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ABSTRACT
Objective: Underweight and stunting are serious problems in Ecuador that require interventions in the
first 2 years of life. The researchers assessed the effectiveness of a Positive Deviance (PD)/Hearth community-
based intervention using local foods to improve infant and young children’s nutrition.
Design: A quasi-experimental nonrandomized study was conducted between March and October, 2009.
Setting: The intervention and study were implemented in the Ecuadorian highlands provinces of Chim-
borazo and Tungurahua.
Participants: Eighty mother–child pairs in 6 intervention communities and 184 mother–child pairs in
9 comparison communities.
Intervention: Mothers met in participatory peer-led PD/Hearth cooking and nutrition education sessions
for 12 days.
Main Outcome Measures: Dietary intake and nutritional status were collected at baseline and 6-month
follow-up.
Analysis: Multiple linear and logistic regression were used for growth outcomes, and ANCOVA for
mean dietary intakes.
Results: Mothers in the intervention were 1.3–5.7 times more likely to feed their children the promoted
foods (P < .05). Children in the intervention consumed a higher percentage of recommended intakes for
iron, zinc, vitamin A, protein, and energy (P < .05) at follow-up and had improvements in weight-for-age
z-score (b ¼ .17; 95% confidence interval, 0.01–0.31). Likelihood of underweight was reduced for children
in the intervention (odds ratio ¼ 0.36; 95% confidence interval, 0.13–0.96)
Conclusions and Implications: The PD/Hearth interventions support mothers to improve infant and
young children’s nutrition practices and reduce underweight.
Key Words: nutrition intervention, child, complementary feeding, Positive Deviance/Hearth, under-
weight, local foods (J Nutr Educ Behav. 2016;-:1-8.)
Accepted October 8, 2016.
INTRODUCTION
Despite progress toward the millen-
nium goals, like many developing coun-
1
Research & Evaluation Unit, Micronutrient Initiative, Ottawa, Ontario, Canada tries, Ecuador fell short of meeting the
2
Centre for Indigenous Peoples’ Nutrition and Environment, McGill University, Ste-Anne- nutrition millennium development goals.
de-Bellevue, Quebec, Canada Underweight and stunting rates remain
3
School of Dietetics and Human Nutrition, McGill University, Ste-Anne-de-Bellevue, of public health concern. Additional stra-
Quebec, Canada tegic investmentswill beneededinEcuador
4
Division of Clinical Epidemiology, McGill University Health Centre, Quebec, Canada to achieve the nutrition targets of the
5
Department of Epidemiology, Biostatistics and Occupational Health, McGill University, sustainable development goals.1 Identi-
Montreal, Quebec, Canada fying successful infant and young child
6
World Vision Ecuador, Quito, Ecuador feeding interventions is critical in Ecuador,
Conflict of Interest Disclosures: The authors’ conflict of interest disclosures can be found online because rates of underweight and stunt-
with this article on www.jneb.org. ing are among the highest in Latin America
Address for correspondence: Marion L. Roche, PhD, Micronutrient Initiative, Research and and reductions in malnutrition have not
Evaluation Unit, 180 Elgin St, Ste 1000, Ottawa, Ontario, Canada K2P 2K3; Phone: (613) paralleled economic growth.2 Although
782-6822; Fax: (613) 782-6838; E-mail: roche.marion@gmail.com recent social assistance programs in Ecuador
Ó2016 Society for Nutrition Education and Behavior. Published by Elsevier, Inc. All rights have been popular, they have neither
reserved. included strong nutritional components
http://dx.doi.org/10.1016/j.jneb.2016.10.007 nor resulted in nutritional improvements,3
as seen in Mexico's Oportunidades pro- lists, midwives, and community leaders. time of day agreed upon by the group.
