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in Postcompaction State
A. Sawangsuriya1; T. B. Edil2; and P. J. Bosscher3
Abstract: Despite clear evidence, changes in mechanical properties 共i.e., stiffness or modulus兲 of compacted subgrades in response to
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subgrade moisture regime changes after construction have rarely been investigated in the geotechnical profession. In particular, when
in-service assessment of pavement subgrade is made, the modulus-moisture variation should be addressed on the basis of unsaturated soil
mechanics. This study presents the unsaturated small-strain modulus behavior of five predominately fine-grained compacted subgrade
soils. The small-strain shear modulus 共Go兲 of saturated compacted specimens subjected to a desorption soil-water characteristic curve
共SWCC兲 was evaluated using bender elements. A test apparatus was designed to apply two stress state variables, the net confining pressure
and matric suction, during the Go measurements. The relationship between Go and the SWCC under a constant mean net stress was
developed. Additionally, the effect of compaction moisture content, compaction energy, and soil type on the Go-SWCC relationship was
investigated. Finally, a relationship describing the small-strain modulus behavior of unsaturated compacted soils is proposed.
DOI: 10.1061/共ASCE兲GT.1943-5606.0000108
CE Database subject headings: Stiffness; Suction; Soil compaction; Moisture; Soil water; Shear waves; Shear modulus; Compacted
soils; Unsaturated soils.
Test Materials
Five types of predominately fine-grained subgrade soils were
tested in the study. They include clayey sand 共SC兲, silt 共ML兲, lean
clay-1 共CL-1兲, lean clay-2 共CL-2兲, and fat clay 共CH兲. The classi-
fication, index properties, and compaction characteristics of these
subgrade soils are summarized in Table 1.
Experimental Program
Specimen Preparation Fig. 1. Compaction data of test soils. Dash lines represent predeter-
To investigate the influence of soil type on modulus-suction- mined compaction curves; Enh Proc= enhanced proctor; Std Proc
moisture relationship, compacted specimens of the five soils 共SC, = standard proctor; Red Proc= reduced proctor.
element housing and over any gap to ensure a good seal and no
air leakage through the membrane. A thin elastic band was also
used to provide additional support for the bender elements. The
horizontally polarized shear wave 共Shh兲 was measured across the
diameter of the specimen 共i.e., horizontal plane兲 since the soil
fabric tended to be more uniform and homogenous in this plane.
The cell was then assembled.
The desorption 共drying兲 test was initiated by increasing the
cell pressure 共o兲 to induce the net confining pressure 共o − ua兲 of
35 kPa while maintaining the applied matric suction 共ua − uw兲 at
zero 共i.e., no air pressure, ua, was applied兲 and then the position
of the air-water interface in the horizontal capillary tube was re-
corded. Position of the air-water interface was recorded periodi-
cally after each increment of o and ua has been applied. After
equilibrium was established for an applied suction 共i.e., the move-
ment of air-water interface has ceased兲, the travel time, ts,hh of
Shh-wave was measured across the diameter of the specimen. To Fig. 3. Shear wave time series during desaturation of CL-1 specimen
avoid the near-field component 共Sanchez-Salinero et al. 1986; compacted near optimum
Viggiani and Atkinson 1995兲, the first arrival of shear wave was
taken as the point of zero crossing after the first inflection of the
received signal, which corresponds to the first arrival of the shear
For suctions higher than 1,000 kPa, the chilled mirror hygrom-
wave based on experimental and numerical studies 共Viggiani and
eter was used. The suction measurements with the chilled mirror
Atkinson 1995; Kawaguchi et al. 2001; Lee and Santamarina
hygrometer were made following Method D in ASTM D 6836.
