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Nephrol Dial Transplant (2011) 26: 2793–2798

doi: 10.1093/ndt/gfq849
Advance Access publication 9 February 2011

Definition of chronic kidney disease and measurement of kidney


function in original research papers: a review of the literature

Jocelyn Anderson and Liam G. Glynn

Discipline of General Practice, National University of Ireland, Galway, Ireland


Correspondence and offprint requests to: Liam G. Glynn; E-mail: liam.glynn@nuigalway.ie

Abstract whether or not published articles use the gold standard


Background. Over the past decade, chronic kidney disease KDOQI guidelines for labelling a patient with a diagnosis

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(CKD) has become an area of intensive clinical and epide- of CKD.
miological research. Despite the clarity provided by the Conclusions. This review of literature found that a variety
Kidney Disease Outcomes Quality Initiative (KDOQI) of definitions are being used in original research articles to
guidelines, there appears to be within the CKD research define CKD and measure kidney function which calls into
literature significant disagreement on how to define CKD question the validity and reliability of such research findings
and measure kidney function. and associated clinical guidelines. International consensus is
Methods. The objectives of this study were to investigate urgently required to improve validity and generalizability of
the variety of methods used to define CKD and to measure CKD research findings.
kidney function in original research papers as well as to Keywords: chronic kidney disease; classification; eGFR; MDRD
investigate whether the quality of the journal had any effect
on the quality of the methodology used.
This was a descriptive review and not a meta-analysis.
Information was extracted from each article including pub- Introduction
lication details (including the journal’s impact factor), def-
inition of CKD, method used to estimate kidney function Over the past decade, chronic kidney disease (CKD) has
and quantity of serum creatinine readings used to define become an area of intensive clinical and epidemiological
CKD. research. Historically, the CKD research literature has
An electronic search of MEDLINE through OVID was struggled to create consensus on definitions of CKD [1, 2]
completed using the search term CKD. The search was that has made the reporting of CKD research problematic
limited to articles in English published in 2009. [3]. This situation appeared to be resolved when in 2002 the
Studies were included in the review only if they were National Kidney Foundation’s Kidney Disease Outcomes
original research articles including patients with CKD. Quality Initiative (KDOQI) created guidelines providing a
Articles were excluded if they reported data from a paedi- clear definition and classification system for CKD [4]. These
atric population, a population solely on dialysis or if there guidelines define CKD as the presence of kidney damage
was no full-text access through OVID. or glomerular filtration rate (GFR) of <60 mL/min/1.73m2
Each article was assessed for quality with respect to for <3 months. CKD is further classified into Stages I–V
using KDOQI CKD definition criteria. according to the estimated GFR (eGFR) (Table 1).
A description of the pooled data was completed and chi- The KDOQI clinical practice guidelines appeared to
square tests were used to investigate the relation between bring order to the previously chaotic terminology used
article quality and journal quality. Analysis was carried out within CKD research and clinical practice [5]. However,
using SPSS (15.0) and a P-value of <0.05 was considered the guidelines have not existed without their critics and
to indicate statistical significance. requests for amendments [6, 7]. Arguments have been
Results. The final review included 301 articles. There proposed for increasing the ‘chronic’ aspect of the defini-
were a variety of methods used to define CKD in original tion by increasing the 3-month time frame in the KDOQI
research articles. Less than 20% (n ¼ 59) of the articles guidelines to longer time intervals, such as 6, 9 or 12
adhered to the established international criteria for defin- months [8]. Despite this push for lengthening the chron-
ing CKD. The majority of articles (52.1%) did not indicate icity aspect of the CKD definition, many large CKD prev-
the quantity of serum creatinine measurements used to alence and mortality risk studies including the National
define CKD. The impact factor or specialist nature of Health and Nutrition Examination Survey have chosen
the scientific journal appears to have no bearing on to use only one serum creatinine reading to define
 The Author 2011. Published by Oxford University Press on behalf of ERA-EDTA. All rights reserved.
For Permissions, please e-mail: journals.permissions@oup.com
2794 J. Anderson and L.G. Glynn

