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Repeated conventional tracheal intubation attempts contents (1.9% versus 22%), aspiration of gastric con-
may contribute to patient morbidity. Critically-ill pa- tents (0.8% versus 13%) bradycardia (1.6% versus 21%),
tients (n ⫽ 2833) suffering from cardiovascular, pulmo- and cardiac arrest (0.7% versus 11%; P ⬍ 0.001). Al-
nary, metabolic, neurologic, or trauma-related deterio- though predictable, this analysis provides data that
ration were entered into an emergency intubation confirm the number of laryngoscopic attempts is asso-
quality improvement database. This practice analysis ciated with the incidence of airway and hemodynamic
was evaluated for airway and hemodynamic-related adverse events. These data support the recommenda-
complications based on a set of defined variables that tion of the ASA Task Force on the Management of the
were correlated to the number of attempts required to Difficult Airway to limit laryngoscopic attempts to
successfully intubate the trachea outside the operating three in lieu of the considerable patient injury that may
room. There was a significant increase in the rate of occur.
airway-related complications as the number of laryngo-
scopic attempts increased (ⱕ2 versus ⬎2 attempts): hy-
poxemia (11.8% versus 70%), regurgitation of gastric (Anesth Analg 2004;99:607–13)
E
mergency airway management can be fraught has made a recommendation, based on the consult-
with complications related to hemodynamic al- ant’s consensus opinion, that an alternative method
terations and difficulty with oxygenation and should be pursued to secure the airway when diffi-
ventilation (1,2). Esophageal intubation, pneumo- culty with intubation is encountered (9,10). As dif-
thorax, and pulmonary aspiration, as well as other ficulty arises with securing the airway and the num-
major complications, were reported by Schwartz et ber of laryngoscopic attempts increases, the
al. (1) to occur relatively frequently during emer- occurrence of hypoxemia, esophageal intubation, re-
gency tracheal intubation outside of the operating gurgitation, airway trauma, and cardiac arrest
room (OR). However, the severity and frequency of should be more common (11–15). Despite the con-
complications were not correlated with the number sequences of repetitive conventional intubation at-
of intubation attempts. Another anesthesia-based tempts, there is little published evidence directly
study of emergency intubation reported that 1 in 10 supporting the ASA’s recommendation to limit con-
airway encounters required 3 or more intubation ventional intubation attempts to three (multiple)
attempts and suggested that multiple attempts were with subsequent use of accessory airway devices or
associated with an increased incidence of hypox- alternative techniques (tracheal tube introducer
emia, regurgitation, and esophageal intubation (2). [bougie], laryngeal mask airway (Laryngeal Mask
Our emergency department (ED) colleagues have Company, Henley-on-Thames, UK), Combitube®,
published many studies, but none has quantified an [Kendall-Sheridan, Argyle, NY] fiberoptic bron-
association of increasing complications with repeti- choscopy, and cricothyrotomy/tracheotomy). This
tive laryngoscopic attempts (3– 8). The ASA Task quality improvement database was analyzed: (a) to
Force on the Management of the Difficult Airway determine the incidence of airway and hemody-
namic complications during emergency tracheal in-
Accepted for publication February 3, 2004. tubation outside the OR based on a predetermined
Address correspondence and reprint requests to Thomas C. Mort,
MD, Senior Associate, Anesthesiology, Hartford Hospital, 80
set of defined criteria and (b) to determine if there is
Seymour Street, Hartford, CT 06102. Address e-mail to tmort@ any relationship between the number of conven-
harthosp.org. tional intubation attempts and the incidence of
DOI: 10.1213/01.ANE.0000122825.04923.15 complications.
