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Policy Brief 2
March 2013
C O M M U N I T Y - B A S E D
SANITATION LESSONS LEARNED
FROM SANIMAS PROGRAMME IN
INDONESIA
1. Introduction in the region. According to World Bank &
Australia AID (2013), only about 1% of the
With a population of 242.3 million as of urban wastewater, or approximately 115
2013, Indonesia has become the fourth million litres per day, is treated in Indonesia
most populous country in the world, with and 14% of the population defecates in the
over half (51%) living in urban areas (World open (Fig. 1). The cost to improve sanitation
Bank, 2013). As with other Southeast Asian in Indonesia is estimated at 384 trillion IDR
countries, however, Indonesia is still facing (42.7 billion USD) at minimum. Inadequate
many sanitation problems due to its rapid sanitation and poor hygiene have led to more
population and urban growth. One of the than 120 million disease episodes and 50,000
critical problems is poor domestic wastewater premature deaths annually. Consequently,
and septage management, especially in the direct economic impact is more than
urban areas, many of which lack adequate 3.3 billion USD per year, and the overall
sewerage and drainage systems due to adverse economic impact was estimated
lack of capital. Conventional centralised at 6.3 billion USD per year, or around 2.3%
approaches to wastewater management of its gross domestic product (GDP) (WSP-
have generally failed to address the needs of EAP, 2008). Meanwhile, on-site sanitation,
poor communities in urban, peri-urban and mainly septic tanks, is often inappropriate
rural areas of Indonesia. Access to piped to address the problem, thus necessitating
sewerage in Indonesia is one of the lowest intermediary and complementary solutions.
Figure 1
Direct sewerage
(No septic tank)
Total
< 1% Wastewater wastewater
safely collected treated
Septic tank 1%
with sewerage
< 0.5%
Communal toilets
0%
Septage safely Septage safely
disposed pr treated
collected
Septic tanks 4%
Urban population No sewerage
110 million
62%
Open defecation
14%
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Since 2006, thanks to the strong commitment The government of Indonesia sees these
and extensive efforts of the government of community-based sanitation programmes as
Indonesia via multi-stakeholder partnerships the best way to eradicate open defecation
with the Australian Government, NGOs and improve sanitation, especially in poor
as well as international donor agencies dense urban settlements, until full municipal
such as the World Bank, JICA and ADB, sewerage and wastewater treatment
a number of decentralised wastewater becomes a feasible option.
treatment plants through community-based
sanitation programmes called SANIMAS The main objective of this policy brief is to
have been constructed focusing on poor and review Indonesia’s experience in managing
densely populated urban areas, which can urban wastewater in the context of low sewer
help to close the gap between on-site and coverage, with a special focus on community-
centralised systems. These programmes based sanitation programmes, namely
have helped to reduce 60% of hygiene- and SANIMAS. Based on this experience, positive
sanitation-related diseases in intervention outcomes will be identified and shared
areas during the period 2000–2010 (BORDA, among policymakers and water professionals
2011). In 2010, the Government of Indonesia of local and national governments, potential
started a new SANIMAS programme which international donor agencies, as well as
will run until 2014 and aims to implement entities from other countries planning to
1,000 units per year. As stated in the mainstream community-based sanitation as a
National Mid-term Development Plan 2010– sustainable sanitation solution for the urban
2014, 70 million inhabitants lacking basic poor in other densely populated areas of
sanitation are to have access to sanitation Asia.
facilities through centralised systems (5%),
communal or decentralised systems (5%)
and on-site sewage systems (90%) by 2014.
2
Household septic tanks are still the of generated septage is treated (World Bank
preferred and common choice for residential & Australia AID, 2013). In addition, limited
wastewater treatment in Indonesia. Thus, it budget allocation from local government (LG)
is estimated that the amount of generated makes it difficult for responsible institutions
septage will steadily increase. Indonesia has to operate, undertake maintenance activities
in total about 150 septage treatment plants and monitor the effluent.
in large and medium-sized cities, which were
constructed over the past 20 years, but 90% b. Key issues, challenges and constraints in
of these facilities have closed down or run on wastewater and septage management
very low volumes due chiefly to institutional
problems, low loading inputs due to low There are a number of issues and challenges
quality septic tanks, difficulties with vehicular related to sanitation management at different
access and illegal direct desludging to water governmental levels in Indonesia. A summary
bodies (Sudjimah, 2013). As a result only 4% of these challenges is presented in figure 2.
