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Lithic Technology

ISSN: 0197-7261 (Print) 2051-6185 (Online) Journal homepage: http://www.tandfonline.com/loi/ylit20

Chaine Operatoire; The Concept and Its


Applications

Frédéric Sellet

To cite this article: Frédéric Sellet (1993) Chaine Operatoire; The Concept and Its Applications,
Lithic Technology, 18:1-2, 106-112, DOI: 10.1080/01977261.1993.11720900

To link to this article: http://dx.doi.org/10.1080/01977261.1993.11720900

Published online: 01 Apr 2016.

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106 UTHIC TECHNOLOGY vol. 18, no. 1 & 2

CHAINE OPERATOIRE; THE CONCEPT


AND ITS APPLICATIONS.

Fr~d~rlc Sellet

In a recent paper, A. Jelinek described provided byPerles: "the chaineoperatoirecould be


Geneste's technological study (Geneste 1985) of defined as follows: succession of mental opera-
Middle Paleolithic chaines operatoires as: "one of tions and technical gestures, in order to satisfy a
the most innovative and significant recent stud- need (immediate or not), according to a preexist-
ies in Paleolithic Prehistory. It points the way ing project" (Perles 1987:23).
toward an appreciation of new dimensions in the
study of lithic industries and should serve as the Consequently, the chafne operatoire aims to
point of departure for numerous explorations" describe and understand all cultural transfor-
(Jelinek 1991:27). What exactly is meant by mations that a specific raw material had to go
"chaines operatoires" and what makes it so inno- through. It is a chronological segmentation of the
vative? actions and mental processes required in the
manufacture of an artifact and in its mainte-
This concept has been widely used in French nance into the technical system of a prehistoric
archaeology for the last ten years (Geneste 1985, group. The initial stage of the chain is raw mate-
1989; BoMa 1986; Perles 1987; Pelegrin et al. rial procurement, and the final stage is the dis-
1988; Bo~da et al. 1990; Perles and Binder 1990; card of the artifact.
Karlin et al. 1991 among others). Similar ap-
proaches have been developed in the United
States by processual archaeologists and the SOME HISTORICAL CONSIDERATIONS
chafne operatoire remains ignored by the bulk of
English speaking archaeologists. The goals of The concept of chaine operatoire, as it is cur-
this paper are to provide a working definition of rently used by French archaeologists, was bor-
the chaine operatoire, summarize its previous rowed from other fields in social sciences, espe-
applications, explore its potential as an analytical cially ethnology. Although the term appeared in
or heuristic tool, and, define what makes this the archaeological literature as early as 1968 in
approach so different from a traditional typologi- Brezillon's "La denomination des objets de pierre
cal study. This work will be divided into three taiUee', he did not define the concept; he used it
parts. The first part will address the definition of to describe a sequence of operations required in
the concept, the second will explain the method- the context of lithic artifact manufacture -- de-
ology used to apply the concept, and the third will scribing, for instance, the different steps in the
address more theoretical problems through a production of a Levallois flake (Brezillion 1968:
discussion of the applications of chaines 78). As a consequence, the idea remained largely
operatoires. neglected during the following decade. It is not
until the late 1980's that it reappeared in some
publications. 1\vo names were then repeatedly
DEFINITION cited by the principal proponents of such a tech-
nological approach in archaeology: Lemonnier
The analysis of chaines operatoires is a techno- and Leroi-Gourhan (see Lemonnier 1983; Pelegrtn
logical approach that seeks to reconstruct the et al. 1988; Geneste 1989).
organization of a technological system at a given
archaeological site. A more precise definition is Leroi-Gourhan influenced the theories under-

