Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
A B S T R A C T.
This study looks at how, over a period of several years,
unemployment in two genres (speeches and Presidency Conclusions)
generated in organizations of the European Union (EU) is
constructed both as a ‘problem’ and a ‘fight’ and how these
formulations can be viewed as closely connected under an
overarching metaphor of ‘struggle’. A synthesis of discourse analytic
and cognitive-semantic analyses, this article begins by demonstrating
how struggle is invoked and then proceeds to decompose the notion
into several categories, using statistical analysis to show their
distribution. Ultimately, it is demonstrated that the differences
between the two genres are connected to their respective purposes
and target audiences, with Presidency Conclusions examples of
internal organizational discourse and commissioners’ speeches as
external organizational discourse. The similarities between the two
genres reflect the functions of the struggle metaphor in EU discourses
of unemployment in general, the ways in which its dimensions serve
various legitimizing functions in these genres’ capacity as political
discourse, and the connection between discourses on unemployment
and the prevailing EU economic philosophy.
It is in light of this that I have taken the initiative of calling for an improved dialogue
at all levels about unemployment. I have called it a Confidence Pact . . . The purpose is
to focus on how the Union can stimulate actions in the fight against unemployment.
(Jacques Santer, 11 April 1996)
The European Council considers that the level of unemployment is unacceptable and
that the fight for employment must remain the top priority for the Union and its
Member States. (Presidency Conclusions, 21–22 June 1996)
68 Discourse & Society 10(1)
1. Introduction
Recent work in political discourse analysis (Chilton, 1996; Chilton and Ilyin,
1993; Wilson, 1990) underscores the centrality of metaphor in political com-
munication in general and examines the kinds and functions of metaphors used
in different political texts. With respect to the functions of metaphor in political
discourse, Wilson (1990: 104), for example, notes that it ‘can assist in the expla-
nation of complex political arguments’ and be used affectively and strategically
by ‘arousing emotions and reinforcing particular purposes’. Chilton (1996; see
also Chilton and Ilyin, 1993), who examines the different uses of the metaphors
‘common European house’ and ‘European security architecture’ in Germany,
France, and the (former) Soviet Union during the late 1980s and early 1990s,
argues that metaphor in political discourse is most critical when ‘a coherent
policy discourse is developed’ (1996: 71). Further, it can serve a variety of pur-
poses, including persuasion, legitimation, group solidarity, and the production of
‘new conceptualizations for problematic situations’ (Chilton, 1996: 74).
Interactively, metaphors in political and diplomatic contexts may be used to
‘create common ground’ and to help individuals ‘avoid direct reference to a
tabooed or threatening subject’ (Chilton, 1996: 71); finally, once established,
metaphors may be reformulated, adapted, and otherwise discursively negotiated.
Sociologically oriented studies argue—like Lakoff and Johnson (1980) from
the linguistic perspective—that metaphors are used to construct and reflect the
social world (Böke, 1997; Kurz, 1993; Münkler, 1994). That is, metaphors ‘may
define the nature of the situation, the respective roles of the key actors and the
proper procedures or even outcomes to be followed/attained’ (Dunford and
Palmer, 1996: 96). Metaphors implement certain interpretations of situations by
excluding others. They ‘provide a central role in defining action as legitimate,
necessary, maybe even as the only “realistic” opinion for a given situation’
(Dunford and Palmer, 1996: 97). In terms of organizational decision-making and
political discourse, using metaphor to manage meaning is an expression of power
through which reality is defined for others. Metaphorizing can take place at dif-
ferent levels: it can be limited to defining very specific situations, tools or goals of
actions; or it can be expanded to a definition embracing the whole of a particular
reality in question.
A relatively recent—and often controversial—policy-making area in the
European Union (EU) today concerns addressing what is widely reported in the
media to be the EU’s most critical social issue: the unemployment of 18 million or
more of its citizens. Since the Treaty of the European Union (1992), EU
integration has focused largely on the economic and currency union, central in
shaping the policy-making of the various Member States. Unlike fiscal and
currency matters, employment in the Maastricht Treaty (1992) was not an
operationalized policy goal; employment figures (or unemployment rates) did not
constitute a convergence criterium, and EU-wide coordination of employment
matters was largely lacking.
Straehle et al.: Struggle as metaphor in EU discourses 69
Although employment and labor policy today still remains to a large extent the
responsibility of the individual Member States according to the EU-doctrine of
subsidiarity,1 in part because of the rising unemployment figures, pressure from
labour unions, advocacy groups and the like, as well as political agitation among
the unemployed themselves (e.g. in France during 1997 and 1998), various steps
have been taken in the direction of a common, or supranational, EU policy on
employment. In recent years the most significant documents and events marking
this trend have been the Commission’s White Paper on Growth, Competitiveness and
Employment (Commission of the European Communities, 1993) under Jacques
Delors, predecessor to Jacques Santer as President of the Commission; the
Presidency Conclusions of the European Council meeting in Essen (1994);2
the Confidence Pact on Employment in Europe by Jacques Santer (Commission of
the European Union, 1996); and the employment section in the Treaty of
Amsterdam (Council of the European Union, 1997). As a follow-up to
Amsterdam, in November 1997 the European Council met in Luxembourg for an
extraordinary meeting—the so-called Employment Summit—devoted exclusively
to the issue of unemployment.
Employment, then, is increasingly drawing the interest of EU policy-makers,
even at the supranational level. Assuming that claims by Chilton (1996) and
Dunford and Palmer (1996) are correct—namely that metaphor in political dis-
course is particularly critical when a ‘a coherent policy discourse is [being] devel-
oped’ (Chilton, 1996: 71) and that metaphors ‘may define the nature of the
situation . . .’ (Dunford & Palmer, 1996: 96)—we would expect discourse on the
topic of unemployment at the supranational level of the EU to draw on metaphor
in its discursive construction of unemployment. Furthermore, we might expect
the metaphor or metaphors figuring dominantly in the discourse to say something
about the kind of reality EU policy-makers wish us (intentionally or not) to see.