2005兲. The travel distance was taken as the tip-to-tip distance 共L兲
Several specimens were trimmed from the specimen used in the
between bender elements 共Dyvik and Madshus 1985; Viggiani test into polyethylene cups used in the hygrometer. Each cup was
and Atkinson 1995兲. Additional descriptions of the bender ele- 38 mm in diameter and 5 mm tall. The specimens were allowed to
ment tests are given in Sawangsuriya 共2006兲. air dry to different volumetric water contents, and then were
Finally, the velocity of Shh-wave was computed as Vs,hh sealed for 24 h to promote equilibration. Afterwards, cups con-
= L / ts,hh. Knowing Vs,hh and total mass 共bulk兲 density of the speci- taining the specimens were inserted into the hygrometer to deter-
men 共兲, which was computed at each suction based on the mea- mine total suction. Once the total suction was reported by the
sured change in volumetric water content, the small-strain shear hygrometer, the specimen was removed, the gravimetric water
modulus in the horizontal plane, Go,hh from Shh-wave was deter- content, mass, and volume were determined, and the volumetric
mined as Go,hh = Vs,hh
2
. Note that the specimens are assumed to water content was computed. Typically three to six measurements
have a constant total volume throughout testing. After the tests were obtained using the hygrometer.
were completed, the specimens were measured for any volume
change. The measurements indicated very small volume change
for each specimen even for the high plasticity index 共PI兲 soils. Results and Discussion
The effect of this assumption on the computed G0, dry unit
weight, and volumetric water content is considered to be rela-
tively minor. The applied suction was then raised by the next Shear Wave Time Series
increment while keeping the net confining pressure constant at An example of the shear wave 共S-wave兲 time series is presented
35 kPa. The procedure was repeated until the maximum suction for the CL-1 soil compacted near optimum. The variation in travel
共⬃1 , 000 kPa兲 was achieved. Volumetric water contents were de- time during the desaturation process in this compacted specimen
termined from the volume of outflow at equilibrium measured in is shown in Fig. 3. Sawangsuriya 共2006兲 provided the S-wave
the horizontal capillary tube. Typically, 8–10 measurements of time series for all of the test soils. The travel time decreased as
Go,hh-matric suction-volumetric water content were obtained for the matric suction increased and the volumetric water content
each test. Oven-dried gravimetric water contents measured at the decreased 共i.e., as the specimen was drying along the SWCC兲. To
end of the test showed that the volumetric water content calcu- avoid the near-field effect, the first arrival of S-wave was taken as
lated from the outflow measurements was within 0.02 of the value the point of zero crossing after the first inflection of the received
of gravimetric water content. signal as indicated by the arrows 共Fig. 3兲. No near-field effect was
冉 冊
and Motan and Edil 共1982兲.
冤 冥再
冎
ln 1 + Initial compaction moisture content causes significant differ-
r 1 m
ences in the variation of Go with matric suction. Increasing initial
冉 冊
⌰= = 1− · 共1兲 compaction moisture content causes a reduction in Go. As shown
s 106 ln关e + 共␣兲n兴
ln 1 + in Fig. 5, for any given matric suction, the SC specimen com-
r
pacted dry of optimum has the highest Go. The SC specimen
where ⌰ = normalized volumetric water content; = volumetric compacted wet of optimum has the lowest Go, although the
water content; s = saturated volumetric water content; = soil SWCC of the SC specimen compacted wet of optimum lies above
Fig. 5. Go-matric suction relationship for the SC specimens com- Fig. 6. Go-matric suction relationship for the SC specimens com-
pacted with different compaction moisture contents and subjected to a pacted with different compaction energies and subjected to a net con-
net confining pressure of 35 kPa fining pressure of 35 kPa
those compacted near optimum and dry of optimum moisture con- indicate that at any given matric suction, the SC specimen has the
tents 共i.e., the volumetric water content or the degree of saturation highest Go, whereas the CH specimens have lowest Go. This
of the wet of optimum moisture content specimen at any given might be attributed to the index properties and composition of the
matric suction is higher when compared to the optimum and dry tested soils 共e.g. plasticity index, fine fraction, and clay content兲.
of optimum moisture content specimens兲. Therefore, the wet of The percent increase in Go of these specimens from zero ap-
optimum compacted specimen tend to exhibit a weaker soil fabric plied suction 共or at saturation兲 to 103 kPa suction 共i.e., three loga-
with respect to the dry of optimum compacted specimen at differ- rithmic cycles兲 ranges from 100–520%. Larger increase in Go was
ent suctions. Similar observations were reported in Mancuso et al. observed in the specimens having lower initial compaction mois-
共2002兲, Khoury and Zaman 共2004兲, and Sawangsuriya et al. ture content, higher compaction energy, and higher percent sand.
