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Journal of Archaeological Research [jar] pp1095-jare-479711 April 12, 2004 10:30 Style file version Nov 28th, 2002
The Lake Titicaca Basin provides a fascinating case study for examining the pre-
historic rise of complexity and archaic state development. The development of
the Tiwanaku state and preceding polities involved conjunctions of regional en-
vironmental, socioeconomic, and ideological transformations. Significant social,
economic, and ideological diversity characterized each major phase, indicating
that the creation of inclusive domains of shared values, practices, and identities
was critical to the formation of polities in the region. Tiwanaku and its precur-
sors were, in great part, incorporative sociopolitical phenomena in which social
diversity remained vital throughout their histories.
KEY WORDS: archaeology; Andes; Tiwanaku; sociopolitical development.
INTRODUCTION
Until recently, Tiwanaku and its environs, located in the southern Lake
Titicaca Basin of the Andean altiplano, were a mystery. The young “Chronicler of
Indians” Pedro Cieza de Leon, who visited the ruins in 1549, considered Tiwanaku
“the oldest antiquity in all Peru” (von Hagen, 1959, p. lv). In the 19th century trav-
elers and archaeologists, puzzled by the incongruous location of monumental ruins
in a seemingly desolate landscape, interpreted Tiwanaku as a ceremonial center
(Squier, 1878, p. 773). Later excavators supported this idea on the basis of the re-
covery of “beds of ash” and residues of “ritual meals” rather than clearly definable
ancient houses (Rydén 1947, pp. 158–159; see also Bennett, 1934; Bennett and
Bird, 1964, p. 138). Cited heavily by later researchers, these early studies deeply
affected Andean archaeology and still form a viable framework for understanding
the Andean Middle Horizon. According to many, Tiwanaku was the center of a
1 Department of Anthropology, Vanderbilt University, Box 6050, Station B, Nashville, Tennessee 37235;
e-mail: john.w.janusek@vanderbilt.edu.
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prestigious religious cult that zealot warriors from Wari, in the Ayacucho Basin
of Peru, spread by military force across the Andes (Menzel, 1958, 1964; see also
Lumbreras, 1974, p. 151, 1981; Schaedel, 1988; Wallace, 1980).
Supported by many Peruvianists, this interpretation helped polarize the views
of Bolivian archaeologist Carlos Ponce Sanginés (1961, 1978a,b). In 1957–58, on
the heels of a turbulent political revolution, Ponce and a group of dedicated col-
leagues (among them Maks Portugal and Gregorio Cordero) drew up agendas for
a profoundly nationalistic archaeology that targeted Tiwanaku as Bolivian cultural
patrimony. Ponce and his colleagues sought to demonstrate that rather than simply
a ceremonial center, Tiwanaku was the densely populated center of an imperial
state that extended its control over much of the Andes via military conquest. On
the basis of excavations in the Kalasasaya, one of Tiwanaku’s principal monu-
mental complexes, he estimated that Tiwanaku evolved over successive village,
urban, and imperial stages (Ponce, 1980, 1981). In the final stage, correspond-
ing with Tiwanaku V, Tiwanaku was a city of 4.2 km2 with as many as 100,000
people, many engaged in specialized occupations (Ponce, 1981, 1991). In this pe-
riod, Ponce argues (1981, pp. 84–85) Tiwanaku expanded outside of the Titicaca
Basin and established imperial control in present-day Bolivia, Peru, Chile, and
Argentina, ultimately conquering Wari, which he considers an “architecturally in-
ferior” Tiwanaku regional center. Though steeped in an ideology of hard-boiled
nationalism that inspired exaggerated claims regarding Tiwanaku’s expansion and
character (including, for example, that Tiwanaku conquered Wari; see below),
Ponce effectively placed Tiwanaku on the map as an urban center at the head of
an imperial state.
Here I synthesize recent and ongoing research bearing on the long-term devel-
opment of social complexity in the Lake Titicaca Basin, focusing on the emergence
of early interaction networks and polities and the rise, consolidation, and collapse
of the Tiwanaku state. I discuss processes of long-term sociopolitical development
that outline a unique regional case study with implications for archaeological in-
terpretation globally. The trajectory of cultural development in the region, viewed
from a perspective that emphasizes local groups and communities in broader so-
cial networks and polities, raises questions about conventional notions regarding
the development of social complexity and the rise and fall of states. It provides
comparative insights into the role of ritual and ceremonial centers, the organi-
zation of craft production and productive enterprises, the character of political
organization, and the agency of local groups and communities in the process of
state development, expansion, and collapse. For each successive phase in the Lake
Titicaca Basin I pull together diverse lines of evidence to suggest that rather than
single prime movers, conjunctions of productive strategies, economic networks,
ritual practices, and ideological systems were mutually interwoven determinants
in processes of cultural continuity and change.
Further, we find significant social, economic, and ideological diversity in
each major phase of cultural development in the region. In any period, the basin
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 123
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Fig. 1. The Lake Titicaca Basin (A), showing regions and sites mentioned in the text, and the Tiwanaku
Valley, Katari Valley, and Taraco Peninsula (B) showing major sites mentioned in the text.
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Background
Less than 10 years ago archaeologists could assert that “there has been lit-
tle archaeological investigation of the Formative Period” (Bermann and Estevez,
1995, p. 389). Quite suddenly, the past decade has seen an explosion of research
and publication focused on early phases of development and a vast amplification
of our knowledge pertaining to the formative periods. For many areas we can now
speak confidently of an Early, Middle, and Late Formative phase of cultural de-
velopment (Fig. 2) (Hastorf et al., 2001; Janusek, 2003a; Lemuz, 2001; Stanish
et al., 1997; Steadman, 1995a, 1997; Whitehead, 1999a). For the Early and Mid-
dle Formative phases, the best documented cultural complexes are Qaluyu in the
northern basin (Rowe, 1963), Chiripa in the southern basin, and Wankarani farther
south. Although little is known of Qaluyu, ongoing research in Qaluyu-affiliated
occupations promises to explode our understanding of this enigmatic early com-
plex (Cohen, 2001; Steadman, 1995a). At the moment, however, we have a much
better idea of cultural developments in the south.
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Fig. 3. Chiripa mound showing excavations conducted by various projects in the 20th century
(adapted from Bandy, 1999).
Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 129
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Fig. 4. Maps of the Taraco peninsula showing Middle Formative (A) and Late Formative 1 (B)
settlement patterns, as well as the location of sites mentioned in the text (adapted from Bandy, 2001).
with 10 sites of 3–8 ha, each with smaller sites clustered around them (Fig. 4(a)).
Three other sites were as extensive as Chiripa (T-130, T-232, and T-394), Bandy
notes (2001, pp. 133–136), and two of these as well as several smaller sites had
sunken courts and monumental platforms. The adjacent Katari Valley maintained
the same two-tier settlement pattern and included one large site, Qeyakuntu, with
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 131
built platforms (Fig. 1(b); Janusek, 2001, p. 116; Janusek and Kolata, 2003). The
Tiwanaku Valley also maintained several site clusters, some focused on midsized
sites of about 3 ha (Albarracin-Jordan et al., 1993; Albarracin-Jordan and Mathews,
1990, pp. 58–73; Lemuz and Paz, 2001; J. E. Mathews, 1992, p. 147). Here, ex-
cavations at two sites revealed sections of large sunken enclosures similar to, if
somewhat smaller than, those found at Chiripa (Albarracin-Jordan, 1996b, pp. 105–
110; J. E. Mathews, 1992, pp. 149, 558). By Late Chiripa, then, communities of
well-spaced site clusters, some focused on large villages with ceremonial build-
ings and platforms, were characteristic of the region. Settlement was most densely
concentrated on the Taraco Peninsula, where Chiripa, which may (Beck, 2002;
Hastorf, 1999a) or may not (Bandy, 2001) have been a primary ritual center, was
in any case not the only major center.
