observed in which the fre-
Fro. 1. Heart rate (HR) in different effector pat- quency did not increase any more, but the inten-
terns. Mean HR in relaxed conditions (control) and sity of the respiratory movements grew up to
during the consummatory phase of different emotions three times in a waxing and waning pattern. In
in hypnotized subjects. this case, the respiratory baseline did not change.
Volume 21
Number 3 EMOTIONAL EFFECTOR PATTERNS 111

Control Anger-AgFe~ion Fear - onxielv JaUnts3- cr,vin9 Erotic- love Tenderness Joy-/uughter

Respiratory
pot/erna
f " H clmm
E~-- llSs - - AA

HR -chonge .- J S
pr/nc~pu/ d~rcchon
8

FIG. 2. Respiratory pattern. I = inspiration; E = expiration. Pattern of respiratory movements during the
consummatory phase of different emotions. (HR) changes in main direction. T = tachycardia; B = bradycardia. The
arrows indicate the direction of HR frequency.

From time to time there were very intense ex- Tenderness. The respiratory pattern of tender-
piratory-inspiratory movements. The respiratory ness presented a frequency below the limits of the
modification lasted as long as the emotogenic resting pattern, between 6-12 c/min, and an am-
verbal stimulus was present in the hypnotized plitude 1.2 to 1.6 times the resting one.
subjects, but was longer in the normal subjects.
Erotic" Love. The respiratory pattern was re-
corded during the action of an emotogenic sub- Muscular Tonus Pattern
jective stimulus that was able to activate the
movements of the sexual consummatory reac- The changes of electromyographic activity
tion, especially in hypnotized subjects. The pat- were used to study the effect of the emotogenic
tern showed a decrease of the respiratory rate stimuli, comparing this activity before and after
(8-9 c/min) at the beginning of the stimulation, the administration of the stimulus (Figure 3).
and then an increase up to 18-20 c/min, and a 2.5 Fear-Anxiety. While patients were hearing
times increase of the amplitude of the respiratory their own verbal report about life experiences,
cycles in a waxing and waning pattern. inducing fear-anxiety reactions, a tonus increase
Sadness-Sorrow-Tears. The modification of of all the recorded muscles was observed, includ-
the respiratory movements integrating the sad- ing the inspiratory muscles, this last causing a
ness-sorrow-tears emotional reaction was also a shift in the pneumographic baseline. This in-
very characteristic one: the frequency of the re- crease of tonus achieved its maximum when the
spiratory movements remained within the range stimulation evoked the most painful moments of
of the resting pattern, but the amplitude of the the patient's experience.
respiratory cycle was greater than in the resting In normal and hypnotized subjects, the same
one (about 1.5 to 2 times). However, the most phenomenon was observed when they were
typical element was the modulation of the inspi- placed in similar conditions. The muscular area
ratory phase by saccadic movements of high fre- involved, and the degree of the tonus increase,
quency and an abrupt expiratory phase, which were related with the intensity of the emotogenic
could either be modulated or not. stimulus. However, stimuli of medium intensity
Joy-Laughter. Joy-laughter respiratory pat- did not activate the recorded muscles at the same
terns presented a frequency remaining within the level. For instance, the orbicularis otis presented
limits of the resting pattern; the amplitude was a small tonic increase of tension without large
1.2 to 1.5 times the resting one. This pattern was variations; the masseter, a medium t o n i c in-
in a certain way opposed to the pattern of sorrow- crease; the rectus abdominis, a large phasic in-
tears because the high frequency modulation crease; and the brachioradialis and the rectus
mainly affected the expiratory phase of the respi- femoris presented a large tonic increase during
ratory cycle. the stimulation.
Pav. J. Biol. Sci.
1 12 SANTIB,~NEZ-H. AND BLOCH July-September1986

, r~st

srna//
medium

Ioc9:

EM6 . Control Anler-A~lreulon Feor-enxir 3odnClS- crd/inI Erotic-/ovc Tendernes~r Jo,v- /ou~h/er

Orb/culor/s otis

1"/osstlcr

8roch/orodialiJ

R:ctus obdomini

R:dus frmori

FIG. 3. Involvement of the different recorded muscles in the configuration of emotional reactions during the
consummatory phase of the emotion.