共2005兲. At lower suctions, modulus increases by nearly two folds
by decreasing initial compaction moisture content from 4% wet of
Modulus-Moisture Relationship
optimum to 4% dry of optimum. The effect becomes smaller as
the suction increases. The relationship between the small-strain shear modulus 共Go兲 and
Go of the SC specimen compacted near optimum using the the volumetric water content for the SC specimens compacted
enhanced Proctor effort 共Fig. 6兲 is comparable to that compacted with different compaction moisture content and compaction ener-
near optimum using the standard Proctor effort for any given gies and the ML, CL-1, CL-2, and CH specimens compacted near
matric suction, whereas Go of the SC specimen compacted near optimum moisture content is illustrated in Figs. 8–10. In general,
optimum using the reduced Proctor effort is the smallest. The Go increases as the volumetric water content decreases 共i.e., fol-
reduced Proctor effort induces a weaker soil fabric with respect to lowing the drying curve兲 for the range of volumetric water con-
the enhanced or standard Proctor efforts. Go increases nearly two tents measured. Consistent tendency were also observed for the
times as the compaction energy increases from the reduced Proc- resilient modulus-equilibrium gravimetric water content relation-
tor effort 共357 kN-m/ m3兲 to the standard Proctor effort ship 共Edil and Motan 1979兲 and Go degree of saturation relation-
共594 kN-m/ m3兲 at all suction levels. The variation of Go with ship 共Inci et al. 2003兲.
respect to matric suction for the remaining four soils compacted The effect of initial compaction moisture content on
near optimum is shown in Fig. 7. The results from five types of Go-volumetric water content relationship is similar to that of the
soils compacted with standard Proctor effort 关Figs. 6共b兲 and 7兴 Go-matric suction relationship. That is, Go increases with decreas-
Fig. 10. Go-volumetric water content relationship for the ML, CL-1,
Go = Af共e兲共OCR兲k共⬘o兲n 共2兲 CL-2, and CH specimens compacted near optimum and subjected to
a net confining pressure of 35 kPa
where A = material parameter which is associated with the soil
fabric or microstructure and type of soil; f共e兲 = void ratio function
which depends on the void ratio or density; k = OCR exponent
which depends on the plasticity index; and n = stress exponent principle stresses兲; and ks = parameter that defines the rate of
which is approximately 0.5 关see Sawangsuriya 共2006兲兴. Note that change of 共M R兲us with matric suction 共ua − uw兲. Note that the pa-
since the specimens used in this study are reconstituted, the OCR rameter ks is soil dependent and is similar in definition to 共tan b兲
term was dropped from Eq. 共2兲 for compacted soils. for the case of shear strength of unsaturated soils 共Fredlund et al.
Fredlund et al. 共1975兲, indicated that the resilient modulus of 1978兲.
unsaturated soils 共M R兲us can be expressed as a function of three
stress variables, the net normal stress 共n-ua兲, matric suction 共ua Model 1
− uw兲, and deviator stress 共d兲. The relationship between resilient Due to the similarity in the stress dependency of resilient modulus
modulus and the stress variables has been later confirmed by 共Fredlund et al. 1996兲, the small-strain shear modulus of unsatur-
Fredlund et al. 共1977兲. Oloo and Fredlund 共1998兲 suggested such ated soils can be developed based on the formulations published
relationship be represented as follows: in the literature as presented in Eq. 共2兲 through Eq. 共3兲. The small-
For coarse-grained soils strain shear modulus of unsaturated soils 共Go,us兲 consists of two
parts that incorporate two independent stress state variables 共i.e.,
共M R兲us = knb + ks共ua − uw兲 共3兲 net normal stress and matric suction兲. The first part is inspired by
the Go-stress relationship of dry or saturated soils where the net
For fine-grained soils
normal stress variable is expressed in terms of a power of the net
For k1 ⬎ d 共M R兲us = k2 − k3共k1 − d兲 + ks共ua − uw兲 共4兲 confining pressure. The second part is inspired by the shear
strength and resilient modulus-matric suction relationships given
for unsaturated soils. Based on these considerations, the following
For k1 ⬍ d 共M R兲us = k2 + k4共d − k1兲 + ks共ua − uw兲 共5兲
relationship is proposed to describe the variation of small-strain
where k, k1, k2, k3, k4, and n = material constants determined ex- shear modulus in the horizontal plane from Shh-wave, 共Go,us兲hh, in
perimentally; b = bulk stress 共i.e., the summation of all three response with the SWCC is therefore expressed as:
of water in the soil from the saturated to dry condition as sug- where ⌰ = normalized volumetric water content; = volumetric
gested by Vanapalli et al. 共1996兲. In the case of the shear strength water content; s = saturated volumetric water content; = fitting
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of unsaturated soils, Vanapalli et al. 共1996兲 related a parameter parameter; Vw = volume of water; Vv = volume of voids; and S is
tan b with ⌰ tan ⬘. This implies a simple linear relationship the degree of saturation. The exponent provides some flexibility
between tan b and ⌰ by having tan ⬘ as a linear fitting coef- to fit between the measured and predicted values.
