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Eur. J. Lipid Sci. Technol.

2010, 112, 519–530 519

Review Article
Biolubricants: Raw materials, chemical modifications and
environmental benefits

Jumat Salimon1, Nadia Salih1 and Emad Yousif2

1
School of Chemical Sciences and Food Technology, Faculty of Science and Technology, Universiti
Kebangsaan Malaysia, Bangi, Selangor, Malaysia
2
Department of Chemistry, College of Science, Al-Nahrain University, Baghdad, Iraq

The depletion of the world’s crude oil reserve, increasing crude oil prices, and issues related to
conservation have brought about renewed interest in the use of bio-based materials. Emphasis on the
development of renewable, biodegradable, and environmentally friendly industrial fluids, such as
lubricants, has resulted in the widespread use of natural oils and fats for non-edible purposes. In this
study, we have reviewed the available literature and recently published data related to bio-based raw
materials and the chemical modifications of raw materials. Additionally, we have analyzed the impacts
and benefits of the use of bio-based raw materials as functional fluids or biolubricants. The term
biolubricants applies to all lubricants, which are both rapidly biodegradable and non-toxic to
humans and other living organisms, especially in aquatic environments. Biodegradability provides an
indication of the persistence of the substance in the environment and is the yardstick for assessing the eco-
friendliness of substances. Scientists are discovering economical and safe ways to improve the properties
of biolubricants, such as increasing their poor oxidative stability and decreasing high pour points.
‘‘Green’’ biolubricants must be used for all applications where there is an environmental risk.

Keywords: Biolubricants / Eco friendly / Environmentally acceptable lubricants / Plant oil / Renewable

Received: September 17, 2009; Revised: January 22, 2010; accepted: February 2, 2010
DOI: 10.1002/ejlt.200900205

1 Introduction edible purposes. The sources of natural oils and fats come
from various plants and animals-based raw materials (e.g., soy
The use of natural fats and oils by man dates back to antiq- bean, palm, tallow, lard) [2]. Plant oils are superior in terms
uity. The chemical composition of fats and oils and their of biodegradability, especially when compared to mineral
specific properties have allowed them to be used as foods, oils. Attention has been focused on technologies that incorp-
fuels and lubricants. The sources of natural fats and oils are orate plant oils as biofuels and industrial lubricants [3], due to
numerous and encompass vegetable, animal and marine the fact that they are renewable and non-toxic.
sources. The usefulness of fats and oils are determined by The application of plant oils and animal fats for industrial
their chemical nature, and these compounds have common purposes, specifically as lubricats, has been in practice for
characteristics. Fats and oils are naturally occurring substan- many years. Environmental and economic reasons lead to the
ces that consist – predominantly – of mixtures of fatty acid utilization of plant oils and animal fats, or used oils and fats
esters derived glycerol [1]. after their appropriate chemical modification. Plant oil-based
The present emphasis on conservation has brought about lubricants and derivatives have excellent lubricity and bio-
renewed interest in the use of these ‘‘natural oils’’ for non- degradability, for which they are being investigated as a base
stock for lubricants and functional fluids [4].
Biodegradation is the process by which organic substan-
Correspondence: Professor Dr. Jumat Salimon, School of Chemical ces are broken down by the enzymes produced by living
Sciences & Food Technology, Faculty of Science and Technology, Universiti organisms. The term is often used in relation to ecology,
Kebangsaan Malaysia, 43600 Bangi, Selangor, Malaysia
waste management, and environmental remediation (biore-
E-mail: jumat@ukm.my
Fax: þ60 3 8921 5410
mediation). Organic material can be degraded aerobically,
with oxygen or anaerobically, without oxygen. A term related
Abbreviations: PE, pentaerythritol; PP, pour point; PTSA, p- to biodegradation is biomineralization, in which organic mat-
toluenesulfonic acid; TMP, trimethylolpropan ter is converted into minerals. By definition, biodegradation is

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520 J. Salimon et al. Eur. J. Lipid Sci. Technol. 2010, 112, 519–530