This largely qualitative study offers a look at one of the many potential
metaphors drawn upon in political discourse. Specifically, we focus on ‘struggle’
as an overarching metaphor frequently invoked in Presidency Conclusions of the
EU and in speeches by EU Commissioners. We do not wish to be misinterpreted
here. Numerous metaphors can be found at work in a discourse at any one time.
However, some metaphors reveal themselves to be more prominent than others,
and where this is the case, it is important to consider the nature of these particu-
lar metaphor(s), the contexts (including genres) in which they appear, and what
they contribute to the discourse at hand.
After providing the reader with background on the genres studied and their
organizational contexts in section 2, we proceed with qualitative and quantitative
analyses in sections 3 and 4. Section 3 lays the ground work, defining metaphor
and showing how unemployment in two genres constructed as ‘problem’ and
‘fight’ can be interpreted as closely related under the metaphor of struggle,
whereas section 4 offers a ‘decomposition’ and more detailed look at this very
notion, including a statistical analysis of our results. Our analyses are followed by
a closing discussion in section 5.
70 Discourse & Society 10(1)
3. Metaphor
In the following sections, we demonstrate that a metaphor of struggle is
repeatedly invoked in conjunction with (un)employment in both the speeches
and Presidency Conclusions. Kurz (1993) argues that there are certain basic
metaphors that are regularly used in political rhetoric: organism, family, and ship.
This does not mean, however, that the range of metaphors used in political dis-
course is limited to these three. For instance, Böke (1997), in her examination of
immigration discourse occurring in the German weekly magazine Der Spiegel
between 1947 and 1988, found a large array of metaphors. Immigration dis-
course, she argues, predominantly employs water, war, and commodity
metaphors, but others, such as nature (catastrophe), fire, thermostat, plant, body,
sickness, animal, house, etc., were also found. While health/body (e.g. unemploy-
ment is Europe’s Achilles Heel) and nature/catastrophe (e.g. the scourge of unem-
ployment) metaphors are among those commonly invoked in the data we analyse,
‘struggle’, which we define shortly, is curiously prominent.
Like other social scientists studying metaphor in political discourse, we draw on
work by cognitive linguists Lakoff and Johnson (1980) and use metaphor in the
sense of a conceptual system in which one kind of thing is understood and experi-
enced in terms of another. Lakoff and Johnson (1980) demonstrate a number of
such conceptual systems, including that argument may be conceived of as war, a
journey, or a container. By using the conceptual metaphor ‘argument is war’, for
instance, Lakoff and Johnson note that a speaker’s discourse involves attacking,
counter-attacking, defence, etc. An ‘argument as a journey’ metaphor, on the
other hand, involves paths and surfaces. One of the main points that Lakoff and
Johnson (1980: 4) make in light of such examples is that the conceptual systems
invoked by metaphors in essence ‘structure how we perceive, how we think, and
what we do’.
When we speak of ‘struggle’, we take it to mean the coming together of com-
peting positions, in this case, the EU (or any one of the EU organizational bodies,
Europe, Member States) on one hand and unemployment on the other hand. In
other words, the struggle metaphor entails the idea of a division and/or confron-
tation between different ‘positions’ and is expressed in varying degrees of
abstractness. It is critical to note, however, that while we show how the data we
studied draw on a struggle metaphor, we are not saying that the word ‘struggle’
72 Discourse & Society 10(1)
cally how the relationship between ‘problem’ and ‘fight’ can be expressed
through the concept of struggle.) Excerpts from the paragraphs in which the sen-
tences appear are listed in chronological order in the following example, and the
sentences being considered have been underlined in each text segment. Also indi-
cated is the position that the sentence focused upon occupies in the paragraph.
Example 1
December 1994
First sentence: The fight against unemployment and [sic] equality of opportunity for men
and women will continue in the future to remain the paramount tasks of the European
Union and its Member States. The current economic recovery will help in dealing with
these tasks . . .
June 1995
Third sentence: Despite the resumption of economic growth, the unemployment rate will
remain unacceptably high in 1995. It is therefore of the utmost importance that, in line
with the five guidelines set out in Essen, Member States should press ahead with structural
reforms . . . The fight against unemployment and equal opportunity questions will remain
the most important task facing the EU and its Member States. The European Council calls
on the Member States to give effect to those efforts . . .
December 1995
First sentence/paragraph: The European Commission reaffirms that the fight against
unemployment and for equal opportunities is the priority task of the EU and its Member
States.
June 1996
First sentence/paragraph: The European Commission considers that the level of unem-
ployment is unacceptable and that the fight for employment must remain the top priority
for the Union and its Member States.
December 1996
First sentence: The fight against unemployment is the prime responsibility of the Member
States but also a priority task of the Union. The European Council had an in-depth dis-
cussion on the growth and employment strategy, based on the joint report from the
Council and the Commission on employment . . .
June 1997
First sentence: In order to maintain momentum in fostering economic growth and fight-
ing unemployment an extraordinary meeting of the European Council under Luxembourg
Presidency will review progress in the implementation of, among others, the initiatives
concerning job creating potentials for small and medium-sized enterprises . . .
Verbal/
Noun phrase Noun phrase prepositional
Date (subject) Verb phrase (object) complement
December The fight against Will . . . remain The paramount Of the EU and its
1994 unemployment . . . tasks Member States
June The fight against Will . . .remain The most Facing the EU and
1995 unemployment and . . . important tasks its Member States
December The fight against Is The priority task Of the EU and its
1995 unemployment . . . Member States
June The fight for Must remain The top priority For the Union and
1996 employment its Member States
December The fight against Is The prime Of the Member
1996 unemployment responsibility . . . States . . .
a priority task of the Union
June . . . an extraordinary Will review Progress . . .to maintain
1997 meeting of the momentum in . . .
European Council . . . fighting
unemployment . . .