Anger-Aggression. The electromyogram indi- Sadness-Sorrow-Crying. The activity of the


cated a medium enlargement of the tonic activity different muscles recorded showed the following
of the orbicularis oris, a large phasic increase of characteristics: the orbicularis oris presented a
the rectus femoris, a large tonic-phasic increase strong tonic activity; the masseter, a small tonic-
of the rectus abdominis, and a medium phasic- phasic activity; the brachioradialis, small tonic
tonic increase of brachioradialis and masseter activity; the rectus abdominis, a great phasic acti-
activity. An increase of the tonus of the respira- vation; and the rectus femoris, a medium tonic
tory muscles was observed. Both hypnotized and increase.
normal subjects presented these reactions. Joy-Laughter. The orbicularis oris presented a
Erotic-Love. The recorded electromyographic medium tonic increase of its electrical activity,
activity presented the following characteristics: while the brachioradialis and the masseter
orbicularis oris, a small tonic increase; brachio- showed a small tonic increase. The behavior of
radialis, a medium increase of its tonic activity; the rectus abdominis was characterized by a me-
masseter showed no activity. The rectus ab- dium tonic increase of its activity, modulated by a
dominis showed a medium increase of its phasic large phasic contraction superimposed on the ba-
activity modulated by a large phasic one. The sic tonus. The tonus of the rectus femoris showed
rectus femoris showed a medium phasic activity a medium increase, mainly in the form of small
increase. phasic discharges.
Volume 21
Number 3 EMOTIONAL EFFECTOR PATTERNS 1 13

Tenderness. During the action of the emo- Hypnotized subjects developed feelings in strict
togenic stimulus, the muscles remained relaxed parallelism with the performed pattern. Anxiety
or presented a very small increase of their tonic patients experienced the anxiety pattern better
activity. than the others, and drama students experienced
some patterns better than others, depending on
Interaction Between Effector Patterns and the perfection of the performance and on their
the Subjective Aspect of Emotions individual emotional experiences.
Interaction of Emotional Effector Patterns and
Correlation Between the Behavioral and Sub- Emotogenic Stimuli Activating Different Emo-
jective Aspects of Emotions. The anxiety patients tions. In order to gain insight into the significance
chronically showed an effector pattern of anxiety. of the emotogenic, and of the effector feedback
However, the stimulation of the patients with stimuli on the determination of the feelings, hyp-
their own verbal material showed that certain notized subjects were simultaneously exposed to
parts of the referred episodes produced an in- the influence of a specific emotogenic stimulus
creased contraction of the muscles, longer peri- and to the performance of an effector pattern not
ods of hypopnoea, and an important increase of related with this stimulus, e.g., the pattern of
heart rate. These segments of their history in- anxiety during the action of a comic stimulus. As
duced at the same time an intensification of the long as the pattern was performed, the feelings
feeling of anxiety. This fact made it possible, just corresponded to it, and not to that of the emo-
by observing the records, to know when the pa- togenic stimulus. Only if the pattern followed the
tient had reached the peak intensity of the subjec- direction of the emotogenic stimulus did the feel-
tive experience level before asking the patient ings change in the same direction.
what his feelings were. Effect of the Repetition of the Emotogenic
On the other hand, hypnotized subjects, under Stimulus. The systematic repetition of a given
the influence of a certain emotogenic stimulus, verbal emotogenic stimulus induced different ef-
exhibited the pattern specifically belonging to the fects in hypnotized subjects, drama students, and
emotogenic stimulus and the corresponding feel- patients. The former were able to react persist-
ings. Relaxation and slow respiration immedi- ently to the emotogenic stimulus up to more than
ately changed the feeling. If the subjects were 20 times. The reaction was facilitated by repeti-
asked to "increase their feeling," they automati- tion. Patients, when stimulated with emotogenic
cally increased the different parameters of the s t i m u l i - - o t h e r than those producing a n x i e t y - -
effector patterns. On the contrary, slow and deep were able to respond three or five times before the
respiration and muscular relaxation were imme- extinction of the reaction; but, if an anxiogenic
diately correlated with feelings of quietness. stimulus was used, the number of repetitions grew
Effect of an Emotogenic Stimulus on the Back- up to 30 to 50 times. Drama students reacted two
ground Behavioral Distension. Emotogenic stim- or three times, then their reaction disappeared.
uli were administered to anxiety patients and Effect of the Repetition of the Effector Pattern.
to hypnotized subjects after instructing them to Hypnotized subjects were able to repeat the ef-
maintain these basal relaxed conditions (respira- fector pattern of a given emotion without an im-
tory frequency, 2-4 c/min; HR, 60-70 b/min; and portant modification of their capacity to induce
EMG, without activity) independent of the stim- the same subjective contents. The effects of the
uli they received. As long as the subjects re- repetition of a pattern in drama students de-
mained in a relaxed posture, the emotogenic pended on the way in which this repetition took
stimulus was unable to induce a subjective emo- place. If it followed the instruction to be aware of
tional process. However, as soon as this relaxed respiration, contraction and relaxation of the dif-
behavior was interrupted by elements of the emo- ferent muscles, the subjects quickly inhibited the
tional effector model, the corresponding subjec- subjective contents and concentrated on the mus-
tive state appeared. cular performance. On the contrary, if the sub-
Effect of the Performance of a Given Emo- jects were asked to accurately observe the sub-
tional Effector Pattern Without Participation of jective contents elicited by the pattern, the pattern
Emotogenic Stimuli. A series of experiments became more complex and the feelings stronger.
were performed in order to observe the effect on As it was repeated, not only the feelings of the
the subjective contents (feelings) of the muscle- corresponding emotion became stronger, but the
respiratory pattern of a given emotion. Verbal subject began to r e m e m b e r experiences related
instructions were used to induce the patterns. with this specific pattern. These associations
Hypnotized subjects, patients, and drama stu- came very fast, and followed a specific course.
dents experienced the feeling corresponding to First, the most recent experiences appeared,
the mimicked pattern, but in different manners. then the earliest ones.
Pav. J. Biol. Sci.
114 SANTIBA'-NEZ-H. AND BLOCH July-September 1986