Table 1. Oleochemicals for selected applications

Product/use Source

Polymer materials
Polymerized soybean oil, castor oil Drying oils Soybean oil, castor oil
Polymerized linseed oil Linoleum Linseed oil
Additives
Epoxides Stabilizers, plasicizers Soybean oil
Soaps (Ba/Cd, Ca/Zn) Stabilizers stearic acid
Fatty acid esters,- amides Lubricants Rapeseed oil
Building blocks
Dicarboxylic acids Polyamides, polyesters, alkyl resins, lubricants Tall oil, soybean oil, castor oil
Ether-/ester polyols Polyurethanes, lubricants Sunflower oil, linseed oil, oleic acid

the chemical transformation of a substance by organisms or This paper gives a short overview of biolubricants and
their enzymes [5]. provides specific examples of the chemical modifications of
Plant oils have different unique properties compared to plant oil-based materials for biolubricants. Additionally, a
mineral oils, due to their unique chemical structure. Plant oils discussion on the contribution of biolubricants to the
have a greater ability to lubricate and higher viscosity indices. reduction of environmental hazards is included.
Superior anticorrosion properties are observed in vegetable
oils and are induced by a greater affinity for metal surfaces.
High flash points over 3008C classify vegetable oils as non- 2 Oleochemicals as raw materials
flammable liquids. However, the applicability of vegetable
oils in lubrication is partly limited, as these oils tend to show Oleochemicals have been used in polymers for a long period
low oxidative stability and higher melting points. Chemical of time. One can differentiate between the use of oleochem-
modification of vegetable oils is an attractive way of solving icals as polymer materials and lubricants. Traditionally, oleo-
these problems [6]. Biolubricants formulated from plant oils chemicals such as linseed oil and soybean oil have been used
should have the following advantages derived from the chem- as drying oils in the polymer industry. Oleochemicals have
istry of the base stock: also been used as polymer additives, such as epoxidized
soybean oil, which is used as a plasticizer. Oleochemicals
(i) Higher lubricity leading to lower friction losses, yield- are used as monomers for polymer, such as dicarboxylic
ing more power, and better fuel economy. acids, which are used in polyesters or polyamides
(ii) Lower volatility resulting in decreased exhaust (Table 1) [7]. Naturally derived materials continue to find
emissions. use in polymer-related and lubricant-based applications,
(iii) Higher viscosity indices. especially in niche markets [8, 9].
(iv) Higher shear stability. Oleochemical-based monomers, such as epoxidized oils,
(v) Higher detergency eliminating the need for detergent maleinated oils, and amidated fats are under investigation
additives. [10]. Oleochemical-based dicarboxylic acids, such as azelaic,
(vi) Higher dispersancy. sebacic, and dimer acid (Fig. 1) amount to 100 000 tones /
(vii) Rapid biodegradation and hence decreased environ- year are used as base materials for polymers and lubricants.
mental/toxicological hazards. Oleochemical dicarboxylic acids approximate is about 0.5%

Figure 1. Building blocks for oleochemicals


based on natural oils.

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Eur. J. Lipid Sci. Technol. 2010, 112, 519–530 Biolubricants: Raw materials, chemical modifications and environmental benefits 521

Figure 2. Dimerization of unsaturated fatty


acids.

of the total dicarboxylic acid market for monomers, where environmentally friendly, environmentally acceptable, biode-
phthalic and terephthalic acids represent 87% [11, 12]. gradable, non-toxic, etc. Approximately 1% of the total
The chemical nature of these oleochemical-derived dicar- mineral oil consumption is used to formulate lubricants.
boxylic acids tends to alter or modify condensation polymers, Figure 3 reveals the volume of the worldwide lubricant
and will therefore remain in a special niche market. Some market, showing that about one third of all lubricants are
desirable properties related to oleochemical derived dicar- consumed in Europe, America, and Asia. Between 13% (EC
boxylic acids are elasticity, flexibility, high impact strength, countries) and 32% (USA) of all used lubricants return to the
hydrolytic stability, hydrophobicity, lower glass transition environment with altered physical properties and appearan-
temperatures, and flexibility [13]. The critical reaction in ces [16]. These lubricants included those used in frictional
the development of oleochemicals as building blocks in poly- loss lubrication and total 40 000 tons annually in Germany.
meric materials, coating, and lubricants, is conducted on the Lubricants that remain in the environment also include those
double bond of unsaturated triacylglycerol or fatty acids. used in circulation systems, which are not collected and
These reactions such as caustic oxidation, ozonolysis, dime- disposed. In addition, leaked lubricants and those remaining
rization, autooxidation, epoxidation, and epoxide ring open- in filters or containers have to be taken into account.
ing are important processes (Fig. 2) [14]. In the following Altogether, the environment in Germany is exposed to about
sections recent developments in the field of biolubricants will 150 000 tons annually. This value is based on the on the static
be presented in greater detail. mentioned above and represent the lubricant volume that
returns to the environment [17]. A calculation based on the
actual lubricants consumption in Germany and the disposal
3 Biolubricants and the environment