Fredertc Sellet, Department of Anthropology, Southern Methodist University, Dallas, TX, 75275.
Sellet - Chaine Operatoire: Concept and Applications 107

lying the notion of chaine operatoire through his ture, use maintenance and discard. A process
early comparative work of tool manufacture and consists of one or more stages . . . . A stage, in
raw material transformation processes (Leroi- return, consists of one or more activities" (Schiffer
Gourhan 1964). His work was amongst the first 1976:46).
to systematize the analysis of technical activities
with reference to the notion of a chain of opera- There is no doubt that a separate "invention"
tions. According to him: "technique is both mo- and "evolution" of the concepts in France and in
tion and tool, which are organized to form a chain America resulted in very similar outcomes. This
by a true syntax that gives to the operating series is especially striking since one of the approaches
their rigidity and their adaptability" (Leroi- evolved from ethnology. while the other was rooted
Gourhan 1964:323). ForLemonnier, whose work in processual archaeology. The fact that these two
is based on ethnography, the chafne operatoire views of technological systems were developed
also integrates a conceptual level and, thus, independently, however, led to slight differences
cannot be understood without reference to the in their expression, that is, in the theoretical
technical knowledge of a group (in Pelegrin et al. elements involved in the definitions. One of the
1988). It is around this last interpretation of the peculiarities of a study of chafnes operatoires for
term that a definition adapted to archaeology was instance. is the analysis of the concepts and
built. Subsequently, a chafne operatoire study knowledge involved in tool manufacture. This
was seen as integrating three levels of analysis, aspect of chafnes operatoires, certainly one of the
which would reveal the technical decisions made most controversial, is absent from an American
in the process of tool manufacture. The most behavioral chain approach, and will be discussed
basic level is represented by the objects them- later in this paper.
selves (tools and by-products of the manufacture
process); then comes a series of gestures or Besides differences in the ingredients of the
technical sequences (the methods by which the definitions, there are also differences in the way
tools are produced); and finally. at the most the analysis is implemented. The French propo-
abstract level, is the specific technical knowledge nents of a chafne operatoire study have been more
shared by all group members (Pelegrin et al. concerned in providing an analytical tool that
1988:55). helps describe the dynamics of the stone tools
(Perles 1987:23), than in making a theoretical
A chaine operatoire study reveals the dynamic statement. This has resulted in a more compre-
of a specific technical system (the lithic system, hensive methodology, as well as in a distinct
for instance) and the role of this system within the characterization of analytical units. Schiffer
broader technology of a prehistoric group. In- (1976), for instance, considers a series of activi-
deed, the different chains constitute the whole ties as the minimal analytical unit, while Pelegrin
technical system of a prehistoric group, at a given defines minimal analytical units through recog-
site (Pelegrin et al. 1988:55). Such an approach nized changes in operations or techniques (Pelegrin
provides a dynamic view of the stone tools. be- et al. 1988:60). Consequently, the chafneoperatoire
cause it takes into account the life trajectories of leads, ultimately, to a finer grained reading of
the tools. It permits a reconstruction of distinct technical activities.
technological strategies through an understand-
ing of the relation between raw material procure- In light of the similarities between chaines
ment, tool manufacture, tool use, maintenance operatoires and American behavioral chains, it is
and discard. quite interesting to notice that their respective
fates have been so divergent. Chafne operatoire is
This is quite similar to other analytical prin- currently the prevailing technological approach
ciples developed, in the seventies, in the United in France and is becoming increasingly popular
States. Schiffer's behavioral chain (Schiffer 1972, in other countries, as well. In North America, on
1976). in particular, has strong affinities with the the contrary, few such studies post-date the
notion of chafnes operatoires. As Schiffer puts it: 1970's. Jelinek attributes this failure partly to a
"the sequence of activities in the systemic context lack of suitability of the New World data to such
of any durable element can be grouped in a set of an analysis (Jelinek 1991:8). It seems more rea-
basic processes and represented by a flow model. sonable to credit the failure to two different re-
These processes include procurement, manufac- search focuses. While French scholars have been
108 LITHIC TECHNOLOGY vol. 18, no. 1 & 2

