Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
THE SELF
By the same author
*
Alienation in Perversions
Hidden Selves
THE PRIVACY OF
THE SELF
Papers on Psychoanalytic Theory
and Technique
M. Masud R. Khan
MARESFIELD LIBRARY
First published 1974 by The Hogarth Press Ltd.
Notice:
Product or corporate names may be trademarks or registered trademarks, and are used
only for identification and explanation without intent to infringe.
A catalogue record for this book is available from the British Library.
Preface page 9
Acknowledgements 11
Theoretical Papers
1. Clinical aspects of the schizoid personality: affects and
technique (i960) 13
2. Dream psychology and the evolution of the psycho-
analytic situation (1962) 27
3. The concept of cumulative traum a (1963) 42
4. Ego-distortion, cumulative traum a and the role of recon-
struction in the analytic situation (1964) 59
5. Role of phobic and counterphobic mechanisms and
separation anxiety in schizoid character formation
(1966) 69
6. O n symbiotic omnipotence (1969) 82
7. Towards an epistemology of the process of cure (1970) 93
8. Montaigne, Rousseau and Freud (1970) 99
9. The becoming of a psycho-analyst (1972) 112
10. O n Freud’s provision of the therapeutic frame (1972) 129
Clinical Papers
11. Regression and integration in the analytic setting. A clinical
essay on the transference and counter-transference
aspects of these phenomena (i960) 136
12. Silence as communication (1963) 168
13. Ego-ideal, excitement and the threat of annihilation ( 1963) 181
14. Vicissitudes of being, knowing and experiencing in the
therapeutic situation (1969) 203
15. Infantile neurosis as a false-self organization (1971) 219
16. ‘To hear with eyes’ : clinical notes on body as subject and
object (1971) 234
17. The role of illusion in the analytic space and process(1971) 251
7
T H E P R IV A C Y OF T H E SELF
18. Dread of surrender to resourceless dependence in the
analytic situation (1972) 270
19. Exorcism of the intrusive ego-alien factors in the analytic
situation and process (1972) 280
20. The finding and becoming of self (1972) 294
21. The use and abuse of dream in psychic experience (1972) 306
Bibliography 316
Index 335
8
PREFACE
9
ACKNOWLEDGEMENTS
None of the work presented here would have been possible for me
but for my three teachers: Dr. John Rickman, Miss Anna Freud
and Dr. Donald Winnicott, who tutored and nurtured me with
compassion and generosity. And little of it would have reached the
printed page but for the facilitating care and concern of two
editors. Dr. J. D. Sutherland, Editor of the International Journal of
Psycho-Analysis, gently coaxed me to start publishing my work and in
fact was the first to publish it. And J.-B. Pontalis who with his
bullying affection enabled me to present my work to the French
public through the Nouvelle Revue de Psychanalyse. To both of them
my debt is indeed great.
To my good friend Dr. Victor Smirnoff I owe a special debt for
the patient and sympathetic criticism of my work which has always
been an enormous increment to my efforts.
I wish to thank the editors of the following journals and publishing
houses for their kind permission to reprint my work: International
Journal of Psycho-Analysis, Bulletin of the Menninger Clinic, Psycho-
analytic Quarterly, Journal o f the Hillside Hospital, Nouvelle Revue de
Psychanalyse, Dynamische Psychiatrie, International Universities Press,
Science House, Basic Books, Quadrangle, British Journal o f Medical
Psychology, and the International Journal of Psycho-Analytic Psychotherapy.
Il
I
T
he history of psycho-analysis is the sum-total of the complex
and circular interplay of three factors : (a) the changing clinical
picture of our patients; (b) the growing conceptual knowledge
which we call metapsychology; and (c) the analytic process which
is regulated by the analytic technique (cf. Kris, 1951a).
In this paper I shall discuss a new type of patient that has come
into prominence in the last two decades, with the aim of asking
whether, if we apply the recent researches into infant-care tech-
niques and the hypotheses about the early stages of ego-id differentia-
tion, we cannot perhaps fruitfully study a particular sort of clinical
task that this type of patient sets us in the analytic situation.
Historically speaking this type of patient has gradually articulated
himself into clinical focus from the diffuse mass of syndromes that
were and are designated by the term ‘borderline cases’ (cf. Leo
Stone, 1954; Stern, 1938). I t is important, however, even at the risk
of a certain amount of artificiality, to isolate this new type of case
and give it the clinical status of existing in its own right and setting
us tasks just as specific as the hysterias, obsessional neuroses, affective
disorders, and character-cases have done earlier on.
