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Review Article
How to Perfuse: Concepts of Cerebral Protection during
Arch Replacement
Copyright © 2015 Andreas Habertheuer et al. This is an open access article distributed under the Creative Commons Attribution
License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly
cited.
Arch surgery remains undoubtedly among the most technically and strategically challenging endeavors in cardiovascular surgery.
Surgical interventions of thoracic aneurysms involving the aortic arch require complete circulatory arrest in deep hypothermia
(DHCA) or elaborate cerebral perfusion strategies with varying degrees of hypothermia to achieve satisfactory protection of the
brain from ischemic insults, that is, unilateral/bilateral antegrade cerebral perfusion (ACP) and retrograde cerebral perfusion
(RCP). Despite sophisticated and increasingly individualized surgical approaches for complex aortic pathologies, there remains
a lack of consensus regarding the optimal method of cerebral protection and circulatory management during the time of arch
exclusion. Many recent studies argue in favor of ACP with various degrees of hypothermic arrest during arch reconstruction and
its advantages have been widely demonstrated. In fact ACP with more moderate degrees of hypothermia represents a paradigm
shift in the cardiac surgery community and is widely adopted as an emergent strategy; however, many centers continue to report
good results using other perfusion strategies. Amidst this important discussion we review currently available surgical strategies of
cerebral protection management and compare the results of recent European multicenter and single-center data.
the occurrence of postoperative, timely limited confusion, outcomes. However, it was a long road of trial and error for
transient motor weakness, seizure, or agitation without cor- cardiac surgery to develop both effective surgical techniques
relation with imaging studies and with complete reversal at to deal with pathologies of the thoracic aorta and effective
the time of hospital discharge) has been more closely related cerebral protection regimens. With the first introduction
to cerebral ischemic times [6–13]. of cardiopulmonary bypass and extracorporal circulation,
The introduction of profound hypothermia in the mid- surgery of the aortic arch seemed to be an impossible under-
1970s by Griepp et al. allowing short periods of complete taking. During the 1950s, De Bakey, Crawford, and Coo-
circulatory arrest paved the way for modern arch surgery ley in Houston introduced surgical techniques specifically
requiring prolonged ischemic tolerance of the CNS for addressing pathologies of the thoracic and thoracoabdominal
extensive aortic repair extending into the transverse arch [14]. aorta, including the transverse arch, and they were the first
Over the past 2 decades various adjunctive techniques of to report on 6 cases of aortic dissection addressed surgically
cerebral circulatory management have evolved to increase the [28]. However, those techniques did not gain widespread
safety and duration of cerebral protection. These adjunctive acceptance by that time due to their high technical complexity
techniques all comprise distinct elaborate selective perfusion and limited postoperative outcomes in terms of mortality and
protocols (unilateral or bilateral selective ACP and selective neurology. It took another decade for Borst and colleagues
RCP, resp.) in combination with various degrees of hypother- [29] to adopt the use of profound hypothermia as an adjunct
mic circulatory arrest. The techniques of cerebral protection to cardiopulmonary bypass for closure of an arteriovenous
during surgery of the aortic arch can be divided into those fistula and for Griepp et al. [14] to report on their first routine
aimed at suppressing the CNS metabolic demand and those arch procedures, in profound hypothermia.