The Chiripa complex extended far beyond the Tiwanaku–Katari–Taraco re-
gion. In Santiago de Huata, a peninsula separating Lake Wiñaymarka from the
rest of Titicaca, Lemuz (2001) has defined three major settlement clusters dating
to the Middle Formative (Fig. 5). Early Formative 1 occupation, termed Kalake,
consisted of four sites with ceramics having certain technological similarities with
Early Chiripa, but with clear local differences (Fig. 5(a)). By the Middle Forma-
tive the number of settlements had increased by almost nine times, most clustered
around one or two large (3–5 ha) villages with sites in each cluster distributed
over a range of ecological niches (Fig. 5(b)). As on the Taraco Peninsula, several
settlements had platforms with sunken courts or plazas, as well as stone mono-
liths or sculptures depicting, or affiliated with, the Yayamama iconographic style
(Portugal, 1998a, pp. 75–90).
The Island of the Sun, not far to the northwest, incorporated similar pat-
terns (Bauer and Stanish, 2001; Stanish, 2003) (Fig. 6). Archaeologists found 10
sites dating to the Early Formative, many directly over Late Archaic occupations
(Fig. 6(a)). As elsewhere, Middle Formative settlement patterns were character-
ized by two size-tiers, and like most areas outside Taraco, larger villages such
as Titinhuayni were no more than 3 ha (Fig. 6(b)). Settlement formed three or
four clear clusters, with a particularly dense concentration of sites on the north tip
of the island. This is where, during the Late Horizon (A.D. 1450–1535), the Inca
maintained an elaborate ritual complex near a natural outcrop known as Titikala,
a sacred rock associated with Inca mythical origins. Although there is no clear
evidence for pre-Inca ritual activity here, this part of the island clearly had become
important by the Middle Formative.
Research on the Copacabana Peninsula, just south of the island, confirms the
ritual significance of major Middle Formative sites. S. J. Chávez and K. L. M.
Chávez (1997) revealed a dense landscape of settlement clusters focused on sites
with public architecture, which included raised platforms with sunken courts as
in Chiripa. Large sites were spaced 6 km from one another on average, appar-
ently serving as ritual centers for “temple dominions” (Albores, 2002, p. 105; S. J.
Chávez and K. L. M. Chávez, 1997, pp. 80–81). The research team has excavated
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Fig. 5. Settlement patterns in Santiago de Huata during the Early Formative (A), Middle Formative
2 (B), Late Formative 1 (C), Late Formative 2 (D), and Tiwanaku (E) phases (adapted from Lemuz,
2001). Outlined areas (numbered I–IV) mark statistically defined settlement clusters for each period.
and reconstructed a sunken court at Ch’isi, a site perched over the lakeshore and
among the most prominent of the Middle Formative sites in Copacabana. Flanking
the narrow entrance to the temple was a pilaster carved with an anthropomorphic
figure in the Yayamama style (Portugal, 1998a, pp. 23, 30–31). Although many
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 133
Fig. 6. Settlement patterns on the Island of the Sun during the Early Formative (A), Middle Formative
(B), Late Formative (C), and Tiwanaku (D) periods (adapted from Bauer and Stanish, 2001).
project results are unpublished, those available suggest that Copacabana was an-
other important node in the Chiripa cultural complex, perhaps as significant as
Taraco across Lake Wiñaymarka to the south.
Further away to the east and north, sites with Chiripa-style ceramics have
been located in the upper valleys in and around the city of La Paz, to the southeast,
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and in altiplano and valley zones of the provinces of Larecaja and Muñecas, to the
north (Faldin, 1985, 1991; Paz, 2000). Portugal directed excavations at Titimani,
a major Formative site on the east-central shore of Lake Titicaca (Portugal, 1988,
1992, 1998a,b; Portugal et al., 1993), that exposed a raised platform with an inter-
nal, trapezoidal, sunken court, similar in many respects to that at Chiripa. Dating
to Late Chiripa, the platform contained numerous human burials and several small
enclosures interpreted as storage bins. The remains of a structure in one corner
of the mound appear similar to the final storage-ritual chambers at Chiripa (see
Portugal et al., 1993, pp. 81, 84). In the center of the court Portugal (1998a, pp. 42–
56) located a small rectangular enclosure that contained carved stone monoliths
and two offering caches. The monoliths depicted anthropomorphic beings with
Yayamama stylistic elements; each cach revealed several stone sculptures, imple-
ments, and figurines. Portugal’s research indicates that Titimani was an important
ritual center for this area of the basin during the Middle Formative.
Inhabitants of the southwestern Lake Titicaca Basin, in Peru, also partici-
pated intensively in the Chiripa network. Here, members of the Lupaqa Project
revealed numerous sites dating to the Early and Middle Formative periods. As else-
where, Early Formative settlement was characterized by a number of small (<1 ha)
sparsely distributed sites that, overall, favored low hills near streambeds and the
lake. Here and on the Island of the Sun many sites were on Late Archaic occu-
pations and maintained a distinctive ceramic assemblage, termed Pasiri, in which
fiber inclusions predominated (Bauer and Stanish, 2001, pp. 139–140; Stanish
et al., 1997, p. 40). By the end of the Middle Formative, occupation in the re-
gion had intensified, with the typical two-tier settlement patterns centered on a
few large villages, including Palermo and Ckackachipata (Fig. 1a). The site of
Tumatumani yielded ceramic assemblages that were largely locally produced, as
well as Chiripa and Qaluyu-style decorated wares. Chiripa-style techniques and
decoration, however, were far more common (Stanish and Steadman, 1994).
Patterns of interaction and influence were somewhat different farther north,
near Puno Bay. Here, archaeologists located one of the largest sites yet known
for this period in the southern basin, Incatunuhuiri (10 ha), as well as smaller
villages surrounded by dispersed hamlets (Frye and Steadman, 2001). A monu-
mental platform-plaza complex and sculptures with Yayamama characteristics in-
dicate that, like Titimani across the lake, the site was an important regional center
during the Middle Formative. However, ceramic analyses from the nearby center
of Camata yielded distinctive local assemblages with stylistic affiliations closer
to Qaluyu than to Chiripa (Steadman, 1995a,b). Ceramic patterns accord well
with the stylistic attributes of Yayamama sculptures from Incatunahuiri, which
are similar to sculptures from Pukara to the north (S. J. Chávez and K. L. M.
Chávez, 1975; Frye and Steadman, 2001). Apparently, this area formed an au-
tonomous frontier between the two influential cultural spheres of Qaluyu and
Chiripa.