CKD—thereby neglecting the chronicity which is inherent Table 1. The stages of CKD as outlined by the National Kidney
in this disease [9, 10]. Foundation Kidney Disease Outcomes Quality Initiative [4]
There has also been much debate regarding the best
Stage Clinical features GFR (mL/min/1.73m2)
method of measuring kidney function. The gold standard
of assessing kidney function is direct measurement of GFR I a
Kidney damage with normal 90
through 24-h urine collection. However, this is not practical or increased GFR
a
in many settings; consequently, equations are used to cal- II Kidney damage with a mild 60–89
culate eGFR in lieu of direct measurement. The two equa- decrease in GFR
tions most frequently used for estimated kidney function III Moderate decrease in GFR 30–59
IV Severe decrease in GFR 15–29
are the Modified Diet in Renal Disease (MDRD) Study V Kidney failure <15 or dialysis
equation [11] for estimating GFR and the Cockcroft-Gault
equation [12] for determining creatinine clearance (CrCl). a
Kidney damage ¼ pathologic abnormalities or markers of disease present
The MDRD equation dominates in epidemiological studies in the urine, blood or on imaging modalities.
[13] and clinical lab use [14–17] when estimating GFR.
The Cockcroft-Gault equation has historically been recom-
mended for use when calculating medication dosages; how- not use the term ‘chronic kidney disease’ but used other terms i.e. ‘patients
with low eGFR’ in reference to their study population were also excluded.
ever, the MDRD equation has recently become acceptable Articles that were deemed potentially appropriate for review based on their
for this purpose as well [18–20]. Choosing which equation abstracts but did not have full-text access via OVID were also excluded.
to use in which circumstance is not clear-cut and both
Data extraction
equations are still criticized for biases and inaccuracy [21,

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22]. Newer equations have been proposed to overcome the Abstracts and titles were screened by both authors (J.A. and L.G.G.) and
for those considered potentially relevant full-text versions were obtained to
limitations of the MDRD and Cockcroft-Gault equations. ensure that studies met the selection criteria. The following information
The CKD-EPI (Chronic Kidney Disease Epidemiology was extracted from each article which met inclusion criteria: publication
Collaboration) formula [23], Mayo quadratic equation details, the study’s definition of chronic kidney disease, method used to
[24] and cystatin C-based equations [25–27], respectively, calculate eGFR or CrCl, minimum number of readings (i.e. readings of
serum creatinine) and time between readings necessary to define chronic
claim to be more accurate [23], reliable [28] and supe- kidney disease, method used to determine proteinuria or albuminuria, if
rior [29] to the MDRD and Cockcroft-Gault equations applicable, and method used to determine structural kidney damage, if
especially in patients with higher GFR levels. applicable. The impact factor of each journal included in the review was
As discussed above, there is a lack of agreement within obtained for 2009 [30]. Journals without impact factors were allocated
the literature regarding how to define CKD and estimate a value of <1. Journals that were included in the analysis were also sep-
arated into one of two groups: specialist or general journals. Specialist
GFR despite the clear guidelines from KDOQI. One pre- journals were defined as those dedicated specifically to kidney or urol-
vious study performed a preliminary Google search of the ogy research. No distinction was made between included studies on the
term ‘chronic kidney disease’ and found an absence of any basis of whether CKD was defined for the purposes of selecting a study
consistent definition [2]. It is apparent that variations in the cohort, evaluating CKD as an exposure or studying CKD as an
outcome.
definition of a disease within research will have implications
for further research along with potential implications for Outcomes
practice. To the best of our knowledge, there has not been Each article was assessed for quality as defined by the authors of this paper
a systematic review of literature that describes or quantifies described below. A marker of good article quality was the use of KDOQI
the variation of CKD definitions used in original research CKD definition criteria i.e. the article had to indicate that for the purpose of
their study, CKD was defined using KDOQI criteria or that CKD patients
articles. In light of this, the aim of this study was to provide had kidney function (i.e. GFR, eGFR, CrCl) measured on a minimum of
a description and estimation of the variety of methods used to two occasions separated by a minimum period of 3 months. A marker of
define CKD and measure kidney function in original research poor article quality was the lack of mentioning any CKD definition used
papers that have been published in the year 2009. A secon- for the purpose of the article.
dary objective was to investigate whether the quality of the Statistical analysis
journal, in which the article was published, had any effect on This review was not a meta-analysis. A description of the pooled data
the quality of the methodology used to define CKD. was completed and is summarized in Tables 2 and 3. Quality of the
journal (as represented by impact factor and journal type) and its relation
to article quality (as described above) was analysed by chi-square anal-
Methods yses and are summarized in Table 4. Quartiles were determined for the
impact factor values and journals were grouped accordingly. Journals
Literature search were categorized into four groups according to the value of their impact
An electronic search of MEDLINE through OVID was completed on 12 factor. All statistical test values were two sided, and a P-value of <0.05 was
January 2010. The search term ‘chronic kidney disease’ was used and the considered to indicate statistical significance. Analysis was carried out using
search was further limited to articles in English and those published in 2009. SPSS (15.0).