Table 2. Hospital Location and Complication Risk Ratio Compared to Other Areas
Hospital location % patients Complications P-value, risk ratio (95% CI)
Surgical ICU (32 beds) 27 bradycardia ⬍0.04, 1.5 (1.1–2.2)
Medical ICU (16 beds) 21 regurgitation ⬍0.004, 1.9 (1.2–2.9)
Floor 16 aspiration ⬍0.002, 3 (1.6–5.7)
Neurosurgical/trauma ICU (10 beds) 12 hypoxemia ⬍0.03, 0.6 (.43–93)
Emergency department 10 hypoxemia ⬍0.001, 1.7 (1.7–2.2)
Coronary ICU (12 beds) 9
Radiology/cardiac catheterization/PACU 5
ICU ⫽ intensive care unit; PACU ⫽ postanesthesia care unit.
from 16 to 98 yr old (mean, 68.71 yr; median, 67 ⫾ 17.5 The immediate availability of advanced airway equip-
yr), with a sex distribution of 62:38 men:women. The ment was nearly nonexistent before 1995, and there-
location of the airway procedure is listed in Table 2. after, portable airway bags were made available with
610 MORT ANESTH ANALG
COMPLICATIONS OF EMERGENCY INTUBATION 2004;99:607–13
an assortment of devices as suggested by the ASA resident in 19% of cases. Discounting these cases,
Guidelines (laryngeal mask airway, Combitube®, bou- attending-only cases had a rate of 6.3% (3 or more
gie stylet, hand-held jet apparatus, and a percutaneous attempts; P ⬍ 0.05 when compared with the resident
cricothyrotomy kit). The airway bag had to be trans- groups). More than 99% of the intubations were com-
ported to the intubation location by anesthesia person- pleted orally versus only a small number of nasal
nel. A difficult airway cart was deployed in the year approaches (n ⫽ 26).
2000 to all intensive care unit (ICU) locations, radiol- Based on the complication variables, the incidence
ogy, cardiac catheterization suite, and various floor of hypoxemia, overall, was 17.7%, and one third of
locations. these cases represented severe hypoxemia (Spo2
The indications for emergency airway management ⬍70%). The incidence categorized by intubation at-
were multifactorial in nature, yet the patients were tempts varied significantly; endotracheal intubation
categorized in general groups based on the primary requiring 2 or fewer attempts was 10.5% versus 70%
system contributing to the need for airway support for more than 2 attempts (Fig. 1 and Table 5). More
(Table 3). Cardiac disease (acute myocardial infarc- specifically, the rate for 1 attempt was 4.8%, 2 attempts
tion, congestive heart failure, tamponade, and dys- was 33.1%, 3 attempts was 62%, and 4 or more at-
rhythmia), primary pulmonary issues (chronic ob- tempts was 85% (P ⬍ 0.001). In their respective intu-
structive pulmonary disease, pulmonary aspiration, bation categories, severe hypoxemia was distributed
secretions, and respiratory failure), neurosurgical/ disproportionately in those requiring more than 2 at-
neurological disease (cerebral vascular accident, intra- tempts (28% of total patients and 40% of the total
cerebral bleed, and seizure), trauma-related injury (or- hypoxemic patients) versus 2 or fewer attempts (1.9%
thopedic, thoracic, and abdominal and neuro-trauma), of total patients and 18% of the total hypoxemic pa-
and sepsis were major categories. Upper gastrointes- tients). Those suffering a single episode of esophageal
tinal bleeding and metabolic derangements (hepatic, intubation (EI) had a 51% chance of hypoxemia. Inde-
renal failure, etc.) were less common categories. pendently, EI increased the risk of hypoxemia nearly
The majority of patients undergoing emergency tra- 11-fold (95% CI, 7.7–13.2). Furthermore, patients who
cheal intubation received relatively small doses of experienced 2 or more esophageal intubations had a
sedative-hypnotics for sedation-only preparation, as significant rate of hypoxemia (85% overall; 2 EI, 76%;
compared with elective anesthesia induction doses 3 EI, 96%; and 4 EI, 100%).