Discussion emotional pattern can be correlated with some


respiratory parameters, or at least with tonus
The main result of our work is the finding that changes of the upper airways muscles. The find-
an emotogenic stimulus activates bodily reac- ings of Glauss and Kotses (1983) seem to support
tions (Cannon 1929) organized in specific viscero- this hypothesis. On the other hand, the complete
muscular effector patterns, and that the feedback emotional effector pattern can be considered to
generated by these patterns activates brain cir- be a consummatory reaction, while partial as-
cuits inducing specific configurations of subjec- pects of the patterns can be treated either as a
tive processes (feelings). Bloch et al. (1972), preparatory anticipation of the whole or of part of
Santibfinez-H. et al. (1973), and Santibfinez-H. it. Thus, the facial pattern activated by an
(1976) suggested that emotogenic stimuli trigger emotogenic stimulus of feeble intensity may be
"specific effector models." Schidlowski (1974) considered, at least partially, to be a preparatory
showed that the neurovegetative system con- element of an anticipatory postural adjustment of
forms to a "peripheral integral effect." Bell the respiratory function before the rest of the
(1844) and Darwin (1872/1965) described patterns postural pattern is involved. A similar situation
of muscular activity during emotional reactions, was described by Woollacott et al. (1984), who
and recently, Fridlund (198,4) showed the partici- observed leg muscle reflexes activated by the
pation of different facial muscles in the configura- preparation of an arm movement in a standing
tion of the expressive pattern elicited by various man.
emotogenic stimuli. Our second problem concerns the relationship
Effector patterns are configurations of reac- between bodily reaction and feelings. We sub-
tions, including the posturo-respiratory-facial scribe to the idea of James (1950, p. 459), who
muscles, viscera, and glands. The interrelation stated that the subjective emotional content " i s
among postural, facial, and respiratory move- nothing but the feeling of a bodily s t a t e , " but we
ments must be considered in order to understand would like to stress that this relation has a tempo-
the dynamics of these patterns. The association ral development. At the beginning of the experi-
of cortical arousal, inspiratory, and postural ence of certain concrete emotions, the fully
movements has been described in fetuses and in structurated effector pattern and its feedback in-
premature and newborn babies (Trippenbach duces the corresponding feeling. As long as the
1983, Dawes 1984). Already during the first feedback of the effector pattern coincides with
months, postural, respiratory, and facial muscles feedforward stimuli--including the emotogenic
are involved in the b a b y ' s emotional reactions. It o n e - - t h e s e feedforward stimuli will acquire the
is not clear when postural muscles become disso- secondary property of activating subjective emo-
ciated while facial and respiratory muscles re- tional processes. The feedforward-feedback con-
main functionally linked; e . g . , babies laugh ditioning will permit the emotogenic stimulus to
animatedly, cry with pouts and sobs, and express trigger a sequence of successive behavioral-sub-
fear accompanied by a marked hypopnoea and an jective interactions. On the other hand, as an
exaggerated facial expression. Recently, strong emotional effector pattern is a sequence of reac-
evidence has appeared that postural and respira- tions, sometimes a part of the pattern may play a
tory muscles interact (Hunter and Keaney 1981, vicarious role, acquiring, by conditioning, the
Druz and Sharp 1981, Haas e t al. 1982, Long- property to anticipate the effects of the whole