In our literature the first cogent statement about the mental
processes of this type of case is by Fairbairn in his paper ‘Schizoid
Factors in the Personality’ (1940). Though it is basically the
definition of the schizoid processes with which Fairbairn is con-
cerned, in many respects his sensitive delineation of the theme
deserves our attention here. Fairbairn stated:
(i) . . . schizoid conditions constitute the most deep-seated of all
psycho-pathological states. . . . (ii) The therapeutic analysis of
the schizoid provides an opportunity for the study of the widest
range of psycho-pathological processes in a single individual;
13
T H E P R IV A C Y OF T H E SELF
for in such cases it is usual for the final state to be reached
only after all available methods of defending the personality
have been exploited, (iii) Contrary to common belief, schizoid
individuals who have not regressed too far are capable of
greater psychological insight than any other class of person,
normal or abnormal, (iv) Again contrary to common belief,
schizoid individuals show themselves capable of transference to
a remarkable degree, and present unexpectedly favourable
therapeutic possibilities.
Fairbairn noted the fact that psychoneurotic symptoms were com-
patible with this condition. He went on to show the presence and
importance of depersonalization, derealization, disturbances of
reality-sense, e.g. feelings of artificiality, experiences such as the
‘plate-glass feeling’, feelings of unfamiliarity with familiar persons
or environmental settings and feelings of familiarity with the
unfamiliar ones; déjà vu also features significantly in their experience.
In their social extension of behaviour such persons become fanatics,
agitators, criminals, revolutionaries, etc. Fairbairn singled out three
prominent characteristics of individuals in the schizoid category:
(i) an attitude of omnipotence; (ii) an attitude of isolation and
detachment; (iii) a preoccupation with inner reality.
To Fairbairn’s way of thinking, ‘everybody without exception
must be regarded as schizoid’. The fundamental schizoid pheno-
menon is the presence of splits in the ego. Since there is a very close
connexion, for Fairbairn, between a splitting of the ego and a libidinal
attitude of oral incorporation, a fixation in the early oral phase
plays a prominent part in determining the pattern of schizoid
attitudes, and, in particular, promotes the schizoid tendency to treat
other persons as less than persons with an inherent value of their
own. This is a regressive phenomenon determined
by unsatisfactory emotional relationship with their parents,
and particularly with their mothers . . . the type of mother who
is specially prone to provoke such a regression is the mother
who fails to convince her child by spontaneous and genuine
expressions of affection that she herself loves him as a person.
Both possessive mothers and indifferent mothers fall in this
category. . . .
Fairbairn describes this process as the ‘depersonalization o f the object
and de-emotionalization o f the object-relationship'.
14
A S PE CT S O F T H E S C H I Z O I D P E R S O N A L I T Y
O ther valuable features of Fair bairn’s analysis of the schizoid
personality are: (i) the considerable difficulty these patients experi-
ence over giving in the emotional sense. They deal with this by
two basic techniques: (a) the technique of playing roles; (b) the
technique of exhibitionism. ‘The significance of the exploitation of
exhibitionism as defence lies in the fact that it represents a technique
for giving without giving, by means of a substitute of “showing” for
“giving” .’ (ii) Sense of inner superiority based on (a) general
secret over-valuation of personal contents, mental as well as physical ;
(b) a narcissistic inflation of the ego arising out of secret possession
of, and considerable identification with, internalized libidinal ob-
jects. . . . ‘Here it would be difficult to exaggerate the importance
of the element of secrecy,' says Fairbairn. (iii) The operation of the
intellectual defence.
Enquiring into the sources of that sense of difference from others
which characterizes individuals with a schizoid element in their
personality, Fairbairn singled out the following:
(i) In early life they gained the conviction, whether through
apparent indifference or through apparent possessiveness on
the part of their mother, that their mother did not love and
value them as persons in their own right.
(ii) T hat influenced by a resultant sense of deprivation and
inferiority, they remained fixated upon their mothers.
(iii) T hat the libidinal attitude accompanying this fixation
was one not only characterized by extreme dependence, but also
rendered highly self-preservative and narcissistic by anxiety
over a situation which presented itself as involving a threat to
the ego.
(iv) That, through a regression to the attitude of the oral
phase, not only did the libidinal cathexis of an already internal-
ized ‘breast-mother’ become intensified, but also the process
of internalization became unduly extended to relationships with
other objects; and
(v) T hat there resulted a general over-valuation of the
internal at the expense of the external world.