Straehle et al.: Struggle as metaphor in EU discourses 75
responsibility, etc. In each case, the verb binding the two noun phrases is a stative
one, either a form of to be or remain, such that fight against unemployment is pre-
sented as roughly equivalent to paramount task (and its variations). In other
words, these discursive constructions underscore the significance of the fight.
Another point of interest is the fact that in most of the examples, fight appears
in a nominalized, rather than verbal form, yet the idea communicated is nonethe-
less that unemployment must be combated. Through the nominalization, the
actors who carry out the fight are not foregrounded in the subject position, but
appear primarily in prepositional/complement phrases, as in of the EU and its
Member States. However, the ‘state of affairs’ being represented in these formu-
lations is the same in each case: these topic sentences are co-representational;
that is, they represent the ideas that the EU must (is) fight(ing) unemployment
and that this fight is considered important. As Dunford and Palmer (1996) have
demonstrated, use of physical metaphors of this sort is not untypical for organiz-
ational discourse in general or for discourse in political organizations in particu-
lar: ‘Firm action is necessary, this being portrayed through imagery with strong
military overtones [. . .]. It is time to “declare war” ’ (Dunford and Palmer, 1996:
99). Hence, the importance of the fight against unemployment is emphasized, and
legitimation of the struggle is achieved by arguing that fighting is a prime
responsibility and a priority task.
To summarize our discussion of the sentences highlighted in Example 1 earlier,
we conclude that a war-like metaphor is introduced at the beginning of the sec-
tions devoted to (un)employment in the presidency documents and serves as a
type of frame for interpreting both the issue at hand and the relevant actions
involved. The fact that this metaphor is recontextualized7 in the thesis statement
of the employment section in the Presidency Conclusions over a period of time (in
our data, from December 1994 to June 1997), suggests it is an especially import-
ant metaphor in this particular genre’s contribution to the discourse of unem-
ployment. That it extends into the speeches as well is further evidence for its
significance.
Now taking an even more micro-perspective, let us highlight just one of the
Presidency Conclusions texts quoted and focus on the ‘state of affairs’ rep-
resented in each of the sentences it contains by considering who is (to be) respon-
sible for an action (to be) performed and the nature and recipient(s) of that action.
In the following example we demonstrate how the semantic relations among the
clauses in the discourse chunk pattern to create the metaphorical message
‘Europe—fights—unemployment’. The excerpt is first reproduced in full, then
each sentence is listed and numbered separately, and finally a step-by-step
analysis of a portion of the text, followed by an overall sketch of the semantic
components of the whole excerpt is offered.
Example 2
Presidency Conclusions, December 1994:
The fight against unemployment and [sic] equality of opportunity for men and women will
continue in the future to remain the paramount tasks of the European Union and its
76 Discourse & Society 10(1)
Member States. The current economic recovery will help in dealing with these tasks. That
recovery is not, however, in itself sufficient to solve the problems of employment and
unemployment in Europe. We shall therefore have to make further efforts to solve the
structural problems. In this process an important role will be played by dialogue between
social partners and politicians in which everyone concerned will have to assume their
responsibilities fully.
1. The fight against unemployment and equality of opportunity for men and women will
continue in the future to remain the paramount tasks of the EU and its Member States.
2. The current economic recovery will help in dealing with these tasks.
3. That recovery is not, however, in itself sufficient to solve the problems of employment
and unemployment in Europe.
4. We shall therefore have to make further efforts to solve the structural problems.
5. In this process an important role will be played by dialogue between social partners and
politicians in which everyone concerned will have to assume their responsibilities fully.
‘Unpacking’ each of the sentences in this discourse chunk reveals several pat-
terns which strengthen the fight aspect of the struggle metaphor. One caveat is in
order here: we are aware that the quoted sentences are considerably more com-
plex than our reduction in the following tabular and prose form would indicate.
This is particularly true of sentence 5, where we essentially focus only on that
portion of the sentence that is relevant to unemployment, despite the fact that the
sentence involves several layers of embedding. Bearing this in mind, we propose
the following analysis, which begins by walking the reader through a step-by-step
‘unpacking’ of the first sentence and then proceeding to discuss the remainder of
the passage.
Essentially, our first aim is to get at the ideational core (Halliday, 1994) of what
is being communicated in the text, that is what is happening, what is being
experienced. To unpack the first sentence, we begin by removing the tense, leav-
ing the idea ‘fight against unemployment and equality . . . to remain the para-
mount tasks of the EU and its Member States’. Since the verb remain essentially
denotes to continue to be we can relabel the verb as a form of to be.
The fight against unemployment and [sic]equality of opportunity for men and
Women will continue in the future to remain the paramount tasks of the
(are)
European Union and its Member States.
Next, we remove the modulation (i.e. according to Halliday, 1994; Martin et al.,
1997; and others in SFL the degree of obligation communicated; ‘mustness’
according to Iedema, 1997b).8 Here, modulation is lexicalized as the paramount
tasks, in other words, we are dealing with ‘x is paramount task of y’ (‘fight . . . is
paramount task of EU . . .’). By reversing the x and y and unlexicalizing the phrase
the paramount tasks, we are left with the reformulation ‘y must (absolutely) x’, or
‘EU . . . must (absolutely) fight . . .’. Removing the modulation altogether, we
uncover the ideational core of the sentence:
The European Union and its Member States fight against unemployment and [sic] equality
of opportunity . . .
Straehle et al.: Struggle as metaphor in EU discourses 77
Proceeding in this way, each portion of the discourse chunk can be interpreted
for its ideational content. Once each of the sentences is individually analysed, we
are ready for the second part of our analysis, which considers how the sentences
are connected semantically and referentially. The entire analysis is summarized in
Table 2 and is the point of reference for the remaining discussion concerning
Example 2.
As already mentioned, the ‘fight’ is itself set up in the first line of the text, and
much of the following text can be interpreted as somehow related to this fight.
One set of links involves the action and its complement fight against unemployment
and [sic] equality ↔ deal with these tasks ↔ solve problems of employment and unem-
ployment ↔ solve structural problems . While these phrases are clearly not entirely
synonymous, their components are semantically linked.