Inclusion/exclusion criteria
To be included in the review, a study had to be an original research article Results
and include patients with CKD. Articles were excluded from the analysis if
studies reported data from a paediatric population due to the fact that
kidney function is calculated differently from an adult population. Studies Studies identified by the literature search
were also excluded if they reported data solely from a population on
dialysis (peritoneal or haemodialysis) as discrepancies in CKD definition The literature search identified 1158 articles from the initial
are futile at this stage. Review articles, commentaries, case reports and search term and search criteria and Figure 1 shows the
studies with a non-human population were also excluded. Articles that did flowchart of the progress of articles in the review. Upon
Definition of CKD in original research papers 2795
Table 2. Methodology used to define CKD in original research articles Table 3. Quantity of serum creatinine readings and methods of kidney
function estimation used for defining CKD in original research articles
A. CKD definition n %
Number of readings required to meet n %
eGFR alone 144 47.8 CKD definition
Unknown 26 8.6 2 readings separated by 3 months a,b 60 20.0
According to KDOQIa 26 8.6 Not specified 157 52.1
CrCl alone 19 6.3 1 reading 61 20.3
eGFR Albuminuria and 5 1.7 2 readings separated by <3 months 3 1.0
or 4 1.3 2 readings with no time specification 3 1.0
and/or 11 3.6 between readings
Proteinuria and 5 1.7 Not applicablec 17 5.6
or 10 3.3 Total 301 100
and/or 2 0.7 eGFR/CrCl calculation method n %
Structural Damage and 2 0.7 MDRD
or 2 0.7 Version unspecified 74 24.6
and/or 3 1.0 4v MDRD 80 26.6
Documented ICD code 9 3.0 6v MDRD 8 2.7
diagnosis Written in chart 5 1.7 MDRD with Chinese coefficient 4 1.3
NKF database 2 0.7 MDRD with Japanese coefficient 14 4.7
Clinic database 2 0.7 MDRD with UK coefficient 2 0.7
GFR 9 3.0 MDRD with study-derived coefficient 4 1.3
CrCl or albuminuria 1 0.3 Not applicabled 36 11.9
or proteinuria 1 0.3 Unknown 35 11.6

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and/or structural damage 2 0.7 Cockcroft-Gault 21 7.0
and/or SCr 2 0.7 More than one equation used
SCr alone 3 1.0 MDRD 1 Cockgroft-Gault 7 2.3
SCr and/or proteinuria 1 0.3 MDRD 1 CKD-EPI 1 0.3
and documented diagnosis 2 0.7 4vMDRD 1 Cystatin C-based equation 5 1.7
Structural damage 3 1.0 4vMDRD 1 Mayo Quadratic equation 1 0.3
alone MDRD 1 0.3
Total 301 100 24-h urine collection 5 1.7
B. How structural n % 24-h urine collection and/or Cockcroft-Gault 2 0.7
damage was definedb Mayo Quadratic equation 1 0.3
Not specified 4 33.3 Total 301 100
Clinical history 3 25.0 a
Markers of kidney 1 8.3 KDOQI criteria for defining CKD.
b
damage If the original definition of CKD was defined as ‘according to KDOQI
Biopsy or imaging 1 8.3 criteria’, then it was assumed that a minimum of two kidney function
Biopsy or markers of 1 8.3 measurements were made 3 months apart in keeping with the criteria
kidney damage even if the article did not explicitly state this in their methodology.
c
Biopsy, imaging or markers 1 8.3 When CKD was defined by structural damage alone or by a documented
of kidney damage diagnosis alone.
d
Biopsy, imaging or clinical history 1 8.3 When CKD was defined using GFR, by structural damage alone, SCr or a
Total 12 100 documented diagnosis alone.