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 135
Recent research offers fascinating new perspectives on Chiripa and the Early–
Middle Formative phases of southern Titicaca Basin culture history. Early Forma-
tive settlements represent the first permanently settled villages in the southern Lake
Titicaca Basin. In most regions Early Formative settlements are directly on top of
(or near) Late Archaic sites, indicating strong demographic and economic con-
tinuities as societies became increasingly sedentary and their resource strategies
agropastoral at around 1500–1300 B.C.. Ceramic assemblages show similarities
among regions but vary in details of production from one area to the next. In most
areas Early Formative settlements were small (<1 ha) and well dispersed across
the landscape, favoring areas near natural springs and streams (Bauer and Stanish,
2001; Lemuz, 2001; Stanish et al., 1997). On the Taraco Peninsula, however, sites
were relatively large (up to 5 ha) and densely clustered, with ceremonial buildings
and courts in at least two sites (Chiripa and Alto Pukara) by 1000 B.C.. Emerging
complexity on Taraco may have been due in part, Bandy (2001) suggests, to the
rising lake and an attendant strain on available lands to settle and cultivate.
By the Middle Formative, Chiripa-related settlement networks were inextri-
cably tied to the lake, even if sites in any region occupied a range of microenviron-
ments, some relatively far from the lake edge itself. Overall settlement patterns,
coupled with lithic, faunal, and archaeobotanical analyses (Moore et al., 1999;
Whitehead, 1999b), indicate that productive strategies combined agrarian and
pastoral pursuits with fishing, hunting, and foraging. Settlement preference near
well-drained areas, in addition to remains of cultivated plants at Chiripa, includ-
ing chenopodium (quinoa) and tubers (Bennett, 1936; Browman, 1978b; Kidder,
1956; Whitehead, 1999b), highlight the importance of farming for Middle Forma-
tive Chiripa populations. High densities of stone hoes and hoe debitage also have
been recovered from many Middle Formative sites (Bandy, 2001; Janusek and
Kolata, 2003). Nevertheless, production in raised fields, hypothesized for the
northern and southwestern basins (Erickson, 1988, 1993; Stanish, 1994, 1999,
p. 123), does not appear to have been conducted in the southeastern basin during
the Early–Middle Formative (Graffam, 1990, 1992; Janusek, 2001; Janusek and
Kolata, 2003). Stanish (1999, p. 123; Bauer and Stanish, 2001, p. 143) suggests
that terrace agriculture may have been practiced on the Island of the Sun. Settle-
ment patterns and faunal analyses also indicate that, relative to contemporaneous
and later cultures, “carnivorous pastoralism,” or herding camelids for consump-
tion, played a relatively small role in local productive economies (Stanish, 1999,
p. 123; Webster, 1993; Webster and Janusek, 2003). As Moore et al. (1999, p. 106)
note of Chiripa, “the importance of camelid meat in the daily diet is swamped” by
that of fish and aquatic birds.
By the latter half of the Middle Formative (Late Chiripa 2500–200 B.C.),
the Chiripa interaction network thrived on far more than local subsistence and
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 139
Fig. 7. Location of Oruro and major Wankarani sites in relation to the Lake Titicaca Basin (from
Bermann and Estevez, 1993).
extensive grazing areas for camelid herds, groups also sought access to good farm-
land riverine resources (e.g., fish and birds; Bermann and Estevez, 1995; Rose,
2001a). In addition, McAndrews found that the size and length of occupation
at a site correlated positively. He suggests (McAndrews, 2001), as does Bandy
for Taraco, that smaller sites represented relatively new villages that fissioned
from larger “progenitor” villages as populations grew and social tensions became
intolerable.
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 141
Background
Until recently the Late Formative was a virtual cipher in the scheme of lo-
cal prehispanic cultural development. As Lemuz and Paz note (2001, p. 105), it
has been the “most obscure, complex, and least understood” period in the Lake
Titicaca Basin. Relatively little is known of Pukara, an important polity that be-
tween 200 B.C. and A.D. 200, after Qaluyu, predominated in the northern Titicaca
Basin. The polity centered on the extensive site of Pukara, located 75 km north-
west of Lake Titicaca (K. L. M. Chávez, 1988; Kolata, 1983, p. 249; Mujica, 1978,
1985). Reminiscent of Chiripa, the site incorporated a raised architectural complex
centered on a sunken court flanked by small rooms. Surrounding the complex were
extensive residential areas (Klarich, 2002). Found at Pukara and at affiliated sites
in the Lake Titicaca Basin and in lower valley regions to the southwest (Goldstein,
2000; Mujica, 1985, 1987; M. A. Rivera, 1991; C. C. Rivera 2003) are Pukara
incised and painted ceramic wares (Chávez, 2002; Stanish and Steadman, 1994;
Steadman, 1995a). Carved in low relief on stone stelae throughout the northern
basin, Pukara stone iconography depicts anthropomorphic figures, fish, serpents,
lizards, and felines (S. J. Chávez, 1976, 1984; S. J. Chávez and Jorgenson, 1980).
Similar images decorated related textiles from the Azapa Valley in Chile (Kolata,
1993, p. 77; C. C. Rivera, 2003).
Conventional understanding of the Late Formative in the southern basin has
been even more obscure. Until very recently it was presumed that Tiwanaku
developed directly out of Chiripa and Wankarani cultures (Ponce, 1970, 1980,
1981). However, early excavations at Tiwanaku revealed deep strata with dis-
tinctive ceramic assemblages that Bennett termed “Early Tiahuanaco” (Bennett,
1934; Kidder, 1956) and that Ponce (1981, 1993), on the basis of excavations
under the Kalasasaya, later correlated with his Village (I–II) and Early Urban (III)
stages of Tiwanaku development. Tiwanaku I, Ponce suggested (1981), correlated
with decorated Kalasasaya-style ceramic wares, while Tiwanaku III correlated
with Qeya-style wares. However, little relating to these decorated wares (but see
Wallace, 1957) and almost nothing regarding Early Tiwanaku was known outside
of Tiwanaku itself. Tiwanaku’s I–III phases, by default, were considered to apply
to the southern basin at large (Ponce, 1981). A major problem was that decorated
ceramic vessels found at Tiwanaku, even though uncommon even there (Janusek,
2003a; J. E. Mathews, 1992), were considered to be diagnostic of the period. When
survey in the Tiwanaku Valley revealed only three sites dating to the later part of the
Late Formative, implying an inexplicable catastrophic demographic collapse from
the Middle Formative, it became clear that the conventional means of identifying
sites from the period were problematic. Now, on the basis of regional research and
careful analyses of nondecorated ceramic assemblages, we can speak confidently
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142 Janusek
of two phases, Late Formative 1 and 2 (200 B.C. – A.D. 300 and A.D. 300 – 500), for
many areas of the southern basin (Bandy, 2001; Janusek, 2003a; Lemuz, 2001).
Recent Research
Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 143
contexts and the presence of human interments, both male and female, with slate
hoes as mortuary offerings. Also found at Kirawi were buildings with specific,
most likely ritual, roles (Janusek and Kolata, 2003).
On the Taraco Peninsula, important Middle Formative sites, including Chiripa,
decreased significantly in size and population (Fig. 4(b); Bandy, 2001) while sev-
eral small villages and hamlets appeared and other sites, including Waka Kala
(T-421), Chiripa Pata (T-4), and Kala Uyuni (T-232), increased in size and impor-
tance. Chiripa and Waka Kala, at the northeastern edge of the Taraco Peninsula, had
stone-faced sunken courts as well as carved sandstone monoliths. However Kala
Uyuni, located on the south edge of the peninsula, may have become the principal
settlement in the area. Bandy (2001, p. 176) suggests that it was the center of an
emergent polity that encompassed most of Taraco. In relation to nearby regions,
Taraco sites are notable for their relatively high quantities of elaborate Kalasasaya
wares.
