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SPECIAL ISSUE ARTICLE

Acute Respiratory Failure in Children


Matthew L. Friedman, MD; and Mara E. Nitu, MD

epidemiology is not well described


ABSTRACT due to inconsistent and heterogeneous
This article reviews the definition, pathophysiology, etiology, assessment, and manage- diagnostic criteria. In patients with
ment of acute respiratory failure in children. Acute respiratory failure is the inability of the respiratory failure who have underly-
respiratory system to maintain oxygenation or eliminate carbon dioxide. Acute respiratory ing pediatric acute respiratory distress
failure is a common cause for admission to a pediatric intensive care unit. Most causes of syndrome (ARDS), epidemiologic
acute respiratory failure can be grouped into one of three categories: lung parenchymal data reveal an annual incidence of
disease, airway obstruction, or neuromuscular dysfunction. Many patients with acute re- 2.3% of PICU admissions, and a mor-
spiratory failure are managed successfully with noninvasive respiratory support; however, tality rate of 24% to 34%.1,2
in severe cases, patients may require intubation and mechanical ventilation. [Pediatr Ann.
2018;47(7):e268-e273.] PHYSIOLOGY AND
PATHOPHYSIOLOGY

A
cute respiratory failure in chil- ever, it can only be accurately stated that Normal control of breathing is a
dren is the inability of the re- the PaCO2 is no higher than the PvCO2. complex interaction between the vas-
spiratory system to support Therefore, when PvCO2 is <50 mm Hg, culature, brain, lungs, and respiratory
oxygenation, ventilation, or both. Hy- acute hypercarbic respiratory failure can apparatus. Peripheral chemoreceptors,
poxic respiratory failure is defined by be ruled out but a PvCO2 of 55 mm Hg located in the aortic and carotid bod-
an arterial partial pressure of oxygen does not guarantee a diagnosis of hy- ies, are sensitive to PaO2, PaCO2, and
(PaO2) below 60 mm Hg, which typical- percarbic respiratory failure. PvCO2 is pH. A decrease in PaO2, a decrease
ly produces an arterial oxygen saturation a test that has high sensitivity but poor in pH or an increase in CO2 results
of 90%. Ventilation is the elimination specificity for diagnosing hypercarbic in signaling to increase ventilation.
of CO2 and is measured by the arterial respiratory failure. PvCO2 should be in- Central chemoreceptors in the brain
partial pressure of CO2 (PaCO2). Acute terpreted carefully based on location of are sensitive to cerebral spinal fluid
hypercarbic respiratory failure is defined sampling, manner of sampling, and car- (CSF) pH. The blood-brain barrier al-
by an acute increase in PaCO2 greater diac output. lows CO2, but not hydrogen ions, to
than 50 mm Hg. It is typically associated pass freely so the CSF pH is deter-
with a respiratory acidosis pH of <7.35. EPIDEMIOLOGY mined by PaCO2. Therefore, the cen-
Venous blood may be sampled in lieu Acute respiratory failure is a com- tral chemoreceptors can detect small
of arterial blood to obtain the venous mon reason for admission to the pedi- changes in CO2. Input from peripheral
partial pressure of CO2 (PvCO2); how- atric intensive care unit (PICU). The and central chemoreceptors is inte-
grated in the brainstem. The pons and
Matthew L. Friedman, MD, is the Medical Director of Community Hospital North; and an Assistant medulla generate periodic impulses to
Professor of Clinical Pediatrics. Mara E. Nitu, MD, is the Division Chief of Pediatric Critical Care, the Vice trigger breathing. Injury to the brain-
Chair of Clinical Affairs for Pediatrics, and a Professor of Clinical Pediatrics. Both authors are affiliated stem leads to characteristic, abnormal
with the Section of Pediatric Critical Care, Riley Hospital for Children, Indiana University School of respiratory patterns based on the level
Medicine. of injury.3 The cortex can override this
Address correspondence to Matthew L. Friedman, MD, 705 Riley Hospital Drive, Phase 2, Room 4927, automatic mechanism with voluntary
Riley Hospital for Children, Indianapolis, IN 46202; email: friedmml@iu.edu. respiratory effort.
Disclosure: The authors have no relevant financial relationships to disclose. The main muscle of inspiration is
doi:10.3928/19382359-20180625-01
the diaphragm, which is innervated