aimed at maintaining the metabolic supply during the time
of exclusion of the cerebral vessels. More specifically, current 2.1. Hypothermic Circulatory Arrest. Since the discovery that
protocols include DHCA alone [15, 16], selective RCP [7, 8, hypothermia induces neuroprotective effects, it has become a
12, 13, 17, 18], and selective ACP [19]. More recently, some widely adopted concept in cardiovascular surgery in general
centers advocated for the use of more liberal circulatory and in surgery of the thoracic aorta specifically. Systemic
arrest temperatures and championed the merits of moderate hypothermia reduces metabolic tissue rate thereby increasing
hypothermic circulatory arrest (MHCA) in combination with neuronal ischemic tolerance. Cerebral metabolism is progres-
selective ACP [11, 20–23]. A range of adverse postoperative sively depressed by approximately 6-7% per 1∘ C decline in
neurologic outcomes and early mortality is reported for each core body temperature [1]. The brain’s electrical activity starts
of these techniques. Postoperative permanent neurologic to decrease at mildly reduced temperatures (<33.5∘ C) and
dysfunction is reported as 4.8% to 12.5% for DHCA [6, 9, 15], ceases with profound hypothermia at 19.0∘ C to 20.0∘ C with no
2.4% to 7.1% for selective RCP/DHCA [6, 12, 17, 24, 25], 3.3% electrical activity detectable upon assessment on electroen-
to 9.6% for selective ACP/DHCA [6, 9, 11, 12, 19, 23, 26], cephalogram. Accordingly, the core body temperature is a
and 3.2% to 9.6% for selective ACP/modified MHCA [21, significant determinant of cerebral metabolic demand and
23, 27]. Postoperative mortality is reported as 6.3% to 13.3% oxygen consumption and, when compared to normothermia,
for DHCA [9, 15], 2.9% to 10.1% for selective RCP/DHCA can be reduced anywhere in between >50% at 28∘ C (moderate
[12, 17, 24, 25], 2.0% to 12.7% for selective ACP/DHCA [9, hypothermia) and >80% at 18∘ C (profound hypothermia),
11, 12, 19, 23, 26], and 9.4% to 11.5% for selective ACP/MHCA respectively [4]. Thus, hypothermia alone prolongs the CNS
[3, 21, 23, 27]. tolerance to ischemic insults during periods of circulatory
This paper reviews current state-of-the-art neuropro- arrest. For some time it was tempting to assume that deep
tective strategies and compares elaborate clinical regimens hypothermia is sufficient to prevent any neurologic compli-
focusing on the benefits of hypothermia and cold antegrade cation; however, this concept had to undergo some major
cerebral perfusion. Recent trends in combining ACP with revisions [37]. Results from both experimental and clinical
steadily increasing mild-to-moderate hypothermic arrest are studies suggest that cerebral metabolic suppression and thus
discussed from various perspectives and under the light of neurologic protection during profound hypothermia is less
recent large-cohort trials and multicenter international meta- complete than previously suspected [30, 38, 39]. Particularly
analyses. The influence of the anticipated time of circulatory in the elderly and in patients with preexisting neurologic
arrest on the cerebral protection strategy is discussed as dysfunctions, DHCA at intervals >25 min was associated with
widely adopted by the cardiac surgery community. Predictors TND, fine motor deficits, and prolonged hospital stays [1, 10].
of adverse outcomes and determinants of transient neuro- More recently, Fischer et al. [40] reported that already after
logical dysfunction and permanent neurological dysfunction, 30 min of HCA at 15∘ C the oxygen saturation of the frontal
respectively, are discussed to leave the reader with a thorough cortex as measured on near infrared spectroscopy (NIRS)
understanding of the current literature as well as current drops below the relatively safe threshold of 60%, increasing
clinical practices. the risk of serious adverse outcomes (𝑝 = 0.038). Neurologic
complications occur more frequently following prolonged
2. Cerebral Protection: A Contemporary DHCA of >40 min and may be transient or permanent [1, 10,
Review of Available Surgical Strategies 41].
In an attempt to calculate the safe durations of circulatory
There is no doubt that adequate cerebral protection during arrest, McCullough et al. [30] used the cerebral metabolic
aortic arch exclusion plays a key role in achieving successful rate by oxygen consumption (CMRO2 ) as an estimate and
BioMed Research International 3
Table 1: Calculated safe durations of HCA at different temperatures with regard to cerebral metabolic rate and by McCullough et al. [30].
Temperature (∘ C)/level of hypothermia Cerebral metabolic rate (% of baseline) Calculated safe duration of HCA (min)
37 (normothermia) 100 5
30 (moderate) 56 (52–60) 9 (8–10)
25 (deep) 37 (33–42) 14 (12–15)
20 (profound) 24 (21–29) 21 (17–24)
15 (profound) 16 (13–20) 31 (25–38)
10 (ultra profound) 11 (8–14) 45 (36–62)
achieved comparable results of 31 min at 15∘ C. According to cannulation/perfusion strategies: unilateral via a 14-F cannula
this equation intervals could be extended to 45 min at 10∘ C directly into the innominate artery with occlusion of both
(Table 1): left carotid and left subclavian artery, unilateral via the
left carotid, and bilateral via innominate and carotid artery
CBF × cerebral AV oxygen difference
CMRO2 = (1) simultaneously.
