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THE AUSTRALIAN

JOURNAL OF PHYSIOTHERAPY
VOLUME 8 AUGUST, 1962 NUMBER 2

THE PHYSIOTHERAPY OF EMPHYSEMA

ANDREA DONALDSON, M.A.P.A. AND BRYAN GANDEVIAT M.D., M.R.A.C.P.

Melbourne

The physiotherapy of emphysema is poorly sometimes audible as wheezing, is chiefly re-


covered in current textbooks of physio- sponsible for the sensation of shortness of
therapy. Such concepts as are to be found breath and hence for limitation of exercise
are based on inadequate definition, imperfect tolerance. These conditions frequently co-
diagnostic criteria and outmoded physiology. exist in varying degrees, and assessment of
Responsibility is divided for this unsatisfactory the various proportions of each present in
state of affairs, but recent advances, with an individual case is frequently difl&cult, or
emphasis on terminological and (hence diag- even impossible, by all available means of
nostic) precision and on a functional approach both clinical and laboratory investigation.
to chronic thoracic disease, make possible For these reasons, the term "chronic obstruc-
some clarification of the physiotherapist's role. tive lung disease" is used as a general des-
Similarly it should be possible to banish the criptive term for the whole group. 1
scepticism of some physicians that physio-
therapy can have no important effects on In asthma, the airway obstruction 2 is
pulmonary function in a disease which is reversible, it is located in the bronchi, it is
primarily characterized by structural change. unassociated (in its "pure" or uncomplicated
form) with any permanent structural
This paper sets out modern views on
changes, and it varies widely in severity from
terminology and definition in chronic
time to time. An asthmatic patient may play
obstructive lung disease. The abnormal
professional football between attacks.
physiology of emphysema is briefly described
and the principles of physiotherapy out- In emphysema, the airway obstruction is
lined. Finally, a practical approach is de- permanent and irreversible, it is located
scribed to the management of patients chiefly in the bronchioles, although some-
severely disabled by emphysema. times in larger airways as well, and it is as-
sociated with irreparable structural changes
TERMINOLOGY, DEFINITIONS AND DIAGNOSIS in the bronchioles and alveoli. An
The problems of terminology, definition emphysematous subject cannot, at his best,
and diagnosis has recently been discussed in keep up with others of his own age at an
detail by a group of experts (Ciba Sym- average pace.
posium, 1959), and what follows is a simpli-
fied version of their recommendations and I
T h e discussion assumes t h a t all other causes of
similar symptoms and disability have been excluded.
conclusions.
_ 2 Airway obstruction is, of coarse, a misnomer as t h e
Obstruction to airflow, more marked on airways a r e not completely abstracted, although some
of them may b e temporarily blocked by mucus. The
expiration, is the characteristic functional technically correct t e r m is "increased airways resistance",
abnormality of asthma, bronchitis and which follows a n y narrowing- of t h e lumen of a n a i r
passage. W e have preferred t o use t h e more familar
emphysema, and this airway obstruction, phrase i n this paper.
56 T H E AUSTRALIAN JOURNAL OF PHYSIOTHERAPY

Bronchitis means no more than chronic changes or physiological disturbances of


cough and sputum; the latter produces a emphysema. Secondly, in the same way,
little airway obstruction of itself. It may "emphysema" has been used, particularly by
coexist with asthma and with emphysema: radiologists, to describe the overinflation of
thus, it may be associated with either re- the lungs which occurs as an inevitable and
versible or irreversible airway obstruction, physiological accompaniment to an asthmatic
or varying amounts of both. The severity attack; again, in uncomplicated asthma, the
of bronchitis is judged by the volume of structural changes of true emphysema are
sputum and by the amount of persistent in* absent. Thirdly, it is frequently impossible
fection, as assessed by the mucoid, muco- for the clinician, radiologist or physiothera-
purulent or frankly purulent appearance of pist, occasionally even with the aid of the
the sputum. pathologist, to tell how much of a patient's
These definitions lead to simple diagnostic airway obstruction is due to structural
criteria. changes (emphysema) and how much to
functional changes only (asthma). This
Asthma is present when the patient's applies particularly in the group of "chronic
exercise tolerance and wheeze vary consider- wheezers" of middle age. A fourth difficulty,
ably from time to time (time being measured the attempts to define asthma as a specific
in minutes, days or even months). separate disease, will not be discussed here
Emphysema may be considered present as it introduces further complications.
when there is persistent reduction in the These considerations, together with the
patient's exercise tolerance, which never ap- recognized unreliability of physical and
proaches normal. There may be some radiological signs in differentiating true
variability in exercise tolerance or wheeze emphysema from mere overinflation and from
from time to time, and this reflects a super- certain other conditions, led members of the
added asthmatic component. Ciba Symposium to advise that the word
Bronchitis is present when there is cough "emphysema" should be avoided. They ad-
and sputum. vocated the more general concept of obstruc-
tive lung disease, qualified by the phrase
In an asthmatic attack, or in the presence totally irreversible or partly or wholly re-
of wheezing, the physical signs, radiological versible. Whilst in reasonable agreement with
appearances and results of functional tests this view, we shall continue to use the familiar
are, with minor reservations, the same in term "emphysema" for the basically irrevers-
both asthma and emphysema, or in the two ible variety. We use the term "uncomplicated
conditions combined. The essential difference asthma" for obstructive lung disease which
lies in the reversibility of asthma and the is wholly reversible, and we recognize the
permanence of emphysema. A useful al- coexistence of reversible and irreversible
though not infallible clinical test for re- components in many patients.
versibility is to give a bronchodilator drug,
such as adrenaline, or, more simply still, to SOME PHYSIOLOGICAL CONSIDERATIONS IN
seek out a history of variability in exercise OBSTRUCTIVE LUNG DISEASE
tolerance and/or wheeze.
The disturbances of pulmonary function
Confusion in the past has arisen for three which accompany obstructive lung disease
main reasons. Firstly, the word "emphy- have been described in this Journal in some
sema" has been loosely attached to a variety detail previously (Gandevia, 1959, 1960).
of different conditions, including, for Many factors contribute to the narrowing of
example, the increased inflation sometimes bronchi in asthma (oedema of the bronchial
occurring behind an incomplete bronchial mucosa, excessive contraction of the bronchial
block, or to the increased inflation of re- muscle, and mucus). In emphysema, ex-
maining lung when a lobe or lung has been piratory airway obstruction is due largely to
removed; in both these conditions the lung disturbances of pressure relationships inside
does not necessarily show the structural and outside the walls of bronchioles and
THE PHYSIOTHERAPY OF EMPHYSEMA 57

