Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
ORIENTALIA LOVANIENSIA
ANALECTA
————— 177 —————
‘ABBASID STUDIES II
edited by
JOHN NAWAS
CONTENTS
POLITICAL HISTORY
Herbert BERG, ¨Abbasid Historians’ Portrayals of al-¨Abbas b.
¨Abd al-Mu††alib . . . . . . . . . . . . . . . 13
Amikam ELAD, The Struggle for the Legitimacy of Authority as
Reflected in the Îadith of al-Mahdi . . . . . . . . . 39
Nimrod HURVITZ, Negotiating Ibn Îanbal’s Contribution to Îanbali
Legal Doctrine . . . . . . . . . . . . . . . 97
Ghada JAYYUSI-LEHN, The Caliphate of al-Mu¨taÒim: Succession
or Capture? . . . . . . . . . . . . . . . . 107
John P. TURNER, Al-Afshin: Heretic, Rebel or Rival? . . . . 119
CULTURAL HISTORY
Monique BERNARDS, Grammarians’ Circles of Learning: A Social
Network Analysis . . . . . . . . . . . . . . 143
Michael COOPERSON, Al-Maˆmun, the Pyramids and the Hieroglyphs 165
Cecile CABROL, Les fonctionnaires d’Etat nestoriens à Bagdad du
temps des ¨Abbassides (III/IXe – IV/Xe s.) . . . . . . 191
Devin J. STEWART, Emending the Chapter on Law in Ibn al-Nadim's
Fihrist . . . . . . . . . . . . . . . . . . 211
Uwe VAGELPOHL, The ¨Abbasid Translation Movement in Context.
Contemporary Voices on Translation . . . . . . . . 245
VI CONTENTS
Letizia OSTI, In Defence of the Caliph: Abu Bakr al-∑uli and the
Virtues of al-Muqtadir . . . . . . . . . . . . . 283
Maaike VAN BERKEL, The Vizier and the Harem Stewardess: Media-
tion in a Discharge Case at the Court of Caliph Al-Muqtadir 303
Nadia Maria AL CHEIKH, The ‘Court’ of al-Muqtadir: Its Space
and Its Occupants . . . . . . . . . . . . . . 319
Peter E. PORMANN, Islamic Hospitals in the Time of al-Muqtadir . 337
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THE SPACE
1
In the summer of 2003 I spent five weeks in Los Angeles where I greatly benefited
from discussions and exchanges with Michael Cooperson. I also wish to thank the partic-
ipants of the School of ¨Abbasid Studies conference at Leuven for their comments and crit-
icisms.
2
D.B.J. MARMER, The Political Culture of the Abbasid Court, 279-324 (A. H.), Ph. D.
thesis, Princeton University, 1994, p. 10; B. LEWIS, The Political Language of Islam,
Chicago, 1988, p. 11.
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320 N. M. EL CHEIKH
3
Whereas the archaeological material at Samarraˆ is rich, Baghdad provides no topo-
graphical evidence whatsoever. See M. ROGERS, Samarra: A Study in Medieval Town-
Planning, in: A.H. HOURANI and S.M. STERN (edd.), The Islamic City: A Colloquium,
Oxford, 1970, p. 119-155.
4
HILAL AL-∑ABIˆ, Rusum Dar al-Khilafa, ed. MIKHAˆIL ¨AWWAD, Baghdad, 1964, p. 6.
5
O. GRABAR, The Formation of Islamic Art, New Haven, 1987, p. 134.
6
J.L. BACHARACH, Administrative Complexes, Palaces and Citadels: Changes in the
Loci of Medieval Muslim Rule, in: I. BIERMAN et al. (edd.), The Ottoman City and its
Parts: Urban Structure and Social Order, New York, 1991, p. 111-128.
7
A. NORTHEDGE, The Palaces of the Abbasids at Samarra, in: CH. ROBINSON (ed.), A
Medieval Islamic City Reconsidered: an Interdisciplinary Approach to Samarraˆ, Oxford,
2001, p. 29-67.
