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Services to Homeless Students and Families:

The McKinney-Vento Act and Its Implications


for School Social Work Practice
Debra M. Hernandez Jozefowicz-Simheni and Nathaniel Israel

In 1987 Congress authorized the Stewart B. McKinney Homeless Assistance Act to protect the
rights of homeless students and to ensure that they receive the same quality and appropriate
education that other students receive. This article summarizes key aspects of the 2001
reauthorization of the act, now known as the McKinney-Vento Act, outlines how school
social workers can become more involved in the implementation, and offers suggestions for
expansion of services and further evaluation of service provision effectiveness.

KEY WORDS: education; homelessness; McKinney- Vento; school social work practice; students

n recent years, research has shed light on the

I
being strong and resilient, as well as possessing spiri-
numerous educational barriers that homeless tual values.
children and adolescents face, including lack of This article looks at the problem of homeless-
transportation, residency restrictions, lack of per- ness in the United States, particularly for children
sonal and school records, guardianship problems, and youths and presents the needs and strengths of
and a lack of resources such as clothing and school homeless students. In addition, we explore key pro-
supplies (Rafferty, 1995; U.S. Department of Edu- visions of the 2001 McKinney-Vento Act (P.L. 100-
cation, 2001; Wall, 1996). Academically, homeless 628), which was designed to address these concerns.
and runaway students face increased risk of school Finally, we propose several pathways to greater in-
dropout, grade retention,low test scores,low grades, volvement of school social workers in the imple-
educational disabilities, and school behavior prob- mentation of the legislation as well as how they
lems (Israel, Urberg, & Toro, 2001; Jozefowicz- might augment the services they provide and evalu-
Simbeni, 2003; Masten, MiUotis, Graham-Bermann, ate the efEcacy of their work.
Ramirez, & Neemann, 1993; Ziesemer, Marcoux,
& Marwell, 1994). HOMELESSNESS IN THE UNITED STATES
Such conditions do not develop in a vacuum, Homelessness is an extreme condition of poverty
but are nested in a complex web of structural and that has been a long-standing concern of the social
environmental conditions. Homeless children ex- work profession. Although single adult men make
perience emotional and behavioral disorders, physi- up the majority of the homeless population, grow-
cal health problems, and developmental delays.The ing numbers of children, youths, single mothers,
problems are compounded by family circumstances and poor or working poor families are experienc-
of financial troubles, substance abuse, and mental ing homelessness in the United States (Swick, 2004;
and physical health issues. Furthermore, the nature U.S. Conference of Mayors, 2001). In a study of
of homelessness lends disturbingly well to parenting homelessness among urban women of childbear-
distress. AU of these forces conspire to nearly elimi- ing age, 11.4 percent of the 44,430 women in the
nate the homeless child from public school educa- study reported at least one episode of homelessness
tion. Yet, burgeoning research has begun looking in a seven-year period surrounding the birth of
into the strengths of homeless students and has found theirfirstchild (Webb, Culhane, Metraux, Robbins,
such youths to possess numerous qualities that can & Culhane, 2003). Mothers who were African
lead to positive adaptation to adulthood, including American, who had less education, and who had