Fairbairn ends his statement by saying that such a person must
neither love nor be loved and must keep his libidinal objects at a
distance.
I have here reviewed Fairbairn’s account in some detail because
it is not only the first but phenomenologically the most penetrating
15
T H E P R IV A C Y OF T H E SELF
definition of the processes that play such a vital role in the personality
of our new ‘model patient' .
In 1942 Deutsch published the first clinical studies of patients
suffering from what she called ‘as if’ personalities in her paper ‘Some
Forms of Emotional Disturbance and their Relationship to Schizo-
phrenia’. She described cases in which the individual’s emotional
relationship to the outside world and to his own ego appeared
impoverished or absent. She significantly defined the expression of
this disturbance in behaviour as follows: ‘there are the individuals
who are not aware of their lack of normal affective bonds and
responses, but whose emotional disturbance is either perceived
only by those around them or is first detected in analytic treat-
ment’.
Deutsch discussed the relation of this to depersonalization and like
Fairbairn noted that ‘the first impression these people make is of
complete normality’. She also noted the ‘staged’ quality of their
experiences. She singled out one specific consequence of such a
relation to life as being: ‘a completely passive attitude to the environ-
ment with a highly plastic readiness to pick up signals from the
outer world and to mould oneself and one’s behaviour accordingly’.
Deutsch noted the weakness of their moral attitudes, their
extreme suggestibility (which I think Fairbairn mistakes for
transference-readiness), and the masking of aggressive tendencies
by passivity. Another im portant feature, in contradistinction to the
hysterics, Deutsch noted, was that in ‘as if’ patients an early defici-
ency in the development of affects reduces the inner conflict. There
is little contact between ego and superego and the scene of all
conflicts remains external. Deutsch states that ‘analysis of these cases
revealed a genuine infantilism, and their families were overrun
with psychotics and invalid psychopaths’. She mentions in one case
the traumatic effect of disappointment shattering the strong attach-
ment to mother. ‘Common to all cases was a deep disturbance of
the process of sublimation which results both in a failure to synthesize
the various infantile identifications into a single, integrated person-
ality, and in an imperfect, one-sided, purely intellectual sublimation
of the instinctual strivings.’
O n the aetiological side Deutsch pointed out: ‘Another cause of
this kind of emotional disturbance is insufficient stimulus for the
sublimation of the emotions, as the result either of being given too
little tenderness or too much’.
It is my clinical impression, however, that this ‘passivity of the
16
A S PE CT S OF T H E S C H I Z O I D P E R S O N A L I T Y
ego' in these patients characterizes essentially the intra-psychic
relations of the ego. It does not inhibit other ego-functions, such as
perception or even action. Passivity thus seems a way of side-tracking
strong affects. This passivity has another function, namely, of
maintaining inherently contradictory and conflictual contents -
affective as well as psychic- in a benign ego-syntonic state.
Deutsch makes no comments on the technical aspect of the
treatm ent of these patients, and merely suggested that ‘a strong
identification with the analyst can be utilized as an active and
constructive influence’. H er cautious statement ‘While psycho-
analysis seldom succeeds, the practical results of treatm ent can be
far-reaching’ is in sharp contrast to Fairbairn’s therapeutic
optimism.
In 1945 Winnicott published a paper, ‘Primitive Emotional
Development’, in which he tried to integrate his researches into
infant care and infant development with his clinical experience in
the treatm ent of psychotic patients. Since then he has published
many papers giving us in detail his researches into both the theoretical
and clinical aspect of this work. Here I shall quote from his 1955
paper ‘Clinical Varieties of Transference’ where working along his
lines he has arrived at a theoretical statement o f ‘false self’ personali-
ties which is on very much the same lines of research as those of
Fairbairn and Deutsch.
26
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(1945b). The evacuated child. The return of the evacuated child. In The Child and the Outside World (1957b).
(1947). Hate in the counter-transference. In Collected Papers (1958).
(1948a). Reparation in respect of mothers organized defence against depression. In ibid (1958).
(1948b). Paediatrics and psychiatry. In ibid (1958).
(1949a). The ordinary devoted mother and her baby. In The Child and the Family (1957a).
(1949b). Mind and its relation to the psyche-soma. In Collected Papers (1958).
(1949). Birth memories, birth trauma and anxiety. In ibid (1958).
(1950). Aggression in relation to emotional development. In ibid (1958).
(1951). Transitional objects and transitional phenomena. In ibid (q958).
(1952a). Psychoses and child care. In ibid (1958).