hurst 1984, Tallarida et al. 1982, 1983, 1985, pattern--pars pro toto--among others, the sub-
Haxhiu et al. 1984). Further, it has been demon- jective activation. Feedforward-feedback and
strated that muscles participating in facial ex- p a r s p r o t o t o conditioning are end products of the
pression are involved in respiratory functions ontogenic emotional development leading to the
(Onal et al. 1981, van de Graaf et al. 1984, Strohl subjectivization of the pattern. This process an-
et al. 1980, van Lunteren et al. 1984) and that ticipates and transforms the emotion into a vir-
some of these muscles, for instance the alae nasi, tual and probabilistic phenomenon, producing an
genioglossus, and posterior cricoaretynoid as important regulatory element in the adaptive in-
well as the diaphragm, are activated by direct dividual-environment interaction.
stimulation of the sciatic nerve (Haxhiu e t al. The brain can process the emotional pattern
1984). Strohl et al. (1980) showed that the alae feedback information in an analytical or in a syn-
nasi muscle is activated just before the onset of thetic manner. In order to process this informa-
the expiratory flow and during erotic and aggres- tion synthetically, a critical mass o f feedback
sive emotions. We have observed (nonpublished effection must be integrated into a " p e r c e p t u a l
data) that the facial expression follows the emo- unit" and should be labelled as " a n x i e t y , " " s a d -
tional pattern initiated by the respiratory and/or n e s s , " etc. If the patterns vary over a critical
postural muscles. The activation of the facial- mass, different unitary perceptions can result,
Volume 21
Number 3 EMOTIONAL EFFECTOR PATTERNS 115
a n d different t y p e s o f " s a d n e s s " o r " a n x i e t y " Ekman, P., and Friesen, W. V. A guide to recognize
m a y b e d i s t i n g u i s h e d . O n the c o n t r a r y , if t h e emotions from facial clues. Englewood Cliffs, N J:
r e a c t i o n i n c l u d e s less t h a n t h e " c r i t i c a l m a s s , " as Prentice Hall, 1975.
v a r i a t i o n of m u s c u l a r t o n u s a l o n e , or v a s o p r e s s o r Ekman, P., and Friesen, W. V. Investigator's Guide:
effect i n d u c e d b y a d r e n a l i n e ( M a r a n r n 1924, Si- Part Two. Facial Action Coding System. Palo Alto,
e r r a 1921, Cantril 1924, Cantril a n d H u n t 1922), CA: Consulting Psychologists Press, 1978.
Ekman, P., and Friesen, W. V. Felt, false and miser-
or i n c r e a s e in h e a r t r a t e , t h e b r a i n p r o c e s s e s t h e
able smiles. Journal of Nonverbal Behavior, 1982, 6,
effect in a n a n a l y t i c a l way, w i t h o u t a s s i m i l a t i n g it 238-252.
into a n e m o t i o n a l c a t e g o r y . T h e s a m e h a p p e n s if Ekman, P., Levenson, R. W., and Friesen, W. V. Auto-
the p a t t e r n is n o t p r o c e s s e d as a " p e r c e p t u a l nomic nervous system activity distinguishes among
u n i t , " b u t as i s o l a t e d p e r c e p t i o n s o f r e s p i r a t i o n emotions. Science, 1983, 221, 1208-1210.
or m u s c u l a r c o n t r a c t i o n . This o c c u r s , for in- Fridlund, A. J., Schwartz, G. E., and Fowler, S. C.
s t a n c e , in t h e t r a i n i n g o f a c t o r s w h e n b y s y s t e m - Pattern recognition of self reported emotional state
atic r e p e t i t i o n o f t h e l e a r n e d e f f e c t o r p a t t e r n s from multiple-site facial EMG activity during affec-
they c o n c e n t r a t e t h e i r a t t e n t i o n o n t h e m u s c u l a r tive i m a g i n e r y . Psychophysiology, 1984, 21,
622-637.
a c t i v a t i o n w i t h the r e s u l t i n g i n h i b i t i o n o f feelings Glauss, K. D., and Kotses, H. Facial muscle tension
( B l o c h et al. 1986). influences lung airway resistance; limb muscle ten-
sion does not. Biological Psychology, 1983, 17,
References 105-120.