In the Machaca region of the upper Desaguadero Basin to the south, Khonkho
Wankane emerged as a major center in Late Formative 1 (Janusek et al., 2003). The
site incorporated a trapezoidal sunken court linked by a corridor to an extensive
plaza (Fig. 8(a)). The floor and its overburden were littered with ceramic sherds
and splintered faunal remains from feasting activities characterized, most likely, by
commensal politics. Adjacent to the court was a walled residential complex with
at least one circular structure and, distributed around it, elaborate raw materials,
ritual items, and pieces of metal artifacts. Distributed around the main mound
were several sandstone monoliths in the unique Khonkho style, each depicting
an anthropomorphic being decorated with serpent-like, human-like, feline, llama,
and other mythical images (Fig. 8(b)–(d); Browman, 1997b; Portugal, 1998a). In
sum, during the Late Formative centers such as Khonkho Wankane emphasized
significant religious symbols, vibrant ceremonies, and integrated spaces dedicated
to regional ritual and political activities.
Still, cultural developments varied significantly across the basin. On the Island
of the Sun the number of sites decreased by almost 35% as population settlement
networks became more hierarchical, clustered around four relatively large set-
tlements of 2–4 ha, three of them with monumental constructions (Bauer and
Stanish, 2001, pp. 144–147; Stanish, 2003) (Fig. 6(c)). While most sites concen-
trated around terraced hill slopes, one group clustered near fossil-raised fields.
Chucaripupata, excavated by Matthew Seddon (1998) near the island’s north tip,
became one of three principal centers, indicating that Titikala had already become
a local shrine for island inhabitants (Bauer and Stanish, 2001, p. 147).
In the Juli-Pomata region Stanish and colleagues noted significant continuity
in relation to previous occupations. Palermo increased in size and clearly was the
largest center in the area. On its central platform was a sunken court (15 × 15 m)
and stone-walled enclosure (50 × 50 m) that, although apparently constructed
during Early Sillumoco, also dated to the early Late Formative (Stanish et al.,
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Fig. 8. Map of the central part of the main mound at Khonkho Wankane (A) showing major architectural
features, including the (a) sunken temple, (b) residential compound, a Late Formative 2 double court
complex (c), and the location of major sculpted monoliths (“m”). Below are iconographic details from
two of the monoliths, including an anthropomorphic being (B), opposed felines (C), and a winged llama
below front-faced zoomorphic figures with serpentine bodies (D).
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 145
1997, p. 73). Farther south, in the Ccapia area, Ckackachipata increased in size
and Kanamarka also may have become a major center. These and many smaller
settlements were located near fossil-raised fields and their hydraulic structures,
indicating that raised fields were built and used extensively by this time (Stanish,
1994; Stanish et al., 1997, p. 115). As on the Island of the Sun, settlement networks
had coalesced into a number of clear three-tier hierarchies focused on major sites
with monumental architecture.
In Santiago de Huata, across the lake, settlement density fell dramatically
in Late Formative 1 (Lemuz, 2001) (Fig. 5(c)). Overall, large sites decreased in
size as the number of small settlements increased slightly, forming loosely defined
clusters without clear centers or settlement hierarchies (Lemuz, 2001, p. 200). The
construction of monumental platforms, sunken courts, and plazas appears to have
decreased in intensity. Given the mountainous landscape in the region, productive
strategies here as on the Island of the Sun (Bauer and Stanish, 2001, p. 144) may
have included agricultural terraces. Ceramic assemblages, as in Juli-Pomata and
on the Island of the Sun, were mostly locally produced (Lemuz, 2001; Stanish
et al., 1997; Stanish and Steadman, 1994), manifesting distinct productive tech-
niques and stylistic properties in relation to those in the Tiwanaku–Katari–Taraco
region.
By A.D. 300, and initiating Late Formative 2, changes were afoot in many areas
of the southern basin. Settlement patterns in Juli-Pomata demonstrate significant
continuity (Stanish, 1999; Stanish et al., 1997), while in Santiago de Huata they
once again became more hierarchical (Lemuz, 2001, pp. 201–206) (Fig. 5(d)), co-
alescing as four settlement clusters. Many sites had platforms and sunken courts,
and some had stone monoliths and sculptures in the elaborate Khonkho style.
In the Katari Valley, Lukurmata became much more important. Excavations near
Wila Kollu exposed three superimposed occupations that included residential com-
pounds with special-purpose buildings and elaborate Qeya wares not found at other
sites in the valley (Bermann, 1994). A number of relatively small sites appeared
throughout the valley toward the end of Late Formative 2, most notably in the
Koani Pampa (Janusek and Kolata, 2003), where intensive farming may have be-
come more important (Janusek, 2001).
On the Taraco Peninsula, settlement density decreased sharply in Late
Formative 2 as large sites shrank and some small settlements disappeared. Only
one settlement cluster at the tip of the peninsula, the Santa Rosa Group, remained
significant as a regional center during Late Formative 2 (Bandy, 2001). At Iwawe,
a lakeshore settlement to the southeast, a thin stratum of crushed andesite suggests
that inhabitants were importing and working large andesite blocks and that the site
served as a regional port (Isbell and Burkholder, 2002; Ponce et al., 1970). All of
this occurred just as Tiwanaku itself expanded into a major settlement, approach-
ing 1 km2 and including extensive residential areas by the end Late Formative 2
(Janusek, in press). The sunken court and the central sunken court in the Kalasasaya
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146 Janusek
had been built by this time (Ponce, 1961, 1981). In Akapana East, 150 m from the
court, excavations revealed an area dedicated to distinctive local ceremonies em-
phasizing cleanliness and purity (Janusek, 1994, in press). Not only was Tiwanaku
the most extensive site in the southern Titicaca Basin, with extensive residential
areas, but many areas were dedicated to ritual activities.
Clearly, the Late Formative was a critical phase of regional development in and
around the southern basin. Overall, there was increasing nucleation in and around
large centers and an intensification of local settlement hierarchies. In most areas
several large settlements emerged, many of which had been important sites in the
Middle Formative phase. Numerous polities were developing, and in demograph-
ically dense areas, such as the Island of the Sun and the Tiwanaku–Katari–Taraco
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 147
region, several polities appear to have coexisted within local landscapes. Just what
kinds of polities were emerging at this time, and in what processes or major events
were they grounded? What was the character of cultural similarity and interaction
among them? What respective roles did changing climate, shifting trade networks,
or religious ideologies play in regional developments?
At many sites monumental architecture and stone iconography were stylis-
tically similar, revealing intense interregional interaction in religious ideas. The
principal centers, with elements typical of the contemporaneous Pukara complex
in the northern basin, included walled platform enclosures and/or plazas and trape-
zoidal sunken courts incorporating regularly spaced pilasters. Some sites, largely
those with monumental architecture, also included monoliths depicting a new range
of symbolic imagery. A detailed chronology of stone iconography in the Titicaca
Basin remains to be published. Nevertheless, Tiwanaku, Khonkho Wankane, and
a few other sites with minimal prior occupations help us isolate the distinctive
elements of what I term the Khonkho iconographic style (previously described
by Browman, 1997b; S. J. Chávez and K. L. M. Chávez, 1975; Portugal, 1998a;
Rydén, 1947). Monoliths most commonly depicted a single anthropomorphic be-
ing with facial decoration or ornaments, arms crossed over the chest (left over
right), and associated zoomorphic mythical images (Fig. 8(b)). Each appears to
depict a deity or, more likely, a mythical apical ancestor. Meanwhile, excava-
tions in residential contexts at Tiwanaku, Lukurmata, and Khonkho Wankane con-
sistently yielded “hallucinogenic paraphernalia,” indicating that the ingestion of
mind-altering substances was important in local rituals (Bermann, 1994; Janusek,
in press). As before, specific religious symbols and ritual practices were critical in
forging social relations across the basin and within each area.