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by the phrenic nerve that originates lation and an acute angle of the right diffuses across the alveolar-capillary
from spinal nerve roots C3 to C5. upper lobe bronchus, predisposing membrane more rapidly than oxygen.
Thus, patients with spinal cord inju- them to atelectasis.4 The chest wall
ries at or above this level are at risk of a child is more compliant, which ETIOLOGY
for diaphragmatic paralysis and respi- from a mechanical standpoint, is dis- Acute respiratory failure has three
ratory failure. Phrenic nerve stimula- advantageous for normal breathing. major etiological categories: intrinsic
tion causes contraction and flattening The diaphragm of children fatigues and acquired lung disease, airway dis-
of the dome-shaped diaphragm. This quicker than adults due to fewer type- orders, and neuromuscular dysfunc-
leads to an increase in intrathoracic 1 muscle fibers. Lastly, in young in- tion (Table 1). Diseases that lead to
volume and consequently a decrease fants, the central control of breathing respiratory failure from pulmonary
in intrathoracic pressure. A negative is immature and prone to apnea and pathology are caused by V/Q mis-
pressure gradient is generated be- bradypnea.5 matching, gas diffusion impairment,
tween the alveoli and the external en- Impairments in oxygenation or ven- or both. Airway disorders more com-
vironment, resulting in net movement tilation leading to respiratory failure monly lead to respiratory failure in
of air to the alveoli. This negative are most often due to ventilation/per- more children than adults due to the
pressure breathing is contrasted to the fusion (V/Q) mismatch. Although the smaller radius of the airway. Neuro-
positive pressure breathing of invasive ideal 1:1 ratio of ventilation to perfu- muscular causes of respiratory failure
mechanical ventilation. sion is rare, in acute lung disease the can occur anywhere from the central
Thoracic spinal nerve roots inner- mismatch becomes more severe. Lung nervous system to the innervated mus-
vate the external intercostal muscles to segments perfused but not ventilated cles of respiration.
aid in inspiration by pulling the chest are considered dead space (V/Q ap-
upward and anteriorly. Exhalation is a proaches infinity). Examples of dead EVALUATION
passive process during quiet breathing space ventilation include anatomical The initial assessment of children
due to the elastic recoil of the lungs dead space (large airways), pulmo- with concern for impending acute re-
and chest wall. When exercising or in nary embolism, and severe pulmonary spiratory failure aims to determine
respiratory distress, exhalation can be hypertension. Clearance of CO2 is im- the degree of respiratory impairment.
an active process assisted by internal paired when dead space is increased, Experienced clinicians can make this
intercostal muscles pulling the rib resulting in hypercarbia. Areas of the determination quickly at the bedside
cage inwards and down, and abdomi- lung that have perfusion but no ven- by astute observation. Assessment of
nal wall musculature contracting and tilation result in shunt physiology patient vital signs, general appear-
forcing abdominal contents upward (V/Q = 0). In shunt physiology, blood ance, lung examination, and mental
into the thoracic cavity and increasing passes from pulmonary artery to pul- health status allow for a rapid de-
intrathoracic pressure. monary vein without being exposed to termination of the severity of illness
Compared to adults, children, par- an aerated alveolar membrane, result- and often suggest which interventions
ticularly infants, are at higher risk of ing in hypoxemia. Examples of shunt may be required to appropriately in-
acute respiratory failure. The small di- are lung collapse and pulmonary ar- tervene to reverse the course of illness
ameter of children’s airway results in terial-venous connections. In most or to avoid respiratory arrest. Tachy-
a high resistance to flow. Resistance lung diseases, there is heterogeneity pnea and hypoxemia are common
is proportional to the inverse of the in V/Q mismatch from 0 to infinity manifestations of acute respiratory
radius of the airway to the 4th power; (Figure 1). failure, although tachycardia is often
thus, even small changes in the airway Respiratory failure may also be the an underappreciated sign of impend-
radius can result in large increases in result of impaired diffusion of oxygen ing respiratory failure. Increased work
airway resistance, leading to severely across the alveolar-capillary mem- of breathing manifests as retractions,
decreased airflow. The pediatric air- brane. Diffusion limitation may coex- grunting, head bobbing, nasal flaring,
way is small and can be further nar- ist with V/Q mismatch. An example or belly breathing. Children with re-
rowed by secretions, edema, or bron- of diffusion impairment is pulmonary spiratory failure due to neuromuscular
choconstriction. Young children also fibrosis. Hypercarbia due to diffu- weakness or central nervous system
have underdeveloped collateral venti- sion impairment is rare because CO2 dysfunction may not exhibit typical