8
¨ARIB, ∑ilat Taˆrikh al-™abari, ed. M. J. DE GOEJE, Leiden, 1897, p. 27, 64, 73, 88,
141, 148; AL-TANUKHI, al-Faraj ba¨da ’l-Shidda, ed. ¨ABBUD AL-SHALJI, IV, Beirut, 1978,
p. 361-362; MISKAWAYH, Tajarib al-Umam, ed. H. F. AMEDROZ, I, Oxford, 1920, p. 4-6,
8, 40; HILAL AL-∑ABIˆ, Rusum, p. 7 and 9. Lawrence Conrad has analyzed early references
to quÒur in L. CONRAD, The QuÒur of Medieval Islam: Some Implications for the Social
History of the Near East, in: Al-AbÌath 29 (1981), p. 7-23.
0902-08_Nawas_15_El Cheikh 02-08-2010 10:48 Pagina 321
9
G. LE STRANGE, Baghdad during the Abbasid Caliphate, Oxford, 1900, p. 252-255;
YAQUT, Mu¨jam al-Buldan, II, Beirut, 1956, p. 4.
10
LE STRANGE, Baghdad, p. 263.
11
D. FAIRCHILD RUGGLES, Gardens, Landscape, and Vision in the Palaces of Islamic
Spain, University Park, Pennsylvania, 2000, p. 88-90 and F. MICHEAU, Bagdad, in:
Grandes villes mediterranéennes du monde musulman mediéval, Rome, 2000, p. 87-112.
12
GRABAR, Formation, p. 158.
13
O. GRABAR, Palaces, Citadels and Fortifications, in: G. MICHELL (ed.), Architecture
of the Islamic World: Its History and Social Meaning, London, 1984, p. 65-79.
14
YAQUT, Mu¨jam al-Buldan, II, p. 419.
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322 N. M. EL CHEIKH
15
MISKAWAYH, Tajarib, I, p. 55; trans. H. F. AMEDROZ and D. S. MARGOLIOUTH, The
Eclipse of the Abbasid Caliphate, I, Oxford, 1921, I, p. 59. Account in AL-KHA†IB AL-
BAGHDADI, Taˆrikh Baghdad, I, Beirut, n.d, p. 101-105.
16
GRABAR, Formation, p. 164. In his description of the palace, Marmer states that the
palace complex was ‘a series of concentrically arranged areas, in which authority and inac-
cessibility increased the closer one approached to the caliph’s residence’. In: The Politi-
cal Culture of the Abbasid Court, p. 12
17
M. MILWRIGHT, Fixtures and Fittings. The Role of Decoration in Abbasid Palace
Design, in: A Medieval Islamic City Reconsidered, p. 79-109.
18
S. AIRLIE, The Palace of Memory: The Carolingian Court as Political Centre, in: S.
REES JONES et al. (ed.), Courts and Regions in Medieval Europe, York, 2000, p. 1-20. The
Dar al-Khilafa, like the Ottoman Topkapı, must have been experienced in a processional
0902-08_Nawas_15_El Cheikh 02-08-2010 10:48 Pagina 323
sequence through which, in the words of Gulru Necipoglu, its separate courts and seemingly
disjointed architectural elements were integrated into a cumulative coherent whole. Archi-
tecture, Ceremonial and Power: The Topkapi Palace in the Fifteenth and Sixteenth Cen-
turies, Cambridge and London, 1991, p. xvi.
19
GRABAR, Formation, p. 162-3.
20
M. MILWRIGHT, Fixtures and Fittings. The Role of Decoration in Abbasid Palace
Design, in: A Medieval Islamic City Reconsidered, p. 79-109.