Beginning with the action elements (verbs), we find: fight against ↔ deal with
↔ solve ↔ solve. Here solving and dealing with are synonymous and are
co-representational with fight against. Referential and semantic links connect the
remaining components of these phrases as well: these tasks in line 2 and in this
process in line 5 refer back to (fight against) unemployment and [sic] equality; next,
problems of unemployment is essentially a synonym of unemployment; and one
could argue that structural problems and unemployment/problems of unemployment
are related hyponymically, i.e. that unemployment/the problems of unemployment
entails structural problems.
If we consider who is ultimately (to be) engaged in solving, dealing with or
fighting against unemployment, we find that the We in sentence 4 appears to be
co-representational with the European Union and Member States appearing in line
1 of the text. Politicians and social partners can also be seen as quasi-hyponyms of
the European Union and Member States since politicians make up a substantial por-
tion of the individuals in the machinery of the EU and social partners are crucial
actors involved in employment policy-making at both the supranational level (e.g.
The European Federation of Trade Unions) and that of the Member States. Finally,
Everyone in sentence 5 can be viewed as synonymous with social partners and poli-
ticians, although its referent, like that in the case of We in sentence 4, is somewhat
vague and could also be interpreted as extending to all the potential actors in the
EU and Member States. In sum, once the idea that unemployment is something to
be fought and combated is introduced in the first sentence, subsequent connected
terms (whether semantically or referentially) can be interpreted from this
perspective. In other words, terms that are more or less co-representational or co-
referential, are likely to be viewed through the same metaphoric lens.
Having established the way in which the relatively concrete, i.e. ‘fight’ aspect of
the struggle metaphor is manifest in the Presidency Conclusions, let us see their
connections with the speeches by Santer and Flynn. Here we present an excerpt
from a speech by Commission President Santer in April 1996:
Example 3
Nobody will argue that unemployment is not a problem in Europe today. But is it also a
problem for Europe, in the sense of being a problem for the European Union? This is a very
legitimate question. Jobs are not created by Brussels. They are the result of mostly national
demand and supply conditions. It is mainly national policies which impinge on these con-
ditions. Yet, I see some reasons why the need to fight unemployment has gradually become
a case for common concern of European leaders. Job creation has even been declared the
top priority at the European Summit in Madrid, last December. Three reasons for European
concern stand out: . . .
1. Nobody will argue that unemployment is not a problem in Europe today.
2. But is it also a problem for Europe, in the sense of being a problem for the EU?
3. This is a very legitimate question.
4. Jobs are not created by Brussels.
5. They are the result of mostly national demand-and supply-conditions.
6. It is mainly national policies which impinge on these conditions.
7. Yet, I see some reasons why the need to fight unemployment has gradually become a
case for common concern of European leaders.
8. Job creation has even been declared the top priority at the European Summit in Madrid,
last December.
9. Three reasons for European concern stand out: . . .
Verbal/
Verb prepositional Passive
Line Noun phrase (subject) phrase complements subject
appears again, this time collocated with fight in the phrase the need to fight unem-
ployment. Moving to sentence 8, we see that the idea fighting unemployment has
become co-referential with job creation. Observe, too, that the unemployment (as)
problem which was repeated in sentences 1 and 2 is semantically connected to
fighting unemployment as a case for common concern. This concern, in turn, is
viewed as a top priority, an idea actually immanent early in line 7 in the modu-
lated expression the need to fight . . . Finally, the most common verb forms here,
similar to those in Table 1, are largely stative (forms of to be, to become), setting up
several relations of (near) equivalence: unemployment ⫽ problem; need to fight
unemployment ⫽ (case for common) concern; even has been declared, although
arguably a material (active) verbal process, implies a more or less equivalent
relation between job creation and top priority.
Thus, in this text we see several key semantic and referential chains linking the
ideas unemployment ⫽ problem ⫽ (a case for common) concern ⫽ top priority ⫽ (to)
fight. Unemployment is repeatedly constructed as a problem, and being a prob-
lem, it gives rise to great worry or concern; because of the great concern raised
by unemployment, dealing with this worry becomes a paramount task or top
priority for various actors in the EU. Job creation, the solution to unemployment,
can only be achieved if, joining the Member States (who still hold primary
responsibility), the EU at the supranational level is willing/able to engage in
battle: the fight against unemployment.
One last example in this section shows how clearly the discursive construction
of unemployment in the Presidency Conclusions is linked to the speeches. Here,
in Example 4, we show how sentences 7 and 8 from the previous excerpt tie
directly to the topic sentence of the employment section in the Presidency
Conclusions of December 1994:
Example 4
7. . . . the need to fight unemployment has . . . become a . . . common concern of European
leaders. Job creation has . . . been declared the top priority at the European Summit . . .
(Santer)
8. The fight against unemployment . . . will continue . . . to remain the paramount task(s)
of the European Union and its Member States. (Presidency Conclusions)
STRUGGLE
Problem Fight
(issue, situation, (battle, combat,
etc.) etc.)
Example 5
• Europe’s employment problems are primarily the result of errors of past economic man-
agement. (Flynn, Amsterdam conference, January 1997)
Example 6
• Solving the employment problem has become the essential motor force of the Union
(Flynn, February 1996)
Example 7
• If Europe is to find a way out of its employment problem, we need to be sure that Europe is
addressing these issues. (Flynn, February 1996)
work? Since there always will be unemployed, at what point does it become a
problem? Numbers, percentages, rates, and levels of unemployed seem to play a
critical role here. That is, the ‘problem’ of unemployment is mainly perceived
quantitatively—change the numbers and you’ve solved the problem. More specifi-
cally, unemployment can be increased or reduced: by raising employment, unem-
ployment is decreased. Describing unemployment in this way, as a quantity,
objectifies it. Unemployment now becomes a number that can be manipulated in
the struggle with it.