gram.4,5 Although nutrient gaps may be The intervention was implemented in In each community, 3–4 menus were
addressed with supplements,6 food-based communities in the Ecuadorian high- repeated throughout the 12-day Hearth
approaches with local foods offer po- lands, with 2-week peer cooking sessions sessions, including boiled broad beans
tential for acceptability and sustainable followed by biweekly peer home visits. with cheese and colored potatoes (pu-
behavior change.7,8 Positive Deviance Measurements were taken at 2 time reed for younger children); eggs, nettle,
(PD)/Hearth is a community-based partic- points: baseline before the interven- and cheese omelet; blackberry and oat
ipatory nutrition education approach tion (March to April, 2009) and at 6- puree; nettle, tuna, and flour tortillas
rooted in the Health Belief Model. Pos- month follow-up to the peer cooking (pureed for younger children); and thick
itive Deviance/Hearth is designed to improve sessions (September to October, 2009). quinoa soup with nettle and tuna/
nutrition and a mother's self-efficacy chicken/liver/guinea pig or mixed beans.
for infant and young children's nutri- Snacks were large broad beans, lupin
tion through practicing positive feeding, Intervention seeds, cheese, blackberries, and bananas.
hygiene, and caring practices existing Mothers were encouraged to add avail-
within communities and replicating World Vision Ecuador implemented the able nutritious, commonly eaten foods
these practices with mothers in cooking PD/Hearth nutrition education interven- such as carrots, onions, leafy greens, and
sessions led by their peers.9 Although tion after conducting a PD inquiry (PDI) peas. Each mother contributed an ingre-
the PD/Hearth approach has been im- to identify local positive feeding, caring, dient to the cooking session, as was
plemented across developing countries, and hygiene practices, by visiting and agreed upon by the group on the previ-
evaluations of its effectiveness and conducting household observations of ous day. Preparing thick purees (hand-
conditions for success are limited.10,11 12 families of well-nourished children mashed with a fork or spoon) for infants
The objective of this study was to eval- (weight-for-age z-score [WAZ] > –1) and younger children (aged 6–12 months),
uate the effectiveness of a community- without extra resources.9 Table 1 presents rather than the customary watery soups
based PD/Hearth intervention to improve key positive deviant practices identi- or broths, and increasing consistency
diet and growth and thus reduce under- fied through the observations and in- for children aged 12–24 months was
weight and stunting in infants and young terviews. The results of an initial nutrition emphasized. Hand washing, kitchen
children aged <2 years in the Ecuador- assessment and PDI were presented at hygiene, and healthy food preparation
ian Andes. communitymeetings.Communityleaders were taught through practice. For example,
nominated madre guias (volunteer peer- a madre guia ensured that each mother
educators) who had the respect of peers washed her own hands and her child's
METHODS in their community, $2 children, and hands and face with warm water before
Study Overview and healthy-weight children (WAZ > –1 eating (taking from the cooking pots).
Participants and WAZ <2). Participatory training Participants and the guide mother ensured
included basic nutrition and healthy recipe that animals did not enter the kitchen.
A quasi-experimental, nonrandomized preparation using local foods identi- Mothers were encouraged to sit with
designandcensus-stylerecruitmentenabled fied in the PDI, interpretation of weight their children and feed them the meal
a comparison of malnutrition indices gain and growth curves, food hygiene, as part of contextualized responsive feeding
between infants and young children responsive feeding, and group organi- messages. After feeding, guide mothers
aged <2 years in rural communities who zation and facilitation. Mothers of discussed 1–2 key messages with the
received the PD/Hearth intervention children aged <2 years brought their group; the madre guias had the use of
with those of the same age in similar child to the house of the closest madre a flip chart with 12 images designed
comparison communities who did not guia for 12 consecutive days, where they by a local artist. For mothers of chil-
receive the intervention. Community met with 8–12 mother–child pairs for dren aged <6 months, the madre guias
leaders selected comparison commu- 2 hours to prepare a healthy meal at a recommended exclusive breastfeeding;
nities selected based on similar socio-
economic status (SES), wealth indices,
health infrastructure, access to water, Table 1. Key Intervention Positive Deviance Practices and Messages
average ownership of small animals,
distance from main roads, and occupa-
Dietary diversity
tions of males in the community, with
I give my child a variety of local foods daily
consideration for the population to pro-
Together we are making new recipes with local foods
vide an approximate 1:2 ratio of inter-
Timely introduction and consistency
vention to comparison for mother–child
At 6 mo I start to feed my baby papillas (purees), not just broth
pairs. Six intervention communities (3 in
Responsive feeding
Tungurahua and 3 in Chimborazo) and
I sit with my child when she eats and feed with love and affection
9 comparison communities (5 in Tung-
Hygiene
urahua and 4 in Chimborazo) were