100 When considering ACP, further variables need reflection
In terms of prolonged hypothermic arrest, immediate postop- to achieve optimal cerebral protection, that is, target cere-
erative coagulation disorders have been reported in literature bral blood flow (CBF), blood pressure, hemodilution, and
[42, 43]; however, there remains a lack of scientific proof for intracranial pressure (ICP). At rest, 15% of the cardiac output
this claim [44] and coagulopathy is much rather thought to be is estimated to constitute normal cerebral blood flow [50].
triggered by prolonged bypass and extracorporal circulation Experimental studies highlight the association of increased
times than pure hypothermia. In their 2-center comparative ICP and consecutive requirements for higher perfusion pres-
study of moderate versus deep HCA in 776 patients, Milewski sures with cerebral injury and adverse neurological outcome
et al. [6] found no significant difference in the incidence of [51] and high cerebral pump blood flows on HCA with high
reoperation for bleeding (profound versus deep HCA: 3.8 ICPs and cerebral edema alleviating any protective effect [52].
versus 4.3%; 𝑝 = 0.783). Similarly, Harrington et al. [44] did Thus the pump flows and pressures during selective ACP
not find an increased risk of postoperative bleeding following must be adequately balanced. More recently, Jonsson et al.
DHCA. [53] reported on their experimental results of safe mini-
mal CBF during selective ACP and identified an ischemic
2.2. Selective Cerebral Perfusion, ACP. In 1956, the Houston threshold of at least 6 mL/kg/min. Therefore, most centers
group successfully used normothermic ACP to resect a large adopting ACP into their routine surgical practice perfuse
aneurysm of the ascending thoracic aorta via the common the brain at a rate of approximately 8–12 mL/kg/min and a
carotid arteries [45]. One year later De Bakey et al. [46] perfusion pressure of 40–60 mmHg at temperatures between
reported on the first successful open arch surgery in an 23 and 28∘ C [36, 37, 44, 50]. When considering optimal
attempt to remove a mycotic aneurysm involving both the cerebral blood flow another crucial variable is that autoreg-
ascending aorta and the transverse arch using normothermic ulation maintains both cerebral blood flow and pressure in
cerebral perfusion via direct cannulation of both carotid a physiologic spectrum under normal circumstances but the
arteries and distal perfusion via cannulation of the right organisms’ ability to do so is temperature dependent and is
femoral artery. However, this approach of bicarotid perfusion dramatically decreased at 25∘ C and below [1].
in normothermia was soon to be abandoned due to a high
incidence of thromboembolism and consecutive adverse 2.3. Selective Cerebral Perfusion: RCP. Retrograde cerebral
neurological outcome. Following the introduction of routine perfusion might be used as an adjunct to hypothermic
surgery under profound hypothermia and circulatory arrest circulatory arrest, yet the use of RCP is source of much
in 1975 by Griepp et al. [14], it took another 10 years wider debate in the cardiac surgery community. The use of
for Guilmet et al. in Europe and Kazui in Japan to raise RCP was originally reported by Mills and Ochsner [54] for
aneurysm surgery to the next level: the principle of antegrade the management of massive arterial air embolism during
cerebral perfusion in combination with hypothermic circu- cardiopulmonary bypass in 1980. In 1990 Ueda et al. [55]
latory arrest resulted in a significantly reduced incidence of first described the routine use of continuous RCP in tho-
neurological complications [47, 48]. The new neuroprotective racic aortic surgery for the purpose of cerebral protection
strategy of “cold cerebroplegia” combined profound (6–12∘ C) during periods of circulatory arrest. Retrograde perfusion
selective cerebral perfusion via the carotid arteries during is instituted by means of both bicaval cannulation and
circulatory arrest in deep hypothermia (26∘ C) increasing arterial cannulation, respectively. Arterial cannulation can
ischemic tolerance and allowing for longer operative times be achieved directly via the distal ascending aorta, the left
while avowing profound hypothermic body core tempera- axillary artery, or femoral artery, depending on both the
tures. Simultaneously, the Stanford group published their patient anatomy and extent of repair. In contrast to ACP, a
experience with selective ACP and low-flow cerebroperfu- shunt-line between arterial and venous cannula is employed,
sion (30 mL/kg/min) at 26–28∘ C [49]. They used 3 distinct which remains clamped during the cooling period. When
4 BioMed Research International
Circulatory arrest
Number of Perfusion strategy Temperature (∘ C) In-hospital mortality PND 𝑛 (%) TND 𝑛 (%) Ref.