CCCCode: 1532-8759/06 S3.00 O2006 National Association of 5ocial Workers 37


more children were much more likely to experi- erty, lack of affordable housing, and eviction can
ence homelessness than other groups. Indeed, more lead to sudden or prolonged bouts of homeless-
than half (53 percent) ofAfrican American women ness (Reganick, 1997). In addition, personal or re-
in the study who had dropped out of school and lationship factors, such as substance abuse, mental
who had four or more children during the seven- health difficulties, abuse and neglect, and family
year period assessed (either three years before the conflict and violence are also reasons that children,
birth of their first child or within the four years of youths, and families may find themselves without
the birth of their first child) reported being home- a place to stay (Reganick; Swick, 2004).The stresses
less during that period.The results bode poorly for and strains associated with poverty, frequent mo-
the risk of homelessness of young urban children, bility, and homelessness relate consistendy to health,
particularly African American children. emotional, behavioral, and academic difficulties
Older children suffer homelessness in great num- among homeless students (Hart-Shegos & Associ-
bers as well. One recent estimate indicated that more ates, Inc., 1999; Masten et al., 1993; Masten et al.,
than 900,000 children and youths experience home- 1997; Reganick).
lessness in a given year (U.S. Department of Educa- Reganick (1997) categorized the struggles that
tion, 2001). In a national survey on the annual preva- homeless children and youths face into the follow-
lence of homelessness among youths ages 12 to 17, ing five areas: (1) physical conditions and health
Ringwalt, Greene, Robertson, & McPheeters (1998) problems that result from environmental factors such
estimated youth homelessness (not including dou- as poor nutrition, (2) unacceptable behaviors re-
bling-up with friends or extended family mem- sulting from coping and survival strategies, (3) in-
bers) at nearly 8 percent. Although boys were more adequate social skills and insecurities stemming fi-om
likely than girls to be homeless, they found no other frequent moves and self-consciousness about being
differences in the prevalence of youth homeless- homeless and lacking resources, (4) psychological
ness based on race, poverty status, family structure, trauma resulting from multiple stressors that con-
or region of the country. These findings suggest tributes to negative mental health, and (5) develop-
that youth homelessness is not just a concern for mental delays due to a lack of stimulating environ-
urban, poor youths, but also a broader concern that mental conditions.
merits national attention (Ringwalt et al.).
Although prevalence estimates are an empirical Emotional and Behavioral Issues
indicator of the scope of homelessness, homeless Homeless children and youths often display higher
children and youths are likely undercounted and levels of emotional and behavioral disorders than
underidentified, in part, because shelters may be the general population. They are more likely to
inaccessible to them, they are turned away from experience stress, depression, anxiety, worries,a sense
shelters, or they avoid shelters and other services of isolation, withdrawal, aggression, antisocial be-
because of the stigma (Aron & Fitchen, 1996; havior, and substance use (Hart-Shegos & Associ-
Swick, 2004; U.S. Conference of Mayors, 2001, ates, Inc., 1999; Masten et al., 1993; Schmitz et al.,
2003) .The size of the homeless population, coupled 2001). For instance, Masten and colleagues (1993)
with the fact that severe poverty and homelessness found that homeless children had levels of behav-
pose significant risks to child development, indi- ior problems above national norms.They were also
cates that homelessness is a pressing social concern more likely to be exposed to recent stressful events
for children, youths, and families (Masten et al., and school and friendship disruption than matched,
1997; Schmitz,Wagner, & Menke, 2001). Ensuring nonhomeless peers. Behavioral problems in both
that homeless children and youths receive an edu- samples were related to parental distress, cumula-
cation on par with their peers is necessary in ad- tive risk, and recent stressful events, suggesting that
dressing the needs of homeless people in the there are significant mediators of emotional and
United States. behavioral outcomes for homeless and other low-
income students.
NEEDS AND RISK FACTORS ASSOCIATED Homeless children and youths can also experi-
WITH HOMELESSNESS ence shame, self-consciousness, and insecurity about
Students and their families end up homeless for being without a home (Reganick, 1997; Schmitz
numerous reasons. Structural factors, such as pov- et al., 2001). These emotional and behavioral

