Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
Quarterly
http://mcq.sagepub.com/
Published by:
http://www.sagepublications.com
Subscriptions: http://mcq.sagepub.com/subscriptions
Reprints: http://www.sagepub.com/journalsReprints.nav
Permissions: http://www.sagepub.com/journalsPermissions.nav
Citations: http://mcq.sagepub.com/content/25/4/663.refs.html
What is This?
Perspective
Dennis Schoeneborn1
Abstract
This article introduces Luhmann’s theory of social systems as a prominent
example of communication as constitutive of organization (CCO) thinking and
argues that Luhmann’s perspective contributes to current conceptual debates
on how communication constitutes organization. The theory of social systems
highlights that organizations are fundamentally grounded in paradox because
they are built on communicative events that are contingent by nature. Con-
sequently, organizations are driven by the continuous need to deparadoxify
their inherent contingency. In that respect, Luhmann’s approach fruitfully
combines a processual, communicative conceptualization of organization
with the notion of boundary and self-referentiality. Notwithstanding the
merits of Luhmann’s approach, its accessibility tends to be limited due to
the hermetic terminology that it employs and the fact that it neglects the
role of material agency in the communicative construction of organizations.
Keywords
organizational communication, communication constitutes organization (CCO),
Montreal School, theory of social systems
1
Institute of Organization and Administrative Science, University of Zurich, Switzerland
Corresponding Author:
Dr. Dennis Schoeneborn, University of Zurich, Institute of Organization and Administrative
Science, Universitaetsstr. 84, Zurich, Switzerland, CH-8006
Email: dennis.schoeneborn@uzh.ch
events that are contingent by nature. With regard to the second question,
Luhmann proposes that organizations are driven by the continuous necessity
to deparadoxify their inherent contingency. With regard to the third question,
I claim Luhmann’s framework is helpful in combining a processual, com-
municative conceptualization of organization with the notion of boundary
and self-referentiality.
This article is structured as follows: First, I provide a brief overview of the
emerging CCO perspective. Second, I introduce Luhmann’s theory of social
systems and especially his notion of organization as communication. Based
on this brief introduction, I relate Luhmann’s framework to current debates
about the CCO view and analyze his potential contributions to these debates.
Third, to set these potential contributions into perspective, I point out limita-
tions to the transferability of insights from Luhmann’s framework to CCO
thinking. The study concludes with a discussion of how acknowledging
Luhmann’s theory of social systems as one explicit strain of CCO thinking
can inspire future research on organization as communication.
In a similar vein, McPhee and Zaug question the idea that every form of
communication has the inherent constitutive ability to let an organization emerge.
Instead, they propose distinguishing between four types of communication
“flows,” which they assume to be essential for the constitution of organization.
First, organizations tend to draw a clear-cut distinction between their mem-
bers and nonmembers and thus are characterized by continuous communi-
cative processes of membership negotiation. Second, organizations entail
communicative processes of reflexive self-structuring, which in turn distin-
guishes them from loose forms of social gatherings, such as “lynch mobs or
mere neighborhoods” (McPhee & Zaug, 2008, p. 36). Third, organizations
follow at least one manifest purpose, which serves as a template for commu-
nicative processes of activity coordination toward that specific end. Fourth,
organizations do not operate in a vacuum but are embedded into society at
large. Thus, organizations also generate (and in turn are shaped by) complex
communicative processes of institutional positioning, where the organization’s
status is continuously negotiated in interaction with stakeholders and other
institutions. These four flows, however, need to be seen as a soft set of criteria
rather than a clear-cut definition of what makes communication organizational.
Leaning toward the work of the Montreal School, Cooren and Fairhurst
(2008) critically respond to McPhee and Zaug (2008), essentially arguing that
their model of four flows adopts a too reductionist, top-down stance toward
organizations:
As I have shown, though the authors who represent the various strands of
the CCO perspective agree on the constitutive role of communication for
organization, we can also perceive ongoing debates on how communication
constitutes organization. Most recently, this debate has been intensified in a
special topic forum on the CCO approach in Management Communication
Quarterly (e.g., Bisel, 2010; Putnam & Nicotera, 2010; Sillince, 2010).
Within the current debates on the CCO view, I identify three main unresolved
questions. First, Bisel, in line with McPhee and Zaug, suggests conceptual-
izing communication as a necessary but ultimately insufficient condition for
the emergence of organization. Of course, this stance raises the question of
what else needs to be in place for organization to emerge or, in other words,
what makes communication organizational. Second, and closely related to
this, if organizations are defined as consisting of something as ephemeral as
communication, how are organizations stabilized over time (Cooren & Fairhurst,
2008)? Sillince points out a third question; namely, what differentiates orga-
nizations from other forms of social phenomena such as networks, communi-
ties, or social movements? He argues that McPhee and Zaug’s four-flows
model (2008) could equally apply to all of these forms. Consequently, Sillince
calls for developing more precisely the defining characteristics that are specific
to organizations. In the following section, I present the argument that Luhmann’s
social systems theory framework particularly lends itself to contributing to
these three questions on how communication constitutes organization.
existence from one communicative event to the next? Or in other words, how
do organizations ensure connectivity (in German, “Anschlussfähigkeit”; Nassehi,
2005)? Indeed, organizational strategies established to increase the likelihood
of connectivity are a focal point for the TSS. In the following, I will discuss
to what extent Luhmann’s theoretical perspective can contribute fruitfully
to the three identified debates on unresolved questions within CCO thinking.