bronchi such that excessive narrowing of these abdominal muscles in an effort to speed up
air passages is produced during expiration. expiration. Other trunk muscles may also
These purely mechanical factors are reviewed contract but their contribution to air intake
by Campbell (1961). In some severely emphy- is negligible. Curve B illustrates what hap-
sematous patients, an extreme example of the pens in a patient with some airway obstruc
action of these factors is found: the pressure tion, perhaps a mild asthmatic attack. The
in the trachea and main bronchi is reduced to work of breathing at rest is raised, it rises
a low level during expiration, while the high, more rapidly with increasing ventilation, and
positive intrapleural pressure during active the accessory muscles are brought into play
expiration causes these airways virtually to earlier (but in the same order). Curve C
collapse, thus severely increasing the degree describes the situation in severe emphysema,
of airway obstruction. This phenomenon is where the smallest attempt to increase venti-
described in detail and illustrated elsewhere lation means a great increase in respiratory
(Gandevia, 1962). work, often with the use of all accessory
muscles, and in spite of the increased work,
it can be seen that the obstructed airways
prevent all but a very small increase in
ventilation.

The muscles doing the work of breathing


require oxygen, and put out carbon dioxide,
in proportion to the work done. In fact, the
"oxygen cost of breathing" could replace the
"work of breathing" on the vertical axis of
the figure. It may be seen that this oxygen
requirement simply to breathe may become
very high in extreme respiratory efforts in
normal subjects, and with relatively "trivial"
additional respiratory effort in emphysema-
30 60 90 120
tous patients. In some of the latter cases, the
MINUTE VOLUME (L/MiN) oxygen cost of extra ventilation may he
FIGURE 1
greater than the extra oxygen inspired, and
so the effort is in fact detrimental. The
The partial obstruction to air flow in the
signal that this uneconomic situation is being
airways means that more work must be done
reached is the use of accessory muscles, and
by the patient's respiratory muscles to shift
this therefore becomes a valuable sign of
the air in and, more particularly, out. In
respiratory insufficiency. All the accessory
Figure 1, the work done in order to breathe
muscles are relatively inefficient compared
(this can be measured by appropriate tech-
with the diaphragm, which, as suggested by
niques) is plotted against the minute volume.
the figure, can increase its excursion, and
Curve A is from a normal subject Breath-
hence the minute volume, with relatively
ing at 10 1/min. (normal resting ventila-
tion), the subject has to do only a negligible little expenditure of energy.
amount of respiratory work. Even when he
Three further aspects of the physiology of
increases his ventilation to 50 1/min., the
work involved is still small. Above this value, obstructive lung disease must be mentioned
however, the work required increases greatly, because they are traditionally associated with
the diaphragm is unable to cope unaided and the physio therapeutic concepts of the past.
he needs to use accessory muscles. The solid Firstly, prolonging expiration beyond a
arrows indicate when these are brought into second or two produces almost no further
action —< first the scalene muscles, and later expulsion of air (however loud the hiss!) —
the sternomastoids and spinal extensors, to perhaps as little as 200 ml. over five to ten
aid inspiration, and later again the seconds. This is easily demonstrated with a
58 T H E AUSTRALIAN JOURNAL OF PHYSIOTHERAPY

spirometer. Secondly, the volume of gas re- coughed up and not retained. The methods
maining in the lungs at the end of a normal used to achieve this are briefly described
breath out (the functional residual capacity) subsequently; at this stage, it will suffice to
is determined by the mechanical and physical stress that in solving a mechanical problem
properties of the chest wall and the lungs: it it is of no importance if physiological
is not potentially alterable by any means principles are temporarily transgressed. Thus,
other than by altering these mechanical pro- forced expiration and prolongation of expira-
perties, as by producing bronchial dilatation. tion, with or without percussion, are un-
Thirdly, the rate and depth of breathing are physiological manoeuvres and, as will be
adjusted automatically by the body such that shown, have no place in the therapy of
the necessary minute ventilation is obtained asthma and emphysema; they are justifiable
with the minimum expenditure of energy; to mechanical tricks to help sputum production
attempt to impose any other rate and depth is in the management of any bronchitic compon-
an unwarranted intrusion on the body's ent It is only necessary to remember that
adaptative mechanisms. These three points they are used solely to facilitate sputum re-
are discussed more fully in the paper previ- moval, and not as part of the routine or
ously mentioned (Gandevia, 1960). essential therapy of asthma and/or emphy-
sema. Hence, if they are ineffective, or
In spite of the foregoing considerations, if the patient has little or no sputum
psychological factors, notably fear or panic, (proved by trial and observation) they are
may exert an over-riding influence on mech- not only useless but undesirable, partly be-
anical factors. In this way they may produce cause they are uncomfortable and partly be-
undue elevation of the functional residual cause they are unphysiologicaL
capacity, or abnormalities of rate and depth,
The effects are produced by "overuse" of In considering the physiological principles
accessory muscles of respiration, and they of physiotherapy for emphysema, it must
may be eliminated with benefit. Typically, first be clearly understood that physiotherapy
these abnormalities are seen in fear and cer- cannot conceivably alter the structural
tain anxiety states such as the effort and changes in the lungs which that diagnosis
hyperventilation syndromes, cardiac neurosis implies. It is not uncommon for physiothera-
and allied disorders, but they may also be pists to point to patients said to have been
superimposed on organic disease. Particu- disabled by emphysema who, after treatment,
larly in association with obstructive lung have a normal or nearly normal exercise
disease excessive or unnecessary use of tolerance. Such patients did not have
accessory muscles is clearly undesirable, as emphysema: they obviously had a reversible
is indicated by the curves in Figure 1. In disorder, that is, asthma, probably associated
other words, for reasons which are probably with overinflation and possibly also with
mostly psychological, some subjects with ob- gross anxiety. There must be no false hopes
structive lung disease use accessory muscles in the mind of the physiotherapist or the
when the diaphragm could still cope unaided. patient: physiotherapy can make the lives of
these patients more comfortable and tolerable,
T H E PRINCIPLES AND AIMS OF but it can do no more than teach the patient
PHYSIOTHERAPY IN EMPHYSEMA
to make the best possible use of a permanently
and irrevocably damaged pair of lungs.
Ross, Gandevia and Bolton (1958) have
previously outlined the principles which must The chief aim of physiotherapy in emphy-
underline the rational physiotherapy of sema is to teach the patient to breathe with
asthma. Any asthmatic component associated the minimum economy of effort consistent
with emphysema is treated along precisely with adequate ventilation. This implies that
the same lines. The physiotherapeutic man- the work of breathing must be kept to a
agement of bronchitis is a mechanical rather minimum, and this in turn implies that the
than a physiological problem: the aim is to least possible use must be made of the ac-
ensure that as much sputum as possible is cessory muscles of respiration (see Figure
THE PHYSIOTHERAPY OF EMPHYSEMA 59