We wash our hands and my child’s hands and face with warm water before
selected. Invited participants included
cooking and eating
all mothers and their infants and
We keep animals out of the kitchen
young children aged <24 months in
Exclusive breastfeeding
each community. They were identified
Breast milk is everything my baby needs until 6 mo
through birth registries, community
Journal of Nutrition Education and Behavior Volume -, Number -, 2016 Roche et al 3
she offered lactation advice and sug- Dietary Intake of power in the home; scores ranged
gested that mothers wait until a child from 3 to 11 and questions were based
had reached age 6 months before giv- A community-participatory food sys- on those from national-level surveys.18
ing complementary foods, herbal rem- tem assessment helped identify 23 items
edies, or teas. For mothers in formal and for the food frequency questionnaire
informal agricultural work, exclusive (FFQ).13 Foods included staple and cultur- Statistical Analyses
breastfeeding was enabled by the cul- ally importantfoods,nutritiouslocalfoods,
tural practice of wearing infants and young and market foods. This list included Analyses were performed at baseline
children in a wrap on the mother's back. foods promoted in the intervention, to check for pre-intervention differ-
Madre guias made home visits to partic- including the PD foods: quinoa, large ences between intervention and com-
ipants' homes every 2 weeks for 4 months fava beans, lupin seeds, mixed beans, parison communities. The researchers
after the 12-day nutrition cooking sessions. nettles, blackberries, fresh cheese, guinea used Student t tests to identify differ-
The comparison communities received pigs, canned tuna, and liver. With the ences in normally distributed contin-
only brief (approximately 5-minute) exception of the canned tuna and fresh uous variables, Kruskal–Wallis tests for
nutritional counseling at baseline. cheese (produced locally), the foods were data that were not normally distrib-
grown by some of the participants and uted, and Mann–Whitney U tests to
were traded and purchased at the com- identify initial differences in the clas-
Anthropometry and Health munity level. Other staples were pur- sification of nutritional status. The re-
chased in the markets. The FFQ was searchers used ANCOVA to compare
Children were weighed using hanging the mean percentage of recommen-
Salter scales (Model 235; Salter Breck- administered at baseline and follow-up
visits. Specifically, the mother was asked ded dietary intake consumed between
nell, Fairmont, MN) that were calibrated the intervention and control groups
daily and tared to zero with the weigh- whether her child had ever consumed
each item, if the child continued to receive while controlling for the child's age
ing hammock before each child was and sex, maternal education, and so-
measured. The supervising researcher the item, and how often the child ate the
item, and about consumption within the cioeconomic status. Bonferroni correc-
and an additional nutritionist recorded tions were applied to adjust for multiple
weight with a precision of 0.1 kg in past 2 weeks.
At both time points, a child's dietary comparisons. Fisher's exact test was
duplicate to reduce interobserver er- used to compare proportions of children
ror. All measures differing by $0.2 kg intake excluding breast milk was re-
corded with a 24-hour recall using the consuming foods in the FFQ; this was
were remeasured by both; otherwise an then confirmed with binary logistic
average was taken. Children's weights multiple-pass method.14 Dietary intake
of nutrients was calculated in ProPAN regression adjusting for age, sex, and
were adjusted for clothing weight using SES. Multiple linear regression was used
a detailed individualized list of clothing software (Pan American Health Organi-
zation, Washington, DC, 2004). Dietary to analyze differences in changes in
items, and a reference list was established z-scores (DWAZ and DHAZ), control-
throughout the study. Two trained nu- analyses were disaggregated by age
groups (in months): 6–8, 9–11, 12–24,15 ling for covariates. Logistic regression
tritionists measured all children's recum- was used to assess differences in odds
bent lengths in duplicate with a precision and 24–30.16 Mothers were asked about
breastfeeding on the previous day. For of underweight (WAZ < –2) and stunt-
of 0.1 cm on a wooden recumbent sta- ing (HAZ < –2), adjusting for variables
diometer made and calibrated in Quito.12 children who were breastfed, an average
intake of breast milk was assumed.15 found to be significant in univariate
Mothers were asked their child's birth analyses and that had sufficient vari-
date, which was confirmed either on Nutrient recommendations for non-
breastfed children were applied for chil- ability, as well as those previously identi-
the child's immunization and growth fied in the literature. To account for
monitoring card or in the local birth dren whohadnotbreastfedontheprevious
day.15 To compare children across different the potential influence of clustering in
registry when a child did not have a the 15 communities, 14 dummy vari-
health center document. Sex-specific age groups, nutrient intakes were con-
verted to the percentage of recommen- ables were created for inclusion in
WAZ and length/height-for-age z-scores regression analyses. Statistical signifi-
(LAZ/HAZ) were calculated using World ded intake of complementary foods.