Figure 2 Low political will and prioritisation to improve sanitation at all government levels, as evidenced from limited
budget allocation of both local and central government. Funding allocation for sanitation projects or
programmes is only 1‒2% of district budget.
Many existing policies and regulations are outdated ; enforcement of relevant policies and regulations is weak,
At national level especially for environmental sanitation.
Lack of coordination among related agencies responsible for sanitation facilities and infrastructure development.
Lack of penalties.
Limited funding resources and investments.
Limitations of human resource capacity and lack of qualified personnel.
Limted availability of Master plans for sanitation developments.
Most of strategies for the sector are created at the national level. Thus, translating these strategies to the
provincial and local levels is very challenging.
At provincial level No clear institutional arrangements for wastewater and septage management at local government level.
Weak capacity and lack of incentives to implement and manage sanitation activities.
Lack of progress monitoring.
Lack of effective approach for inter-agency collaboration with the full range of sanitation stakeholders on
planning and service delivery.
Limited capacity for planning, infrastructure development, service delivery and sanitation promotion.
At city level Lack of appropriate mechanisms for accessing and allocating capital funds.
Lack of mechanisms to promote private sector involvement in service delivery (e.g., in safe removal, treatment
and disposal of septic tank sludge).
Poor operation and maintenance of existing infrastructure.
Low community awareness, participation and demand for improved sanitation services; ignorance of impact of
At community defecation in rivers or wells on others' health due to ingrained lifestyles at community level.
and household
level
3 3
• Decentralisation Law of 2004 has • The 2008 National Policy and
helped to strengthen the legal Strategy on Domestic Wastewater
framework of the sector. According Management provides direction
to this law, district or provincial and guidance to national and
governments are responsible for local governments, private sector,
providing water and sanitation communities and other stakeholders
services to the communities within on how to achieve national and
their authority, including drafting local MDGs targets related to wastewater.
regulations. District or provincial This policy is the basis of all planning
governments also have the right and programmes in domestic
to establish the local operational wastewater development, and aims
framework, including tariffs and at improving access to infrastructure
sanctions for rural and urban water and wastewater through on-site
supply and sanitation. Meanwhile, and off-site systems in both urban
the central ministries focus on policy and rural areas, with a priority
development, standard setting on the low-income segment.
and capacity building. However,
at the national level, guidance on • National Medium-term Development
sanitation and septage management Plan (RPJMN) for 2010–2014
remains unclear and incomplete. sets the targets for wastewater
Consequently, enforcement of this management as follows: (i) Indonesia
law is insufficient at all levels, which to be 100% free of open defecation;
provides incentive for polluters to (ii) 10% of the total population
reduce their impacts due to the t o b e u s i n g o ff - s i t e w a s t e w a t e r
already polluted state of the receiving management systems; and (iii) 90%
bodies. Current controls focus more of the population to have improved
on the obligations of polluters than on-site or shared facilities (Fig. 3).
on the management role of public
bodies.
Figure 3
STBM
On-site sanitation
(90%)
Target
Septage 2014
management
Community based
Intermediate solution
(SANIMAS)
Expansion of existing
centralised system
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a. On-site management (small and medium- Indonesian government does have a national
sized cities, provinces) policy on off-site sanitation management
systems, called the National Programme for
Indonesia’s “National Standard Code for Community-Based Total Sanitation (STBM).