Whereas quantitative concepts appear in both text genres analysed, specific
numbers and percentages are only mentioned in the speeches (we return to the
possible significance of this difference in the Discussion). The following examples
highlight the quantification phenomenon, which is expressed in verbs such as
reduce, roll[ing] back, gett[ing] down, keep low, increase, raise, boost, improve[d] levels,
stimulate, promote, enhance, foster, create, generate, build, and also derives from the
concept of unemployment as an object to be manipulated.
Example 10
• The European Council reaffirms the importance it attaches to promoting employment and
reducing the unacceptably high levels of unemployment in Europe, particularly for young
people, the long-term unemployed and the low-skilled. (Amsterdam European Council,
June 1997)
Example 11
• This is a strategy which is intended to foster growth, employment and convergence in the
Member State economies. (Flynn, February 1996)
This struggle over numbers, percentages, and rates has direct consequences for
the degree to which unemployment can be overcome: if employment levels are
increased or if unemployment levels are reduced to a specific level, those dealing
with unemployment may be perceived as having ‘won’ the struggle. The object
quality of unemployment is clearly manifest in descriptions of it being reduced or
promoted; similar examples including (un)employment as being rolled back,
increased, raised, and boosted. Notice also in some of the examples, however, that
unemployment has taken on some agentive or ‘living’ qualities. Inert matter
cannot be stimulated or fostered, only living entities can. The implication of using
such terms is that employment is potentially capable of doing something, of
acting in some way.
Example 12
• As a result, the hard won gains in the fight against unemployment are melting like ice in
the sun. (Santer, Copenhagen conference, April 1996)
Example 13
• Investment promotion also has a role to play in combating unemployment. (Cannes
European Council, June 1995)
Example 14
• 1995 was an important year, one in which Europe clearly showed that it was facing up to
its employment problems. (Flynn, February 1996)
The strategies, initiatives, etc. are objectified as tools used to battle against an
opponent. These tools are generally described with respect to how they can gain
advantage and affect the (un)employment scales. Tools thus help to ‘win’ the
struggle. Note that most of the tools appearing in the examples fit in well with a
war-like interpretation of struggle. In this image of struggle, one can well imagine
the different ‘fronts’ involved in the fight as developing war policy and implement-
ing it in the form of pacts10 with ‘allies’ and specific strategies and measures taken
against the ‘enemy’.
Another sort of tool used to ‘fight’ unemployment involves sizing up or scruti-
nizing one’s opponent and one’s own activities. In a physical battle, both your
moves and your opponent’s must be monitored11 and examined so that you may
86 Discourse & Society 10(1)
retain the advantage. Typical in our data are expressions such as keep close track
of, monitor, examine, verify, as exemplified by the following two excerpts:
Example 17
• . . . the Labour and Social Affairs and Economic and Financial Councils and the
Commission to keep close track of employment trends . . . (Essen European Council,
December 1994)
Example 18
• . . . the Essen instruction on monitoring employment . . . (Madrid European Council,
December 1995)
These sorts of action allow one to watch over the course of the struggle and
inform all the relevant parties of the progress (or lack thereof ) of the ‘battle’.
More important to note about the kinds of tools used in the struggle against
unemployment is that while nouns like strategies and initiatives or verbs such as
monitor, examine and keep track of may appear to a reader or audience to be con-
crete political interventions, upon closer consideration it is clear that they are
actually relatively abstract. Drawing on terminology from SFL once more,
although these activities seem like material processes (i.e. concrete actions), they
are, in fact, largely mental processes. This phenomenon, like the nominalization
mentioned in reference to example 5, is, according to Iedema (personal com-
munication; see also Iedema, 1997a, 1997b), not unusual for organizational (or
bureaucratic) discourse. We consider this phenomenon in somewhat greater
detail in our Discussion (Section 5).
In these examples, the capital that is being struggled for is employment or jobs.
Here, employment is again objectified and talked about as a commodity. Notice
that the struggle for employment is closely connected to and in some ways springs
from the struggle with an objectified unemployment (i.e. level of unemployment).
That is, if unemployment levels are struggled with by raising, improving, or
promoting them, employment, in turn, will also be affected. The struggle with
unemployment, therefore entails a struggling for employment.
The group for whom the struggle occurs, however, is ostensibly the unem-
Straehle et al.: Struggle as metaphor in EU discourses 87
ployed. Notice, however, that the unemployed themselves are, to a large extent
excluded grammatically from the struggle. Neither in the speeches nor in the
Presidency Conclusions, does active participation of the unemployed in the
struggle seem to be of importance. Instead, their actions are restricted to seeking
employment, life-long learning and adapting to technological changes. As such,
they seem to play a largely passive role in the discourse of unemployment (see
Sedlak, 1997, for related discussion). In keeping with this image of a passive but
‘affected’ group of individuals, the long-term unemployed, low-skilled workers,
young people, women and older employees are described as particularly hard ‘hit’
by unemployment:
Example 21
• Improving measures to help groups which are particularly hard hit by unemployment:
Special attention should be paid to the difficult situation of unemployed women and
older employees. (Essen European Council, December 1994)
What is not mentioned, however, is precisely who these people at risk are. It is
most likely not the case, as the above statement seems to imply, that all people
need additional training in order to remain employed. Instead of focusing on who
is at risk and what type of training is needed to minimize this risk, this statement
reinvokes unemployment as a pernicious enemy, a potential threat to everyone.
Note. The totals that do not add up to 100% reflect the fact that the percentages were rounded
to the nearest 100th.
5. Discussion
We propose that the differences and similarities between the two genres may be
explained, first, by considering the respective purposes and target audiences of
the two genres. The Presidency Conclusions are inwardly oriented texts whose
primary audience consists of the various EU and national organization—
Commission, Parliament, Council, Social Partners, Member State governments—
all of them involved, in one way or another, in the EU policy-making process. In
contrast, the speeches take place at events held outside of this organizational
system and address a specific outside-public. In this respect, while the Presidency
Conclusions are examples of internal discourse, the Commissioners’ speeches we
analysed are examples of external discourse.12 Second, we suggest that the simi-
larities between the two genres reflect the functions of the struggle metaphor in
the EU discourse on unemployment in general, the ways in which its dimensions
serve various legitimizing functions, and the connection between discourses on
unemployment and the prevailing EU economic philosophy.