Nevertheless, in any region religious ideologies and ritual practices were
shared in the context of marked differences in role and status. In most regions,
mica- and sand-tempered wares became far more common than fiber-tempered
wares (Janusek, 2003a; Stanish and Steadman, 1994). New ceramic techniques
accompanied the appearance of Kalasasaya-style serving and ceremonial wares as
Chiripa wares disappeared. Kalasasaya-decorated vessels consisted of two broad
types, a red-painted assemblage, most commonly small serving bowls, and an
incision-zoned assemblage, mostly elaborate ceremonial wares. Whereas the for-
mer occurs in many sites, the latter is known largely from rare offering and mortuary
contexts in Tiwanaku (Ponce, 1970, 1993). In Late Formative 2, both Kalasasaya
assemblages were replaced by elaborate Qeya wares, which were even more se-
lectively distributed than incision-zoned wares. Assuming ceramic assemblages
reflect interaction networks, the most elaborate vessels became more restricted to
certain sites, groups, or activity contexts in Late Formative 2.
For example, in the Katari Valley during Late Formative 1, Kalasasaya incision-
zoned wares were found only in Lukurmata, along with figurines and some exotic
goods (Bermann, 1994, 2003). Kalasasaya red-painted wares were found at all
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148 Janusek
excavated sites, but they were far more common and more elaborate at Lukurmata
(Janusek and Kolata, 2003). This pattern intensified in Late Formative 2, when
elaborate Qeya wares appeared only in Lukurmata. Further, Qeya wares from
Lukurmata were distinct from those from Tiwanaku, pointing to local production
and, most likely, local social identity and regional affiliations (Bermann, 1994,
2003; Janusek, 2002). Research in the Tiwanaku Valley and on the Taraco Peninsula
reveals similar differential distributions (Albarracin-Jordan and Mathews, 1990;
Bandy, 2001; Mathews, 1992), attesting to regional socioeconomic differences
and, perhaps, political hierarchy. In support of this scenario, lithic analysis revealed
relatively few agricultural implements at the emerging centers of Tiwanaku and
Lukurmata and comparatively high quantities at many smaller nearby settlements
(Giesso, 2000; Janusek and Kolata, 2003). Farming was associated with relatively
small sites, suggesting an incipient division between urban and rural settlements.
The selective distribution of monumental architecture, sculpted monoliths, elabo-
rate wares, and agricultural tools together mark the emergence of different roles
in local political economies, tied to increasing status differences and social hier-
archies. Those most intensively involved with interregional networks, and those
who had greatest control over access to elaborate crafted goods, were ambitious
leaders and high-status groups (Bandy, 2001; Stanish, 1999, 2003).
On a comparative scale, productive strategies intensified and diversified. First,
the consumption of camelids began to form a more significant part of faunal diets, at
least in the Tiwanaku Valley (Webster, 1993; Webster and Janusek, 2003). Pastoral-
ism appears to have become a primary productive strategy at Khonkho Wankane,
farther south. In the southwestern basin and the Katari Valley, increasingly inten-
sive exploitation of low-lying pampa zones may have fostered the development
of raised field agricultural systems. On the basis of the location of occupations
near fossil-raised fields and their hydraulic structures, Stanish (1994, 1999, 2003)
suggests that raised fields were “intensively utilized” during the Late Formative. In
higher or more mountainous regions such as Santiago de Huata and the Island of the
Sun (Bauer and Stanish, 2001; Lemuz, 2001), however, agricultural intensification
may have fostered the development of terrace systems. As a caveat, most evidence
to date is indirect, based largely on the surface location of Late Formative sites
near relict fields, sites that also were occupied during later periods. Thus although
evidence for pre-Tiwanaku productive intensification, with different emphases in
different regions, is becoming more compelling, we await more concrete, direct
evidence.
In sum, relatively large centers with characteristic types of monumental/public
complexes and iconography emerged during the Late Formative period. Whereas
most major centers in the southwestern basin had been important centers in the
Middle Formative, in the Tiwanaku–Katari–Taraco region many important centers
were settled relatively late. This suggests significant sociopolitical reorganization
in the region that gave rise to the largest Late Formative sites and, eventually,
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 149
Tiwanaku. Bandy (2001) suggests that increasing lake levels after 200 B.C., and a
corresponding shift in land trade circumventing the Taraco Peninsula, instigated
many of the profound changes that characterized Late Formative societies in the
area, including the importance of sites such as Kala Uyuni and Tiwanaku. Whatever
the case, the period witnessed the development of hierarchical multicommunity
polities characterized by what Stanish (1999) calls “markedly ranked societies.”
Numerous such polities coexisted, perhaps several in certain regions, each focused
on one or more major centers, together comprising a macroregion of peer–polity
interaction (Renfrew, 1986). These polities were most likely fluid in composition,
and each had networks of regional influence shifting according to environmental
and socioeconomic conditions (Bandy, 2001; Janusek, in press; Stanish, 1999,
2003). If analogies with Early Dynastic Mesopotamia (Pollock, 1999; Postgate,
1992) or Classic period Maya (Demarest, 1992; P. Mathews, 1991) civilizations
serve here, larger interregional polities and rulers most likely emerged for brief
periods. However, a state political system emerged only toward the end of this
period, at approximately A.D. 400.
As during the Middle Formative, increasing complexity and intensifying so-
cial differentiation occurred in the context of far-reaching interaction networks and
potent, shared ritual practices. Interaction networks were conduits along which po-
litical alliances were forged and sumptuary goods obtained, and rituals and feasts
were the contexts in which local community identities were forged and invigorated.
As before, interregional networks and shared practices also mapped wide-ranging
cultural affiliations. New stone iconographic styles such as Khonkho, in the south-
ern basin, and Pukara, in the north, represent an important dimension of such
networks and affiliations in potent religious expressions. While clearly developing
out of Yayamama, they form distinct styles that expressed new views on society
and the cosmos. With their emphasis on single beings that appear to represent api-
cal ancestors, Khonkho-style monoliths, best known at Tiwanaku and Khonkho
Wankane, most likely were concrete expressions of legitimacy and status for certain
groups. A key element of new ideals, in other words, was marked differentiation
in status among local groups, legitimized in part through representations of an-
cient actions and beings. Not surprisingly, some of the monoliths at Tiwanaku and
Khonkho Wankane, those apparently latest in the period, incorporate elements of
the Tiwanaku iconographic style that soon became dominant in the southern basin.