particularly interested in studying the concep- of procurement: trade or direct procurement. for
tual level revealed by a chafne operatoire analysis. instance (e.g .. Hayden 1982; Tankersley 1991).
American scholars have been more concerned Such a measure, however, testifies only to the
with the organization of lithic systems in general last quarries visited. and it does not express the
(see Nelson 1991). However, a chafne operatoire extent of the territory that was exploited. Fur-
approach has the potential to increase our un- thermore, different proportions of raw material
derstanding of the structure of past lithic systems are a direct consequence of organizational pat-
and. as I will stress later, it is possible to recon- terns (Ingbar 1992); thus, defining the role of
cile the applications of a chafne operatoire study different raw materials in the lithic system can be
with the current American research agenda. done only through an understanding of the strat-
egies of production. use and discard.

THE METHODOLOGY
REDUCTION SEQUENCES
Having defined the concept and its goals, it is
necessruy to describe more precisely how it can be The purpose of this analytical step is a recog-
operationaltzed. Although some of the following nition and description of all the reduction meth-
points can be generalized to other technological ods (choices which characterize different stages
systems, the discussion will be restricted to stone in a reduction sequence) associated with the
tool assemblages. different cultural groups, and an understanding
of the role of these reduction methods within the
On a larger scale, lithic materials have been lithic system of each group. For Geneste: "orga-
divided into meaningful subsystems. namely raw nizing a chaine operatoire is done, on theoretical,
material procurement, tool production. tool use. archaeological or experimental basis, through a
maintenance and discard (e.g .. Collins 1974; definition of the chronological steps of tool manu-
Schiffer 1976; Binford 1977, 1979; Tixier et al. facture. Each logical step in a chaine operatoire
1980). Collins. for instance stated that: "any can then be characterized by one or a series of
model claiming to cover comprehensively the end-products. waste flakes or debris, bearing
production of chipped stone tools must account technical criteria and referring to a specific phase
for all steps in manufacture from the acquisition in the process" (Geneste 1989:443). Subsequently.
of raw materials to the disposal of complete three analytical approaches are available to the
implements and must be able to account for the archaeologist for studying reduction methods:
alternative procedures which might occur in any refitting, diacritical studies (studies of flaking
particular situation" (Collins 1974:3). Albeit prob- sequences). and experimentation.
ably too simple, this partitioning of stone tools
into three or four categories will be retained for The diacritical study is a count, orientation
the sake of clarity. Let us now review the main and chronological classification of all flake re-
subsystems and outline some of the analytical movals visible on an artifact (e.g., Storck 1983;
tools that could help extract relevant technologi- Young and Bonnichsen 1984; Bradley 1991).
cal information. This classification can be achieved with the help
of all the different marks of a former removal
(ridge or bulb, for instance). It allows reconstruc-
RAW MATERIAL PROCUREMENT tion of the direction of removals and their chro-
nology. and also the recognition of a shift in
An analysis of raw material procurement should manufacture operations. The goal of such a study
serve to determine the type of raw material(s) is the recognition of patterns in core reduction;
brought and used on a site. their respective thus. cores and bifaces are the primary source of
quantitative and qualitative importance in the data. They let us see a complete technological
system, the morphology under which they were stage. unlike flakes. which show only a limited
introduced, and the process by which they were number of removals on their dorsal face.
introduced (indirect vs. direct procurement). Dis-
tance to sources has been the prevailing criterion The second approach for inferring reduction
in studies of raw material procurement. Linear methods is refitting. This is the logical comple-
distances are traditionally used to infer the type ment of a diacritical analysis. While both are
Sellet - Chaine Operatotre: Concept and Applications 109