customary in the OR. Topical anesthesia to the oral The overall rate of EI in the database was 9.7%. The
airway alone, or no medications at all, accounted for incidence of EI in the 2 or fewer attempts group was
17% of the cases. Parenteral medication included mi- ⬍5% (zero for 1 attempt and 19.8% for 2 attempts) in
dazolam, morphine, midazolam combined with mor- comparison to more than 2 attempts with an overall
phine, thiopental, etomidate, propofol, diazepam, and incidence of 51.4% (3 attempts, 48.9%; 4 or more at-
methohexital. NMBDs were used in 20% of the cases, tempts, 55.1%) (Fig. 1 and Table 4). The relative risk
consisting of succinylcholine (81%) or a nondepolar- ratio of suffering an EI was 6-fold more in those who
izing drug (rocuronium or vecuronium, 19%) (Table had more than 2 attempts. Moreover, the risks of a
4). single EI was considerably less in comparison to those
Overall, more than two thirds (68%) of the intuba- suffering multiple EI (2 or more EI) because each of
tions were successful on the first attempt, and 1 in 10 the airway and hemodynamic complications escalated
cases required three or more intubation attempts (hypoxemia, 58% versus 88.3%; regurgitation, 21.8%
(10%; Table 3). More specifically, the attending staff, as versus 35%; aspiration, 10% versus 15.6%; bradycar-
a group, had a 9.0% rate of three or more attempts, dia, 13.4% versus 45%; and cardiac arrest, 4% versus
CA-1 residents had 14.5%, CA-2 residents had 10.4%, 20%).
and CA-3 residents had 9.0%. The staff attending was The risk of regurgitation, with or without aspira-
credited with the intubation after taking over for the tion, was considerably higher than what anesthesia
ANESTH ANALG MORT 611
2004;99:607–13 COMPLICATIONS OF EMERGENCY INTUBATION
based on consensus opinion of their expert consultants The limitations of this database include the reliance
and not evidence-based medical data, to limit conven- on personnel to accurately complete the questionnaire
tional intubation attempts to three to reduce airway for submission to the database and may have bene-
trauma, swelling, and patient injury (9,10). However, fited by a sampling of questionnaires by an indepen-
to this end, there has been little clinical information dent, neutral observer rated to validate the accuracy of
offered to support, contest, or refute this airway man- the self-report system. Furthermore, consideration
agement viewpoint. Moreover, the extent of penetra- should be given to the stressful, emergent, and dire
tion of the Guidelines into clinical practice in the OR circumstances in which the airway procedures were
as well as the remote location under emergency cir- performed and the subsequent potential to underesti-
cumstances remains unreported. mate and therefore underreport the number of intu-
This practice analysis provides evidence that the bation attempts or complications. Although the author
rate of hypoxemia, esophageal intubation, regurgita- reviewed each questionnaire and made every attempt
tion, aspiration, bradycardia, and cardiac arrest accel- to confirm the documented data with the physician,
erated beyond two intubation attempts. These find- nurses, and support staff, a major concern with any
ings lend support to the recommendation of limiting spontaneous reporting system is underreporting of
intubation attempts to three conventional attempts, adverse events and the subsequent effect on the true
albeit for emergency airway management services numerator and the denominator of actual cases. San-
provided in the remote location, because of the im- born et al. (16) and others (17–19) have suggested that
pressive increase in airway-related and hemodynamic voluntary reporting of undesirable anesthesia clinical
critical events. The considerable increase of complica- events is strikingly infrequent. A portion of the ques-
tions between two and three attempts may warrant tionnaires that were excluded because of illegibility or
further refinement of the recommendation of limiting incomplete documentation and a number of patient
attempts to three, and perhaps emphasize that alter- encounters that failed to generate a submitted ques-
native airway techniques and the use of accessory tionnaire are additional limitations of this reporting
devices may better serve the patient if considered even vehicle.