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should be obtained to aid the specific directed at identifying inciting signs


diagnosis. and symptoms may aid clinicians in
Auscultation of the lung fields is the underlying etiology of the acute
helpful for both diagnosis and man- respiratory failure. Initial labora-
agement. Prolonged exhalation or au- tory data include blood gas sampling
dible wheeze is suggestive of lower to assess acid/base status as well as
airway bronchoconstriction. Local- oxygenation and ventilation. Arte-
ized findings suggest a focal pneu- rial blood gas is preferred to venous
monia or foreign body aspiration. blood gas due to the ability to assess
Absence of breath sounds can be oxygenation.
due to pneumothorax, pleural effu- Chest radiography will frequently
sion, or dense consolidation of lung. identify the inciting cause of respira-
Rales in all lung fields is commonly tory failure including inflammatory
Figure 1. Three alveolar capillary units depicting due to pulmonary edema or diffuse or infectious conditions, radiopaque
normal (V/Q = 1), dead space (V/Q approaching
infinity), and shunt (V/Q = 0) physiologies. V/Q, interstitial edema. Stridor is gener- foreign bodies, atelectasis, or effu-
ventilation/perfusion. ated by turbulent airflow secondary sions. Chest radiograph also assesses
to narrowing in the upper airway and for pathology that needs emergent
TABLE 1. may occur in croup, external airway intervention such as pneumothorax.
compression, and high foreign body Neither the chest radiograph nor
Causes of Acute
aspiration. the results of the blood gas analysis
Respiratory Failure
Altered mental status may be a should delay the emergent manage-
Lung parenchyma
cause or consequence of respiratory ment of an acutely deteriorating pa-
• Pneumonia
failure. Patients who are hypercarbic tient who requires intubation and me-
• Bronchiolitis
present with somnolence, whereas chanical ventilation.
• Asthma
hypoxic patients are often agitated Respiratory secretions can be sent
• Acute respiratory distress syndrome
due to the lack of oxygen delivery for microbiologic, cytology, and his-
due to sepsis or trauma
to the end organs including the cen- tologic testing. A variety of methods
• Aspiration
tral nervous system. Children with can be used to sample secretions.
Pulmonary edema
traumatic brain injury and a Glas- The gold standard bronchoscopy
• Airway
cow Coma Score of 8 or less should with bronchoalveolar lavage (BAL)
• Croup
be promptly intubated for airway is the most invasive method but has
• Foreign body
protection. The use of the Glascow the advantages of obtaining the deep-
• Subglottic stenosis
Coma Score for nontraumatic causes est lung sample and visualizing the
• Vascular ring
of altered mental health status is less airways. If an infectious source of
• Airway malacia
well established but provides a com- respiratory failure is suspected, the
Neuromuscular dysfunction
mon language for communicating secretions are sent for the follow-
• Myopathy
an objective measure to trend over ing laboratory tests: gram stain, acid
• Neuropathy (ie, Guillain-Barré
syndrome) time. A neurological examination, fast bacillus stain, cell count, bacte-
• Neuromuscular junction disorders (ie, particularly mental health status and rial culture (possibly also fungal and
myasthenia gravis) strength, is important to help identify mycobacterial culture), and/or viral
• Central nervous system dysfunction neuromuscular causes of respiratory polymerase chain reaction. BAL can
(travel, infection, seizure) failure. also diagnose pulmonary hemor-
• Diaphragmatic paralysis rhage, pulmonary hemosiderosis, and
DIAGNOSIS aspiration pneumonitis.
The initial evaluation of a child
signs of increased respiratory ef- in respiratory distress includes a tar- MANAGEMENT
fort, thus a higher index of suspicion geted but thorough history and physi- Supportive respiratory care is the
is warranted; an arterial blood gas cal examination. A thorough history mainstay of management. Classical-