Planning Septic Tanks with Absorption Initiated by the Ministry of Health in 2006
System” provides guidelines for the design and integrated into national policy in 2008
and construction of septic tanks, and for as stipulated by Minister of Health Decree
the design, operation and maintenance Kepmen no. 852/Menkes/SK/IX/2008, STBM
of septage treatment facilities. However, aims to prevent and lower the occurrence
there is no legal, institutional or financing of sanitation-related diseases through
framework for septage collection, treatment modifying social behavior and eradicating
or disposal. Most local government units open defecation habits to create a better
(LGUs) are unable to provide comprehensive environment.
septage management and the enforcement
of these codes is insufficient. Consequently, The Community-Led Total Sanitation (CLTS)
most individual on-site sanitation systems are approach is one of the main components in
not built to code (AECOM & Sandec-Eawag, this programme, which aims to stop open
2010). defecation through community action. Under
this initiative, the Ministry of Public Works has
b. Off-site management (large cities) implemented a community-based sanitation
programme known as SANIMAS for peri-
Currently there are no legal arrangements urban areas, and around 569 locations in 31
regarding off-site domestic wastewater provinces had benefited from the programme
management in either the centralised since its inception in 2004 as of 2012 (WEPA
or decentralised system. However, the Commission Report, 2013).
5 5
b. Off-site management not been clearly defined. Thus, defining the
specific roles of provincial government in this
The responsibilities for urban sanitation area is becoming an urgent task.
services among different levels of
government are as follows: Local governments have overall responsibility
for the provision of urban sanitation services.
National government has the overall However, the assignment of specific roles
responsibility for coordination of the sector to municipal departments and other city-
such as formulation of sanitation policies and based agencies differs greatly from one
strategies, regulations, minimum standards city to another. For instance, in the case of
and monitoring. The National Development sewerage, responsibility may belong to the
Planning Agency (Bappenas), the Ministries wastewater management utility (PDPAL), the
of Public Works, Ministry of Health, and water utility (PDAM), the water resources
Ministry of Home Affairs (the latter being department or the department of public
responsible for local government) and the works.
Environment Agency all have roles in urban
sanitation, however Bappenas still plays In order to improve coordination and
the lead role in decision making. National cooperation among these agencies, a
government is also in charge of the Water national multi-departmental sanitation
and Sanitation Sector Policy Formulation working group has been established in 2007,
and Action Planning project (WASPOLA), the and headed by Bappenas. However, policy
Indonesia Sanitation Sector Development development in the sector so far has mainly
Programme (ISSDP) and the Acceleration focused on community-based services,
of Sanitation Development Programme which emphasized more on rural and peri-
(PPSP). Meanwhile, the Ministry of Health is urban sanitation. Unfortunately, there is no
responsible for promoting rural sanitation. policy for urban sanitation. In other words,
the policy framework underlines more on
Provincial governments have to date not the roles of communities without addressing
been involved in urban sanitation services issues that need institutional attention.
because their roles and responsibilities have
a. Programme description
The SANIMAS programme (Sanitation by
Community) is based on community-driven
development principles, and is tasked with
providing wastewater infrastructure for the
crowded urban slum populations. Starting
in 2005, following the success of the pilot SANIMAS system in Bekasi city, Indonesia
Source: Bao, 2013
programme in six cities over the years 2003
and 2004 initiated by BORDA, World Bank Since 2006 the Ministry of Public Works began
and Australia Government, the Government to replicate the SANIMAS approach using its
of Indonesia via the Ministry of Public Works own budgets, however, long-term operation and
has committed to increasing resources to maintenance systems are still underdeveloped.
support a replication and scale-up approach Since 2007 this approach has been considered
for community-based decentralised a success and the central government
wastewater treatment systems (DEWATS) adopted SANIMAS as a national programme
nationwide through SANIMAS programmes. to accelerate sanitation development by
SANIMAS used the demand-responsive replicating it to other cities, in order to achieve
the MDG targets. Concurrently, many donors
also participate and invest in this programme.
The Islamic Development Bank (IDB) and the
Asian Development Bank (ADB) are part of
efforts to replicate the programme.