Strong environmental concerns and growing regulations over


contamination and pollution in the environment have
increased the need for renewable and biodegradable lubri-
cants. Accelerating research and development in this area has
also been driven by public demand, industrial concern, and
government agencies. Better ways to protect the ecosystem or
reduce, or reduce the negative impact of spills or leakage of
lubricants must be outlined [15]. Many terms are used for the
classification of lubricants and include products that are Figure 3. Worldwide consumption of lubricants.

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522 J. Salimon et al. Eur. J. Lipid Sci. Technol. 2010, 112, 519–530

rates for different types of lubricants results in about Table 2. Terms regarding lubricants and the environment
250 000 tons annually. Once the volume representing lost
Environmentally positive – non-injurious
lubricants and undefined lubricants is accounted for the total Environmentally friendly – eco-friendly
volume of lubricants in Germany returning to the environ- Environmentally sociable – socially friendly
ment may be on the order at least 300 000 t/a [18]. Environmentally justified – environmentally favorable
The production, application, and disposal of lubricants Environmentally careful – environmentally conservative
have to meet the requirements for the best possible protection Environmentally neutral – harmless to the environment
of the environment and of living beings in particular. Most Environmentally protective – preserves the environment
often, health hazards to humans are derived from indirect Environmentally conformable – respectful of the environment
routes through the environment. For all cases of direct con-
tact between lubricants and human beings, compatibility has
to be verified. All measures have to be taken to keep the
impairment of the environment at the lowest possible level. In Table 3. Common terms related to the environment
evaluating acceptable detrimental effects upon the environ-
Friendly – improves the environment
ment, the benefit of lubricants, such as their performance or Neutral – unimportant, harmless
economic properties, must be considered and weighed Threshold of Perception
against the risks associated with these lubricants [19]. Sociable – low, unsuitable
Start of Legal Regulations
4 Environmental definition aspects of Annoying – disagreeable, unpleasant, impairing
biolubricants Irksome – troublesome, inconvenient
Limit of Burdening
Endangering – excessive, unimputable
A lubricant is a substance (often a liquid) introduced between
Harmful – dangerous, irreversible effects
two moving surfaces to reduce the friction between them,
improving efficiency and reducing wear. Lubricants dissolve
or transport foreign particles and distribute heat. Some bio-
lubricants also contain small amounts of additives. Plant oils
or synthetic liquids such as hydrogenated polyolefins, esters, Additionally, lubricants must provide a liquid seal at moving
silicone, and fluorocarbons are used as base oils. Additives contacts and remove of wear particles. In order to perform
deliver reduced friction and wear, increased viscosity, these roles, lubricating oils must have specific physical and
improved viscosity index, resistance to corrosion and oxi- chemical characteristics. Perhaps the fundamental require-
dation, aging or contamination, etc. [24]. In addition to ment of lubricants is that the oil should remain a liquid over a
industrial applications, lubricants are used for many other broad range of temperatures. In practice, the usable liquid
purposes. Other uses of lubricants include bio-medical appli- range is limited by the pour point (PP) at low temperatures
cations (e.g., lubricants for artificial joints) and the use of and the flash point at high temperatures. The PP should be
personal lubricant for sexual purposes. In an attempt to low to ensure that the lubricant is pump-able when the
classify lubricants according environmental risk, many differ- equipment is started from extremely low temperatures
ent terms have been established (Table 2). [22]. The flash point should be high to allow the safe oper-
It is useful to rank the terms related to environment risk, ation and minimum volatilization at the maximum operating
as in Table 3. According to this catergorization, no lubricant temperature. For the most demanding applications, such as
can be regarded as environmentally friendly, because this aviation jet engine lubricants, an effective liquid range over
term implies an improvement to the environmental con- 3008C may be required. The efficiency of the lubricant in
ditions. One has to be content with the fact that the lubricant reducing friction and wear is greatly influenced by its
is environmentally acceptable and that it affects the environ- viscosity. The relationship between speed, viscosity, load,
ment to a less pronounced degree [21]. oil film thickness, and friction is illustrated by the Stribeck
diagram (Fig. 4) [24].
Furthermore, biodegradability is the most important
5 The role, functions, and requirements of a aspect with regard to the environmental fate of a substance.
lubricant Primary degradation is the first step in the breakdown of a
substance and involves the disappearance of the original
A lubricant is a material used to facilitate the relative motion molecule. However, the determination of the ultimate
of solid bodies by minimizing friction and wear between degradability or the mineralization of substances to
interacting surfaces. In addition to the primary purposes of CO2, H2O, and the formation of biomass is important.
reducing friction and wear, lubricating oils are also required Ultimate biodegradability guarantees the safe reintegration
to carry out a range of other functions, including the removal of the organic material in the natural carbon cycle
of heat, corrosion prevention, and the transfer of power. and is important for its environmental classification.