1). Much of the work of breathing in The first principle of physiotherapy for
emphysema is done in order to expire, and it emphysema may therefore be stated as the
is wrong to add to this work by teaching any elimination of superfluous accessory muscle
active expiratory effort: any which is present activity. The natural corollaries to this are
can, in our experience, be eliminated with (1) that expiration is taught as an entirely
benefit.1 In the patients with gross tracheo- passive manoeuvre, and (2) that inspiration
bronchial collapse mentioned above, it can is taught as primarily a diaphragmatic move-
in fact be shown that more air is expired in, ment, accessory muscles being used only
say, one second, when the expiration is pas- when necessary.
sive (unforced) than when maximum effort
is put into expiring (Gandevia, 1959, 1962):
obviously the former method is the more
efficient and the more economical in terms
of work.
On the other hand, some care must be
taken in trying to eliminate the use of ac-
cessory muscle activity during inspiration
in severely emphysematous patients. If these
patients cannot obtain sufficient air using
only the diaphragm, they must use accessory
muscles to survive. Usually, in our ex-
perience, accessory muscle activity during
inspiration can be at least considerably re-
duced whilst the patient is at complete rest;
in many cases it can be eliminated. On
exercise, some accessory muscle activity
during inspiration is almost inevitable. There FIGURE 2
is one group of patients in which the in-
adequacy of diaphragmatic function is easily
recognized clinically, and in these patients If the first aim of physiotherapy is to teach
it is a serious mistake to try to eliminate all breathing with the minimum economy of ef-
inspiratory activity by the accessory muscles. fort, the second is to teach that all activities
These are the patients whose diaphragm is should be carried out with similar economy.
low and flat on inspiration; in these circum- Both these aims imply that relaxation must
stances the only effect of diaphragmatic con- form the second principle of physiothera-
traction (which is reflex and inevitable during
peutic practice. Physical and muscular re-
inspiration) is to narrow the basal chest
laxation, which includes the reduction of
diameter. This is most easily seen as narrow-
ing of the subcostal angle (Figure 2 ) . In accessory respiratory muscle activity, will
these circumstances, it is obvious that the only be satisfactorily achieved if there is also
diaphragm is contributing little or nothing mental relaxation. To this end the physio-
to the inspired tidal volume: the patient must therapist must give the patient confidence
use other muscles in order to maintain ade- tthat he has got some respiratory reserve
quate ventilation. Attempts to eliminate these (small though it may happen to be). To
upper chest movements will produce panic, this end, the physiotherapist must give much
usually manifest as refusal to persevere with time to explaining the purpose of physio-
exercises or by chaotic and unco-ordinated therapy in general, and of each "exercise"
mass movements of chest and abdominal in particular. The patient must understand
walL his disorder and his limitations: he must
1T
learn to live with his disease and to come to
£his statement may be arguable during acute, severe
exacerbations of asthma and/or "bronchitis superimposed terms with it. All too often he is constantly
on gross emphysema, but at this stage the physiotherapist fighting it, constantly in fear that he may
is unlikely to be involved.
60 T H E AUSTRALIAN JOURNAL OF PHYSIOTHERAPY