reconstructive, refitting represents a more secure cal analyses yield a dynamic view of tool life, and
procedure. There are two kinds of refitting (Tixier therefore allow a description of the strategies of
1979): fracture refitting (refitting of broken pieces) use and discard.
and debitage refitting (sequential refitting). Al-
though most of the breakage probably occurred To summarize the methodology associated with
during manufacture, refitting of the pieces bro- a chafne operatoire analysts, one can make sev-
ken during use or maintenance provides a dy- eral points: 1) This process relies on an inferen-
namic view of the tool's life. and helps to infer the tial procedure which is experimentally or
strategies of use. Refitting tools or non-retouched archaeologically based. Reproduction of the arti-
blanks to a core reveals the morphology of the raw facts and techniques that were used in their
material when introduced into the camp (blank, manufacture allows a determination of relevant
cores ready for reduction, or core in exploitation). technological criteria. These criteria are later
It also shows, through the repetition of certain used to classify the archaeological remains into
operations, some specific methods of reduction. meaningful units: 2) The analysts requires all
artifacts present at a site -- the end-products of
The reconstruction of reduction methods fltnt-knapping, as well as the by-products of such
through a diacritical study and through refitting activities: 3) As it is necessary to take into account
requires an analysis of the cores and the flakes all the products of stone tool-related activities, it
(including waste flakes and resharpening chips). is also crucial to consider all the sequences of
Once the reduction strategies are inferred from such activities and to evaluate their interactions.
the cores, the reconstructed production methods To do so, all the data provided by the study of
are tested using the debitage. One of the goals of reduction methods. utilization and discard should
an operating chain analysis is to assign to all be linked to raw material type.
flakes a stage in the reduction process. This can
be done in modeling the morphological and tech- The methodology outlined above is the one
nological criteria associated with the different traditionally associated with a study of chafnes
stages of production The role of experimentation operatoires; however, I argue that other analyti-
provides a better definition of relevant technologi- cal tools also have the potential to disclose the
cal criteria for use in making inferences. dynamic relationships among lithic subsystems .
Among those, a minimal nodule analysts (Kelly
1985) is probably the most promising, and could
USE, MAINTENANCE AND DISCARD become a powerful heuristic device when com-
bined with a refitting study or a diacritical analy-
Defining strategies of use and discard are the sis (Sellet, in press). A minimal nodule analysis
ultimate steps of a technological analysis, with- can be summarized as being a classification of all
out which a reconstruction of the chafne operatoire cores and flakes into multiple units (nodules),
is incomplete. One of the goals of technological based on raw material type, color or grain. Each
analyses is a determination of the relation be- group thus represents the products of the reduc-
tween untfactal tool types and tool blanks. This tion of at least one (and ideally only one) chunk
can be done only if there is a good understanding of raw material. A qualitative and quantitative
of the successive transformations of a tool (Frison study of the different groups (analysts of the tools
1968). Fracture reassembling of tools, as outlin- and of the segments of the chafne operatoire
ed by Tixier (1979), helps to reconstruct the tool represented in each group, of the weight and
life and, thus, evaluate the validity of traditional quantity of respective raw materials, for instance)
typologtes. Fracture reassembling and refitting provides a unique insight on precisely what has
unifacial tools to cores are the most secure way to been produced and discarded at the site, and
reconstruct the life of a tool, but a study of the what was brought there or taken away. It also
type of blanks and an analysis of the resharpening shows the role of each raw material, reduction
chips should also provide relevant information. strategy, or tool type in the whole technological
The goal here is not to reconstruct the function of system of a given prehistoric group. In short, a
each tool (this goal should be the focus of a chafne operatoire study associated with a mini-
specialized study of use-wear), but rather to mal nodule analysis can help reconstruct the
refine the data provided by traditional typological complete prehistoric tool-kit, and subsequently,
analyses. Unlike typological studies, technologt- provide a window on the needs of Paleolithic
110 LITHIC TECHNOLOGY vol. 18, no. 1 & 2