earlier in the process of securing the airway. However, The primary focus of the ASA Guidelines is the
this data review does not provide any evidence that management of the difficult airway encountered dur-
aborting conventional laryngoscopy and intubation ing administration of anesthesia and tracheal intuba-
after three attempts in lieu of an accessory airway tion. The ASA, however, acknowledges that some as-
device or alternative airway rescue technique, will pects of the Guidelines may be relevant in other
provide any patient benefit or improve the level of clinical contexts (9,10). This data review provides sub-
patient safety. Intuitively, incorporation of such a de- stantial evidence that the incidence of airway and
vice or technique may decrease the incidence of com- hemodynamic complications distinctly increase be-
plications, but the design of this practice review does yond two laryngoscopic attempts during emergency
not address this important airway management issue. airway management in the remote location. Therefore,
Several factors that the Guidelines have attempted adapting the recommendation put forth by the ASA
to address but may still hamper the intubator’s ability Guidelines on the Management of the Difficult Air-
to secure the airway may include the pursuit of con- way to limit intubation attempts to three seems war-
ventional laryngoscopy on a repetitive basis at the ranted in emergency airway management outside the
exclusion of other methods by the individual, multiple confines of the OR. This database did not investigate
personnel attempting intubation by conventional the clinical utility of accessory airway devices or ad-
methods in a repetitive fashion, the relative lack of vanced rescue techniques nor any improvement in the
confidence, cognitive skills, or lack of experience with degree of safety we may offer to our patients when
advanced rescue techniques, and the lack of immedi- conventional methods prove difficult or unsuccessful.
ate accessibility to advanced airway equipment. Based This practice analysis and its findings prompt anes-
on the findings of this practice analysis, laryngoscopy thesia personnel to rethink their approach to the elec-
on a repetitive basis, using three or more attempts as tive and emergency management of the airway for the
a reference basis, is beleaguered by patient morbidity promotion of patient safety. The development of a
and possible life-threatening critical events. Although secondary or backup airway management approach
the question regarding the value of pursuing the use combined with the timely incorporation of rescue op-
of an advanced technique after three attempts was not tions in airway management strategy, although not
addressed, the evidence suggesting the potential for a proven, may be prudent toward improving the deliv-
marked increase in airway-related and hemodynamic ery of airway care for our patients. Moreover, this
critical events when more than two attempts are re- information has vast implications for the education
quired should encourage one to more timely pursue and training of our anesthesia and nonanesthesia col-
incorporation of the ASA recommendation of non- leagues who are responsible for airway management
emergency and emergency pathway rescue options. outside the OR under the demands of an urgent or
ANESTH ANALG MORT 613
2004;99:607–13 COMPLICATIONS OF EMERGENCY INTUBATION
emergent situation and should serve as a motivation 8. Rotondo MF, McGonigal MD, Schwab CW, et al. Urgent paral-
ysis and intubation of trauma patients: is it safe? J Trauma
for rethinking his or her approach to airway manage- 1993;34:242– 6.
ment in the promotion of patient safety. 9. American Society of Anesthesiologists Task Force on Manage-
ment of the Difficult Airway. Practice guidelines for the man-
agement of the difficult airway: a report. Anesthesiology 1993;
David O’Sullivan, Senior Scientist, Department of Research Admin- 78:597– 606.
istration, Hartford Hospital and Jonathan Clive, PhD, Department 10. Practice Guidelines for Management of the Difficult Airway: An
of Biostatistical Consultation, University of CT School of Medicine Updated Report by the American Society of Anesthesiologists
provided statistical analysis. Task Force on Management of the Difficult Airway. Anesthesi-
ology 2003;98:1269 –77.
11. Keenan RL, Boyan CP. Decreasing frequency of anesthetic car-
diac arrests. J Clin Anesth 1991;3:354 –7.
12. Kubota Y, Toyoda Y, Kubota H, et al. Frequency of anesthetic
cardiac arrest and death in the operating room at a single
general hospital over a 30-year period. J Clin Anesth 1994;6:
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