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Eur. J. Lipid Sci. Technol. 2010, 112, 519–530 Biolubricants: Raw materials, chemical modifications and environmental benefits 523

6 Biolubricants laws and regulations

In several European countries regulations and policies exist in


favor of biolubricants [25]:
(i) In Germany, Austria, and Switzerland regulations are
in place that forbid the use of mineral oil-based lubri-
cants around inland waterways and in forest areas.
In addition, the German federal government has
introduced a program called ‘‘Market Introduction
Program (MIP) Biolubricants and Biofuels’’ for the
reimbursement of costs associated with substituting
Figure 4. Stribeck diagram. The coefficient of friction for bearing is mineral oil-based lubricants for lubricants based on
plotted against the dimensionless duty parameter mN/s, where m is renewable resources with a mass content greater than
the dynamic viscosity of the lubricant, N the rotational speed of the 50%. This program, which is managed by the German
shaft, and s is the loading force per unit area [24]. Agency of Renewable Resources, is a success especially
for hydraulic fluids.
(ii) The Swedish City of Gothenburg has set up an advice
and technology program for lubricant products, which
Biodegradability depends more on the chemical structure of has encouraged the manufacturing industry to switch
the lubricant than on its water solubility. to biolubricants. This so-called ‘‘Ren Smörja’’ (Clean
Lubricants) project was a co-operation between
5.1 Basic properties and benefits of biolubricant municipal authorities, consultants, and industries
and has resulted in environmental criteria for lubricat-
The term biolubricants applies to all lubricants that are both ing greases and hydraulic fluids. These criteria have
rapidly biodegradable and non-toxic to humans and aquatic been identified and are now a part of Swedish
environments. A biolubricant may be plant oil-based (e.g., Standards. In addition, in the Scandinavian countries
rapeseed oil) or derived from synthetic esters manufactured a tax exemption on biolubricants is in place.
from modified renewable oils or from mineral oil-based prod- (iii) In Italy, there is a tax on mineral oils and products that
ucts [18, 20]. Table 4 summarizes some of the benefits of contain them.
biolubricants. (iv) In 1991, Portugal introduced a regulation mandating
the use of biolubricant two-stroke engine oils in out-
board boat engines.
(v) Belgium has enacted legislation that requires biolubri-
cants to be used in all operations that take place near
non-navigable waters.
Table 4. Benefits of biodegradable lubricants (vi) In the Netherlands, the Dutch Ministry of Spatial
Less emission – due to the higher boiling temperatures of esters. Native Planning, Housing and the Environment issued a
triacylglycerol leads to partly gummy structures at high temperature policy and action program in favor of biolubricants
and can accumulate acroleins, which are irritating. in 1996. Tax incentives affecting biolubricants are
Totally free of aromatics – over 90% biodegradable oils, non-water operated under the Dutch VAMIL, which allows for
polluting. the accelerated depreciation of environmental
Oil mist and oil vapor reduction-leads to less inhalation of oil mist into investments.
the lungs. (vii) Within the USA, the Department of Agriculture is
Better skin compatibility – less dermatological effects. proposing the establishment of guidelines for the
High cleanliness at the work place.
designation of items made from bio-based products
Equal and often higher tool life – due to a higher wetting tendency of
(including plant-based lubricants) that would be given
polar esters, which leads to a reduction in friction.
Higher viscosity index – viscosity does not vary with temperature as federal procurement preference, as required under the
much as mineral oil. This can be an advantage when designing lubri- Farm Security and Rural Investment Act of 2002.
cants for use over a wide temperature range. This can also result in
lower viscosity classes for the same applications combined with easier 7 Chemical structure of plant, mineral, and
heat transfer. synthetic oils
Higher safety on shop floor – higher flashpoints at the same viscosity.
Cost savings on account of less maintenance, man power, storage, and
Plant oils are composed mostly of triacylglycerol (98%) and
disposal costs.
contain of different fatty acids attached to a single molecule of