Children &Schoob VOLUME 28, NUMBER I JANUARY 2006


problems, as well as negadve self-attitudes about children (Israel & Jozefowicz-Simbeni, 2004;
being homeless, can lead to academic problems at Schmitz et al., 2001). In an interview study of home-
school. less and runaway youths, Lindsey and colleagues
(2000) found that the ability to change attitudes
Academic Achievement and behaviors; penonal characteristics, such as be-
Homeless students are more likely to experience ing strong; and reliance on spirituality were strengths
low achievement test scores, poor grades, educa- that contributed to a construcdve transidon to adult-
tional disability, school behavior problems, grade hood for this group.
retention, truancy, and school dropout (Israel, In response to the needs of homeless children
Urberg, & Toro, 2001; Jozefowicz-Simbeni, 2003; and their families, numerous social services and
Masten etal., 1993; Ziesemer etal., 1994). Ziesemer educational policies have marshaled resources to
and colleagues found that homeless students and stem the dde against poor academic achievement
matched low-income mobile students both have and child development, as well as poverty. One piece
higher levels of academic difHculdes compared with of legislation, the McKinney-Vento Homeless As-
other normative samples.This finding suggests that, sistance Act, has been hailed as a landmark law that
although homeless students face barriers to educa- explicidy addresses the needs and concerns of home-
tional access and academic success and have unique less students and their families.
challenges as a result of not having a home, poverty
and resultant high mobility also take their toll on THE MCKINNEY-VENTO ACT
students.Yet homeless students, compared with poor In 1987 the Stewart B. McKinney Homeless Assis-
students who live at home, are at greater risk of tance Act (P.L. 100-77) was first authorized to pro-
school mobility and related educational challenges tect the rights of homeless students and to ensure
(Masten et al., 1993). that they receive the same quality and appropriate
public school educadon that nonhomeless students
Family-Related Challenges receive by addressing some of the barriers home-
Homelessness is not only associated with child dif- less children and adolescents face when enrolling
ficulties, but parent and family difficulties as well. and succeeding in school (U.S. Department of
Although some studies report lower substance use Education, 2004).The act also mandated the des-
and mental health disorders among homeless ignation of a state coordinator whose purpose was
women with children compared with other adult to promote educational access for homeless stu-
homeless populations, homeless parents are more dents. In 1990 and again in 1994, the law was
likely to be single women who have a substance amended to expand services to preschool-age chil-
abuse problem, mental health disorder, or physical dren and other student groups, decrease noncom-
health problem, and they are less likely than other pliance, and provide incentives for compliance
mothers to receive services (Hart-Shegos & Asso- (Markward & Biros, 2001). Incentives included the
ciates, Inc., 1999). The reality of homelessness can allocation of funding to State Educational Agen-
also mean more parental distress, an undermining cies (SEAs) for distribution to Local Educational
of views of parents and the parental role, less re- Agencies (LEAs) through granting mechanisms.
sponsiveness to child needs, and a splintering of the Such funding not only stimulated the removal of
family unit (Reganick, 1997; Schmitz et al., 2001). enrollment barriers, but also increased focus on
Thus, several risks and barriers encountered by programming and community collaborations for
homeless students can be linked to the struggles of improved academic success of homeless students
their parents and to family functioning. (Markward & Biros).
In 2001 the McKinney-Vento Homeless Assis-
Strengths of Homeless Children and tance Act was reauthorized as a part of the No Child
Their Families Left Behind Act of 2001 (P.L. 107-110).The reau-
Finally, although homeless students and families thorized act further clarified the definition of who
display many struggles and needs, it is important to should be considered homeless. Homeless students
attend to and emphasize their strengths. Despite include those who do not have afixed,regular, and
the numerous stressors homeless youths face, re- adequate nighttime residence and find themselves
search has identified significant strengths in these in any of the following situations:

HERNANDEZ JOZEFOWICZ-SIMBENI AND ISRAEL / Services to Homeless Students and Families: The McKinney-Vento Act 39
• waiting for a foster care placement or being dispute resolution (National Law Center on Home-
abandoned in a hospital lessness & Poverty, 2002) .Second, McKinney-Vento
• staying in a shelter, abandoned building, or indicates that services should be provided in a way
motel that allows homeless children to remain in the
• staying at a campground or inadequate trailer mainstream setting with their peers to avoid being
park ostracized, segregated, and harassed (U.S. Depart-
• living out of a car or in a bus or train station ment of Education, 2004).
• staying with friends or relatives as a result of States receive a minimum allotment of
no housing McKinney-Vento funding, which was $150,000 in
• staying in any public or private space not 2003 (U.S.DepartmentofEducation,2004).Grants
designed for or used as a regular sleeping place are given to all states, the District of Columbia, and
for human beings Puerto Rico depending on the amount of Title I
• staying in any of the described locations be- funds they receive. Grants also are given to the
cause they are from migratory families (U.S. outlying areas including the Virgin Islands, Ameri-
Department of Education, 2004). can Samoa, Guam, and the Commonwealth of the
Northern Mariana Islands. Funds also go to the
It is important to note that McKinney-Vento Bureau of Indian Affairs (U.S. Department of Edu-
included reference to preschool-age children, an- cation, 2004). States with a minimum allotment can
other group of homeless students that are often spend 50 percent of the funds on state-level activi-
more difficult to identify and pull into the main- ties performed by the state Office of Coordinator
stream educational system. Also, the law refers to for Education of Homeless Children and Youth.
special populations of homeless students that may States with more than the minimum allotment must
have unique needs, such as those living in domestic award 75 percent of their federal dollars to LEAs
violence shelters (U.S. Department of Education, through competitive grants.
2004).
McKinney-Vento also increased the scope of BARRIERS TO MCKINNEY-VENTO
policies and potential services to assist homeless IMPLEMENTATION
students in gaining access to and succeeding in their Although awareness, implementation, and funding
education. There are explicit prohibitions against of the McKinney-Vento Act have been expanding,
segregating students into a separate program or evidence suggests that barriers to its implementa-
school solely on the basis of homelessness, a pre- tion still exist (U.S. Department ofEducation, 2001).
sumption of school of origin as the placement in In a 2000 Congressional report based on a survey
the best interests of the student unless otherwise of state coordinators, respondents indicated that
indicated by the student or family, an immediate difficulty identifying homeless students, lack of
and continued enrollment in school of choice re- awareness of the needs of homeless students and
gardless of pending disputes, a required designation families, staff turnover, high staff to student ratios,
of a liaison for every LEA, and transportation to and limited funding were the primary barriers to
and from school of choice (U.S. Department of implementing the act at that time. There is also
Education, 2004). evidence that low levels of awareness of the act
Two main ideas pervade the act. First, school more generally remain problematic. In a study of
mobility should be minimized to mitigate school homeless liaisons in one county in Illinois,Thomp-
disruption and its effect on academic success. Fed- son and Davis (2003) found that significant num-
eral guidelines for implementing McKinney-Vento bers of liaisons were not aware that they were des-
apply a "One Child, One School, One Year" policy ignated as homeless liaisons by their LEAs, and they
and spell out requirements regarding enrollment, had little or no knowledge of the McKinney-Vento
transportation, and dispute resolution that include Act. Such ignorance could reflect school districts'
immediate enrollment in school without proof of own lack of knowledge or unwillingness to devote
residency, school records, or immunization records; resources to training and outreach. A lack of train-
choice between school attended before loss of hous- ing and outreach to parents, however, could be
ing, last school enrolled, or school affiliated with viewed as passive ways to deny services to these
present living arrangement; and a process for timely students and families.