cance was considered at P < .05. All
Health Organization Anthro software analyses were performed in SPSS PASW
(beta version, Anthro 2005, World Health Statistics 18 (version 18.0.0, SPSS,
Organization, Geneva, Switzerland, 2006) Sociodemographic Inc, Chicago, IL, 2006).
and all HAZ were reflective of LAZ for Questionnaire
recumbent measurements. Nutritional
status (WAZ and HAZ) was classified Mothers provided information about Ethical Considerations
as moderate (–3 # z-score < –2) and se- their education, marital status, living con-
vere (z-score < –3). Underweight and ditions, age, and number of children. The McGill University Faculty of Medi-
stunting prevalence calculations used Families were also asked about whether cine Institutional Review Board in Mon-
the proportion of children with mod- they owned a latrine. Altitude was re- treal, Canada, and Ministerio de Salud
erate and severe (z-score < –2).12 At corded as the elevation at the center Publica Direccion de Nutricion, in Quito,
both interviews, a mother was asked of the child's community.17 An SES Ecuador, granted ethics approval. The
whether her child had symptoms of composite score was calculated based authors obtained community consent
an acute respiratory infection or diar- on roof materials, wall materials, floor through written research agreements,
rhea within the previous 2 weeks. materials, access to water, and the source and mothers gave informed oral consent
4 Roche et al Journal of Nutrition Education and Behavior Volume -, Number -, 2016
for their children's and their own not differ from the other comparison months, P < .05; and 271 100 kcal for
participation. children at baseline. children aged >18 months, P < .05).
Children in the intervention consumed
a higher percentage of recommended
Dietary Intake
RESULTS intakes for energy, protein, vitamin
At baseline there were no differences in A, iron, and zinc than did comparison
Characteristics of Participants
energy consumption between the inter- children (Figure 1). Mean intakes for
There were 80 mother–infant/child pairs vention and comparison groups. Inter- calcium, vitamin A, and iron were below
in the intervention communities and vention and comparison children met the recommendations. The large SDs
184 mother–infant/child pairs in the a similar percentage of age-specific rec- reflect the use of a single 24-hour recall
comparison communities. The partici- ommended nutrient intakes for protein, and between-individual variability in
pation rate was over 85%. Mothers cited vitamin A, vitamin C, calcium, and iron. intakes.
other commitments as the main reason However, children in the intervention
for declining. Maternal education, SES, consumed a lower percentage of the rec-
Consumption of Foods
and age did not differ between groups. ommended intake for zinc (70% vs 83%;
Comparison children were younger than P < .05). Promoted in Intervention
children in the intervention (Table 2). At follow-up, infants and children in At baseline, there were no significant
After the intervention there was no intervention had higher mean energy differences between groups in the
loss to follow-up for children who intakes than did children in comparison odds of including foods that were pro-
were in the intervention, whereas 18 communities (differences: 178 144 kcal moted in the intervention (not shown).