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524 J. Salimon et al. Eur. J. Lipid Sci. Technol. 2010, 112, 519–530

glycerol. They also contain minor amounts of mono- and di- perfluoroalkyl ethers may be used. However, the use of these
glycerols (0.5%), free fatty acids (0.1%), sterols (0.3%), and non-hydrocarbon-based lubricants is restricted by their rela-
tocopherols (0.1%) [25]. Fatty acids are mainly long chain tively high cost and their incompatibility with other lubricants
(C18–C24) unbranched aliphatic acids, with hydrogen atoms and standard additives. All synthetic lubricants are normally
attached to carbons and other groups, and a carboxylic acid used as formulations containing the same types of functional
terminating the chain. The shortest non-branched fatty acid additives as are used in mineral oils [30]. Table 5 shows
chains (C6) is water-soluble due to the presence of the polar further informations regarding synthetic lubricants available
–COOH group. By increasing the length of the chain, the on the market.
fatty acid takes on oily or fatty characteristics and becomes
increasingly less water-soluble. The carbon chain of a fully
saturated fatty acid is straight. When hydrogen atoms are 8 Modification of plant oils for biolubricants
missing from adjacent carbon atoms, the carbons share a
double bond instead of a single bond. This type of fatty acid Direct applications of plant oils as lubricants are less favor-
is called an unsaturated fatty acids. These acids have lower able due to a variety of factors. Plant oils have poor oxidative
melting points than saturated fatty acids. The fatty acid is and thermal stability, which is due to the presence of acyl
polyunsaturated if double bonds occur at multiple sites. groups. The presence of the glycerol backbone in oil gives
Therefore fatty acids can be classified as being saturated, tertiary b-hydrogen, which is thermally unstable. The chemi-
mono-, di-, tri-unsaturated, etc. [26]. cal modification of plant oils by addition reactions to the
Mineral oils, on the other hand, are extremely complex double bonds constitutes a promising manner of obtaining
mixtures of C20–C50 hydrocarbons containing a range of valuable commercial products from renewable raw materials.
linear alkanes (waxes), branched alkanes (paraffinics), alicy- In order to use plant oil-based lubricants with special addi-
clic (naphthenic), olefinic, and aromatic species. They also tives, chemical modifications, de novo synthesis, breeding,
contain significant amounts of heteroatoms, mainly sulfur. and/or biotechnology play an important role. These methods
Mineral oils are more stable, cheaper, and more readily improve the performance and stability of base oils in lubricat-
available than natural oils, and are also available in a wider ing formulations. They also provide a sufficient capacity of
range of viscosities. One issue regarding mineral oils is that plant-based oil substrates for green engineering.
oils derived from different fields have different characteristics.
Another issue regarding mineral oils is the volatilization of
low molecular weight components, which leads to a tendency 8.1 Antioxidants and other additives
to thicken during use. The presence of low molecular weight
components also reduce the flash point of mineral oils com- As outlined above, lubricants and hydraulic fluids are
pared to natural oils of the same viscosity [27]. materials that are composed of a base fluid and additives.
There are some applications where performance require- In hydraulic fluids additives account for only 1–2% of the
ments cannot be met by mineral oils, and it is necessary to formulation and 10% of the total volume in motor lubri-
chemically synthesize base lubricants with superior proper- cants. In transmission oils, additives constitute about 30% of
ties. There are a range of synthetic lubricants such as poly(a- the formulation. Typically, additives are used as antioxidants,
olefins) (PAOs). These lubricants have characteristics similar rust (corrosion) inhibitors, de-emulsifiers, wear reducers, PP
to highly refined paraffinic mineral oils, but with a depressors, and hydrolysis inhibitors. Most additives are
more narrowly defined molecular weight distribution. common in mineral and plant oils, but the toxicity of cur-
Alkylbenzenes are a class of synthetic hydrocarbons, although rently used additives require research on the development
the lubricant industry now almost exclusively uses branched and use of alternatives bio-based additives.
alkylbenzenes, as they have better low temperature fluidity Naturally occurring antioxidants such as tocopherol (vita-
[28]. Synthetic organic esters are another class of widely used min E), L-ascorbic acid (vitamin C), esters of gallic acid, citric
lubricants. Examples include esters derived from C8–C13 acid derivatives, or lipid-modified EDTA derivatives serve as
mono-alcohols and diacids such as adipic acid (diesters) synthetic metal scavengers and may be investigated as altern-
and esters of C5–C18 monoacids with neopentyl polyols, such atives to the currently used toxic antioxidants [31].
as pentaerythritol (PE, polyol esters). The presence of the
ester group confers low temperature fluidity and reduces
volatility at high temperatures. It also provides an affinity 8.2 Chemical modifications
for metal surfaces. Esters were originally developed for the
lubrication of aircraft jet engines but have subsequently found Chemical modifications such as epoxidation, estolides for-
wide-spread use, particularly in applications where biode- mation, and tranesterification of plant oils with polyols have
gradability is required [29]. For applications where chemical been shown to improve the oxidative stability of plant oil-
stability is an overriding requirement, non-hydrocarbon- based lubricants and to achieve optimal characteristics for
based fluids such as poly(dimethyl siloxanes) and extreme applications [13].