21
A. NORTHEDGE, An Interpretation of the Palace of the Caliph at Samarra (Dar al-
Khilafa or Jawsaq al-Khaqani), in: Ars Orientalis 23 (1993), p. 143-170 and The Palaces
of the Abbasids at Samarra, in: A Medieval Islamic City Reconsidered, 29-67.
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324 N. M. EL CHEIKH
22
M. MILWRIGHT, Fixtures and Fittings. The Role of Decoration in Abbasid Palace
Design, in: A Medieval Islamic City Reconsidered, p. 79-109.
23
AL-TANUKHI, al-Faraj, IV, p. 362-368. See MUHSIN MAHDI, From History to Fic-
tion: The Tale Told by the King's Steward in the Thousand and One Night, in: The Thou-
sand and One Night in Arabic Literature and Society, Cambridge, 1997, p. 78-105.
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THE COURT
The caliphal palace at Baghdad was the structure that defined the court
in a physical way. The palace was the setting for the court. But what was
the court and can one provide a definition that would apply to the
24
M. COOPERSON, Baghdad in Rhetoric and Narrative, in: Muqarnas 13 (1996), p. 99- 113.
25
AL-KHA™IB AL-BAGHDADI, Taˆrikh Baghdad, I, p. 104; trans. in J. LASSNER, The
Topography of Baghdad in the Early Middle Ages, Detroit, 1970, p. 90-91.
26
D. FAIRCHILD RUGGLES, Gardens, Landscape, p. 92.
27
O. GRABAR, Palaces, Citadels and Fortifications, in: Architecture of the Islamic
World, p. 65-79.
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326 N. M. EL CHEIKH
28
A.P. KAZHDAN and M. MCCORMICK, The Social World of the Byzantine Court, in: H.
MAGUIRE (ed.), Byzantine Court Culture from 829 to 1204, Washington, 1997, p. 167-197.
29
KAZHDAN and MCCORMICK, The Social World of the Byzantine Court, in: Byzantine
Court Culture, p. 167-179.
30
S. AIRLIE, The Palace of Memory: The Carolingian Court as Political Centre, In:
Courts and Regions in Medieval Europe, p. 1-20.
31
M. VALE, The Princely Court: Medieval Courts and Culture in North-West Europe,
1270-1380, Oxford, 2001, p. 15.
32
N. ELIAS, The Court Society, trans. E. JEPHCOTT, Oxford, 1983, p. 41.
33
P. MAGDALINO, In Search of the Byzantine Courtier: Leo Choirosphaktes and Con-
stantine Manasses, and KAZHDAN and MCCORMICK, The Social World of the Byzantine
Court, in: Byzantine Court, p. 141-165 and 167-197.
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Modern Arab scholars have used the term bala† in reference to the
caliphal court. In his study of the third/ninth century ¨Abbasid caliph
Harun al-Rashid, Sa¨di Δannawi, for instance, tried to define the word
bala† stating that etymologically, it derives from both a Latin root and an
Arabic root. The Latin root is palatium, meaning qaÒr, palace. As for the
Arabic root, it derives from bala†a, a flagstone or slab stone which trans-
formed into bala† to signify a pavement or tiled floor; bala† was then
used for the palace.34 However, the meaning of qaÒr or palace, whatever
its derivation, is not found in the seventh thirteenth century lexicon of Ibn
ManÂur, Lisan al-¨Arab, which provides the meanings of slab stone and
pavement. The much later Taj al-¨Arus by al-Zabidi (d. 1205/1791) pro-
vides the following additional meaning for bala†: ‘dar al-bala† in Con-
stantinople was a prison for the captives [of the army] of Sayf al-Dalwa
b. Îamdan. Al-Mutanabbi has mentioned it in his poetry’. However this
meaning is Byzantine specific and there is no implication in al-Zabidi’s
meaning that bala† was used to refer to ¨Abbasid palaces.