comparison children were not avail- for infants aged 6–12 months, P < .05; At follow-up, children in the interven-
able at follow-up; however, they did 294 153 kcal for children aged 12–18 tion were more likely than comparison
children to consume 7 of the 10 pro-
moted foods within the previous
Table 2. Selected Characteristics of Intervention and Comparison Children Aged 2 weeks (Figure 2): quinoa (odds ratio
0–2 Y at Baseline in Community Nutrition Intervention Evaluation in [OR] ¼ 2.35; 95% confidence interval
Ecuadorian Andes (March to April, 2009) [CI], 1.18–4.72), large fava beans
(OR ¼ 2.28; 95% CI, 1.01–5.55), mixed
beans (OR ¼ 2.10; 95% CI, 1.01–4.39),
Intervention Comparison
nettles (OR ¼ 5.67; 95% CI, 2.64–
Children Children
12.19), blackberries (OR ¼ 1.59; 95%
Characteristics (n ¼ 80) (n ¼ 184) P
CI, 1.03–3.50), cheese (OR ¼ 2.09;
Altitude (meters above sea level) 2,570 317 2,578 420 .87 95% CI, 1.03–4.27), and liver (chicken
(mean SD) and beef) (OR ¼ 1.90; 95% CI, 1.01–
SES composite score (mean SD)a 5.5 1.6 5.3 1.7 .28 3.68), after controlling for age and
Number of children/mother 2.7 2.0 2.9 1.9 .34 maternal education. There were no sig-
(total births) (mean SD) nificant differences for lupin seeds
Mother’s age, y (mean SD) 26.4 7.1 27.7 7.3 .20 (OR ¼ 1.43; 95% CI, 0.70–2.94), guinea
Mother’s education, y (mean SD) 6.6 2.7 6.2 2.8 .27 pigs (OR ¼ 1.31; 95% CI, 0.55–3.15), or
Child’s age at baseline, mo (median 14.5 (6.7–19.5) 10.7 (5.8–16.2) .02* tuna (OR ¼ 1.66; 95% CI, 0.76–3.59).
[interquartile range]) At baseline, the groups reported the
Sex (%) same mean age of introduction to herb-
Female 45.6 49.3 .57 al teas: 6.1 3.0 months (P ¼ .62); at
Male 54.4 50.7 follow-up, infants in the intervention
WAZ (mean SD) –1.55 1.21 –1.29 1.05 .10 group who were aged <6 months at
HAZ (mean SD) –2.32 1.34 –2.13 1.32 .28 baseline (n ¼ 17) had a mean introduc-
Underweight (WAZ < –2) (% [n]) 30.4 (24) 23.4 (43) .22 tion age of 7.7 4.4 months whereas
Severe underweight (WAZ < –3) 10.0 (8) 5.1 (9) .13 infants from the comparison group
Stunting (HAZ < –2) (% [n]) 62.0 (50) 54.2 (99) .23 who were younger than 6 months at
Severe stunting (HAZ < –3) 30.4 (24) 25.2 (46) .43 baseline (n ¼ 56) were introduced to
Diarrhea in past 2 wk (% [n]) 18 (14) 23 (42) .35 herbal remedies at a younger age
Respiratory infection in past 42 (34) 38 (70) .57 (6.1 4.0 months; P < .05).
2 wk (% [n])
HAZ indicates height-for-age z-score; SES, socioeconomic status; WAZ, weight- Anthropometry and Growth
for-age z-score.
Note: Student t tests were used to identify differences in normally distributed At follow-up, there was a significant
continuous variables, Kruskal–Wallis tests for data that were not normally distrib- additional weight gain of 0.16 WAZ
uted, and Mann–Whitney U tests to identify initial differences in the classification of (b ¼ .16; 95% CI, 0.00–0.32) in children
nutritional status. in the intervention that remained signif-
a
SES composite score includes walls, floors, power source, and water access; icant (b ¼ .17; 95% CI, 0.01–0.33) after
*Significance at P < .05. adjusting for covariates (Table 3). There
Journal of Nutrition Education and Behavior Volume -, Number -, 2016 Roche et al 5
140
gram in Viet Nam, in which children
in the intervention ate local promoted
120
foods more frequently and were more
100 likely to meet energy requirements.19
The current PD/Hearth evaluation
80 found a positive intervention effect of
0.17 WAZ over 6 months. An evalua-
60 tion of a PD/Hearth nutrition education
program in Haiti showed an increase of
40 0.30 WAZ over 1 year, but the benefit
was limited to children who had mild
20 or moderate underweight at baseline.11
For children aged <15 months in the
0 Viet Nam PD/Hearth intervention, their
n*
c*
WAZs declined by 0.20 less than those
um
*
C
A*
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Zin
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in
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Journal of Nutrition Education and Behavior Volume -, Number -, 2016 Roche et al 8.e1
CONFLICT OF INTEREST
Julieta Sarsoza works for World Vision
Ecuador. The rest of the authors have
not stated conflicts of interest.