40 Children &Schoob VOLUME 28, NUMBER I JANUARY 2006


With the excepdon of some exemplary programs, of schools and school districts in meeting those
these barriers mean that homeless students and fami- needs. As intermediaries, local liaisons may need
lies condnue to be underidentified and underserved, to assist in document procurement and delivery,
and a program of services to meet their needs is dispute resolution, school enrollment, and ongo-
often nonexistent, unrecognized, or inadequate. ing educadon so that all parties understand the law
Increasing awareness of the act, identifying and and receive or deliver services. Liaisons can be in-
tracking homeless students, mainstreaming and re- volved in securing material needs such as food and
ducing the negative effect of mobility, and devel- clothing, as well as transportation to and from
oping and coordinating services to homeless stu- schools.They can also be stabilizing forces in home-
dents and their families all require individuals, less students' and families' lives through centralized
including the mandated officials and social workers contact and the indirect and direct provision of
who can educate and prompt school officials to services.
apprehend and comply with the law.
A Role for School Social Workers
State Coordinators The role and functions of homeless liaisons are so
McKinney-Vento requires each state to have an consonant with the role and fiincdons ofsocial work,
Office of Coordinator for Education of Homeless it is no surprise that school social workers have
Children with a state coordinator whose job is to been recruited explicidy or implicidy into these
develop and carry out the state's McKinney-Vento roles. For instance, homeless liaisons need to be
plan and collect information on the problems faced advocates for homeless children and families, need
by homeless students and the ability of programs to to attain resources for these students and families,
address the needs of these students.The coordina- and need to connect with community organiza-
tor is also responsible for creating and coordinadng tions and agencies on behalf of these students and
activities and comprehensive services (including families. School social workers often do this for at-
health and social services) for homeless students risk and special needs students more generally, and
and families, partly through linking the shelters, have likely been doing so for homeless students
schools, and community organizations that serve more specifically.
these students and families. Coordinators are also Unfortunately, school social workers'involvement
expected to provide support and technical assis- with homeless students and families, and their po-
tance to LEAs and local liaisons through developed sidons as homeless liaisons remain largely anecdotal.
documents,Web sites, newsletten, and other media There is no formal documented accounting of the
to increase knowledge, compliance, and activides level of involvement school social workers have had
associated with the McKinney-Vento Act. Finally, or are having with this populadon. As a result, we
state coordinators prepare reports to the U.S. De- are only beginning to understand the infiuence of
partment of Education about the status of meeting McKinney-Vento Act on the school social work
the needs of homeless students as needed (For more profession. Markward and Biros (2001) wrote about
information on state coordinator activities, see the implementation of the 1987 act and implica-
Education for Homeless Children andYouth Pro- tions for school social work practice. Recommen-
gram: Non-Regulatory Guidance,U.S. Department dations for school social workers then included
of Education, 2004). advocating for adequate housing and funding, iden-
tifying preschool and special needs homeless stu-
LEA Liaisons dents and linking them to educational programs
Each LEA (or school district) must designate a and services, increasing parental involvement, link-
homeless liaison who is responsible for ensuring ing families to services, providing direct services,
the smooth matriculation into school and associ- and evaluating the effectiveness of services
ated school programs that homeless students re- (Markward & Biros). Despite such recommenda-
quire, as well as facilitating the education of school tions and the strengthening of the act in 2001,
personnel and parents regarding the rights guaran- awareness and social workers' position in imple-
teed under the McKinney-Vento Act. The liaison mentadon of McKinney-Vento continue to be a
may act as an intermediary between parents and challenge.
students and the requirements, or felt requirements.