ficient. Since the contribution of matric suction on shear modulus Using the form of given in Eq. 共10兲 in conjunction with Eq.
can be considered similar to that on shear strength 共i.e., increase 共9兲, quantitative predictions of Go in unsaturated soils can be
or decrease the particle contact points兲. By having a constant C as made with respect to the effective stress concept. By combining
a linear fitting coefficient, the parameter B can be rewritten as Eqs. 共9兲 and 共10兲 with the general expression for Go, Go,us can be
rewritten in the form of
B = C⌰ 共7兲
Finally, by replacing Eq. 共7兲 in Eq. 共6兲, Go,us is rewritten in the 共Go,us兲hh = Af共e兲关共o − ua兲 + ⌰共ua − uw兲兴n 共11兲
following form:
where A, n, and are fitting parameters optimized to obtain a best
共Go,us兲hh = Af共e兲共o − ua兲 + C⌰ 共ua − uw兲
n
共8兲 fit between the measured and the predicted values. Similar to the
first model, the parameter f共e兲 used is expressed as 1 / 共0.3
where A, C, and = fitting parameters optimized to obtain a best- + 0.7e2兲. It is important to note that all of the data presented in
fit between the measured and the predicted values. For this model, this study had a constant net confining pressure representing typi-
the parameter f共e兲 used is given by Hardin 共1978兲 for sands and cal pavement subgrade confinement. This is, therefore, a limita-
clays and is expressed as 1 / 共0.3+ 0.7e2兲. This void ratio function tion of the proposed model.
has been previously employed by several investigators 关see Acar
and El-Tahir 共1986兲, Hardin and Blandford 共1989兲, Inci et al.
共2003兲兴. The stress exponent n used is 0.5. Model Application
The measured data obtained experimentally were best fitted with
Model 2 the two proposed mathematical relationships using a least-squared
Another quantitative approach to describe the dependency of the optimization algorithm. Figs. 5–10 show the measured data along
SWCC on Go,us is to employ the single-valued effective stress with the curve-fitting parameters. Regardless of the choice of
state variable based on the effective stress principle for unsatur- stress state variables, both models fitted to the data well within
ated soils 共Bishop 1959兲, which has been recently examined to be the range of measured suctions 共i.e., up to 1,000 kPa兲. It should be
a promising alternative to the use of two independent nonadditive noted that both models exhibited similar curve-fitting to the data
stress variables in separated form 共Khalili et al. 2004; Lu and at low suctions but considerably different at large suctions. The
Griffiths 2004兲 plot of residuals as a function of parameter for all soil tested
⬘o = 共o − ua兲 + 共ua − uw兲 共9兲 共Sawangsuriya 2006兲 indicated that the residuals produced from
both models varied within the same order of magnitude. Note that
where ⬘o = mean effective principle stress; 共 − ua兲 = net confining the experimental results also indicated a negligible volume
pressure; 共ua − uw兲 = matric suction; and = Bishop’s effective change of the soil specimens during desaturation. Therefore, both
stress parameter. The parameter reflects the proportions of area proposed models can quantitatively describe the behavior of
共a兲 contributed by water 共aw兲 共or = aw / a兲. Therefore, for a satu- small-strain shear modulus of unsaturated soils for essentially
rated soil, the pore air pressure is zero, the parameter is equal to nonexpansive or collapsible soils. The choice of stress state vari-
one, and o⬘ = o − uw. For a completely dry soil, the parameter is ables and the treatment of capillary forces in the macroscopic
equal to zero and o⬘ = o − ua. For partially saturated soils, the effective stress equations are however still debated 共Mitchell and
parameter varies between zero and one, and reflects the propor- Soga 2005兲. Nonetheless, two such stress state variables were
tion of matric suction or degree of saturation that contributes to used in the development of elasto-plastic constitutive modeling
the effective stress. for unsaturated soils 共Wheeler and Sivakumar 1995; Houlsby
However, difficulties in the evaluation of the parameter have 1997兲.