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Eur. J. Lipid Sci. Technol. 2010, 112, 519–530 Biolubricants: Raw materials, chemical modifications and environmental benefits 525

Table 5. Type and application of synthetic lubricants

Class Type Operating Applications Advantages Limiting


temp. (8C) vs. mineral oil properties

Synthesized fluids Polyalphaolefins, 155 to 45 Machine tool High temperature Solvency/detergency,
hydrocarbons (SFHs) alkylated aromatics, spindles, stability, long life, seal compatibility
polybutenes, freezer Low temperature
cycloaliphatic plants-motors, fluidity, high
conveyors, viscosity index,
bearings Improved wear
protection,
Low volatility,
oil economy
Organic esters Dibasic acid ester, 204 to 35 Commercial No wax, high Seal compatibility,
polyol ester manual temperature mineral oil compatibility,
transmission stability, antiwear and extreme
long life, pressure, hydrolytic
low temperature stability, paint
fluidity, compatibility
solvency/detergency
Phosphate esters Triaryl phosphate ester, 180 to -18 Hydraulic Fiber resistance, Seal compatibility, low
(phosphoric trialkyl phosphate ester, systems lubricating ability viscosity index,
acid esters) mixed alkylaryl paint compatibility,
phosphate esters metal corrosion,
hydrolytic stability
Polyglycols Polyalkylene, 245 to 20 Gas turbines Water versatility, Mineral oil compatibility,
polyoxyalklylene, high viscosity index, paint compatibility,
polyethers, glycols low temperature fluidity, oxidation stability
antirust, no wax