HERNANDEZ JOZEFOWICZ-SIMBENI AND ISRAEL / Services to Homeless Students and Families: The McKinney-Vento Act 41
Overcoming Barriers months) and rarely were able to obtain services the
To increase knowledge and compliance, schools law designates. Possibly as a result of this, parents
need to identify local liaisons, educate them about perceived schools as being inadequately prepared
their function and roles, and advocate for training to deal with their needs or their children's needs.
and real support for these individuals.To overcome However, a strength of the mothers was that they
barriers to appropriate service delivery and facili- also stated a willingness to become and to stay in-
tate parental involvement, key roles homeless liai- volved with their children's education. School so-
sons and school social workers can play are those of cial workers could build on such strengths by link-
parent and staff educator and system advocate.They ing parents with the resources necessary to facilitate
can educate and sensitize school staff, other fami- their involvement in their child's education.
lies and students, and community agency workers Based on the findings, key recommendations to
(for example, shelter staff, protective service work- the district included hiring sufficient staff to effec-
ers) to the needs and rights of homeless children tively implement all aspects of the district's Educa-
and families. Concerted awareness-raising efforts tion of Homeless Student Plan, developing a sys-
would help increase compliance with McKinney- tem to identify and track homeless students and
Vento requirements, as well as decrease stereotyp- families, providing in-service training to educate
ing and other negative attitudes toward homeless staff about the McKinney-Vento Act, and conduct-
students and families that impede children's and ing outreach efforts to local shelters to provide in-
adolescents' emotional and academic growth formation to homeless students and families regard-
(Reganick, 1997). Furthermore, a strengths-based ing the act and their rights (Israel et al., 2003). In
approach that emphasizes homeless mothers' posi- addition, the study made recommendations regard-
tive views of their children (Israel & Jozefowicz- ing expanded school and social services to improve
Simbeni, 2004) and homeless students' high aspira- educational access and the academic success of
tions and positive views of themselves (Reganick) homeless students from preschool through high
could lead to more construcdve views, supports, school. Key recommendations in such reports have
and service provision for this population. broad applicability and can be used not only to
Because of a lack of knowledge and implemen- inform local program efforts, but also to inform
tation surrounding the McKinney-Vento Act, pro- efforts in other districts and states more generally.
grams designed to increase knowledge and com- Wider dissemination of program descriptions and
pliance continue to emerge and expand, and public evaluations, therefore, should be attempted, and
awareness of such programs is beginning to grow. school social workers can be instrumental in writ-
For instance, an article that appeared in the Chicago ing and publishing such reports. In addition to
Tribune described several programs for homeless stu- increasing knowledge, staffmg, and outreach to
dents that are run by the Regional Education Of- shelters, McKinney-Vento and reports on
fice and the Illinois Coalition to end Homelessness McKinney-Vento also suggest the importance of
(Mastony, 2003). One program involves four social linking homeless students and families to existing
workers who serve as centralized contacts to ad- services and school programs, including programs
dress student enrollment and problems that home- such as the free and reduced lunch program, after-
less students and families face. They also perform school programs, tutoring, special education. Tide
outreach to schools and shelters, educate schools I, and adult and vocational education (U.S. Depart-
about the act, and attempt to identify local liaisons ment of Education, 2001). One important area in
for each local school district (Mastony). need of more attention is the underrepresentation
In an attempt to develop and evaluate services to of homeless preschoolers in early education pro-
homeless students and families in an urban, high grams (U.S. Department of Education, 2001). Early
poverty district in Michigan, a quantitative and intervention and education is critical for both
qualitative needs assessment was conducted with remediation of early childhood delays and the pro-
50 elementary students and their mothers staying motion of school readiness, particularly for poor
in homeless shelters (Israel, Toro, & Jozefowicz- preschoolers (McLoyd, 2000). Early childhood pro-
Simbeni, 2003). Preliminary analyses of interview grams can serve as stable forces in the lives of home-
data revealed that these children were highly mo- less preschoolers who experience homelessness
bile (moving an average of four times in the past 12 (Douglass, 1996). Putting families of preschoolers

Children ei-Schoob VOLUME 28, NUMBER 1 JANUARY 2006


in contact with Even Start and Head Start pro- forts to track highly mobile and high-risk children
grams is needed, as well as identifying and devel- is also needed. Ideally, efforts to address the unique
oping other options for homeless preschool-age needs of homeless students and families should
children. become part of a comprehensive and seamless ser-
In addition to linking students and families with vice delivery system.This legislation offers a unique
educational programs, liaisons and school social opportunity to encourage local human services,
workers can connect students and families with community, and business organizations to band
other services and community agencies. As stated, together to help a targeted group of individuals
studies have indicated significant mental health and who are undeniably in need. It is also an opportu-
substance abuse problems for homeless students and nity to develop community awareness of the needs
their parents. These children and families may also of economically disempowered families and to en-
have contact with the public assistance, child wel- courage communities to develop services that rely
fare, and juvenile justice systems. Thus, school so- on integrated service delivery models, such as full-
cial workers need to be knowledgeable about these service schools or school-linked services (for ex-
systems and how children and families can obtain ample,Jozefowicz-Simbeni & Allen-Meares, 2002).
the appropriate services. The importance of this legislation to develop and
Finally, school social workers can engage not only assess the effects of implementing a coordinated
in risk reduction, but also in resource building system of care has implications for homeless stu-
(Jozefowicz-Simbeni & Allen-Meares, 2002) for dents in particular, and all at-risk students more
homeless students, families, and the communities broadly. S
and schools they serve.This can occur through per-
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