6
SANIMAS used the demand-responsive of their preferred option. According to a
approach (DRA) principle, in which local recent World Bank (WSP, 2013) report, 77%
government expresses their interest have been community sanitation centers
by budgeting on budget plan. Central (CSC) with toilets and washing and laundry
government will select the participating city/ facilities, as most members of communities
community by several criteria, such having benefiting from SANIMAS had no toilets, and
join PPSP programme, had city sanitation further, because biodigesters can provide
strategy, and Mid-term Investment Planning gas which can be used for cooking, hot
for Wastewater Sector. Participating cities/ water and lighting for the SANIMAS facilities
communities were selected through a area. Meanwhile, 16% of cases were for
transparent, competitive process based on wastewater collected from household toilets
the standard criteria that included technical by a simplified sewer system (SSS) and
feasibility, willingness to contribute and gravity-fed to a DEWATS plant. For the
experience with other self-help projects. remaining 6%, a local sewer network and a
communal sanitation facility were combined,
b. Technological solutions making these the most inclusive as they
accommodate both household connections
In the SANIMAS programme, communities and access to sanitation for those unable to
are often offered three options for sanitation connect to the network.
system improvement:
For the treatment facilities, communities are
(i) Communal or shared septic tanks, offered three choices of technology, which
normally applied for a group of four target both grey water and black water:
to five households. In this option, the
households have to build their own toilets (i) Anaerobic Baffled Reactor (ABR): A
and connect it to the shared septic tank. chamber with multiple compartments to treat
wastewater anaerobically. ABRs can be
(ii) Enhanced communal bathing, washing made of concrete and Glass Reinforced Fiber
and toilet block facilities (also known as (GRF). To date, this option has been the most
MCK facilities) including biogas capture commonly used technology in SANIMAS
and reuse (this option is sometimes programmes in Indonesia (Fig. 5a).
referred as “community sanitation centers”)
(ii) Anaerobic Filter: A chamber of multiple
(iii) Simplified sewer system with a communal compartments equipped with a filter (volcanic
sewage treatment facility (usually a baffled rock, bio-ball or any other media) (Fig. 5b).
reactor). In this option, the households need
to build their own toilets and connect it to the (iii) Aerobic Reactor: A chamber equipped
sewer. with oxygen supply.
Figure 5
Treatment facilities
Source: Sudjimah, 2013
7 7
The treatment facilities can be equipped with Central Government Budget
a biodigester, which can produce methane
(CH4) usable as an alternative energy source (i) Construction cost
for household activities such as cooking,
lighting or water heating. MCK facilities (ii) Cost of training of local facilitators
equipped with a biodigester are known as
MCK ++ (MCK plus plus) and can serve (iii) Salary for local facilitators (2 persons/
50–150 households depending on the size SANIMAS site)
of land available. If a community chooses
a simplified sewer system, it is important Local Government Budget
to pay attention to the location of treatment
facilities, which can be in open areas such as (i) Empowerment cost such as socialisation
roads, public areas or other open areas, but cost and rapid participatory assessment
preferably where easy access to desludging (RPA) cost for selection of location
trucks is possible.
(ii) D e t a i l e d e n g i n e e r i n g d e s i g n
Typically, house owners would like to have (DED) and community action plan
private facilities connected to a simplified
sewer system. Meanwhile, occupants of (iii) T r a i n i n g o f c o m m u n i t y -
rental housing often prefer shared toilet based organizations (CBOs)
blocks. All of the options are suitable for and construction workers
community sizes ranging from 100 to
200 households. Each of these options (iv) Training for operators and users
costs about Rp 3 million (about $310). For
instance, for a community of 100 households, (v) Empowerment for sustainability of
the central government grants Rp 100 million SANIMAS
(about $10,300) or one third of the cost. The
local government then invests the balance Community
of 200 million IDR (20,700 USD) and the
community invests an equivalent of 2–5% in (i) C a s h t o o p e n a n a c c o u n t a n d f o r
‘in kind’ labor or land, food, etc. contribution operational and maintenance costs
to build the facilities (WSP, 2009).
(ii) Fund non-cash (in-kind) such as land,
c. Funding mechanism of the programme goods, labor, and other contributions.