Straehle et al.: Struggle as metaphor in EU discourses 89
Beginning with the differences between the two genres, and focusing our
attention on the Presidency Conclusions of the European Council, we see that
their primary function is to give instructions and directives to politicians, officials,
and diplomats, that is, to representatives of the various organizations and gov-
ernments. In texts written to guide and instruct, it does not seem surprising that
the foe-like characteristics of an opponent (i.e. the personification of unemploy-
ment) are minimally emphasized. Instead, the texts legitimate the European
Council’s guiding and advisory role by providing direction and goals for the devel-
opment of employment policy and demonstrating how the EU organizations may
participate together in their roles as unemployment troubleshooters; further,
because the various EU organizations are addressed as the ones to carry out
European Council proposals, their roles, like that of the European Council itself,
are also legitimated.
The instructions presented by the European Council have to be relatively con-
crete, of course, in order to make the various organizational actors involved act in
a certain way; yet this ‘concreteness’ is of a particular kind: it does not refer
directly to solutions to unemployment, but primarily to the tools of employment
policy itself: strategies such as reports, pacts, and plans, and monitoring, whether
through observing, examining, or otherwise. Thus the Presidency Conclusions
give instructions for organizational activities, not for actions that in and of them-
selves actually solve unemployment. (We return to this idea of ‘actions’ later).
Nevertheless, instructions have a purpose in that they clarify who is to be doing
what. Moreover, by frequently iterating what and, less so, whom13 is to be strug-
gled for (e.g. jobs, employment), this discourse orients the various EU organiz-
ations being addressed towards particular objectives and goals. Clear
goal-orientation is needed both to legitimate the particular policy-making process
at hand (i.e. employment policy) and—on a much more abstract level—to legit-
imize the existence of the EU as a political union, as the ‘dispositif idéel’ (Godelier,
1984, cited in Abélès et al., 1993: 5) of a common Europe. If unemployment
today is perceived as Europe’s most pressing social issue, then the legitimacy of
the EU as a political union must rest in part on its ability to resolve this problem.
In contrast to the Presidency Conclusions where emphasis is on particular tools
and goals, in the speeches unemployment is foremost constructed as a problem
and presented in terms of levels or numbers to be changed and manipulated; in
addition, in these texts unemployment is frequently depicted as more agent-like
and dynamically constructed as an enemy in a way that is not atypical for
speeches given by politicians (see, for example, Atkinson, 1984). In other words,
it appears that a critical role played by the speeches in the data we analyse is to
define and provide evidence for what is considered important, i.e. what is a valid
political topic, in the EU.
Note, however, that the speeches we studied do not address EU policy-makers
but rather aim to present EU policy-making to the wider (outside) public. In these
speeches, therefore, another overall guiding principle in addition to specifying
what is political is the self-presentation and image promotion of EU policy-
90 Discourse & Society 10(1)
raise several ideas and questions that are related to the content of much of the dis-
course in our data, especially the ‘tools’ or ‘weapons’ used in the struggle against
unemployment. While not directly under investigation in the foregoing analysis,
in the course of our study we found preliminary discursive evidence to support
the proposition that policy-making in the area of unemployment is strongly influ-
enced by the neoliberal conception of the market as a self-regulating force and, as
such, an area in which political intervention should be limited. Recall examples
such as: the emphasis is on the need to foster growth of a kind that will create
jobs/which generates more employment. It is necessary to improve competitiveness and
the employment situation. Other instances include sentences like Rolling back unem-
ployment means implementing stability-oriented monetary and budgetary policies, in
line with the broad guidelines for economic policies, and so on. Such utterances sug-
gest that employment policy reveals itself as a by-product of economic policy, and
employment as a by-product of growth and competitiveness. As a case in point, it
does not appear incidental that in the title of the White Paper one finds the
elements Growth, Competitiveness and Employment listed in precisely this order.
Indeed, for neoliberals growth is the decisive economic indicator not only for a
‘healthy’ economy but also for a stable employment situation. The negative cor-
relation between growth and unemployment, i.e. more growth leads to less
unemployment, can be interpreted as some neoliberal law14—at least in the past.
In the late 1990s, this law no longer appears to hold as European economies
increasingly face the phenomenon of ‘jobless growth’. This means that although
economies are constantly growing (and this applies to the EU economy as a whole
as well as to the economies of most Member States), unemployment is not
decreasing; on the contrary, it is growing more rapidly than ever before in the
post-war era.
From our data, we conjecture—and this is a proposition to be taken up in
future research—that the economic policy referred to in the discourse of unem-
ployment is largely a passive policy, which would be in keeping with the neoliberal
principle of minimizing political interventions in the market, i.e. as interpreting
the market as an independent, self-regulating and problem-solving force. This
view is further suggested in our data by discursive constructions such as the
essential role of the internal market in promoting growth and employment in the Union.
This formulation personifies an abstract economic concept; critically, it portrays
the market as an active participant in the struggle. Where the market is promoting
and generating growth, competitiveness and employment, the market is the real
doer, not the state or the political organizations involved. The latter are limited to
roles as facilitators or stimulators of the market. Utterances of this sort reflect the
neoliberal principle of ‘letting the market work (do)’ as it was (re)conceptualized
by economists like Friedrich von Hayek and Milton Friedman, and has predomi-
nated the economic discourse for the past 20 years especially in the Anglo-
American world but more recently also in Europe.15
We propose, therefore, that EU employment policy can be understood as evolv-
ing out of the following two sets of tensions: on the one hand, the distribution of
Straehle et al.: Struggle as metaphor in EU discourses 93
legal competencies between the Union and individual Member States and, on the
other hand, the opposing economic forces of Neoliberalism vs Keynesianism.
