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This study explores using artificial neural networks to predict the AWA and high-range water reducer (HRWR) directly affect,
rheological and mechanical properties of underwater concrete with different magnitudes, the stability of highly flowable
(UWC) mixtures and to evaluate the sensitivity of such properties UWC.6-8
to variations in mixture ingredients. Artificial neural networks
(ANN) mimic the structure and operation of biological neurons and Based on results of existing experimental studies, the
have the unique ability of self-learning, mapping, and functional effects of individual ingredients on the behavior of UWC
approximation. Details of the development of the proposed neural mixtures are generally well-known and defined. Some of
network model, its architecture, training, and validation are these ingredients have dual and sometimes conflicting effects
presented in this study. A database incorporating 175 UWC mixtures on the mixture’s performance, however, hence requiring the
from nine different studies was developed to train and test the ANN trial of several batches before achieving simultaneously
model. The data are arranged in a patterned format. Each pattern acceptable key mixture properties. In addition, some inter-
contains an input vector that includes quantity values of the mixture national standards have set guidelines and recommendations
variables influencing the behavior of UWC mixtures (that is, for the proportioning of concrete mixtures intended for casting
cement, silica fume, fly ash, slag, water, coarse and fine aggregates,
and chemical admixtures) and a corresponding output vector that
underwater. For example, the Japan Society of Civil Engineers
includes the rheological or mechanical property to be modeled. (JSCE)9 recommends that the w/b of concrete mixtures
Results show that the ANN model thus developed is not only capable designed for casting underwater reinforced concrete struc-
of accurately predicting the slump, slump-flow, washout resistance, tures be limited to less than 0.5 and 0.55 in seawater and
and compressive strength of underwater concrete mixtures used in the freshwater, respectively. The JSCE standard also requires
training process, but it can also effectively predict the aforemen- that specimens cast underwater should develop compressive
tioned properties for new mixtures designed within the practical strengths greater than 80% of similar specimens cast and
range of the input parameters used in the training process with an cured above water at any given age. Standards fall short,
absolute error of 4.6, 10.6, 10.6, and 4.4%, respectively. however, in defining the overall relationship between mixture
proportions and engineering properties.
Keywords: compressive strength; slump; underwater concrete.
Because of the conflicting effects of some of the mixture
parameters and the absence of a theoretical relationship
INTRODUCTION between mixture proportions and measured engineering
The growing need to simplify the complex and costly properties, the effect of mixture design on the rheological
operation of repairing aging underwater concrete (UWC) behavior and in-place concrete properties are often described
structures, such as marine piles and hydraulic canals and using regression analysis tools and traditional statistical
constructing new underwater structures such as cofferdam models.10 These methods are generally based on assumed
bases or bridge foundations, has lead to a growing interest in relationships and do not have a true predictive capability
developing a special type of high-performance concrete for outside the experimental domain used for their development.
underwater repair and construction. The objective of this study is to investigate the feasibility of
Concrete intended for underwater construction and place- using artificial neural networks as an effective tool to predict
ment should have the ability to flow readily into place, fill in the rheological behavior and mechanical performance of
complex and narrow formwork, consolidate itself with minimal UWC mixtures. Unlike traditional parametric methods, the
or no external vibration, and, most importantly, exhibit a ANN method does not need to assume a relationship between
good resistance to segregation and water dilution to develop mixture ingredients and concrete performance. This relation-
adequate in-place mechanical properties. The successful ship is rather generated from the experimental data provided
development of such concrete must ensure a good balance to build and train the model.
between deformability and stability, hence requiring a better
understanding of the effect of the mixture variables on its RESEARCH SIGNIFICANCE
performance. It often necessitates the manipulation of such
There is currently no rational and reliable method that can
variables to ensure acceptable rheological behavior, adequate
predict the performance of flowable UWC mixtures or quanti-
structural performance, and long-term durability. Previous
tatively relate their mixture proportions to expected rheological
research has indicated that sound and adequate in-place
properties of underwater-cast concrete are directly related to and mechanical characteristics. This study investigates the
the enhancement in washout (dilution) resistance.1-3 It was
argued that the incorporation of anti-washout admixtures ACI Materials Journal, V. 100, No. 2, March-April 2003.
MS No. 02-203 received June 5, 2002, and reviewed under Institute publication
(AWA) could significantly enhance the resistance of concrete policies. Copyright © 2003, American Concrete Institute. All rights reserved, including
to washout and segregation,4,5 and that the composition of the making of copies unless permission is obtained from the copyright proprietors.
Pertinent discussion will be published in the January-February 2004 ACI Materials
the binder, water-binder ratio (w/b), and the dosage of both Journal if received by October 1, 2003.