8
d. Responsibilities of different stakeholder and local government and communities. The
groups in SANIMAS programme roles of different stakeholder groups in the
management of SANIMAS programmes are
SANIMAS programmes have been described in Fig. 6.
implemented and managed by both national
Figure 7
9 9
Lesson learnt from SANIMAS programme in lack the knowhow to access such,
Indonesia and recommendations while provincial governments have
funds but do not know how to disburse
Sanitation planning them. This highlights the need for
further improved communication
• Bottom-up planning for community/ among governmental agencies.
neighborhood scales and top-
down planning for city-wide/ Institutional arrangements
regional scales need to be combined
to accomplish sufficient public • Indonesia needs to develop a
access to sanitation infrastructure. comprehensive national sanitation
strategy with defined objectives and
• C o m m u n i t y - b a s e d D E WAT S clear institutional roles from national
is an effective and promising to local level, and to provide a
approach for poor communities framework and guidelines for actions
in dense urban settlements. at both national and local level.
10
6. References
Authors: AECOM & Sandec-Eawag. (2010) A Rapid Assessment of Septage Management in Asia: Policies and
Practices in India, Indonesia, Malaysia, the Philippines, Sri Lanka, Thailand, and Vietnam. AECOM
NGOC BAO Pham International Development, Inc. and the Department of Water and Sanitation in Developing Countries
Policy Researcher (Sandec) at the Swiss Federal Institute of Aquatic Science and Technology (Eawag). Available on internet:
http://www.waterlinks.org/library/septage-management/septage-report
Institute for Global
Environmental Strategies Bao, P.N. (2013) Picture has been taken at the field trip held during the WEPA Workshop on “Decentralised
(WEPA Secretariat), Japan Domestic Wastewater Treatment in Asia” held on 14th November 2013 in Jakarta, Indonesia.
BORDA (2011) SANIMAS - Sanitation by the Community in Densely Populated Low Income Areas
in Indonesia by BORDA and its Network. Available on: http://www.solutionsforwater.org/wp-content/
Tetsuo Kuyama uploads/2011/11/SANIMAS_BORDA-1.pdf
Manager
(Water Resource Management) Mursito, D. (2013) Introduction of Decentralised Domestic Wastewater Management System in Indonesia.
Proceedings of WEPA Workshop on ”Decentralised Domestic Wastewater Treatment in Asia” held on 14th
Institute for Global
November 2013 in Jakarta, Indonesia.
Environmental Strategies
(WEPA Secretariat), Japan Sudjimah, E. (2013) Indonesia National Policy & Strategy on Environmental Sanitation Management.
Proceedings of WEPA International Workshop held on 18th -19th February 2013 in Siem Reap, Cambodia.
World Bank & Australia AID.(2013) East Asia pacific Region Urban Sanitation Review – Indonesia Country
Study. Available on internet: http://www.worldbank.org/content/dam/Worldbank/document/EAP/Indonesia/
indonesia_sanitation_report.pdf
World Bank. (2003) Indonesia Environment Monitor 2003. Special Focus: Reducing Pollution. World Bank
Indonesia Office, Jakarta, Indonesia.
World Bank. (2013) World Development Indicators 2013. Washington, DC: World Bank. doi: 10.1596/978-0-
8213-9824-1. License: Creative Commons Attribution CC BY 3.0
World Health Organisation and UNICEF. (2013) Progress on sanitation and drinking-water - 2013 update.
World Health Organisation, Geneva, Switzerland.
WSP (2009) Urban Sanitation in Indonesia: Planning for Progress (Field Note). Water and Sanitation
Programme-East Asia and the Pacific, Jakarta, Indonesia. Available on internet: http://www.wsp.org/sites/
wsp.org/files/publications/Urban_San_Indonesia.pdf
WSP-EAP. (2006) Review of Public Financing for Water Supply and Sanitation in Indonesia. Water and
Sanitation Programme - East Asia and the Pacific (WSP-EAP), World Bank Office in Jakarta, Indonesia.
Layout:
Yumi Nishimura
Institute for Global
Environmental Strategies, Japan
Contact: Acknowledgements:
WEPA secretatiat Following WEPA partner and advisor kindly provided valuable comments and suggestion for this
Institute for Global Envrionmental Strategies policy brief;
[IGES] Yun Insiani, Head of Infrastructure and Services, Ministry of Environment, Indonesia
Natural Resources and Ecosystem Services Area Zuchrufijati, Water Expert, Indonesia
Daisuke Sano, Associate Professor, Hokkaido University, Japan
2108-11 Kamiyamaguchi, Hayama, Kanagawa,
240-0015, Japan
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