At some point in Late Formative 2, probably around A.D. 400, Tiwanaku
emerged from this network of interacting multicommunity polities as a settle-
ment beyond parallel, the primary demographic, cultural, and political center in
the basin. We cannot yet pinpoint the exact processes behind this transformation,
and because nearby settlements such as Kallamarka were also important centers
at this time (Albarracin-Jordan et al., 1993; Lemuz and Paz, 2001; Portugal and
Portugal, 1975), the question remains: “Why Tiwanaku?” Stanish (1999, 2003)
argues that particularly ambitious leaders or elite groups successfully
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150 Janusek
Over the past 16 years research has greatly expanded our understanding of
Tiwanaku. In and around Tiwanaku itself, most was conducted in affiliation with
Proyecto Wila Jawira, under the general direction of Alan Kolata. Kolata (1993,
1996a; Kolata and Ponce, 1992) has summarized some of this research, and much
is now published in a comprehensive two-volume series (Kolata, 1996b, 2003).
A revised chronology, based on 86 calibrated radiocarbon and AMS measure-
ments, stratigraphic excavations at multiple sites, and a comprehensive ceramic
chronology, allows to us to tighten the Tiwanaku period to a 650-year span of
A.D. 500–1150 (Janusek, 2003a; see also Alconini Mujica, 1993, 1995; Bermann,
1994; Burkholder, 1997). Although urban expansion began early, material culture
typically associated with Tiwanaku (e.g., red and black wares) appeared some-
what later than traditionally thought. Likewise, Tiwanaku settlement and material
culture, at least in the Tiwanaku core, continued somewhat later than once thought
(Janusek and Kolata, 2003). Ponce’s Tiwanaku IV and V phases hold for many sites
(Alconini Mujica, 1995, Bermann, 1994, 1997; Janusek, 1994, 2003a), and each
can be divided into two subphases, Early and Late. Late IV (A.D. 600–800) wit-
nessed urban expansion and sociopolitical development; Early V (A.D. 800–1000)
initiated a phase of sociopolitical, economic, and ideological consolidation; and
Late V (A.D. 1000–1150) was a long phase of socioenvironmental crisis, settlement
dispersal, and political disintegration.
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 151
Recent Research
Settlement Patterns
152 Janusek
Fig. 9. Map showing major clusters of settlement in the Tiwanaku Valley in Tiwanaku V (adapted from
Albarracin-Jordan, 2003; McAndrews et al., 1997).
of the previous occupation, indicating that the site had become an important ritual
center. At about the same time a road was built linking the site to the south side of
the island (Seddon, 1998, p. 367); Bauer and Stanish (2001, p. 150) suggest the road
facilitated religious pilgrimage to Titikala. Underwater research on a submerged
offering place nearby revealed, among Inca ritual artifacts, Tiwanaku gold objects
and incense burners (Ponce et al., 1992; Reinhard, 1992a,b).
In Santiago de Huata, as on the Island of the Sun, the number of small sites de-
creased as populations concentrated in a small number of larger centers (Fig. 5(e)).
Nearest neighbor analysis revealed four clear site clusters that, as during the Late
Formative, concentrated near areas of fossil terrace agriculture. Lemuz (2001,
pp. 210–211) hypothesizes that terracing at this time was extended into high pas-
toral zones above 4000 m above sea level. At more than 15 ha, one site, Calvario,
appears to have become the most important center in the area, with a sunken tem-
ple similar to those at of other Tiwanaku regional centers, such as Kallamarka and
Lukurmata.
Similarly, in Juli and Ccapia small sites disappeared as a few larger centers,
most importantly Palermo and Ckackachipata, increased in size and, presumably,
relative importance (Stanish, 1999, 2003; Stanish et al., 1997). Overall, there
was significant continuity from the Late Formative as Tiwanaku incorporated “an
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 153
already complex political and economic system dominated by the Late Sillumoco”
polity (Stanish et al., 1997, p. 54). Monumental complexes presumably continued
in use, and at Tumatumani a temple complex was rebuilt and expanded (Stanish and
Steadman, 1994, pp. 17–18). Judging from settlement location, land use patterns
were continuous as well, emphasizing a “mixed economy” of terrace and raised-
field farming strategies in addition to high-altitude pastoralism in puna zones
(Stanish et al., 1997, pp. 54, 116). Nevertheless, raised-field farming may have
intensified during this phase (Stanish, 1994).
154 Janusek
top of the structure was a late complex (Late IV – Early V) of storage buildings
surrounding a paved patio, all with ashlar masonry foundations (Alconini Mujica,
1995; Kolata, 1993; Manzanilla, 1992). Associated with six elaborate burials, one
with ritual objects as offerings, the complex may have been occupied by some
of Tiwanaku’s principal religious specialists (Kolata, 1993). On and around the
base of the Akapana, excavations exposed a series of complex offerings (Alconini
Mujica, 1993, 1995; Kolata, 1993; Manzanilla, 1992; Manzanilla and Woodard,
1990). Deposited as separate events throughout Tiwanaku IV and V, the offerings
included hundreds of smashed serving and ceremonial vessels, several llamas,
and 23 humans. While two humans showed evidence for violence and possibly
represent sacrificed prisoners of war (Blom et al., 2003; Kolata, 1993), the others
appear to have been disposed as wrapped, secondary bundles (Blom et al., 2003).
Several hundred meters to the southeast, the Pumapunku, considered
“Akapana’s Twin” (Kolata and Ponce, 1992), was a distinct complex perched on a
massive, modified escarpment and attached to an extensive plaza on its east side
(Kolata, 1993, 2003b; Kolata and Ponce, 1992; Vranich, 1999). Like the Akapana,
its initial construction dates to Early IV, and its principal stairway scaled up the
west side, funneling people through a walled passage to an inner sunken court
(Vranich, 1999). Unlike the Akapana, the Pumapunku emphasized horizontal ex-
panse over height, measuring 0.5 km east–west. Further, its plan mimicked the
nested moldings carved onto Tiwanaku’s monolithic gateways, several of which
stood here (Protzen and Nair, 2000; Vranich, 1999). The Pumapunku also expe-
rienced multiple construction phases, manifested in superimposed green and red
floors, but it was never completed (Vranich, 1999). Monumental construction in
Tiwanaku was an ongoing process, and ritual complexes such as Akapana and
Pumapunku were never truly “finished.”
Akapana and Pumapunku were two of several significant ritual complexes
that thrived during the Tiwanaku period. Inside the Sunken Temple, perhaps the
oldest edifice at the site, the Bennett Monolith was erected, one of the most elegant
visual expressions of Tiwanaku period mythical imagery (Kolata, 1993). Incorpo-
rating stone sculptures from the past and present, the temple, an ancient ritual
space and microcosm of esoteric cosmic principles, now juxtaposed monoliths
from multiple eras, presenting relicts from pre-Tiwanaku cultures as Tiwanaku
“cultural patrimony” (Janusek, in Press; Kolata, 1993). To its west the Kalasasaya
was enlarged and embellished (Ponce, 1961, p. 22), and on its platform stood the
Ponce Monolith, an imposing portrait of an impassive humanlike ancestor or deity
holding a ceremonial drinking vessel, or kero, in one hand and what appears to
be a stylized snuff tray (see Torres, 1985) in the other. Hewn from a single an-
desite block, the monolith most likely was hauled overland from the lakeshore
near Iwawe (Isbell and Burkholder, 2002; Ponce et al., 1970). Reconsidering
the results of early excavations in the Kalasasaya (Bennett, 1934; Ponce, 1961,
1981), I have suggested that much of the outer platform was built in Tiwanaku IV
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 155
(Janusek, in press), while the sunken court it surrounds may represent an earlier,
Late Formative version of the structure. In sum, by Late Tiwanaku IV the core of
Tiwanaku was a built landscape comprising several major ritual centers, all instan-
tiating similar spatial and symbolic principles but each highly distinct from the
others.