Given this state of affairs, we are left with a paradox: political measures against
unemployment, despite being constructed in ‘active’ terms (i.e. the EU must take
up the ‘fight’ against unemployment), must be embedded in economic actions,
which, in the sense of market regulation, are reduced to a minimum, that is, are
largely ‘passive’.
With this idea of keeping political intervention into the market to a minimum,
consider that the actual measures reported in the Presidency Conclusions (i.e. the
‘tools’ or ‘weapons’ in the struggle) largely consist of abstract-conceptual activi-
ties (monitoring, reporting, examining, verifying, etc.), not specific political inter-
ventions like employment programmes, regulation of the tax systems or interest
rates, etc. In other words, these texts refer to activities of thinking much more
than to activities of doing (or, in SFL terms, the texts refer to mental more than
material processes). Against the background of the role of the European Council
as the initiator of policy ‘guidelines’, this finding is not surprising; it is equally
unsurprising in light of the economic-ideological background outlined here:
employment policy is not an autonomous field of actions, but is strongly con-
nected to economic policy, an economic policy that specifically rejects active gov-
ernment management of the market. Thus, vagueness and abstraction with
regard to the specificity of employment policy can be explained partly in terms of
the European Council’s guiding role in the EU administrative apparatus.
According to Iedema (1997b: Lecture 9: p. 3), ‘the field of administration is con-
cerned with specifying what ought to be done (Guidance), with checking whether
what ought to be done is done (Surveillance), and with encouraging or forcing
social actors to comply with what ought to be done (Compliance)’; at the same
time, such policy formulations appear strongly connected to the dominant neo-
liberal conception of passive government management but a highly ‘active’
market; finally, the type of discursive constructions we find in our data may be
also attributed to the fact that labor and employment policy-making in the EU lies
in a somewhat vaguely defined space between EU and Member State competen-
cies: as noted, the EU capacity to take legal action in this field on a supranational
level is very limited.
The ideas outlined here, in particular the specific nature of the relationship
between economic discourse in general and the discourse of unemployment in
particular, e.g. in terms of intertextuality and recontextualization, are prelimi-
nary, of course, and demand further detailed study.
In closing, we return to Blumenberg’s (1998) insights that absolute metaphors
serve to totalize world views and construct certain orientations, and our claim
that struggle may function as an ‘absolute metaphor’ in the EU discourse on
unemployment. This line of thinking may be extended to posit that behind the
neoliberal concept of the self-regulating market, and the conceptual system of
struggle, lies yet another, more-encompassing world view: economism.
Let us begin by considering the parallels between economism and evolutionism
94 Discourse & Society 10(1)
in totalizing reality with the imagery of struggle. For evolutionism the ‘struggle
for being’ (Kampf ums Dasein) or ‘survival of the fittest’ is the general organizing
principle of human life; economism has adapted this idea and reframed it in terms
of competition and rivalry. From the perspective of economism, society exists as a
site for permanent competition and struggle, a place where individuals only ‘sur-
vive’ if they internalize the struggling. According to such a world-view, the forces
guiding society are not co-operation and solidarity, but competition and rivalry,
such that the individual ability to act becomes synonymous with competitiveness.
If we interpret economism as a dominating world-view and a potential influence
on EU employment policy development, we see how some technical terms in cer-
tain discursive constructions referred to in this discourse index precisely this per-
spective. For example, the term ‘employability’ in this context ultimately means
the competitiveness of individuals in the labor market. Job-seekers compete with
everyone else, and only the strongest survive. Evolutionism is not new, but in its
economistic frame—as economism—it gains a modernized and universalized
form that appears to be more widely embracing than ever before.
Against this background, we would like to speculate that the discourse on
unemployment is strongly linked to economic discourses in general, and these
discourses are framed by an economistic world-view that not only determines
what is an ‘appropriate’ interpretation of the economic aspects of human life, but
constructs this reality as one that is largely economic. Like all isms, then,
economism excludes deviating perspectives. The world becomes a market that
regulates itself through permanent struggle and competition.Yet economism and
capitalism are not an inevitable destiny or fate, however much our study provides
initial evidence that economic and employment discourses may (re)produce this
assumption. Global markets are not metaphysical phenomena. The shape they
assume still depends critically on active political decisions—perhaps no longer at
the level of nation states, but definitely at supranational levels like the EU. To form
and transform the economic status quo, the EU needs visionary concepts, organ-
izational competencies, and a certain political capacity to act. Of course, that
these factors are essential to effective policy-making is not new either, but they
may end up hidden to policy-makers overly absorbed in struggling.
NOTES
1. ‘Subsidiarity is the principle that decisions should be taken at the lowest level consis-
tent with effective action within a political system’ (Bainbridge and Teasdale, 1995:
430).
2. European Council, Meeting on 9 and 10 December 1994 in Essen, Presidency
Conclusions. SN 300/94.
3. We will handle the distinction between organization and institution in considerable
detail in a future paper; for present purposes we follow Rehberg (1994: 56) in defin-
ing ‘institution’ as the ‘social regulations’ in which the principles, rules and claims to
validity (Geltungsansprüche) of a specific social order are expressed. Organizations, in
contrast, are the social formations into which institutions are embodied, i.e. organiz-
Straehle et al.: Struggle as metaphor in EU discourses 95
can assume to possess some knowledge of politics and economics, they (the speeches)
refer to information that only people who have some inside knowledge of the EU
organizational system are fully able to understand. Background or insider knowledge
is also necessary for understanding the Presidency Conclusions. Put another way, if
you do not know who wrote which text on a certain topic at what time, or which con-
ferences took place and what decisions were made there, the Presidency Conclusions
remain largely incomprehensible. Since, as noted already, they are directed to the
various EU organizations themselves, this is not surprising. Nevertheless, the
Presidency Conclusions are presented at a press conference after each meeting of the
European Council and are accessible to the public via internet. In other words, instead
of differentiating between the Presidency Conclusions as purely internal discourse
and the speeches as exclusively external discourse, we are actually dealing with
hybrid texts, that is, more or less internal or external (see Fairclough, 1993; Iedema,
1997a; McElhinny, 1997.)