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ly, this consists of endotracheal in- CPAP and BiPAP can lead to facial skin TABLE 2.
tubation and mechanical ventilation. breakdown and aspiration of secretions
Although invasive mechanical ven- or emesis. Intubation Equipment
tilation is still commonly employed, Certain patient populations clearly Checklist
there has been a dramatic increase benefit from noninvasive ventilation to Intravenous access
in the use of noninvasive respiratory try to stave off intubation and mechani- Sedation and analgesia
support options. 6 Noninvasive ven- cal ventilation.9 Patients with asthma are • Opioid
tilation modalities include high flow notoriously difficult to ventilate after • Benzodiazepine
nasal cannula oxygen (HFNCO2), intubation due to air trapping from per- • Ketamine
continuous positive airway pressure sistent bronchospasm. Conversely, they • Etomidate
(CPAP), and bi-level positive airway often respond well to BiPAP with de- Paralytic
pressure (BiPAP). creased work of breathing.9-11 BiPAP is • Rocuronium
HFNCO2 is a popular mode of respi- also helpful in patients with neuromus- • Succinylcholine
ratory support for infants and small chil- cular weakness, as it aids both inspiration Lidocaine
dren. At high flow rates the air delivered and maintenance of lung recruitment. Atropine
by nasal cannula is heated and humidi- The use of noninvasive ventilation mo- Bag attached to O2 source
fied to avoid complications and for pa- dalities has shown promise in reducing Appropriately sized mask
tient comfort. The physiological defini- the incidence of intubation.11 However, Suction catheter attached to suction
tion of “high flow” is a flow rate greater lack of improvement of oxygenation and Endotracheal tubes
than minute ventilation. Minute venti- ventilation early after noninvasive venti- • Size = (age + 4)/4
lation is equal to respiratory rate times lation measures are started is associated • Cuffed tube one-half size smaller
tidal volume. HFNCO2 improves acute with need for intubation, thus patients Exhaled CO2
respiratory failure by providing high must be assessed frequently to evaluate • ETCO2 (preferred)
FiO2 to treat hypoxia and by providing their response to these interventions.12 • Color change thing
positive pressure in the alveoli and small Invasive positive pressure ventilation Stethoscope
airways to help reduce work of breath- with endotracheal intubation is often re- Device or tape to secure tube
ing.7 In larger patients, HFNCO2 may be quired in pediatric acute respiratory fail- Abbreviation: ETCO2, end-tidal carbon dioxide.