(1952b). Anxiety associated with insecurity. In ibid (1958).
(1954a). The depressive position in normal emotional development. In ibid (1958).
(1954b). Metapsychological and clinical aspects of regression within the psycho-analytic set-up. In ibid (1958).
Sandler, J. , Holder, A. , and Dare, G. (1954c). Withdrawal and regression. In ibid (1958).
333 Sandler, J. , Holder, A. , and Dare, G. (1955). Clinical varieties of transference. In ibid (1958).
Sandler, J. , Holder, A. , and Dare, G. (1956a). The antisocial tendency. In ibid (1958).
Sandler, J. , Holder, A. , and Dare, G. (1956b). Primary maternal preoccupation. In ibid (1958).
Sandler, J. , Holder, A. , and Dare, G. (1957a). The Child and the Family (London: Tavistock).
Sandler, J. , Holder, A. , and Dare, G. (1957b). The Child and the Outside World (London: Tavistock).
Sandler, J. , Holder, A. , and Dare, G. (1958). Collected Papers: Through Paediatrics to Psycho-Analysis (London: Tavistock).
Sandler, J. , Holder, A. , and Dare, G. (1958a). The capacity to be alone. In The Maturational Progresses (1965).
Sandler, J. , Holder, A. , and Dare, G. (1958b). Psycho-analysis and the sense of guilt. In ibid (1965).
Sandler, J. , Holder, A. , and Dare, G. (19591964). Classification: is there a psycho-analytic contribution to classification? In ibid (1965).
Sandler, J. , Holder, A. , and Dare, G. (1960a). The theory of the parent-infant relationship. In ibid (1965).
Sandler, J. , Holder, A. , and Dare, G. (1960b). Ego distortion in terms of true and false self. In ibid (1965).
Sandler, J. , Holder, A. , and Dare, G. (1962a). A personal view of the Kleinian contribution. In ibid (1965).
Sandler, J. , Holder, A. , and Dare, G. (1962b). Adolescence. The New Era, 43, No. 8.
Sandler, J. , Holder, A. , and Dare, G. (1963a). Communicating and not communicating leading to a study of certain opposites. In The Maturational Processes (1965).
Sandler, J. , Holder, A. , and Dare, G. (1963b). Psychiatric disorder in terms of infantile maturational processes. In ibid (1965).
Sandler, J. , Holder, A. , and Dare, G. (1963c). Dependence in infant-care, in child-care, and in the psychoanalytic setting. In ibid (1965).
Sandler, J. , Holder, A. , and Dare, G. (1963d). Psychotherapy of character disorders. In ibid (1965).
Sandler, J. , Holder, A. , and Dare, G. (1963e). From dependence towards independence in the development of the individual. In ibid (1965).
Sandler, J. , Holder, A. , and Dare, G. (1963f). The development of the capacity for concern. In ibid (1965).
Sandler, J. , Holder, A. , and Dare, G. (1965). The Maturational Processes and the Facilitating Enviroment (London: Hogarth; New York: Int. Univ. Press).
Sandler, J. , Holder, A. , and Dare, G. (1965a). The split-off male and female elements to be found clinically in men and women-theoretical inferences. In Playing and Reality (1971a).
Sandler, J. , Holder, A. , and Dare, G. (1966). Comment on obsessional neurosis and Frankie. Int. J. Psycho-Anal., 47.
Sandler, J. , Holder, A. , and Dare, G. (1969). The use of an object and relating through identifications. In Playing and Reality (1971a).
Sandler, J. , Holder, A. , and Dare, G. (1971a). Playing and Reality (London: Tavistock; New York: Basic Books).
Sandler, J. , Holder, A. , and Dare, G. (1971b). Therapeutic Consultations in Child Psychiatry (London: Hogarth; New York: Basic Books).
Sandler, J. , Holder, A. , and Dare, G. (1971c). Letter to Mme. Jeannine Kalmanovitch in Nouvelle Revue de Psychanalyse, 3.
Sandler, J. , Holder, A. , and Dare, G. (1972). Basis for self in body. Int. J. Child Psychotherapy, 1.
334 Zeligs, M. A. (1961). The psychology of silence. J. Amer. Psychoanal. Assoc., 9.
Zetzel, E. R. (1956). Current concepts of transference. Reprinted as The concept of transference in The Capacity for Emotional Growth (1972).
Zetzel, E. R. (1972). The Capacity for Emotional Growth (London: Hogarth; New York: Int. Univ. Press).