hunter-gatherers. Such a technological approach goals as by their means. The chaine operatoire
should allow a better understanding of the strat- study provides us with a dynamic perspective of
egies surrounding the stone tools, and thus en- a technological system. Unlike typological stud-
hance the interpretation of technological organi- ies that have failed to consider stone tools as
zation. responsive to specific needs, it lets us see techno-
logical trajectories through the relationships of
lithic subsystems, and thus outlines the choices
DISCUSSION made by the prehistoric people. Though a chaine
operatoire study requires a taxonomy, this tax-
In 1979, Binford called for a rethinking of onomydoesnothave universalexplanatoryvalue .•
current approaches to the study of assemblage The type of classification needed in a chaine
variability, and argued that: "such rethinking operatoire analysis is peculiar to each situation
especially is needed with regard to the 'cost/ and answers specific analytical needs. In light of
benefit' analysis of lithic source locations and this discussion, it is hard to agree with Bar-Yosef
differential relationships between reduction strat- when he states that: "the analysis of chaines ope-
egies, raw materials, tool design, recycling, reuse, ratoires does not differ from the traditional one,
and the relative contributions of each to 'assem- which seeks to discover 'prehistoric cultures'.
blage variability' " (Binford 1979:271). I would Only we believe that this kind of analytical proce-
assert, in light of the above discussion, that the dure better reflects the individuality of the prehis-
chaine operatoire concept is perfectly suited to toric group and, in some cases, the individual
such an approach. Jelinek was correct to stress artisans themselves" (Bar-Yosef 1991:322).
its innovative nature. Furthermore, when associ-
ated with the proper methodology, this concept is It is true that some recent works have at-
an adequate analytical tool for addressing prob- tempted to look for an individual signature in the
lems such as curation and the diversity or effi- archaeological record (e.g. Ploux 1991), but these
ciency of a technological system, which are cen- studies have shown the limits of a chaine opera-
tral to the technological debates inN orth America. toire approach. The study of the concepts and
technical knowledge used in the manufacture of
A good understanding of the process of cura- stone tools remains the most abstract and the
tion cannot be achieved without a dynamic view most difficult application of chaines operatoires.
of the lithic system. To do so it is crucial to assess The extraction of technological information from
the timing of the technical operations involved in the archaeological data by the chaine operatoire
the manufacture of stone tools and their mainte- concept relies, as we have demonstrated, on an
nance in the system (e.g., manufacture. use, inferential procedure: and, while most of the
resharpening, recycling, discard). A study of the technological observations can be secured by
complexity of the chaines operatoires, in terms of refitting or experimentation, for instance, the
their degree of fragmentation or the type of se- interpretation of the technical behavior itself needs
quences represented (is the complete chain re- to be supported by an evaluation of alternative
presented at a site and how complex is it?), hypotheses. This process is unfortunately too
provides important information concerning the often overlooked in an evaluation of technical
segmentation of these operations in time and knowledge or technical skills, the notions used in
space. Being able to answer the problem of the identification of individualistic behavior.
curation in the archaeological record should give
us a framework for interpreting the effects of The above overview of the history, theory and
mobility in shaping the structure of the lithic implications of the chaine operatoire approach is
system of a prehistoric group. This issue is cen- a necessary simplification: the applications have
tral to the definition of archaeological variability. gone in many directions since the concept was
This is why a technological approach through the first applied to the study of stone tool assem-
notion of chaine operatoire has heuristic capabili- blages. Such a divergence of opinion reflects the
ties, where the traditional typological approach analytical potential of the concept and, what is
has only descriptive value. more important, the good health of technological
research. The analytical capacity of a chaine
Consequently, a chaine operatoire and a typo- operatoire approach is, however, far from having
logical approach are opposed as much by their been exhausted. The concept associated with the
Sellet - Chaine Operatoire: Concept and Applications 111

proper methodology could, for instance, play a Bradley B.


central role in the interpretation of the organiza- 1991 Lithic Technology. In Prehistoric Hunters
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SPANISH SUMMARY ogy Among Prehistoric Hunter-Gatherers
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Frlson, G.
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