13. In the Presidency Conclusions we analysed, we found 59 instances of for what, vs 13
examples of for whom; in other words, in the struggle for category in this genre, 54 and
12 percent, respectively.
14. In terms of quantified models and concrete numbers see, for instance, Paul Krugman
(1995: 114): ‘[. . .] an extra percentage point of economic growth is associated with
about a 0.5 percentage point fall in the unemployment rate’.
15. Neoliberalism rejects all forms of active government involvement to improve the func-
tioning of economic markets. Its laissez-faire approach focuses on deregulation,
detaxation and privatization. Neoliberalism gained widespread political influence in
the late 1970s and early 1980s as a countermovement to Keynesian economics and
its principle that active government management could correct market failures and
reduce or even stabilize unemployment. With the general economic crises in the late
1980s, the prominence of Neoliberalism (and its political adaptions often referred to
as ‘Reaganomics’ and ‘Thatcherism’) decreased and there was a move, guided by the
political change in the US, back to modest acceptance of some Keynesian ideas and
policies.
AC K N OW L E D G E M E N T S
This paper was written at the Research Centre Discourse, Politics and Identity in Vienna
with the support of the Wittgenstein Prize awarded to Ruth Wodak. Peter Muntigl further
acknowledges support by the Social Sciences and Humanities Research Council of Canada
with Doctoral Fellowship #752-95-1442. As a group we would like to thank those who
provided comments on an early draft of this paper presented at the workshop ‘Challenges
in a Changing World—Issues in Critical Discourse Analysis’, held in Vienna 16–19 April
1998. Special thanks go to Theo van Leeuwen for his assistance with Section 3, and Alfred
Silber for his statistical consultation in Section 4. Finally, we would like to note that the
order of the authors on the title page is arbitrary and does not reflect an ordered degree of
input into the manuscript’s creation.
REFERENCES
Atkinson, M. (1984) Our Master’s Voices. The Language and Body Language of Politics.
London: Routledge.
Bainbridge, T. and Teasdale, A. (1995) The Penguin Companion to the European Union.
London: Penguin.
Bernstein, B. (1990) Class, Codes and Control: The Structuring of Pedagogic Discourse, Vol. IV.
London: Routledge.
Bernstein, B. (1996) Pedagogy, Symbolic Control and Identity: Theory, Research, Critique.
London: Falmer Press.
Blumenberg, H. (1998) Paradigmen zu einer Metaphorologie [Paradigms of a Metaphorology].
Frankfurt: Suhrkamp.
Böke, K. (1997) ‘Die “Invasion” aus den “Armenhäusern Europas”. Metaphern im
Einwanderungsdiskurs’ [The ‘Invasion’ from Europe’s ‘Poor Houses’. Metaphors in
Immigration Discourse], in M. Jung, M. Wengeler and K. Böke (eds) Die Sprache des
Migrationsdiskurses: Das Reden über ‘Ausländer’ in Medien, Politik und Alltag [The Language
of Migration Discourse: Talk about ‘Foreigners’ in the Media, Politics, and Everyday Life],
pp. 164–93. Opladen: Westdeutscher Verlag.
Chilton, P. (1996) Security Metaphors: Cold War Discourse from Containment to Common
House. New York: Peter Lang.
Chilton, P. and Ilyin, M. (1993) ‘Metaphor in Political Discourse: The Case of the “Common
European House” ’, Discourse & Society 4(1): 7–31.
Dunford, R. and Palmer, I. (1996) ‘Metaphors in Popular Management Discourse: The
Case of Corporate Restructuring’, in D. Grant and C. Oswick (eds) Metaphor and
Organization, pp. 95–109. London: Sage.
Edwards, G. and Spence, D. (1997) The European Commission, 2nd edn. London: Cartermill.
Fairclough, N. (1993) Discourse and Social Change. London: Polity Press.
Godelier, M. (1984) L’idéel et le matériel: Pensée, économies, sociétés. [The ideal and the
material: Thoughts, economies, societies]. Paris: Fayard.
Halliday, M. A. K. (1994) An Introduction to Functional Grammar, 2nd edn. London: Edward
Arnold.
Hayes-Renshaw, F. and Wallace, H. (1997) The Council of Ministers. London: Macmillan.
Iedema, R. (1997a) ‘Interactional Dynamics and Social Change’, PhD thesis, University of
New South Wales.
Iedema, R. (1997b) ‘Introduction to Systemic Functional Linguistics & Social Semiotics’,
unpublished lectures, Linguistics Department, University of New South Wales, Sydney.
Krugman, P. (1995) Peddling Prosperity. Economic Sense and Nonsense in the Age of
Diminished Expectations. New York: W. W. Norton.
Kurz, G. (1993) Metapher, Allegorie, Symbol. Göttingen: Kleine Vandenhoeck-Reihe.
Lakoff, G. and Johnson, M. (1980) Metaphors We Live By. Chicago, IL: University of Chicago
Press.
McElhinny, B. (1997) ‘Ideologies of Public and Private Language in Sociolinguistics’, in R.
Wodak (ed.) Gender and Discourse, pp. 106–39. London: Sage.
Mangham, I. L. (1996) ‘Some Consequences of Taking Gareth Morgan Seriously’, in D.
Grant and C. Oswick (eds) Metaphor and Organization, pp. 21–36. London: Sage.
Martin, J. R., Matthiessen, C. M. I. M. and Painter, C. (1997) Working with Functional
Grammar. London: Arnold.
Münkler, H. (1994) Politische Bilder, Politik der Metaphern. [Political Images, the Politics of
Metaphors]. Frankfurt: Fischer.
Muntigl, P. (1997) ‘Acting Politically in Speeches about Unemployment’, paper presented
at the Analyzing Political Discourse Conference, Aston University, Birmingham, 17–19
July.
98 Discourse & Society 10(1)