These questions will structure my analysis.
Organization as Fundamentally
Grounded in Paradox
With regard to the first question of current CCO debates, that is, what is it
that makes communication organizational (Bisel, 2010; McPhee & Zaug,
2008), I turn to Luhmann’s idea that the decision communication is the key
feature of organizational communication:
representative of this type include phrases like “We have hired . . .” or “Please
welcome . . ., our new colleague.” What counts for the organization is the
completed decision. Seidl draws on the same example when he explains that
what matters for the organization is the decision as such, rather than the pro-
cess that has led to that decision:
are then forced to find some way to deparadoxify the undecidability of their
decisions; otherwise, they become paralyzed by the paradoxical character of
their basic operation. Consequently, organizations can be conceptualized as
ongoing processes of transforming open contingency into fixed contingency,
that is, by limiting down the number of alternatives or even presenting only
one inevitable alternative (Luhmann, 2000, p. 170). In Luhmann’s words,
“The paradoxical character needs to be packaged and sealed in communication”
(Luhmann, 2000, p. 142; translated from the original). This is realized, for
example, by constructing “a decider as an accountable address” or by making
decision processes visible: “This means to stage-manage [decisions] in meet-
ings, in special rooms, at special times, with special rites, and on special docu-
ments” (Nassehi, 2005, p. 186). Thus, organizations seem to depend on the
creation of a decisional language game in which they treat communicative
events at least as if decisions were made (Ortmann, 2004, p. 208).
In the same context, Andersen (2003) distinguishes three strategies of
deparadoxification. Temporal deparadoxification refers to overcoming the
pressure created by social expectations to make a decision by either tighten-
ing (e.g., by setting a deadline) or by widening the time frame for the decision
(e.g., by postponing a decision to the next meeting). In both cases, the imme-
diate pressure to execute a decision and to face its vast inherent contingency
is alleviated. Luhmann explains that imposing a deadline is a powerful mech-
anism of deparadoxification in the sense that it limits the amount of effort that
is invested in the decision to whatever the restricted time frame permits
(Luhmann, 2000, p. 176). Nevertheless, we of course also perceive examples
of following the opposite strategy of postponing a decision, on the grounds
that the decision needs to “ripen” before it can be made. Social deparadoxifi-
cation refers to justifying a decision by relating it to social expectations.
Claims that an “interest analysis” or “stakeholder analysis” must be carried
out to fulfill social expectations are empirical instances of this. Such tools are
used to legitimate a decision by creating social imperatives in the environ-
ment of the organization. Factual deparadoxification involves characterizing
a decision as a reaction to the “nature of the case”; decisions are identified as
choices among certain predefined alternatives. Typically this is achieved by
reference to environmental affordances; for example, the market situation
an organization faces is presented as an imperative that makes a particular
choice compulsive.
Because organizations are indeterminate in their complexity and given the
large range of possible connections between communicative events, organi-
zations are driven by the continuous need to execute selections in the form
of decisions (Luhmann, 1988, p. 110). A characteristic that is inherent in the
contingent nature of decisions is that every decision creates the need for fur-
ther decisions: “Decisions are attempts at creating certainty. . . . But they also
create uncertainty by demonstrating that the future is chosen; so it could
be different. In this way decisions pave the way for contestation” (Ahrne &
Brunsson, in press, p. 17).
It is exactly this interplay of decisions and the inherent necessity to execute
follow-up decisions that reproduce organization in the course of successive
communicative events. Consequently, organizations ensure their performa-
tivity by functioning both as the producer and product of decision necessities
(what Luhmann refers to as “Entscheidungsnotwendigkeiten”; Luhmann,
2000, p. 181). This allows us to provide an answer to the question raised by
Cooren and Fairhurst (2008, p. 121): What distinguishes the organization
from, for example, a group of friends helping one of them moving into a new
apartment? For Luhmann, an organization comes into being as soon as a self-
referential network of decision communications emerges, in which a past
decision becomes the “decision premise” for further decisions (Luhmann,
2000, p. 222). Consequently, the friends helping each other to move may
indeed represent the starting point for eventually establishing a more formal
organization but only if a self-referential set of interrelated decisions can be
sustained, typically starting with the decision on membership—who is part of
the moving company and who is not.