suffocate at any moment: he is afraid of T H E HISTORY, EXAMINATION AND


what he does not understand. Explanation INVESTIGATION
by the physiotherapist is of inestimable value
in restoring confidence, without which a The physiotherapist should make a careful
relatively relaxed approach to breathing and appraisal of the patient for himself by tak-
to life is impossible. ing a history and examining the patient in
relation to those factors which are relevant
In teaching relaxation, physiotherapy and to planning therapy. These factors include
psychotherapy merge. It is in teaching exercise tolerance, the pattern of daily life,
economy of effort in all the activities of daily sputum production and the pattern of
respiratory movement.
life, and in giving the patient confidence to
breathe economically during them, that Assessment of Exercise Tolerance
physiotherapeutic technique becomes as im-
Exercise tolerance may be conveniently
portant as psychological reassurance.
graded with reasonable accuracy by the fol-
lowing questions:
Those who are familiar with the principles
1. Are you able to keep up with other
of physiotherapy for asthma previously ad-
men/women of your own age going up
vocated (Bolton, Gandevia and Ross 1956;
hills and stairs or at work? / / the
Ross, Gandevia and Bolton 1958) will note
answer is No:
that precisely the same principles prove to
be appropriate for emphysema. To some 2. Are you able to keep up with others of
extent this is a matter of chance, but it also your own age at an average pace on the
reflects, firstly, the psychological overlay or flat? / / the answer is No:
tension which is common to both disorders, 3. Are you able to walk indefinitely on
and, secondly, the expiratory airway obstruc- the flat at your own pace without a
tion which is similar in both diseases. Such rest? / / the answer is No:
differences as there may be depend upon the 4. How far can you walk on the flat at
potential reversibility of the asthmatic state, your own pace without a rest?
and the permanent and considerable limita-
If above a mile or longer than half-an-
tion of effort tolerance associated with
hour, classify under 3 ; if less than 25 yards,
emphysema. One may concentrate simply on
if breathless on dressing and undressing, or
getting the former better: one must concen-
if confined to house by dyspnoea, record as
trate on adjusting the individual to the latter
Grade 5.
so that he is able to live as active and com-
fortable a life as possible. The greater im- In general, the present paper relates to
portance in emphysema of mechanical factors patients in Grades 4 and 5, or the more
in producing airway obstruction, wheeze and severely disabled patients in Grade 3 who
disability places greater responsibility on frequently find themselves in Grade 4 or 5
the physiotherapist, because faulty teaching, temporarily. The diagnosis of clinically im-
notably of active expiration, may do positive portant emphysema is untenable in relation
harm in this condition. In emphysema, the to Grade 1, uncertain in relation to Grade 2,
responsibility for determining how much the and merely probable in relation to Grade 3.
patient can reasonably be trained to do, In asking these questions make sure that
either in the way of reducing respiratory breathlessness is the limiting factor; some-
muscle activity or of increasing physical times it may be weakness in the legs, or pain
exercise, also lies very largely with the due to peripheral vascular disease, coronary
physiotherapist. In our view, these increased atherosclerosis or arthritis. In these circum-
responsibilities demand of the physiotherapist stances the questions cannot be used to indi-
a full understanding of the physiological dis- cate the severity of any lung disease.
turbances and of the physiotherapeutic If the patient volunteers the information
rationale if treatment is to be maximally that his exercise capacity varies from time to
effective. time, he is asked to answer the questions "as
THE PHYSIOTHERAPY OF EMPHYSEMA 61
though you were feeling at your best, under is prolonged: expiratory wheeze may or may
ideal conditions". He is then asked to answer not be present. The respiratory rate is
them "at his worst". The difference reflects usually in the normal range. Chest expan-
the reversible or "asthmatic" component, and sion is small and inspiratory elevation of the
the answers "at his best" give an idea of the upper chest is apparent. In severe cases,
therapeutic objective. If he does not men- the whole chest appears to move upwards
tion variability, ask him if his ability to get "en bloc". Inspiratory narrowing of the
about varies from time to time, for example, subcostal angle or indrawing of the lateral
during the course of the day, with changes in chest wall may be visible, at least when the
the weather, with alterations in the volume patient breathes in deeply; sometimes it is
or colour of the sputum. Emphysematous better felt than seen.
patients may or may not complain of wheez-
Inspiratory activity of the scalene muscles,
ing and it may or may not be audible, so that
the first accessory muscles to be used, is de-
questioning on this aspect is often unhelpful.
termined by palpation: their contraction is
In general, from the physiotherapist's view-
not visible. The sternomastoids are also pal-
point, variability in exercise tolerance is a
pated: inspection is sometimes misleading as
more appropriate index of changes in air-
they may appear prominent, although not
ways diameter.
contracting, simply because the soft tissue
Confirmation of the patient's stated exer- above the sternal notch is sucked downwards
cise tolerance should be sought by a simple by the low intrathoracic pressure during in-
exercise test such as a walk on the flat or up spiration. Expiratory contraction of the
stairs. However, patients who have been in abdominal wall is also best determined by
bed should not be exercised to the point of palpation: sometimes these muscles are held
distress unless the doctor agrees. If the taut almost throughout the respiratory cycle.
actual exercise tolerance is found to greatly The examiner's hands must be warm, and the
exceed that suggested by the history, the situ- entire examination carried out in a position
ation should be discussed with the physician which the patient regards as resting.
and the reason sought.
In less severely disabled patients, the same
The Pattern of Daily Life points need to be studied after exercise as
An appreciation of the patient's pattern ot with adequate respiratory reserve they may
daily life is essential to an understanding of not be present at rest.
the patient himself, his limitations and his
objectives. Are the positions and postures The patient's expression often reflects
he habitually assumes physiologically appro- anxiety and tension, whilst his conversation
priate and are they the most economical? and behaviour during attempted exercise will
What activities does he need to undertake? reflect his attitude towards his disorder.
How exactly does he perform them? Is Sputum Production and Quality
it possible to modify his approach to these
activities so that he may attain the same The physiotherapist's continued associa-
end by less exhausting methods? Can he be tion with the patient will allow opportunity
taught to do any of these activities more for objective assessment of sputum volume
economically in terms of work? Particular and its quality, whether mucoid, mucopuru-
attention is paid to the activities of the lent or purulent, frothy or sticky and
patient's job and, if possible, to his working tenacious. If tenacious and stringy, broncho-
conditions; if necessary, these may be dis- dilator drugs and steam inhalations may be
cussed with the doctor. These aspects are helpful: if purulent, antibiotic therapy is in-
dicated. Otherwise, the physiotherapist's
further discussed under management below.
concern is chiefly with the volume. An esti-
The Pattern of Respiratory Movements mation of the daily amount brought up spon-
The pattern of respiratory movement in taneously is of value, as if postural cough-
the typically emphysematous patient is fami- ing does not produce an increased volume
liar. Breathing is laboured and expiration in the first few days then this procedure is of
62 T H E AUSTRALIAN JOURNAL OF PHYSIOTHERAPY