a
‘According to KDOQI’ was the only stated information when referring to
the methodology of defining CKD. Kidney function estimation used in original research
b
In articles that used structural damage as a criterion for CKD definition. articles
review of article titles and abstracts, 412 articles were The quantity and duration of time between serum creatinine
deemed potentially relevant based on the aforementioned measurements also varied greatly between research articles
criteria. It was possible to obtain online full-text access for (Table 3). The gold standard of CKD definition as defined by
334 articles. Of the 334 full articles, 301 were included in KDOQI as two eGFR readings <60 mL/min/1.73m2 sepa-
the final review. The final review included articles from rated by 3 months was adhered to in only 20% (n ¼ 60) of the
123 different journals. articles. The majority of articles (52.1%) did not indicate any
further information about serum creatinine measurements
CKD definition used in original research articles used to define CKD for the purposes of their research. Of
the articles that did specify the number of creatinine meas-
There were 26 different methods used to define CKD urements used to define CKD (n ¼ 127), 48% (n ¼ 61) only
(Table 2, panel A). Less than half of the articles (47.8%) used one reading. Estimating GFR or CrCl was done using
defined CKD by using solely an eGFR value. An additional solely the MDRD equation in 62% of the articles (n ¼ 181).
44 articles (14.6%) used eGFR in combination with another The remainder used either the Cockcroft-Gault equation
estimation of kidney damage (i.e. albuminuria, proteinuria (7%) or did not indicate the method used to estimate GFR
or structural damage). A substantial number of articles or CrCl (11.6%).
(n ¼ 26) did not indicate how they defined CKD for the
purposes of their research. Of the articles that used struc-
Article quality versus journal quality or type
tural damage as a CKD definition criterion, one-third
(n ¼ 4) did not specify how they determined this structural The influence of journal characteristics on the quality of
damage (Table 2, panel B). article methodology is shown in Table 4. Chi-square
2796 J. Anderson and L.G. Glynn
Table 4. Impact factor and specialist nature of journal and CKD definition in original research articles

Journal characteristics
Definitions
Impact factors P-value

1.716 1.717–3.306 3.307–5.103 5.104


KDOQI CKD definition 17/76 (22%) 18/92 (20%) 8/58 (14%) 16/75 (21%) 0.625
CKD definition stated 69/76 (91%) 82/92 (89%) 54/58 (93%) 70/75 (93%) 0.752
Specialist journala General journal
KDOQI CKD definition 31/157 (20%) 28/144 (19%) 0.948
CKD definition stated 146/157 (93%) 129/144 (89%) 0.293
a
Specialist journal is defined as a journal dedicated to kidney or urology research.

creatinine readings taken, the majority defined CKD by


using only one reading (n ¼ 61), thus disregarding the
inherent chronicity of the disease. The impact factor or
specialist nature of the scientific journal appears to have
no bearing on whether or not published articles use the
gold standard KDOQI guidelines for labelling a patient

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with a diagnosis of CKD.

Comparison with existing literature


It is surprising that despite the existence of an international
CKD definition, researchers instead have chosen to use
the spectrum of definitions found during this review. It
was known prior to commencing this review that many
community-based cohort CKD studies used only one serum
creatinine reading to define CKD [10]. This finding was re-
enforced with the results of this review. Choosing to use
only one serum creatinine reading to define CKD has been
shown to overestimate the CKD population by up to 30%
[8]. Alternatively, choosing to use a documented diagnosis
of CKD to define a CKD population has been shown to
drastically underestimate the CKD population [31]. There-
fore, by choosing alternative ways to define CKD, the val-
idity of the research findings is questionable as are the
guidelines that emanate from such research.

Strengths and limitations


Fig. 1. Flowchart of articles in the review. This study represents the first comprehensive review of
definitions of CKD used in original research articles and
provides insight into the lack of consistency within CKD
analyses showed no significant difference in the effect of the
research. However, this study has a number of limitations.
impact factor on the quality of definitions used (P ¼ 0.625).
Firstly, our exclusion criteria limited the number of articles
There were 23 different specialist journals in total. Spe-
that were reviewed. Articles that did not use the term
cialist journals published 52% (n ¼ 157) of the articles
‘chronic kidney disease’ but used other terms i.e. ‘patients
analysed in this study but the quality of the CKD definition
with low eGFR’ in reference to their study population were
was not significantly different in specialist versus generalist
excluded. Secondly, articles without full-text access were
journals (P ¼ 0.948).
excluded. Thirdly, our search strategy only allowed for
articles from the year 2009 to be accessed which may or
Discussion may not allow for our findings to be generalizable to other
years of published research. Finally, assumptions about
chronicity of low eGFR and persistence of proteinuria
Summary of main findings
may differ based on whether measurements were made as
There is a variety of ways that authors are choosing to outpatients versus inpatients or whether measurements
define CKD for the purposes of their own research. Less were done in a prospective protocolized manner versus
than 20% (n ¼ 59) of the articles included in this review collected in a retrospective manner. However, these data
adhered to the established international criteria for defin- were often unavailable and were not collected as part of the
ing CKD. Of the articles that did specify the number of current study.
Definition of CKD in original research papers 2797

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J.A. and L.G.G. do not have support from any company for their submitted Drugs/GuidanceComplianceRegulatoryInformation/Guidances/
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published previously either in whole or part. Modification of Diet in Renal Disease and Cockcroft-Gault equations
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