Haas, F., Simnowitz, M., Axen, K., Gandino, D., and
Bard, P. On emotional expression after decortication Haas, A. Effect of upper body posture on forced
with some remarks on certain theoretical views. Psy- inspiration and expiration. Journal of Applied Physi-
chological Review, 1934, 41, 427-449. ology: Respiratory, Environmental and Excercise
Bard, P. Neural mechanisms in emotion and sexual Physiology, 1982, 52, 879-886.
b e h a v i o r . Psychosomatic Medicine, 1942, 4, Haxhiu, M. A., van Lunteren, E., Mitra, J., Cherniack,
171-172. N. S., and Strohl, K. S. Comparison of the responses
Bell, C. Anatomy and Physiology of Expression. Lon- of the diaphragm and upper airways muscles to cen-
don: Longmans Green, 1884. tral stimulation of the sciatic nerve. Respiration
Bitch, S., Orthous, P., and Santib~ifiez-H., G. Effector Physiology, 1984, 58, 65-76.
patterns of emotions: A psychophysiological method Hess, W. R. The functional organization of the dien-
for training actors. Journal of Social and Biological cephalon. New York: Grflne and Straton, 1957.
Structures (in press). Hunter, I. W., and Kearney, R. E. Respiratory compo-
Bitch, S., and Santib~ifiez-H., G. Training of "emo- nent of human postural sway. Neuroscience Letters,
tional effection" in humans: Significance of its feed- 1981, 25, 155-159.
back on subjectivity. In S. Bitch and R. Aneiro-Riba James, W. The Principles of Psychology, Vol. 2. New
(Eds.), Simposio Latinoamericano de Psicobiologia York: Dover Publication Inc., 1950.
del Aprendizaje, Publicaciones de ia Facultad de Longhurst, C. J. Static contraction of hind limb mus-
Medicina, Universidad de Chile, Santiago, 1972, cles in cats reflexely relaxes tracheal smooth mus-
170-184. cles. Journal of Applied Physiology: Respiratory,
Candland, D. K. The ontogenesis of emotional behav- Environmental and Exercise Physiology, 1984, 57,
ior. In H. Moiz (Ed.), The Ontogenesis of Vertebrate 380--387.
Behavior. New York: Academy Press, 1971. Maranrn, G. Contribution fi 1'rtude de I'action emotive
de l'adrenaline. Revue Franqaise d'Endocrinologie,
Cantril, H. The role of the situation and adrenaline in
1924, 2, 301-325.
the induction of emotions. American Journal of Psy-
Onal, E., Lopata, M., and O'Connor, T. D. Diaphrag-
chology, 1924, 46, 568-579.
matic and genioglossal electromyogram responses to
Cantril, H., and Hunt, W. A. Emotional effects pro- isocapnic hypoxia in humans. American Review of
duced by injection of adrenaline. American Journal Respiratory Disease, 1981, 124, 215-217.
of Psychology, 1932, 54, 300-307. Panksepp, J. Toward a general psychobiological theory
Cannon, W. B. Bodily changes in pain, hunger, fear and of emotion. Behavioral and Brain Sciences, 1982, 5,
rage. New York: Appleton, 1929. 407-467.
Darwin, C. Expression of the Emotions in Man and Santibfirez-H., G. Subjective-gnostic, specific, and
Animals. Chicago: University of Chicago Press, 1965. inspecific aspects of emotion and motivation: Emov-
Dawes, G. S. The central control of fetai breathing and ing reflexes. In W. Haschke (Ed.), Brain and Behav-
skeletal muscle movements. Journal of Psychology ior Research Monograph Series, 1976, 6, 191-212.
(London), 1984, 346, 1-18. Santib~ifiez-H., G., Bitch, S., and Aneiro-Riba, R.
Druz, W. S., and Sharp, J. T. Activity of respiratory Determinacirn vivencial del modelo efector por ret-
muscles in upright and recumbent humans. Journal roalimentacirn. Acta Physiologica Latinoameri-
of Applied Physiology: Respiratory, Environment cana 1973, 23, 30.
and Exercise Physiology, 1981, 31, 1552-1561. Schr0der, H., SchrOder, U, and Santib~i~ez-H., G.
Ekman, P. (Ed.), Emotion in Human Face (2nd Edi- Dentist phobia. Pavlovian Journal of Biological Sci-
tion). New York: Cambridge, 1982. ences, 1986, 21, 16-24.
Pay. J. Biol. Sei.
116 SANTIB,~NEZ-H. AND BLOCH July-September 19~6