doubtful value unless it reduces the effort co-operation ensured, but much is achieved
involved. The efficiency or otherwise of the in removing the fear of the unknown. We are
patient's spontaneous cough is easily assessed, convinced that it is not enough merely for the
and the presence or absence of cough patient to gain some technical mastery over
paroxysms is noted. the "exercises"; if they are to become part of
Special Investigations his way of life he must be given both con-
The physiotherapist may gain some assis- fidence and faith. The time spent in explana-
tance, or at least interest, from certain special tion is not wasted even though it may be
considerable.
investigations. In the chest radiograph, a
low, flat diaphragm should make one wary Explanations are spread over several ses-
of trying to reduce by too much the action sions and are repeated as often as necessary,
of accessory muscles of inspiration. Expira- They introduce each new phase in the thera-
tory and inspiratory films, or fluoroscopy, peutic programme, but, of course, they can-
reveal a poor diaphragmatic excursion, not be given as lecturettes in the style set out
usually less than an inch (2,5 cm.)* If below. The level of explanation, the langu-
diaphragmatic excursion exceeds two inches age, analogies and illustrations used must
(5 cm,), emphysema is not severe. Inspira- obviously be varied according to the patient's
tory and forced expiratory bronchographic intellectual capacity. The topics covered are
films reveal the gross changes in calibre of set out below.
major airways, but bronchography is not The existence and significance of a revers-
justifiable as a routine investigation. ible component are explained and illustrated:
Lowered oxygen content and an increased to many patients the asthmatic component
carbon dioxide content in the arterial blood will be obvious, and it then will be equally
indicate the need for special care in manage- obvious to them that they can set as their
ment as these changes reflect the overall in- minimum goal their exercise tolerance on a
efficiency of respiratory activity. Measure- "good day". This point is not appreciated by
ments of resting ventilation and maximum other patients whose whole outlook is domin-
breathing capacity (preferably from a single ated by their irreversible component and
forced expiration rather than by older direct their persistently poor exercise tolerance;
methods) offer some practical guidance. For consequently, they are pessimistic rather than
example, a patient with a maximum breath- optimistic.
ing capacity of 40 1/min. does not as a rule The significance of expiratory tracheo-
need any accessory muscle activity to achieve bronchial collapse is described, and if pos-
a resting ventilation of 10 1/min.; a patient sible we demonstrate on a spirometer how in
with a maximum breathing capacity of 15 fact they blow the air out less quickly if they
1/min. will almost certainly use his scalene push hard than if they simply exhale pas-
muscles to obtain the same resting ventilation. sively, or sigh.
Electromyography yields information of 'The harder you push the narrower your air tubes
interest, and, combined with measurements become: let the air fall out gently and the air
of ventilation, might provide data of the passages stay more widely open: it comes out more
utmost importance if carried out before, after easily with much less effort. For this reason you
must learn to relax and even if you're a bit puffed
and during appropriate physiotherapy. don't be panicked into blowing out hard. You can
see for yourself on the tracing that it works".
MANAGEMENT
Some explanation of the curves in Figure 1
Explanation
is given so that patients understand the point
As previously stated, we believe it to be of of breathing with minimum effort. It is ex-
fundamental importance that the patient plained that once attempts to increase venti-
should understand something of the func- lation become unduly vigorous the accessory
tional disturbance which his pulmonary con- muscles need — and take — all the extra
dition produces, and the exact aims of oxygen taken into the lungs. They may even
physiotherapy in general and each exercise require more, so that the patient is plunged
in particular. In this way, not only is better into an oxygen debt.
T H E PHYSIOTHERAPY OF EMPHYSEMA 63

'The body is a machine which requires fuel Finally, the principle of economy of effort
(oxygen) to do work. The chest collects the fuel, in all activities is explained, and the patient
and uses some of it up in doing the collecting. You
can feel your chest moving, doing the necessary told that we will teach him how to apply this
collecting, and this movement is the result of muscles to everyday tasks.
doing a bit of work, for which they need fuel.
When you're young and the lungs are in first-class TECHNIQUES
order this work is trivial, and you don't notice it.
However, if you try to breathe in and out through The technical aspects of management may
this cigarette holder you will understand that quite be described under four headings: relaxation,
a lot of work has to be done to get the air in and
out. In fact, you already know this—it feels much economy of effort in habitual and daily
the same when you are short of breath, doesn't it? activities, problems of posture, how to cope
When you start to use all those extra muscles, you with shortness of breath, and how to get rid
are really doing a lot of exercise or work just to of sputum with the least distress.
breathe, and the muscles need all the extra fuel
that they can get. So we reach, a point, all of us,
where making all this effort and using all these Relaxation
muscles is just not worthwhile. The idea of this
treatment is to teach you how to avoid getting General relaxation is easier to teach than
so short of breath and how, by relaxing as many relaxation of a particular part. General re-
muscles as possible, especially round the neck and laxation requires mental relaxation: once
shoulders, you can avoid wasting energy and doing
unnecessary work." these are achieved relaxation of the chest is
automatic. Once tension — emotional ten-
As previously indicated, in some patients sion is reflected in muscular tension — is
all accessory muscle activity cannot be elim- relieved, upper chest breathing is eliminated
inated: at this stage of explanation the or reduced and diaphragmatic movement, if
emphasis is placed simply on stopping super- physiologically possible, will predominate. It
fluous activity. It is important that the is important to remember that no matter how
patient should grasp the principle, not that much the patient's breathing appears to the
the details should be accurate. The explana- observer to be costal or upper thoracic in
tion is easier with the aid of diagrams and type, the diaphragm is always rhythmically
a mirror. contracting to exactly the same degree. Ab-
dominal movement is manifest only if dia-
The patient also needs to understand the phragmatic contraction is unopposed by
mechanism of breathing in its simplest pos- accessory muscle activity tending to raise the
sible form. It is not easy for us to realize thorax. Diaphragmatic contraction is a re-
that many patients have not the faintest idea flex phenomenon totally uninfluenced by
how or why the air gets in and out, and no physiotherapy and completely out of voli-
conception of a diaphragm working like a tional control: the pattern of thoracaco-
piston or an air pump. abdominal movements during respiration, as
seen by an observer, or of diaphragmatic
"The chest is like a box only the sides, bottom movement as seen at fluoroscopy, is deter-
and top can all expand, something like a bellows mined not by diaphragmatic contraction,
or an accordion. In most of us, breathing quietly,
the chest wall usually stays pretty still, and we which remains constant, but by the degree of
breathe mostly by moving the bottom of the box activity and tension in accessory muscles in
up and down. The bottom is actually a thin sheet the neck, abdominal wall and elsewhere. It
of muscle spread right across and shaped a bit like follows that the diaphragm, an involuntary
a piston. When we breathe in it contracts and
moves downwards to suck air in: then it 'lets go', muscle, is incapable of being "educated": that
relaxes and gently floats back up again as the air its absolute movements in space appear to be
goes out again. Another way of enlarging the chest variable voluntarily or under the influence
is to pull the top of it upwards, which we can do of physiotherapy is an illusion related to
with these neck muscles. However, this is a lot
more work and a lot less efficient, so we want you alteration in the pattern of activity of other
to learn to breathe without using them too much." muscles. This fact underlies the emphasis on
reduction in accessory muscle activity,
Again, diagnosis and demonstration make because as it is reduced, so efficiency
the explanation easier than it reads. increases. The diaphragm simply continues
THE AUSTRALIAN JOURNAL OF PHYSIOTHERAPY