8.2.1 Epoxidation of the carbon–carbon double bond H2SO4, producing the desired diester compounds (Fig. 5)
[32–35].
Plant oils and animal fats are increasingly used as green raw Not surprisingly, as the length of the mid-chain increase, a
materials in various areas of industry. In the field of lubri- corresponding improvement in low temperature behavior is
cants, environmental, and economic reasons lead to the util- observed. This phenomenon is due to the increased ability of
ization of plant oils and animal fats, or used oils and fats after the long chain esters to disrupt macrocrystalline formation at
appropriate chemical modifications. The temperature flow low temperatures. Another observation is the positive effect
property of pant oils is extremely poor, and this limits their of branching at the chain end on the low temperature per-
use at low operating temperatures, especially in automotive formance of the resultant products, which leads to the
and industrial fluids. Plant oils have a tendency to form formation of microcrystalline structures rather than macro-
macrocrystalline structures at low temperatures through crystalline structures.
uniform stacking of the ‘‘bend’’ in the triacylglycerol back-
bone. Such macrocrystals restrict flow due to the loss of 8.2.2 Estolides of oleic acid and saturated fatty acids
kinetic energy of individual molecules during self-stacking.
Several diester compounds have been synthesized from com- Estolides are a class of esters-based on plant oils and are
mercially available oleic acid and common fatty acids synthesized by the formation of a carbocation at the site of
[32–35]. The key steps in the three step synthesis of oleo- unsaturation. This carbocation can undergo nucleophilic
chemical diesters includes epoxidation and ring opening of attack by other fatty acids, with or without carbocation
epoxidized oleic acid with different fatty acids (octanoic, non- migration along the length of the chain, to form an ester
anoic, lauric, myristic, palmitic, stearic, and behenic acids) linkage. Estolides were developed to overcome some of the
using p-toluenesulfonic acid (PTSA) as a catalyst to yield short-falls associated with plant oils, such as poor thermal
mono-ester compounds. The esterification reaction of these oxidative stability [36] and poor low temperature properties
compounds with butanol, isobutanol, octanol, and 2-ethyl- [29]. Some deficiencies can be improved with the use of
hexanol was further carried out in the presence of 10 mol% additives but usually at the expence of biodegradability,

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526 J. Salimon et al. Eur. J. Lipid Sci. Technol. 2010, 112, 519–530

Figure 5. Epoxidation of oleic acid, followed


by ring opening acylation of EOA using PTSA
as a catalyst. RCOOH is octanoic, non-anoic,
lauric, myristic, palmatic, stearic, and behenic
acid. The esterification reaction was carried out
using alcohol (butanol, isobutanol, 2-ethylhex-
anol, octanol) and H2SO4 as a catalyst.

toxicity, and cost. Cermak and Isbell [37] synthesized satu- solvents, and biofuels are developed from tallow to improve
rated mono-estolide esters and enriched saturated mono- its commercial value [38]. Tallow is currently in use as an
estolide 2-ethyl hexyl esters from oleic and saturated fatty edible oil but is slowly being replaced with healthier oils. With
acids using three different synthetic routes (Fig. 6). The the slow trend away from edible applications to industrial
estolide numbers (ENs), the average number of fatty acid applications, tallow is found in a wide range of products from
units added to a base fatty acid, varied and was dependent on plastics [39] to lotions and softeners [40], soaps and deter-
synthetic conditions. The physical property data indicated gents [41], tires [42], candles [43], paints and varnishes [44],
that both chain length and EN affect low temperature lubricants and fuels [45], and even pharmaceuticals [46].
properties. Foglia et al. [47] determined the low-temperature proper-
Tallow is a fat that is derived primarily from cattle, but can ties of alkyl esters derived from tallow and recycled greases in
also be obtained from sheep and goats. Some researchers neat esters and 20% ester blends in No. 2 low-sulfur diesel
have used tallow as source of animal fats because the demand fuel. The properties studied included cloud point (CP), PP,
for tallow in the global food market has gradually decreased cold filter plugging point (CEPP), low-temperature flow test
due to health concerns and competition from other fats and (LTFT), crystallization onset temperature (Tc), and kin-
oils. Value-added products, such as nutraceuticals, cleaning ematic viscosity. The compositional properties of the alkyl

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Eur. J. Lipid Sci. Technol. 2010, 112, 519–530 Biolubricants: Raw materials, chemical modifications and environmental benefits 527

Figure 6. Schematics of the synthesis of oleic estolide esters.