Schidiowski, W. A. The Colour of the Vegetative Por- Tallarida, G. Baldoni, F., Peruzzi, G., et al. Cardiore-
trait as a Form of Expression of an Effector Integra- spiratory reflexes from muscles during dynamic and
tion (In Russian). XXV Congress of Physiological static exercise in the dog. Journal of Applied Physi-
Sciences USSR (Symposia), Moscow, 1974. ology: Respiratory, Environmental and Exercise
Physiology, 1985, 58, 844-852.
Strohl, K. P., Hensley, M. J., Hallet, M., Saunders,
N. S., and Ingrain Jr., R. H. Activation of upper Trippenbach, T., Effects of drugs on the respiratory
airway muscles before onset of inspiration in normal control system in the perinatal period and during
humans. Journal of Applied Physiology: Respira- postnatal development. Pharmacological Therapy,
tory, Environmental and Exercise Physiology, 1980, 1983, 20, 307-340.
49, 638-642. van de Graaf, W. B., Gottfried, S. B., Mitra, J., van
Lunteren, E., Cherniack, N. S., and Strohi, K. P.
Sierra, A. M. Estudio psicolrgico acerca de la Respiratory function of hyoid muscles and hyoid
emoci6n experimental. Revista de Criminologla, arch. Journal of Applied Physiology: Respiratory,
Psiquiatria y Medicina Legal (Madrid), 1921, 8, Environmental and Exercise Physiology, 1984, 57,
445-461. 197-204.
Tallarida, G., Baldoni, F., Peruzzi, G., et al. Different van Lunteren, E., van de Graaf, W. B., Parker, D. M.,
patterns of respiratory responses to chemical stimu- et al. Nasal and laryngeal reflex responses to nega-
lation of muscle receptors in rabbit. The Journal tive upper airway pressure. Journal of Applied
of Pharmacology and Experimental Therapeutics, Physiology: Respiratory, Environmental and Exer-
1982, 223, 552-559. cise Physiology, 1984, 56, 746-752.
Tallarida, G., Baldoni, F., Peruzzi, G., et al. Different WooUacott, M. H., Bonnet, M., and Yabe, K. Prepara-
patterns of respiratory reflexes originating in exercis- tory process for anticipatory postural adjustment:
ing muscles. Journal of Applied Physiology: Respi- modulation of leg muscles reflex pathways during
ratory, Environmental and Exercise Physiology, preparation for arm movements in standing man. Ex-
1983, 55, 84-91. perimental Brain Research, 1984, 55, 263-271.

Future Meetings of the Pavlovian Society


The 1986 meetings are scheduled for O c t o b e r 2 - 4 in St. Louis, Missouri. F o r
information c o n t a c t J o h n A. Stern, B e h a v i o r R e s e a r c h L a b . , M a l c o l m Bliss
Mental H e a l t h Center, St. Louis, MO 63104. (314) 621-4211. The 1987 meetings
are scheduled for July in H i r o s h i m a , Japan.

Potrebbero piacerti anche