to contract as before and it descends because experience and training. Some of the tech-
its action is unopposed; the abdominal wall niques are described by Fink (1954) in his
then tends to protrude. book Release from Nervours Tension, a book
which we recommend more receptive patients
We have previously mentioned the severely
to read for themselves. We do not propose
emphysematous patient with a low and virtu-
to discuss these methods here.
ally completely flat diaphragm. Observation
of these patients reveals that ventilation is Indications that satisfac-
obviously thoracic, and mainly due to thor- tory relaxation is being
acic elevation; there may even be epigastric achieved are (i) a change in
recession on inspiration (the reverse of breathing pattern from upper
normal). However, the fact that the thoracic to abdominal (with
diaphragm, though functionally useless, is the reservation discussed
still contracting is apparent from the inspira- above that the more severely
tory narrowing of the subcostal angle. We disabled the patient, the less
may once again mention that in this group scope there is for alteration
the elimination of all accessory muscle of this pattern), (ii) a
activity is impossible as this is almost all that "floppy" arm when lifted and
is maintaining ventilation. The patients are dropped gently, (iii) absence
still taught general relaxation, but it is realiz· of eyelid "flicker" when
ed that, no matter how effective this may be, asked to "shut your eyes and
full neck relaxation cannot be expected, nor FIGURE 3 go to sleep".
is the patient exhorted to achieve it. The
When satisfactory relaxation is achieved
converse of this situation is seen in the
the patient's attention is directed to the
mildly asthmatic patient between attacks,
change which will have occurred in his
where diaphragmatic contraction is entirely
breathing pattern; he may do this by gently
adequate by itself, and the upper thoracic
feeling the neck muscles and movement at
element is wholly superfluous. In these cir-
about waist level.
cumstances special emphasis may justifiably
be given to relaxation of the cervical acces- Patients who have difficulty in relaxing
sory muscles of respiration. neck muscles, particularly the erector spinae,
Most emphysematous patients are some- may be helped by the use of a infra-red lamp
where between these two extremes. It is a and gentle massage, but these aids are used
question of finding out how much accessory sparingly as the aim at all stages is to teach
muscle activity can be eliminated and how the patient to manage for himself.
much abdominal and lower thoracic move-
ment returns. The initial stages of progression are devot-
ed to obtaining relaxation of the upper chest
The best position for the patient to learn in position!'; other than side-lying. When the
relaxation is lying on one side with the arms patient is seated propped up by pillows, en·
and legs flexed (Figure 3). If the patient is sure that he is adequately supported in the
severely distressed or finds the flat position small of the back; this can be done by bring-
uncomfortable, the head of the bed may be ing the top pillow slightly forward (Figure
raised on 12" blocks. Alternatively, pillows 4). Severely distressed patienls frequently
may be arranged to raise the trunk-usually find this position most comfortable and if so,
three under the head and two under the it is more easily maintained if the foot of the
chest, with a hollow beneath the shoulder. bed is raised on small blocks or if, for short
It is essential to support the head and neck periods only, a pillow is placed under the
fully or relaxation is impossible. knees. At first the head is supported but
gradually all support is withdrawn. During
The actual methods of teaching relaxation this phase a mirror is used so that the patient
vary widely with the patient and his person- can see the action of accessory muscles and
ality and with the physiotherapist's previous can appreciate the changes when they relax.
THE PHYSIOTHERAPY OF EMPHYSEMA 65

Relaxation is not always easily achieved in position the weight of the body may be shift-
this position and the following aids are ed from side to side and, finally, the patient
sometimes helpful. is taught to relax whilst standing without
support.
1. Allow the head to drop forward on the
chest; the range of forward flexion is often Economy of Effort in Habitual and Daily
limited when the posterior cervical muscles Activities
are "tight".
To establish the idea of a relaxed upper
2. The head may be rested back on pillows chest as a permanent habit the patient must
but the chin should be gently tucked in learn to incorporate habits of general re-
without adding to the work load of the laxation in all his daily activities. No matter
neck muscles; the law of reciprocal inhibi- how imperfectly the above techniques have
tion implies that if the prevertebral been mastered the following measures are
muscles are contracting then the powerful suggested to the patient as a routine.
erector spinae muscles may relax.
Specific times are suggested at which the
patient should recall his need to relax
generally, and in particular to relax his head
and shoulders — for example, whenever he
stops the car at traffic lights or whenever he
looks at his watch. An ideal opportunity is
on retiring at night, when the side-lying posi-
tion is conveniently adopted. If practical,
a rest in this position is a reasonable post-
prandial routine even at the office.

Stretching and yawning can reflect relaxa-


FIGURE 4 tion as well as illustrate certain points.
Yawning, which involves a reflex contraction
of the diaphragm, serves to demonstrate to
The next step is to teach slow turning of
the patient how air can "fall" out of the
the head and sideways flexion whilst main-
chest.
taining relaxation of the upper chest. Once
this stage is passed all further progression is In many tense patients it is frequently
aimed at establishing upper thoracic relaxa- obvious that personal mannerisms and habits
tion as a natural breathing pattern at all are wasteful and energy-consuming; by
times. observation of these, ways and means can
often be suggested by which the same re-
The next phase is to sit the patient on the sult may be achieved with less effort. Some
edge of the bed and teach him to relax the patients unnecessarily emphasise points in
head and neck by letting the chin drop on speech by using their hands; this is to be
the chest. He is then taught to sit up straight avoided, as raising the arms immediately
without recurrence of upper thoracic move- tenses the shoulder muscles. In any case, the
ment and later again he learns to do so while mannerism does not indicate a relaxed frame
swinging his legs. Endless variations on this of mind. Other patients talk with great
theme are possible provided the main purpose rapidity for twenty or thirty words before
of introducing an outside activity without stopping to take a breath; they will often
promoting upper chest movement is kept in complain that they feel short of breath after
mind. The same principles apply in the talking for only a few minutes. This is easily
standing position where again it is conveni- remedied if the patient learns to pause at the
ent to begin by allowing the patient to "drop" end of phrases and sentences, but it requires
the head and shoulders with the arms rest- patience and perserverance before they can
ing on a pillow on the heart table. In this overcome the habit of a lifetime. Many
66 T H E AUSTRALIAN JOURNAL OF PHYSIOTHERAPY