esters determined included water, residual free fatty acids, 2-(hydroxymethyl)-1,3-propanediol esters of rapeseed oil
and free glycerol content. In general, secondary alkyl esters of fatty acids via enzymetic and chemical methods. Sodium
tallow showed significantly improved cold-temperature prop- methylate (0.5% w/w) was employed as catalyst, and the
erties over normal tallow alkyl ester derivatives. Wu et al. [48] reaction mixture was refluxed under a reduced pressure of
prepared three monoalkyl fatty acid esters derived from tal- 3.3 kPa. Approximately 99% conversion was achieved at
low and grease by lipase-catalyzed transesterification and 110–1208C in 10 h. Using 40% w/w Candida rugosa lipase,
evaluated the esters as prospective diesel engine fuels. The only 64% of the TMP was converted to triesters in 24 h at
low temperature properties of the esters, both neat and as 5.3 kPa at 478C. With immobilized Rhizomucor miehei (50%
20% blends in No. 2 diesel fuels were evaluated. The proper- w/w), the highest conversion to the TMP triester was 90%
ties investigated included CP, PP, CEPP, LTFT and crys- and was achieved in 66 h.
tallization onset temperature. Other properties of the esters, Yunus et al. [51] demonstrated that palm oil TMP esters
such as kinematic viscosity, heating value, and calculated containing 98% w/w triester can be successfully synthesized
cetane number, were also determined. All three esters had in less than an hour. The chemical transesterification of TMP
acceptable physical and low-temperature properties as well as with palm oil methyl esters was attainable under a reduced
acceptable fuel properties, when used as a 20% blend in pressure of at least 20 mbar at T ¼ 1208C with a 3.9:1 molar
diesel. Tallow-oleic estolide 2-ethylhexyl (2-EH) esters were ratio and the use of sodium methoxide as a catalyst. The
synthesized in a one-pot perchloric acid-catalyzed process optimum molar ratio was established as 3.9:1, and the cata-
from 90% industrial oleic and tallow fatty acids with varying lyst was required at less than 1.0% w/w, a quantity far less
ratios. Varying the ratio of tallow and oleic fatty acids, along than the lipase required for enzymatic transesterification
with the esterification process, provided a functional fluid (40–50% w/w [50, 52]).
that may be used as a lubricant [49] (Fig. 7): Esters of neopentylpolyols were prepared by an esterifi-
cation reaction between PE and erucic acid catalyzed by 4-
8.3 Organic polyesters synthesis toluenesulfonic acid ( p-PTSA) in xylenes [53]. The reaction
mixture was heated to 2008C under a nitrogen atmosphere.
Biodegradable organic polyesters derived from the transes- Since PE becomes the backbone of the new esters, four types
terification/esterification of plant oils and branched neopo- of esters were obtained and included: – tetra, tri, di, and
lyols such as trimethylolpropan (TMP) and PE have been monoesters. These esters provided improved low tempera-
developed for various applications (Fig. 8). Uosukainen et al. ture behavior. Animal fats were also used to synthesize polyol
[50] described the synthesis of biodegradable TMP [2-ethyl- esters using calcium methoxide, but the rate of the reaction

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528 J. Salimon et al. Eur. J. Lipid Sci. Technol. 2010, 112, 519–530

Figure 7. Reaction scheme for the formation of tallow-oleic estolide 2-ethylhexyl ester.

Figure 8. TMP transesterification.

was slow. The yield of the reaction was 85–90% after 20 h comparable tribological and functional properties. Igartua
[54]. A two-stage low temperature crystallization process was et al. [55] summarized the results obtained when developing
used to improve the PPs. biodegradable passenger car lubricants in combination with
triboreactive materials. The study was focused on passenger
car motor oils (PCMO) with reduced metal–organic addi-
9 Biolubricants and triboreactive materials for tives. This was necessary in order to reduce the ash build-up
automotive applications in the treatment system and to improve its efficiency and
lifetime. High fuel efficiency and long drain intervals are also
Replacing hydrocarbon-based oils with biodegradable prod- necessary. Additionally, these oils have to be biodegradable
ucts is one of the ways to reduce adverse effects on the and non-toxic to aqueous environments, according to the
ecosystem caused by the use of lubricants. The use of low directive EC/1999/45, which is in agreement with other
or no sulfur, low ash and phosphorous (low SAP) esters- or international standards. In a modern diesel or gasoline
polyglycol-based oils (intended for passenger car engine engine, the engine oils has to fulfill a number of functions,
lubricants as substitutes for hydrocarbon-based oils) requires such as lubricating and cooling the system, protecting against
the preparation of a composition of lubricants with wear, the handling of soot and particles with low deposit

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Eur. J. Lipid Sci. Technol. 2010, 112, 519–530 Biolubricants: Raw materials, chemical modifications and environmental benefits 529

tendency, etc. The study of the biodegradability, toxicity, and [2] Aluyor, E. O., Obahiagbon, K. O., Ori-jesu, M.,
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