Δannawi’s further inference is that the Arabic meaning for bala†
implies a human occupation for the space, for people to meet, hence is
equivalent to the ‘court’, to signify the human institution constituted of
the king, the courtiers (rijal al-Ìashiya), the employees (aÒÌab al-waÂaˆif),
the representatives of the tribes, including the udabaˆ, poets and others
who form part of a regular majlis.35 However, this latter derivation seems
to me unsupported by the sources. To my knowledge the sources that
refer to the fourth/tenth century do not use the term bala† in either of
these implied meanings. The term dar may come closer to this concep-
tion. Although the Lisan al-¨Arab does not include in its definitions of the
term dar any meaning that implies the idea of the court, dar is the term
which medieval authors use to refer to the caliphal palace complex. Some-
times it stands alone and sometimes it is used alongside another qualify-
ing term: Dar al-Khilafa or Dar al-∑ul†an. This word, dar, perhaps best
circumscribes the specific reality of the fourth/tenth century court since
it is the term used by contemporary sources to refer to the palace com-
plex of al-Muqtadir both physically and metaphorically: Dar al-Khilafa
not only in the sense of building structures but as the establishment sur-
rounding the emperor or ‘court.’
The term that most closely comes to describing the courtiers is al-
Ìashiya. In references to al-Muqtadir, ¨Arib includes statements such as:
34
SA¨DI ΔANNAWI, Mawsu¨at Harun al-Rashid, I, Beirut, 2001, p. 19-20.
35
Δannawi, Mawsu¨at Harun al-Rashid, I, p. 19-20.
36
¨ARIB, ∑ilat, p. 24 and 88.
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328 N. M. EL CHEIKH
‘his mother and others of his Ìashiya’; and ‘the reputation of al-Îallaj
spread among the Ìashiya’.36 In Tajarib al-Umam, Miskawayh mentions
that ¨Ali b. ¨Isa abolished increases which had been extended to all ranks
of the army, to al-khadam, to al-Ìashiya, and to all clerks (al-kuttab) and
employees (al-mutaÒarrifin). Al-Kha†ib al-Baghdadi states in his descrip-
tion of the Byzantine ambassadors at the court of al-Muqtadir that:
The chamberlains, their subordinates and al-Ìawashi were arranged accord-
ing to rank along the gates, corridors, passageways, courts and audience
rooms… the troops ranged from above Bab al-Shammasiya to the area lead-
ing to Dar al-Khilafa. After the troops…stood the Îujarite pages, and al-
khawaÒÒ al-dariya wa-l-barraniya.37
37
AL-KHA†IB AL-BAGHDADI, Taˆrikh Baghdad, I, p. 100. Trans. in J. LASSNER, The
Topography of Baghdad, p. 86-87.
38
MISKAWAYH, Tajarib, I, p. 5-6 and 29; Eclipse, I, p. 6 and 32.
39
IBN AL-ATHIR, al-Kamil fi al-Taˆrikh, ed. C. J. TORNBERG, VIII, Beirut, 1979, p. 15;
R. MOTTAHEDEH, Loyalty and Leadership in an Early Islamic Society, London, 2001,
p. 115.
40
KAMAL ¨ABD AL-LA†IF, Fi TashriÌ UÒul al-Istibdad: Qiraˆa fi NiÂam al-Adab al-Sul-
taniyya, Beirut, 1999, p. 200.
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330 N. M. EL CHEIKH
48
AL-∑ULI, Akhbar al-Ra∂i bi-llah wa-l-Muttaqi bi-llah, ed. J. HEYWORTH DUNNE,
Cairo, 1935, p. 7 and 19; trans. by M. CANARD, Akhbar ar-Ra∂i billah wa’l-Muttaqi bil-
lah, I, Algiers, 1946, p. 58 and 68.
49
MUÎAMMAD B. ÎARITH AL-THA¨LABI, Kitab Akhlaq al-Muluk (previously attributed
to al-JaÌiÂ), ed. Khalil ¨A†iya, Beirut, 2003, p. 45, 50, 70, 153.
50
Rusum, p. 21-25; trans. p. 23-25.