patients find for themselves that they are In the former group, the proper use of a
able to eat with greater comfort if they do so "heart table" may be found helpful: most
slowly and have small meals six times a day "heart tables", incidentally, are too high for
rather than one or two large ones. Some comfort, and two or three firm pillows across
patients suffer from malnutrition because eat- the knees may be found more comfortable.
ing, particularly in company when conversa-
tion is inevitable, makes them short of breath. Frequently a position fixing the shoulder
girdle, developed whilst the patient was short
Other patients heave themselves to their of breath, becomes one of the subject's persis-
feet from a chair by using their arms, im- tent habits, in the same way as does the
mediately tensing themselves and begining faulty breathing pattern. In the process of
to use the the accessory muscles in the neck. reducing the activity of accessory muscles
This can be avoided if the patient first leans these habits must be recognized and dis-
forward so that his nose is over his knees, pensed with. Thus, patients will be found
when it becomes possible to stand up using who habitually tend to sit with hands clasped
only the leg muscles. Many car drivers may behind the head, or stand to talk with
learn to hold the steering wheel of a car in a hands unnecessarily gripping a railing;
relaxed fashion rather than in a tight grip. frequently they sit precariously on the
Habits of dressing may be changed: it is edge of a chair gripping a table. It is de-
easier to put on a cardigan than a jumper sirable to offer these patients some alterna-
and brogues save the effort of doing up shoes; tive place to put their hands rather than
a partial alternative is a long shoe horn. merely to adopt the negative attitude of say-
ing "don't do it". For example, when sitting
These are merely illustrations of the in- at a table the patient should sit on the whole
numerable small ways in which the patient of the chair so that his back is supported; his
can be helped to learn to relax and to make hands should rest lightly on his knees or on
relaxation a way of life. Ling Yu Tang sums the table. The chair in which the patient
up the problem in a delightful treatise on usually sits should be one which is designed
the art of loafing: "Those who are wise will to give maximum support to the head, neck
not be busy, and those who are busy cannot and shoulders. This can easily be achieved
be wise. The wisest man is he who can loaf if the front of the chair is raised about an
the most gracefully". inch on blocks; it often helps to rest the feet
on a stool. The arms of chairs used should
Problems of Posture not be so high that when the elbows are rested
on them the shoulders tend to be pushed
Attention is paid to the patient's customary
upwards towards the ears.
posture while sitting, walking and in bed.
Thess should be comfortable and relaxed,
The Avoidance of the Shortness of Breath
and should favour rather than impede res-
piratory movements. For example, severely The patient's main complaints are that he
disabled patients sometimes habitually grasp is short of breath when he tries to do certain
the head of the bed with every muscle in the essential activities and that he finds it difficult
arms and shoulder girdle working hard; the to regain his breath easily* Some attention
effort used is quite disproportionate. must be paid to the specific situations which
each patient has to face. It is explained that
However, in some patients, who are if he can avoid developing the upper chest
dyspnoeic at rest, a resting posture which movement, with the extra work that it entails,
fixes the shoulder girdle is an advantage as then he will feel more comfortable and he
the accessory muscles can act more efficiently will appreciate that he still has some respira-
from one fixed point. This is not conducive tory reserve.
to a relaxed head and shoulders and an ap-
preciation of the appropriate approach must Furthermore, in more severe cases, the
be made for each patient. In less severe vicious circle of more work for the respira-
c&ses, a wholly relaxed posture is preferable. tory muscles creating a demand for more air
THE PHYSIOTHERAPY OF EMPHYSEMA 67

to be taken in is avoided. Modified time and tasks which make him short of breath so
motion studies are the basis of management. that he can learn for himself how to carry
For example, the severely disabled patient out these manoeuvres using short rests at
who has difficulty in walking across the room appropriate intervals. He is also taught
may be helped by the simple expedient of various positions for resting with the head
pausing after every few steps to deliberately supported and the shoulders relaxed so that
take a breath in. The timing of the steps and the most efficient use may be made of each
breath depends upon the patient's natural short rest period, For example, when walking
breathing rate and it is a matter of trial and along the street he may lean sideways against
error to determine the number of steps, the a post (Figure 5) or rest with his back to the
speed at which they are made and the inter- wall and his feet about two feet away from it
vals required; it is important to avoid im- (Figure 6) so that the friction of the back
posing a rigid, unnatural rhythm on either against the wall allows the head to rest and
their walking or their respiratory activities. the shoulders may be relaxed. On stairs the
patient may again lean sideways with one
foot on one step and the other on the next.
It is inevitable that there will be occasions
when the patient will become short of breath,
and it is therefore necessary to show him
how to cope with the situation.
At the onset of discomfort he should stop
and adopt any feasible resting position,
whether sitting, standing or lying. If rest
at the onset is impractical, and dyspnoea
becomes established, then any position with
the shoulder girdle fixed, for example, grip-
ping a rail, is an advantage; as the dyspnoea
subsides the position should be modified
to allow support of the head and neck. In
severely ill patients confined to bed on a
"bad day" the side-lying position for re-
FIGURE 5 FIGURE 6 laxation is probably the best to use of the
positions discussed above. Any form of
The value of "slowing down" many activi- mental relaxation and diversion is a valuable
ties may be illustrated to the patient by a aid; patients should read a book or watch
simple example. A patient who is uncom- television rather than sit and think. It is
fortably dyspnoeic at the top of a flight of patients in this group, where even the diffi-
stairs may rest for up to ten minutes to re- culties of getting about the house are ex-
cover and yet still feel uncomfortable when treme, that a walking frame is considerable
he moves on. The time taken for the whole value. Horizontal rests for the forearms are
operation may be about twelve minutes. set just below elbow level so that the patient
However, if he pauses after every three or walks in a slightly stooped position. This
four steps for half a minute or so — longer posture favours diaphragmatic movement by
than is usually taught — then the total time facilitating abdominal wall relaxation and
taken to climb the stairs will be about five inspiratory accessory muscle activity by fix-
minutes and he will have virtually no dis- ing the shoulder girdle. The use of the
comfort at the top. Similar routines can be frame, with data on its beneficial effect on
applied to bathing, dressing or any daily respiratory function and exercise tolerance, is
activity which the patient finds uncom- described in full by Moran Campbell (1957).
fortable. He must grasp the idea that he We have used this apparatus for three
should take notice of the regularly recurring patients with good effect.
68 T H E AUSTRALIAN JOURNAL OF PHYSIOTHERAPY