limited the use of the effective stress principle for unsaturated The fitting parameter of 1.0 was used to fit all of the data and
soils 共Mitchell and Soga 2005兲. These difficulties include the appeared to be appropriate within the measured suction range.
complexity in determining and the lack of a unique relationship Note that the parameter typically ranges from 1.0 to 3.0, de-
between and degree of saturation. The parameter is related to pending on the type of soil 共Vanapalli and Fredlund 2000兲. Dif-
soil structure 共Coleman 1962兲 and the relationship between and ferent values of were also examined in the study 共Sawangsuriya
the degree of saturation is soil dependent. Nonetheless, several 2006兲. Larger resulted in smaller Go at high suctions. At very
mathematical forms of as a function of degree of saturation or high suctions, different values of might be used; however, the
as a function of matric suction have been proposed for unsatur- curve-fitting model was not significantly impacted by the param-
eter for the range of the measured data. The plot of the param- parameters A and C increase with percent sand, while parameter n
eter versus the residuals obtained from the optimization decreases as percent sand increases. Since sand has higher
procedures suggested that changes in from the first model strength and stiffness than clay, increase in percent sand causes an
tended to cause larger variation of residuals, while smaller varia- increase in soil modulus. On the other hand, soils with higher
tion was obtained from the second model. percent fines and plasticity index tend to have lower strength and
To understand the physical meanings of the curving-fitting pa- stiffness. Note also that in general both parameters A and C have
rameters 共A, C, and n兲, the fitting parameters obtained from both similar trends but the parameter n exhibits an opposite trend. The
models are plotted against compaction moisture content, compac- stiffer or denser compacted fabrics result in higher parameters A
tion energy, and soil type. The parameter A obtained from both and C but lower parameter n. Moreover, the higher percent fines
models typically reflects the soil skeleton or fabric that forms the or soils with higher plasticity index results in lower parameter A
microstructure of dry or saturated soil. When soil becomes unsat- and C but higher parameter n.
urated, the contact force distribution in the particle assembly be- The proposed modulus-SWCC relationship of the compacted
comes dependent on pore size location, distribution, and relative soils represents the lower boundary 共i.e., lowest possible modulus
locations of particles to one another 共or soil fabric兲 共Mitchell and values兲 as the measured SWCC follows the initial drying curve.
Soga 2005兲. Therefore, either the parameter C from Model 1 or Although the modulus-SWCC relationship for the upper boundary
the parameter n from Model 2 reflects the contribution of matric 共i.e., the boundary wetting curve of the SWCC兲 is not obtained in
suction 共e.g. capillary force兲 on the contact between the soil par- this study due to the difficulties in measuring the wetting SWCC,
ticles in an unsaturated state. As shown in Figs. 11共a兲 and 12共a兲, the proposed modulus-SWCC relationship can be reasonably re-
the parameter A decreases with compaction moisture content, duced by a factor or accepted as a conservative upper bound. This
while both parameters C and n increase as compaction moisture assumption is based on the fact that under the same state of stress,
content increases. The plots of the fitting parameters and compac- the change in modulus of a given soil is directly proportional to
tion energy are shown in Figs. 11共b兲 and 12共b兲. In general, both the change in SWCC. As the soils are subjected to the wet-dry
parameters A and C increase but parameter n decreases with com- cycles, the modulus of any compacted soils is anticipated to fall
paction energy. The relationships with five type of soils tested underneath the upper boundary.