In light of our discussion so far, we can distinguish an important differ-
ence and an important similarity between Luhmann and the authors of the
CCO perspective—the Montreal School in particular—when it comes to
tackling the question of organizational stabilization over time: The propo-
nents of the Montreal School emphasize the importance of sociomateriality
(Orlikowski, 2007) to the process of stabilizing the organization as a com-
municative entity over time (e.g., Cooren & Fairhurst, 2008). These authors
argue that communicative practices are fundamentally entangled with mate-
rial objects (e.g., text, tools, artifacts of all kinds) that endure and thus allow
space and time to be transcended (Cooren, 2006). In contrast, Luhmann
(2000) rather tends to neglect the dimension of materiality; his definition of
communication (Luhmann, 1992) primarily centers on face-to-face interac-
tions. However, when it comes to the aspect of nonhuman agency, we can
perceive striking parallels between the two approaches: Both the Montreal
School and Luhmann downplay the importance of individual human agency.
Although authors of the Montreal School ascribe agency to all kinds of
“things” and artifacts, Luhmann conceptualizes the organization as ongoing
processes of communication. In Luhmann’s view, the self-referential com-
munication processes tend to develop an autopoietic life of their own and
thus gain a high degree of agency themselves. Let us illustrate this again by
the example of the recruitment decision: Luhmann would argue that it is
not the individual human agent (e.g., a manager) who can decide voluntarily
and largely independent from particular social circumstances on hiring a new
employee. Instead, the current recruitment decision stands in a tradition of
earlier decision communications that gain (nonhuman) agency on the current
decision situation (Seidl, 2005b, p. 158).
To conclude, when we describe the TSS approach in the categories intro-
duced by Bisel (2009), the TSS seems to reside in between “acted-in-structure”
(prioritizing text over talk) and “structured in action” (prioritizing talk over
text). Luhmann indeed stresses the importance of nonhuman agency (in his
case, by conceptualizing social systems as consisting of communication pro-
cesses) but largely neglects the aspect of materiality (by prioritizing talk over
text in his focus on face-to-face interactions). In his almost “immaterial”
understanding of organization as communication, Luhmann (2000) instead
identifies the inherent need for deparadoxification as the main driving force
that triggers the next instance of communication and thus enables the organi-
zation to perpetuate.
this principle also applies to Luhmann’s general way of theorizing: Only when
the theoretical framework is established as a closed, self-referential language
system that sustains a clear boundary between itself and the environment is it
possible to make observations that differ from observations based on every-
day language (see Nicolai, 2004, p. 971).
Thus, becoming familiar with Luhmann’s TSS is not merely a matter of
translating his texts from German into English but also of learning to use his
theory-specific language as a lens with which to perceive the world (Seidl &
Becker, 2006, p. 10). As Blühdorn rightly observes, “The particular problem
[the TSS] presents is that it defies a pick-and-choose approach. Because
Luhmann was aiming for nothing less than a . . . paradigm change, it is hardly
possible to adopt some elements of his thinking and reject the rest. The
two options appear to be either the whole theory package or nothing at all”
(Blühdorn, 2000, p. 339). The inherent hermetism of the TSS is a major weak-
ness that limits greatly its compatibility with other, even similar, theoretical
approaches. It is, therefore, in the best interest of the current proponents of
the TSS approach to make it more accessible to an international readership
that is not familiar with its theory-specific terminology (examples of recent
publications that go in that direction include Seidl, 2007, or Mohe & Seidl, in
press, and Schreyögg & Sydow, in press).
Another limitation in transferability lies in the fact that the TSS (despite
efforts from Luhmann’s followers) remains incomplete in various respects.
For instance, Luhmann can rightly be criticized for having overestimated the
role of decisions and having underestimated the role of materiality in the self-
reproduction of organizational practices. However, the rise of the digital age
and, as a result, of all kinds of computer-mediated communication, has cre-
ated new forms of interaction, which Luhmann’s theories do not address—at
least not during his lifetime (Luhmann died in 1998). For Luhmann, organic
systems, artifacts, or machines do not actively participate in communication,
as they lack the capacity to process meaning (Luhmann, 1995, p. 37). Because
of that, the TSS simply lacks the vocabulary for appropriately discussing mate-
riality and its role in the self-reproduction of organizational communication.
It will, therefore, be up to future research to close these theoretical gaps and
connect the TSS properly to current debates on the role of materiality within
CCO thinking (e.g., Ashcraft et al., 2009; Cooren, 2006; Orlikowski, 2007).
Acknowledgments
I wish to express my gratitude to Steffen Blaschke, Sue Newell, Alexander T.
Nicolai, Andreas G. Scherer, David Seidl, Paul Spee, and Anna Theis-Berglmair, the
anonymous reviewers, as well as editors Charles Conrad and James R. Barker for
their very helpful comments on earlier versions of this article.
Funding
The author received no financial support for the research and/or authorship of this
article.
References
Ahrne, G., & Brunsson, N. (in press). Organization outside organizations: The signifi-
cance of partial organization. Organization.
Bio
Dennis Schoeneborn (PhD, Bauhaus University Weimar, Germany) is a senior lecturer
and researcher for organization studies in the Department of Business Administration at
the University of Zurich, Switzerland. His current research concerns the question of how
communicative practices get reproduced in organizational contexts.