The Disposal of Mucus give one big cough. This manoeuvre is taught
initially with the patient sitting up. A forced
One of the most distressing problems which expiration after a deep inspiration may help
the emphysematous patient has to deal with to facilitate subsequent removal by coughing.
is the removal of sputum; this task often Provided the expiration is not continued be-
produces intense dyspnoea or cough syncope. yond two or three seconds, this procedure
For physiological reasons associated with the alone may prove less distressing and almost
disturbances of intrapulmonary mechanics, as productive as coughing, but if it induces
the cough mechanism in emphysema is im- wheezing, as it sometimes does, it should not
paired, and coughing is inevitably somewhat be continued.
inefficient. No cough is fully effective unless
it explodes from the position of full inspira- For each patient there appears to be an
tion. In emphysematous subjects, a single appropriate duration for posturing. This
cough, even from this position, is frequently should rarely, if ever, exceed ten minutes.
unproductive, and there follows a paroxysm Usually three or four good coughs are
of coughing in which a succession of coughs adequate. Posturing is reduced to the mini*
follows throughout a single expiratory phase, mum time which is consistent with the ex-
This expiration is immediately followed by pectorating of sputum; it is useless to prolong
a more or less full inspiration and a further posturing further. It is preferable to posture
series of expiratory coughs. The result is two, three or four times daily for short
that within a few seconds the patient is ex- periods rather than for a longer period once
tremely distressed and dyspnoeic. This or twice daily. In any case, if posturing, when
sequence of events must be avoided. It is the patient is practised and experienced, fails
essential to insist on only one cough per to produce sputum with greater facility than
breath and this cough is made from the posi- when sitting or standing it should be elimi-
tion of full inspiration. It is also possible nated altogether.
to learn to take an intermediate breath or
two without coughing. Some assistance, whether psychological or
otherwise is immaterial, may be given by the
use of a hot water bottle under the ribs or
A careful combination of the mechanical
procedures available will usually facilitate by some source of warmth such as a radiator
sputum removal. Postural drainage can directed at the middle of the back. External
usually be introduced gradually although at percussion is used only if the patient does not
first it may only be possible for the patient find it uncomfortable, as distressed patients
to lie flat on one side. It is essential that the frequently do, and if it is demonstrably more
patient should have learnt to relax before any efficient than unaided posturing. Forcible
deliberate forcible manoeuvre is introduced chest compression is contraindicated in
and indeed before he is tipped into an un- emphysematous patients.
natural position. He is also reassured that if For use at home, the most effective aid is
at all distressed he will be helped to sit up a spare bed permanently raised on two
immediately. Prior to posturing, a hot drink
kitchen chairs. If in a spare room, it should
or an inhalation, either of steam or of an
be warmed prior to use.
aerosol containing a bronchodilator drug, may
be helpful; so too may a little physical activity. The patient is taught the significance of
With the patient lying on his side, with his mucoid and purulent sputum and he is
head on one or two pillows and his shoulders advised to report any change towards in-
on the mattress, the foot of the bed is gently creased purulence to his* physician,
raised 15" to 18" (38 to 46 cm.). With
severely disabled patients it is sufficient at first SUMMARY AND CONCLUSIONS
merely to teach relaxation, in order that they
may gain some confidence in the position 1. Terminological difficulties have compli-
before proceeding to any active measures. cated the physiotherapist's understanding
When this has been achieved the patient is and management of emphysema. Defini-
taught to take a single deep inspiration and to tions of asthma, chronic bronchitis and
THE PHYSIOTHERAPY OF EMPHYSEMA 69

emphysema are given which place methods of teaching economy of effort in


emphasis on the fact that emphysema im- relation to posture and everyday activities.
plies irreversible obstructive lung disease. Means of avoiding and coping with short-
2. Certain physiological implications of per- ness of breath are described.
sistent airway obstruction are outlined 7. The production of sputum is a mechanical
with special reference to the necessity for problem to which the physiological
increased work simply to breathe. The principles described do not apply. Con-
work of breathing in emphysematous sub- ventional methods of facilitating sputum
jects increases disproportionately as removal are appropriate provided they are
minute volume increases: this is reflected productive and not exhausting.
by the increased use of accessory muscles.
These muscles are less efficient than the
diaphragm, and to reduce or eliminate REFERENCES
their excessive use (probably conditioned BOLTON, J. H., GANDEVIA, B. and Ross, M. (1956),
by psychological factors) in favour of "The Rationale and Results of Breathing Exercises
in Asthma," Med. / . Aust, 2 :675.
"diaphragmatic" breathing is advocated
as the first principle of physiotherapy in CAMPBELL, A. (1961), "Disturbances of Respiratory
emphysema. Mechanics in Emphysema," Roy. Melb. Hosp. Clin.
Rept, in the press.
3. The second principle of physiotherapy for CAMPBELL, E. J. M. (1957), "Portable Oxygen Equip-
emphysema is relaxation, mental and ment and Walking-Aid in Pulmonary Emphysema,"
physical, general as well as local (that is, Brit Med. /., 2 : 1518.
thoracic). CAMPBELL, E. J. M. (1958), Respiratory Muscles and
the Mechanics of Breathing. London, Lloyd Luke,
4. These two principles reflect the basic aims
CIBA SYMPOSIUM (1959), "Terminology, Definitions
of phvsiotherapy, which are to teach the and Classifications of Ghronic Pulmonary Emphy-
patient to breathe and to carry out all sema and Related Conditions," Thorax, 14 :286.
everyday activities with maximum FINK, D. H. (1954), Release from Nervous Tension.
economy of effort London, Allen & Unwin, 2nd ed.
5. An outline is given of those aspects of the GANDEVIA, B. (1959), "Pulmonary Function and
history, examination and investigation of Physiotherapy," AUST. J. PHYSIOTHER., 5 : 87.
emphysematous patients which are relevant GANDEVIA, B. (1962), "The Forced Expiratory Spiro-
to physiotherapy. gram of Gross Tracheohronchial Collapse in
Emphysema," Quart / . Med., in the press.
6. Physiotherapeutic management is described Ross, M., GANDEVIA, B. and BOLTON, J. H. (1958),
in detail with special reference to tech- "The Rationale, Methods and Results of Physio-
niques of explanation and relaxation and therapy for Asthma," AUST J. PHYSIOTHER,, 4 : 1 1 .

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