51
MISKAWAYH, Tajarib, I, p. 152; Eclipse, I, p. 170.
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52
¨IZZ AL-DIN AL-¨ALLAM, al-Sul†a wa-l-Siyasa fi ˆl-Adab al-Sul†ani, n. p., 1991, p. 95-99.
53
It has been estimated that those who lived at Versailles, in the palace or outside, with
employment or residence at court, numbered some 25,000. R. HATTON, Louis XIV: At the
Court of the Sun King, in: G. DICKENS (ed.), The Courts of Europe: Politics, Patronage
and Royalty, 1400-1800, London, 1977, p. 233-261.
54
A. MEZ, The Renaissance of Islam, London, 1937, p. 141-2; on the institution of the
boon-companion, nadim, which became important and influential in the third/ninth and
fourth/tenth century see A. CHEJNE, The Boon-Companion in Early ¨Abbasid Times, in:
Journal of the American Oriental Society 85 (1965), p. 327-335.
55
D. SOURDEL, Le vizirat ¨abbaside, II, Damascus, 1960, p. 669-670.
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332 N. M. EL CHEIKH
Al-∑abiˆ adds that the residence also contained farms and farmers, private
livestock and four hundred baths for its inhabitants (ahliha) and retinue
(Ìawashiha).57 Thus, a distinction is made here between the household
and the retinue. Another distinction is between household and retinue on
the one hand (serving the ruler) and the bureaucracy (serving the state)
on the other. This distinction between serving the ruler and serving the
state tended to be blurred, however. There was an overlap of functions
that makes it difficult to establish a division between the administration
and those attendant on the caliph’s person.
The interconnection between the two spheres was linked to the fact that
the caliph was, in theory, and usually in practice, the ultimate source of
authority and, therefore, a large part of the business of government was
determined by the politics of intimacy. Indeed, the real criterion for mem-
bership of the court was access to the caliph. Proximity to the caliph was
one sure way of building a power-base at court. Access was closed to all
but a handful of staff. It is important to point out that those who had such
access did not belong necessarily to the household, whereas many house-
hold members of lower station were excluded from access to the ruler.
Regardless of the actual distribution of the various elements, perhaps
one can posit that the court enclosed the caliph by limiting access to him
to a select and favoured entourage. Everything to and from the caliph
had to pass through the filter of this entourage before it could reach him.
The caliph could exert influence only through the mediation of people
closest to him. For the general subject the caliph was in practice not easy
of access. He was always surrounded by those ‘known at court’.58 Prox-
imity had real advantages. Those ‘known at court’ had the privilege of
presenting petitions to the caliph, for introducing someone to the caliph
or to an influential personality at the court. The personal attendants were
feared as men near about the caliph, men who could exercise profound
influence over him. They deployed the power of intimacy or the politics
of intimacy on the public stage. The court experienced the politics of
manipulation acutely. At the same time, the caliph found himself
enmeshed in specific networks of interdependences.
56
Rusum, p. 8, trans., p. 14.
57
Rusum, p. 7-8; trans., p. 13.
58
HATTON, Louis XIV: At the Court of the Sun King, in: The Courts of Europe, p. 233-
261.
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Ultimately, access to the caliph was what mattered. The history of the
court is, to a large extent, the history of those who enjoyed that access.
What were the rewards of access? How influential were the ‘persons
known at court? What part did they play in the factional struggles to
place men and dictate politics? The example of the harem stewardesses
or qahramanas, is a case in point as they managed to forge alliances with
powerful and influential people through their intercession with the caliph
and his mother. Acting as messengers between the harem and the court
since they had the privilege of going in and out of the palace, their lever-
age was great and their exercise of political power real as exemplified by
the qahramana Zaydan who was attached directly to al-Muqtadir. Pris-
oners of state of high rank were committed to the custody of the qahra-
mana Zaydan for mild incarceration in the caliphal complex. Her role as
jailer allowed Zaydan to come into contact with influential persons, indi-
viduals who had temporarily fallen out of favour but who had the poten-
tial to rise to power and influence once again. Her exclusive access to
these important personalities, her ability to act as a mediator between her
prisoners and the caliph provided her with important leverage and allowed
her to develop a web of influence built on past favours and moral debt.