Further, built ritual environments were not restricted to Tiwanaku’s central
core. In Akapana East, a complex of adobe buildings associated with impeccably
cleaned and elaborately patterned surfaces, first built in Late Formative 2, was
renewed as a place for esoteric ritual activities during Early IV (Janusek, 1994,
in press). Evidence for these activities includes small basins with pulverized bone
and shallow geometrical depressions. Due south of the Akapana, and on a visual
path with Mount Kimsachata, a smaller terraced platform known as Mollokontu
was constructed during Late Tiwanaku IV (Couture, 1993, 2003). Bounded by an
outer revetment with a unique scallop at its northern tip, the platform included
high quantities of quartz and obsidian fragments (Giesso, 2000), which were in-
tentionally placed in fill to accentuate the platform’s sacred status as a miniature
icon of a mountain (Couture, 2003). Near each of these places were residential
compounds, highlighting their likely significance as ritual places tended by, and
created for, local kin-based groups or more inclusive barrios.
For the first time, we have a portrait of residential activity, social organi-
zation, and urban change in Tiwanaku. In Tiwanaku IV residential populations
increased precipitously, and by A.D. 800 Tiwanaku was a bustling urban center
of at least 6 km2 and some 10,000–20,000 people (Janusek and Blom, in press;
Kolata, 2003a). The city grew through the planned construction and occupation
of walled, uniformly aligned residential compounds (Janusek, 1994, 1999, 2002,
2003b, in press). Each compound housed several dwellings and their associated
activity areas; several adjacent compounds in some cases formed larger urban bar-
rios. Between them, streets and open canals provided arteries of movement and
drainage. Compounds appear to have housed suprahousehold kin-based groups
similar to the micro-ayllus so common until recently throughout the highland An-
des (Abercrombie, 1998; Platt, 1987; Rasnake, 1988). Some compound groups
differed in status. West of the Kalasasaya the Putuni area, first occupied at the end
of Late Formative 2, housed a relatively high-status group by Late Tiwanaku IV
(Couture, 2003; Couture and Sampeck, 2003). Unique about the compound, aside
from high quantities of sumptuary items and serving wares, was its association
with a mortuary complex with highly elaborate burials and a monumental sub-
terranean drainage network that efficiently drained runoff and waste toward the
Tiwanaku River (Janusek, 2003b).
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158 Janusek
west edge of the pampa and better positioned for a productive strategy balancing
lake and pampa, was in part related to a demographic shift to sites such as Lakaya,
which were closer to raised-fields and their primary sustaining features, such as
trans-pampa causeways.
Specialized Analyses
Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 159
160 Janusek
lower valley regions in other goods (Janusek, 1999, 2002; C. C. Rivera, 1994,
2003). Apparently, maize was acquired through local socioeconomic networks,
and its distribution followed local connections more than status differences. Status
was represented more subtly in relatively low frequencies of plant and crop re-
mains or relative “cleanliness” in relation to other residential areas. In Tiwanaku V,
relatively high maize kernel to cob ratios in some sectors of the urban core sug-
gest that maize was externally provisioned for the production of fermented maize
beverages to support elite-sponsored feasts (M. F. Wright et al., 2003; see also
Janusek, 2003b, in press).
Most fascinating have been conclusions of comprehensive bioarchaeological
research conducted by Blom (1999, in press; Blom et al., 1998, 2003; Janusek
and Blom, in press). Her research, which involved analysis of all excavated hu-
man remains in Tiwanaku-affiliated sites of the southern Titicaca Basin, includes
comparisons of both nonmetric genetic traits and cultural body modifications.
Statistical comparison of suites of genetic traits demonstrates that altiplano popu-
lations colonized the Moquegua Valley of southern Peru to build maize-producing
centers such as Chen Chen (Blom et al., 1998; Goldstein, 1989). In the heartland,
Tiwanaku populations practiced two forms of cranial modification, an elongated
head shape and a flattened “fronto-occipital” shape (Blom, 1999, in press; Janusek
and Blom, in press). While the flattened type characterized Moquegua populations
and the elongated type most Katari Valley populations, both occurred in Tiwanaku,
a place of convergence for head-shape styles and, thus, macro-identities.
In line with emerging evidence from the heartland, research around the Lake
Titicaca Basin and Oruro indicates that Tiwanaku hegemony was complex. In the
northwestern basin, Tiwanaku influence was highly discontinuous and apparently
strategic. Along the west bank of Puno Bay were numerous Tiwanaku-affiliated
sites, including Estevez Island, an extensive settlement with a monumental terraced
platform and elaborate Tiwanaku ceremonial wares (Stanish, 2003). South of this
area, however, between the island and the Ilave River, were very few Tiwanaku-
affiliated settlements. The northern end of Titicaca similarly has a highly discontin-
uous pattern of Tiwanaku-affiliated settlement (Plourde and Stanish, 2001). In this
region, a local polity, or more likely several polities, had developed out of Pukara
in Late Formative 2 and thrived contemporaneously with Tiwanaku. Termed Late
Huayña culture, this sociopolitical network apparently coexisted and interacted
with Tiwanaku, whose leaders strategically established enclaves in or adjacent to
local polities (Stanish, 2003).
In Oruro, south of the Tiwanaku heartland, we find a different but equally
complex scenario. Here, Tiwanaku-style artifacts such as ceramic serving wares
are found at sites such as Jachakala alongside local assemblages that developed out
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 163
Further, it is now clear that, contrary to Ponce’s early claims, Wari thrived
alongside Tiwanaku as an independent state. Most researchers agree that Wari,
largely unlike Tiwanaku, “was an empire that established political and economic
sovereignty over vast regions and large populations” in what is today Peru
(Schreiber, 2001, p. 92). Although Tiwanaku and Wari “shared primary icons
and apparently worshipped the same principal” staff deity (Williams and Nash,
2002, p. 244), fostering an early confusion between the civilizations (Uhle, 1903),
careful analysis reveals significant differences between them in politicoreligious
iconography, architecture, and strategies of political control (Cook, 1994; Isbell,
1991; Schreiber, 2001). Nevertheless, the nature of the overall interaction between
the two states remains unclear. Provocative evidence for tension and possibly pe-
riodic local conflict comes from the upper Moquegua Valley, just north of the
Tiwanaku enclave, where at around A.D. 650 Wari established an occupation on
the summit of Cerro Baúl to define its southwestern imperial frontier (Moseley
et al., 1991; Williams and Nash, 2002). Tiwanaku and Wari settlement systems
coexisted for almost four centuries, each centered in its respective area of the val-
ley. Throughout this period, predominant interactions between Tiwanaku and Wari
populations shifted from hostility over water use to more diplomatic interactions
among elites—a strained détente—that were realized in ceremonies conducted
atop Baúl (Williams and Nash, 2002).