共Figs. 13 and 14兲 indicate that the fitting parameters exhibit some
trends with percent sand, percent fines, and plasticity index. The
dashed lines in Figs 11–14 are not fitted lines but intended to help Summary and Conclusions
delineate the qualitative trends. Both parameters A and C decrease
as percent fines and plasticity index increase, whereas parameter The behavior of modulus of compacted subgrade soils along the
n increases with percent fines and plasticity index. In contrast, the desorption SWCC has been evaluated using the concurrent bender
Parameter C
Parameter A
Parameter C
10000 1000
5000 500
0 0 20 40 60 80 100 0
% Silt
15000 (b) Model 1 1500
Parameter A
Parameter C
Parameter A
Parameter C
10000 1000
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5000 500
0 0 20 40 60 80 100 0
% Clay
15000 1500
(c) Model 1
Parameter A
Parameter C
10000 1000
0 0 20 40 60 80 100 0
% Sand
15000 1500
(d) Model 1
Parameter A
Parameter C
10000 1000
0 0 20 40 60 80 100 0
% Fines
15000 1500
(e) Model 1
Parameter A
Parameter A
Parameter C
10000 Parameter C 1000
5000 500
0 0 20 40 60 80 100 0
Plasticity Index
Fig. 13. Relationship of parameters A and C from Model 1 with percent silt, clay, sand, fines, and plasticity index
element test and the soil-water characteristic curve determination paction moisture content, through its control of soil fabric, causes
based on the axis-translation technique. A test apparatus was de- significant differences in the variation of Go with matric suction
veloped in the study that is capable of applying an external stress and volumetric water content. Go increases with decreasing initial
and incorporating two stress variables during the shear wave mea- compaction moisture content. The specimen compacted wet of
surement with the bender elements. The relationship between the optimum moisture content has lower Go and tends to exhibit a
small-strain shear modulus 共Go兲 and the SWCC under a constant weaker soil fabric with respect to the specimen compacted dry of
net confining pressure of 35 kPa, representing a typical confining
optimum. Moreover, changes in soil fabric due to the differences
pressure in the pavement subgrade layer, has been developed for
in initial compaction moisture content have significant contribu-
a range of compacted predominately fine-grained subgrade soils.
The relationship also takes into account the influences of compac- tion to Go-matric suction and Go-volumetric water content rela-
tion conditions and soil type. Two mathematical relationships are tionships. Increasing compaction energy results in higher Go.
proposed to quantitatively describe Go-SWCC relationship ob- Reduced Proctor effort induces a weaker soil fabric compared to
tained experimentally. enhanced and standard Proctor efforts however, compaction effort
In general, Go increases with increasing matric suction but larger than the standard has little influence. Percent fines in the
decreases with increasing volumetric water content. Initial com- soils tends to affect Go. Soils having higher initial compaction
Parameter A
Parameter n
20000
0.6
15000
0.4
10000
5000 0.2
0 0 20 40 60 80 100 0.0
% Silt
30000 1.0
(b) Model 2
25000 0.8
Parameter A
Parameter n
20000
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0.6
15000 Parameter A
Parameter n
0.4
10000
5000 0.2
0 0 20 40 60 80 1000.0
% Clay
30000 1.0
(c) Model 2
25000 Parameter A 0.8
Parameter A
Parameter n
20000 Parameter n
0.6
15000
0.4
10000
5000 0.2
0 0 20 40 60 80 100 0.0
% Sand
30000 1.0
(d) Model 2
25000 Parameter A
0.8
Parameter A
Parameter n
Parameter n
20000
0.6
15000
0.4
10000
5000 0.2
0 0 20 40 60 80 100 0.0
% Fines
30000 1.0
(e) Model 2
25000 0.8
Parameter A
Parameter n
20000
0.6
15000
Parameter A 0.4
10000 Parameter n
5000 0.2
0 0 20 40 60 80 100 0.0
Plasticity Index
Fig. 14. Relationship of parameters A and n from Model 2 with percent silt, clay, sand, fines, and plasticity index
moisture content and higher percent plastic fines subjected to however, recommended to confirm the developed relationship be-
lower compaction energy result in lowest Go. tween the fitting parameters and the soil index properties.
Based on a well-established expression of Go and the mea-
sured SWCC, a mathematical relationship that incorporates two
stress state variables has been proposed along with the fitting Acknowledgments
parameters in order to describe the behavior of Go of unsaturated
This paper is dedicated to the memory of our coauthor Professor
compacted soils. The two stress variables are incorporated in the
Peter J. Bosscher.
model in two ways: either using two independent terms or a
single term. Both approaches quantitatively describe the Go be-
havior of the unsaturated compacted soils satisfactorily within the References
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