Fig. 2—Values of HRWR in: (a) original mixtures collected Selection of database
to model washout property (before data screening); and (b) The selection of the database to train a neural network is
selected mixtures used to model washout property (after of paramount importance, and for a neural network to actually
data screening). capture the relationships between the parameters of UWC
Table 1—Range, average and standard deviation of measured input and output variables (data shown
is normalized)
Variables Training data Testing data
Range Average Standard deviation Range Average Standard deviation
Cement* 11.83 to 25.27 18.70 4.06 12.55 to 25.23 19.06 3.96
Water* 5.50 to 11.26 9.35 1.68 6.94 to 11.25 9.40 1.76
Fly ash* 0.00 to 5.00 1.22 1.95 0.00 to 5.00 0.96 1.80
Slag* 0.00 to 12.57 1.12 3.55 0.00 to 12.50 0.84 3.24
Silica fume* 0.00 to 5.00 0.97 1.13 0.00 to 2.40 1.08 0.98
* 26.70 to 39.57 30.45 1.96 29.46 to 35.21 30.53 1.59
Sand
Gravel* 25.24 to 50.22 37.90 4.63 29.94 to 44.89 37.83 4.81
AWA* 0.00 to 0.05 0.02 0.01 0.00 to 0.04 0.02 0.01
* 0.00 to 0.60 0.32 0.22 0.02 to 0.50 0.29 0.20
HRWR
Slump† 0.16 to 0.29 0.24 0.02 0.20 to 0.27 0.24 0.02
Slump flow† 0.20 to 0.67 0.46 0.09 0.28 to 0.58 0.43 0.09
‡ 0.01 to 0.16 0.07 0.05 0.01 to 0.13 0.06 0.03
Washout
fc′ (28 day)/air§ 0.30 to 0.67 0.52 0.08 0.38 to 0.62 0.51 0.08
fc′ (28 day)/water §
0.13 to 0.53 0.30 0.10 0.17 to 0.48 0.32 0.14
*
Percentage of total weight of mixture.
†
mm/1000.
‡
% mass loss.
§
MPa/100.
n
Y –Y
∑ ---------------------------------
1 meas pred
AAE = --- - (2)
n Y pred
i=1
where
Ymeas = measured value of concrete property from experi-
mental data;
Ypred = predicted value of concrete property by network; and
n = number of data points.
The network was trained to predict the slump values of
UWC mixtures using a total of 150 training patterns selected
from nine different sources as shown in Table 2. Each training
pattern contains an input vector of nine elements representing
the normalized ingredients of an UWC mixture and a target
representing the corresponding normalized measured slump. Fig. 6—ANN response in predicting washout values.
Satisfactory completion of the training process was verified
by calling the network model to predict the slump values of flow of UWC mixtures. The network was presented with
the mixtures used in the training process and the response is training patterns containing the normalized values of mixture
plotted in Fig. 4. Clearly, the network has successfully ingredients and the corresponding slump flow and its task
learned to map between mixture ingredients and associated was to predict the slump flow values for UWC mixtures used
slump values of the training patterns and its performance in in the training process. Figure 5 shows the relationship
predicting the slump of the training mixtures is satisfactory between the predicted and normalized measured slump flow
with an AAE = 0.7%. of the training data. Clearly, all data points are located along
A similar strategy was adopted in training the same network the equity line with an AAE = 1.9% and the model response
architecture using a total of 133 training patterns selected in predicting the slump flow of the training mixtures was
from seven different sources (Table 2) to predict the slump considered satisfactory.
Fig. 8—ANN response in predicting 28-day fc′ values M23 12.55 10.30 0.00 12.55 0.00 29.59 34.72 .0376 .3026
(underwater-cast specimens). M24 21.24 11.15 0.00 0.00 2.35 39.92 35.13 .0165 .2069
M25 17.12 11.09 4.63 0.00 1.53 29.66 35.61 .0163 .3560
Similarly, the same network model was trained to predict Note: C = cement; W = water; FA = fly ash; SF = silica fume; AWA = anti-washout
admixture; HRWR = high-range water-reducing admixture.
the washout values of UWC mixtures using a total of 139
training patterns selected from nine different sources as
shown in Table 2. After completion of the training process, data and to perform well when it is presented with unfamiliar
the model was required to predict the washout values for the new data from within the range of the input variables used in
training mixtures and its response is plotted in Fig. 6. The the training. Therefore, the ability of the network model thus
difference between the network predictions and the measured developed to predict the fluidity and compressive strength of
washout values of the training mixtures was slightly larger new underwater concrete mixtures excluded from the training
than that of the slump and slump flow with an AAE = 13.5%. data must be validated. The model was presented with a total
The slightly lower performance of the network model in this of 15 mixtures, randomly selected from seven different studies
case is believed to be due to the numerically very small values as shown in Table 2 (proportions of all mixtures used to
of washout; even small prediction errors would lead to high validate the ANN model are listed in Table 3), and was required
AAE. It could also be due to the higher variability in the to predict the slump value associated with each mixture. At
experimental washout data itself, which is more delicate to this point, only an input vector of nine elements representing
obtain in the lab compared to slump and slump flow values. the normalized values of mixture ingredients was presented
Finally, the network model was trained on 106 training to the network and no knowledge of the actually measured
patterns from six different sources and 55 training patterns slump was provided. The predicted and normalized measured
from two different sources (Table 2) to predict the 28-day slump values are listed in Table 4 and the model response is
compressive strength of concrete specimens cast in the air shown in Fig. 4 where the predicted slump values are plotted
and underwater, respectively. The network predictions of against the normalized measured slump values. The testing
28-days fc′ (air) and 28-days fc′ (water) for the training points are slightly over or under the equity line with an AAE
mixtures are plotted in Fig. 7 and 8 with satisfactory perfor- = 4.6%, indicating that model predictions are appropriate.