Parallel with regional shifts elsewhere, transformations in the Titicaca Basin
heartland adds to Tiwanaku’s interpretive complexity (Bermann, 1990, 1994;
Janusek, 1994, 2003b; Ponce, 1981; Seddon, 1998). Excavations in residential
areas indicate that, during Tiwanaku IV, local social groups and communities main-
tained vigorous social identities, organized diverse social and economic networks,
and in some cases clearly managed distinct forms of craft production (Bermann,
1994, 1997; Janusek, 1994, 1999; C. C. Rivera, 1994, 2003). At other sites in
the southern basin (Seddon 1998), and even at sites in distant regions such as
Moquegua in southern Peru (Goldstein, 1989), local groups appear not to have
been controlled by Tiwanaku elites as much as they actively affiliated with its
prestigious cosmology, social principles, and material culture. Local groups were
not in some primordial sense “Tiwanaku”; they actively crafted a Tiwanaku cultural
identity. In fact, the influx of groups to Tiwanaku, their use of Tiwanaku elabo-
rate Tiwanaku goods, and their participation in the overarching political economy
afforded the state its legitimacy and power.
Facing a highly diversified sociopolitical landscape, state leaders throughout
Tiwanaku IV emphasized incorporative strategies of integration in the heartland.
These included three interwoven policies (Janusek, 2002). First, craft production
and vast productive regimes, such as raised-field farming in the Katari Valley, re-
mained socially embedded practices (Janusek, 1999). That is, direct power over
production was left in the hands of local groups at various social scales. Sec-
ond, state leaders promoted a convincing suite of ideologies, expressed in urban
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164 Janusek
landscapes and objects used in everyday life. By all accounts, material expressions
of state culture were vigorously adopted by many local groups, in part because they
expressed sacred principles or symbols, and in part because they served local tour-
naments of status and identity. Third, framing relations between elites and nonelites
was an etiquette of reciprocal obligation, as manifested in abundant Tiwanaku serv-
ing wares, large storage jars, and massive refuse deposits found across Tiwanaku
and affiliated sites (Janusek, 2003b, in press; cf. Isbell and Burkholder, 2002).
Sociopolitical relations involved rituals of consumption and commensal politics,
lively theaters in which, over time, social debt accrued to guests just as did prestige
to recurring feast sponsors.
Identification with the state and participation in its vibrant political economy
was clearly desirable. Like earlier religious traditions and polities, Tiwanaku was
as much a political network and economic system as a locus of cultural affiliation,
through which, in part, groups crafted and negotiated local social identities. It was,
as Anderson (1983) would say, a prestigious “imagined community.” Ruling elite
undoubtedly promoted the idea of Tiwanaku as a macrocommunity, employing
terms and images drawn from the intimate realm of domestic and community lives.
Still, the ubiquity of Tiwanaku valued goods and the widespread participation of
diverse groups in the centralizing political economy indicate that this compelling
state culture was promoted not just by rulers but, to varying degrees, by everyone.
And with good reason, for participating in Tiwanaku’s religious, economic, and
social spheres fortified local wealth, status, and identity. Paradoxically, state power
resided in widespread acceptance and internalization of Tiwanaku state culture,
which in turn fortified local group identity and power
After A.D. 800, sociopolitical dynamics changed in many regions and in many
domains of social life (Janusek, in press). Up to this time, social interactions and
ceremonial practices simultaneously invigorated state and local power. During Ti-
wanaku V the Tiwanaku urban core was devoted to state-sponsored ceremonies,
production was intensified in the Katari Basin, inciting critical changes in local
settlement networks, and regions such as the Island of the Sun (Bauer and Stanish,
2001; Seddon, 1998) and Moquegua (Goldstein, 1989) became state-administered
provinces. Although many sites, like peripheral sectors of Tiwanaku, appear to
have gone relatively unaffected, many sites and regions experienced an intensifi-
cation of state activity and control. Apparently, Tiwanaku rulers and elite groups
began to assert greater control over key resources and local socioeconomic net-
works by developing transformative strategies of administration and resource ap-
propriation. Mounting evidence attests the creation of a more tightly centralized
political economy. The trajectory behind this transformation, however, indicates
that change was not simply masterminded by elites, it emerged out of social rela-
tions and interactions that had been shaped over centuries, implicating intentional
activity—agency—among diverse groups, elite and commoner, throughout the
southern Titicaca Basin.
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Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 165
166 Janusek
Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 167
support the hypothesis that threat of conflict was largely internecine rather than
external.
Together, new patterns define the emergence of new polities and confeder-
ations that interacted, competed, and sometimes fought with one another. Rather
than immigration into the region by new groups, evidence collectively supports
the position that conflict developed out of old social tensions and followed deep
social rifts with histories dating to—perhaps even predating—Tiwanaku hege-
mony. Tiwanaku was a diverse society, and its long-term stability was, in part, a
function of its ability to promote an attractive vision of the cosmos and society,
a vision that groups adopted, internalized, and reformulated. Political unity was
grounded in incorporative strategies, a dominant ideology emphasizing reciprocal
obligation, a prestigious cultural affiliation, and general well-being. Incorporation
in Tiwanaku’s hegemonic web had to remain attractive in order for its increasingly
hierarchical structure to remain appealing. In Tiwanaku V, as rulers increasingly
implemented transformative strategies of control over certain local groups and re-
gions, the Tiwanaku world became burdensome and, perhaps, openly exploitative.
Aggravated by a long-term drought, such a situation incited many to erase their
affiliations with the state.
Tiwanaku state collapse, apparently the product of mutually reinforcing so-
cial and environmental forces, involved political fragmentation and the end of a
cultural tradition. In the Tiwanaku–Katari–Taraco regions, at least, it also involved
significant demographic decline (Bandy, 2001). Nevertheless, it was eventually a
process of innovation in settlement strategies, productive economies, ceramic ves-
sels, and mortuary practices. I have suggested that collapse was simultaneously
a cultural revolution that corresponded with shifting political alliances and pro-
ductive strategies (Janusek, 1994, in press). Regional analysis in the Machaca and
Pacajes regions points to demographic increase in drier areas south of the old
Tiwanaku core (Janusek et al., 2003; Pärssinen, 2002). It was in Pacajes, in fact,
that a new political center eventually emerged and where productive strategies had
always, of necessity, emphasized pastoralism. Thus the Late Intermediate period
may have been “a chaotic and dangerous time . . . involving considerable localized
conflict, population relocation and even famine” (Bandy, 2001, p. 243), but re-
search points not to mass immigration into as much as strategic emigration out of
the Tiwanaku core to areas where pastoralism had always been most successful.
Changing climate and increasing factionalism favored new centers and regions, es-
pecially those with an incumbent interest and expertise in the productive strategies
that now were required to make a living in the precarious, dynamic altiplano.
CONCLUSIONS
168 Janusek
Tiwanaku and Its Precursors: Recent Research and Emerging Perspectives 169
ACKNOWLEDGMENTS
I dedicate this paper to the memories of Karen Mohr Chávez and Max Por-
tugal Ortiz, pioneers in the archaeology of the Lake Titicaca Basin. I thank Gary
Feinman and Douglas Price for the invitation to write this paper, and Gary, Kathy
Schreiber, and three anonymous reviewers for making helpful comments on its
drafts. I thank Alan Kolata for inciting my interest in past cultures of the region
and for providing academic and logistical support for my research projects over the
years. Much of the research summarized here was supported by grants to him from
the National Science Foundation, the National Endowment of the Humanities, and
the National Oceanic and Atmospheric Administration. Some of the research relat-
ing to Tiwanaku and Lukurmata was funded by the National Science Foundation
(BNS#9021098) and a Fulbright-Hayes Fellowship from the U.S. Department of
Education. Research in the Machaca region was funded by Vanderbilt University
and the Curtiss T. and Mary G. Brennan Foundation.
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