used to improve oxygenation but flow ure. Indications for intubation are failure
rates must be high (30-60 L/min) to im- of oxygenation or ventilation despite
prove the work of breathing.8 Although noninvasive respiratory support or pa- mechanical ventilation after intubation.
continuous positive pressure is supplied, tients’ inability to protect their own air- Strategies for mechanical ventilation
HFNCO2 should not be used as a sub- way. Intubation should be performed by drastically changed after data revealed
stitute for CPAP where an actual end- or in the presence of a clinician with ex- a 25% relative reduction in mortality in
expiratory pressure can be targeted. pertise in pediatric airway management. adults with ARDS when ventilated with
Mask CPAP and BiPAP are clas- Intubation is generally safe but there is a a low-tidal volume strategy (6 mL/kg
sic modalities for noninvasive ventila- 6% risk of severe complication, includ- vs 12 mL/kg).14 Some pediatric stud-
tion. CPAP provides a single pressure ing a 1.7% chance of cardiac arrest.12 ies have replicated similar benefits.15,16
throughout the respiratory cycle to Possible difficult airways should be Patients with hypoxia requiring greater
maintain lung expansion. Patients can identified early, including craniofacial than 0.4 FiO2 are treated with higher
breathe spontaneously around the CPAP abnormalities, difficulty opening mouth, peak end expiratory pressure to maintain
pressure. BiPAP is a synchronized mode contraindication to extending neck or appropriate oxygenation while limiting
of ventilation that provides an inspira- prior history of difficult intubation. The toxic O2 exposure to the lungs.17
tory pressure to assist with ventilation basic set of equipment needed for endo- Children who fail conventional me-
in addition to the lower continuous posi- tracheal intubation is shown in Table 2. chanical ventilation due to hypoxia can
tive end-expiratory pressure. CPAP and Recently, there has been an increase in be transitioned to high-frequency oscil-
BiPAP are usually delivered through a the use of video laryngoscopy.13 latory ventilation (HFOV). This venti-
tight-fitting mask that covers the nose or Most children with acute respiratory lator uses a high mean airway pressure
nose and mouth. The masks needed for failure are managed with conventional to maintain lung recruitment while us-

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ing very small tidal volumes. HFOV Weaning from mechanical ventila- practices in children across Europe [pub-
lished online ahead of print March 24,
is theorized to prevent ventilator-in- tion requires improvement in underly-
2018]. Pediatr Pulmonol. doi:10.1002/
duced lung injury by avoiding high ing pathophysiology. Patients must be ppul.23988.
dynamic pressures in noncompliant on acceptably low ventilator settings 7. Pham TM, O’Malley L, Mayfield S, Martin
lungs. In a study conducted before the before extubation. The patient must S, Schibler A. The effect of high flow nasal
cannula therapy on the work of breathing
era of low tidal volume ventilation, also be neurologically able to spon- in infants with bronchiolitis. Pediatr Pul-
HFOV was shown to improve clini- taneously breathe and protect their monol. 2015;50(7):713-720. doi:10.1002/
cal outcomes in children. 18 Two large airway. Secretions must not be exces- ppul.23060.
8. Mauri T, Grasselli G, Jaber S. Respira-
adult trials have shown no mortality sive, especially in smaller children. tory support after extubation: noninva-
benefit of HFOV and possibly more Children may need to transition to sive ventilation or high-flow nasal can-
adverse events.19,20 noninvasive support after extubation nula, as appropriate. Ann Intensive Care.
2017;7(1):52. doi:10.1186/s13613-017-
Inhaled nitric oxide selectively until their respiratory insufficiency
0271-8.
dilates the pulmonary arterioles and has resolved. 9. Beers SL, Abramo TJ, Bracken A, Wiebe
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pulmonary hypertension. It also has CONCLUSIONS the treatment of status asthmaticus in pe-
diatrics. Am J Emerg Med. 2007;25(1):6-9.
been used in patients with ARDS to Acute respiratory failure in chil- doi:10.1016/j.ajem.2006.07.001.
improve V/Q matching in the absence dren is a common cause of admission 10. Rabinstein AA. Noninvasive ventilation
of pulmonary hypertension. Inhaled to the PICU with favorable outcomes for neuromusucular respiratory failure:
when to use and when to avoid. Curr Opin
nitric oxide will distribute to the for most patients. Prognosis is mainly Crit Care. 2016;22(2):94-99.doi:10.1097/
well-ventilated areas of the lung and dependent on the underlying etiol- MCC.0000000000000284.
preferentially dilate the arterioles in ogy of the respiratory impairment. A 11. Yanez LJ, Yunge M, Emilfork M, et al. A
prospective, randomized, controlled trial
those areas. Local blood flow increas- minority of patients will be unable to
of noninvasive ventilation in pediatric
es, resulting in better V/Q matching. wean from the ventilator and progress acute respiratory failure. Pediatr Crit Care
Inhaled nitric oxide has shown to im- to chronic respiratory failure requir- Med. 2008;9(5):484-489. doi:10.1097/
prove oxygenation and extracorporeal ing tracheostomy and long-term me- PCC.0b013e318184989f.
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