mance and AAE of 1.2 and 1.0%, respectively. Similarly, the neural network model was tested on 14 and
16 new mixtures to validate its ability of generalizing its
Performance of ANN model using testing data predictions of the slump flow and washout, respectively.
As mentioned previously, the acceptance/rejection of a The network performance in predicting the associated slump
successfully trained neural network model is determined by flow and washout for each new mixture in the testing data
its ability to generalize its predictions beyond the training was satisfactory. The predicted slump flow and washout values
M3 .220 .222 .420 .429 .018 .013 .565 .543 .475 .447 28-days fc′ (water) 1.0 2.1
M4 .265 .265 .540 .507 .125 .134 .383 .400 .230 .229
M5 .200 .177 .350 .447 .052 .059 .447 .430 .286 .284
M6 .250 .250 .440 .432 .049 .050 .547 .551 .463 .462
M7 .253 .271 .500 .475 .060 .059 .617 .629 — —
M8 .273 .242 — — — — .442 .504 — —
M9 .230 .245 — — .043 .024 .405 .385 — —
M10 .225 .226 — — .030 .048 .567 .555 — —
M11 .230 .196 .415 .528 .028 .028 — — — —
M12 .220 .218 .380 .462 .115 .113 — — — —
M13 .270 .280 .585 .615 .082 .082 — — — —
M14 .270 .270 .550 .549 .048 .048 — — — —
M15 .250 .264 .500 .520 .062 .066 — — — —
M16 — — .280 .279 — — — — — —
M17 — — .330 .267 — — — — — — Fig. 9—Sensitivity of ANN model to HRWR in predicting
M18 — — — — 0.47 0.47 — — — — slump values.
M19 — — — — .036 .036 — — — —
M20 — — — — .090 .090 — — — —
M21 — — — — — — .547 .572 — —
M22 — — — — — — — — .317 .317
M23 — — — — — — — — .284 .284
M24 — — — — — — — — .377 .402
M25 — — — — — — — — .286 .291
*
Meas. = measured.
†
Pred. = predicted.
ACKNOWLEDGMENTS
This research was supported by the Natural Science and Engineering
Research Council of Canada (NSERC) through a grant awarded to M. Nehdi.
The authors acknowledge K. H. Khayat from Sherbrooke University in
whose lab most experimental data used to create the model was developed.
NOTATION
Fig. 11—Sensitivity of ANN model to HRWR in predicting AAE = average absolute error
ANN = artificial neural network
washout values.
AWA = anti-washout admixture
e = vector of neural network errors at output layer
influence of the AWA on the washout resistance property. fc′ = compressive strength of concrete (28 days)
I = identity matrix
Normalized ingredients of the base mixture include 21.6% J = Jacobian matrix
cement, 11.07% water, 1.87% silica fume, 30% sand, 35.2% JT = transpose of Jacobian matrix
gravel, 0.005 AWA, and 0.241% HRWR. The network was HRWR = high-range water-reducing admixture
called to predict the associated washout values of the new n = number of neurons in layer l – 1
mixtures and its predictions of washout versus the AWA Ujl = net input of neuron j in layer l
UWC = underwater concrete
dosage are illustrated in Fig. 10. It is indicated that by increasing Wk = vector of current weights and biases in neural network at time k
the dosage of AWA, the washout value decreased. The effect Wk + 1 = vector of current weights and biases in neural network at time k + 1
of the HRWR dosage on the washout resistance was investi- wjil = connection strength between neuron j in layer l and neuron i in
gated in a similar fashion and results are illustrated in Fig. 11. It previous layer
is shown that at low dosage, the HRWR has limited effect on Xl-1i = input coming from neuron i in layer l – 1
washout. A slight decrease of washout was observed as the Ylj = output of neuron j layer l
Ymeas = normalized measured underwater concrete property
HRWR dosage increased from 0.05 to 1% likely due to the Ypred = predicted underwater concrete property
improved homogeneity of the mixture. As the HRWR dosage θjl = threshold value
increased beyond this range, the vulnerability of concrete to µ = scalar in Levenberg-Marquardt learning algorithm
dilution increased and washout increased as a consequence.
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