This was certainly the case with the famous vizier Ibn al-Furat who was
put in the custody of Zaydan.
Al-Muqtadir deliberated much about Ibn al-Furat, at times craving after his
money, at others, disliking the thought of his dying in Îamid’s hands.
Zaydan the stewardess, having ascertained this of al-Muqtadir's mind told
Ibn al-Furat…59
334 N. M. EL CHEIKH
But while they might routinely endure personal abuse, they could also
receive rich rewards from proximity. The pensions and wages of those
close to the caliph became part and parcel of the political strategising
that the viziers and potential viziers had to follow since winning over
the courtiers was of primordial importance. Court society’s complex
structure of personal and institutional allegiances were cemented by tips
and gratification. We know that the eunuch MufliÌ was granted
allowances, fiefs and gifts.64 They and others like them could have had
income from land-grants and also income that came from salaries,
grants, kickbacks, or gifts associated with court life and which formed
a substantial component of their revenues. These servants in turn rein-
forced the ties binding them to the rest of the court through their own
largesse.
Indeed, the ‘court’ was never a single entity, nor did it offer a single
route to favour, patronage, or power. In reality, the caliph’s mother, his
influential servants, and his military commanders fostered a series of sub-
ordinate patronage networks. Umm al-Muqtadir had her own retinue, sec-
retaries, and other officials who all formed a formidable network of
patronage. Her qahramana Umm Musa became herself a locus of such a
major patronage network that she became a real threat to the caliph’s
mother and to the caliph himself. The vizier Ibn al-Furat also had his
own micro-court. During the visit of the Byzantine ambassadors, they
were first made to visit the palace which the vizier Ibn al-Furat occupied
in al-Mukharrim. Instructions were given that:
63
Rusum, p. 70-1.
64
MISKAWAYH, Tajarib, I, p. 87 and 155-6.
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[h]is own retainers and troops with the vice-chamberlains posted in his
palace should form a line from the doorway of the palace to the reception
room. A vast saloon with gilt roof in the wing of the palace called Dar al-
Bustan was splendidly furnished…the vizier himself sat on a splendid pray-
ing carpet, with a lofty throne behind him, with serving men (al-khadam)
in front and behind, to the right and to the left, while the saloon was filled
with military and civil officials.65
Thus, there was a sequence of subsidiary ‘courts’ that could act as rival
foci of policy and patronage.66 The influential courtiers and the mem-
bers of the household not only advanced themselves but promoted oth-
ers. The court and the patronage networks based at the court comple-
mented government by bureaucratic institutions. All of this demands a
subtler analysis of court politics as it concealed a diversity of foyers
competing for power. Of course court politics remained on one level a
politics of access and the ruler almost invariably continued to be the
one to whom access was most keenly sought. But he was not the sole
focus of the courtiers’ attention or the only agent through which busi-
ness could be done.67
65
MISKAWAYH, Tajarib, I, p. 53-4; trans. Eclipse, I, p. 57.
66
John Adamson defines the court of the ancien regime as a ‘polycentric entity’. J.
ADAMSON, The Making of the Ancien-Regime Court 1500-1700, in: The Princely Courts
of Europe, p. 7-41 and 314-320.
67
See R.J.W. Evans in his discussion of European courts in R.J.W. EVANS, The Court:
A Protean Institution and an Elusive Subject, in: R.G. ASCH and A.M. BIRKE (edd.),
Princes, Patronage, and the Nobility: The Court at the Beginning of the Modern Age c.
1450-1650, Oxford, 1991, p. 481-491.
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336 N. M. EL CHEIKH