time (min), mean ±
patients 𝑛 (%)
SD or median (range)
1002 30.0 ± 2.0 36.0 ± 19.0 52.0 (5.0) 28.0 (3.0) 42.0 (4.0) [31]
412 25.7 ± 2.8 30 ± 15 29 (7.0) 15 (3.6) 21 (5.1) [32]
252 ACP/MHCA 26.3 ± 0.9 23.5 ± 15.8 20.0 (7.9) 13.0 (5.1) 32.0 (12.6) [33]
206 27.4 ± 1.6 39.0 ± 20.0 19.0 (9.2) 17.0 (8.3) [23]
47 25.9 ± 1.6 28.0 ± 6.0 7.0 (14.9) 1.0 (2.1) 10.0 (21.3) [34]
7038 24.2 ± 3.2 5.9% 7.0% 3.8% [35]
125 23.2 ± 1.2 34.1 ± 24.4 14.0 (11.2) 10.0 (8.0) 28.0 (22.4) [33]
91 ACP/DHCA 30.0 (14.0–92.0) 12 (13.0) 11 (12.0) 2 (2.0) [20]
88 21.6 ± 2.1 37.0 ± 20.0 12.0 (14.6) 7.0 (8.5) [23]
51 20.0 ± 2.2 31.5 ± 5.7 10.0 (19.2) 2.0 (3.8) 21.0 (40.4) [34]
242 bACP/DHCA 25.0 ± 4.0 23.0 ± 21.0 34 (14.0) 20 (8.3) 36 (14.9) [36]
123 uACP/DHCA 24.0 ± 3.0 22.0 ± 17.0 9 (7.3) 13 (10.6) 22 (17.9) [36]
1141 21.2 ± 3.7 7.2% 8.5% 4.4% [35]
122 RCP/DHCA 30.0 (14.0–88.0) 20 (16.0) 15 (12.0) 0 (—) [20]
51 23.0 ± 3.0 18.0 ± 12.0 4 (7.8) 8 (15.7) 9 (17.6) [36]
220 22.0 ± 2.0 15.0 ± 13.0 25 (11.4) 31 (14.1) 28 (12.7) [36]
DHCA
116 36.0 (12.0–88.0) 30 (26.0) 27 (23.0) 1 (1.0) [20]
satisfactory hypothermia is achieved (depending on the from unilateral to bilateral cerebral perfusion (Figure 1) to
institution’s guidelines), the arterial line is clamped to engage RCP with deep hypothermic arrest. Recent data from Euro-
into circulatory arrest, the superior vena cava (SVC) is snared, pean surveys suggest that moderate hypothermia in combi-
and the shunt-line is opened to achieve venous cerebral nation with selective ACP as opposed to deep hypothermic
perfusion, in a retrograde fashion. RCP is usually adjusted arrest is an emergent strategy and in fact is the strategy more
to 100–500 mL/min to maintain a central venous pressure of often used [31, 59].
15–25 mmHg [56]. Desaturated blood from the arch vessels is
returned to the heart lung bypass via a cardiotomy sucker. 3.1. Antegrade versus Retrograde with DHCA: Does It Matter?
There is evidence that RCP may accomplish neuropro- Based on conflicting anatomical, clinical [20], and experi-
tection by providing cerebral metabolic support, retrogradely mental animal data [58] the effectiveness of RCP to perfuse
expelling atheromatous and gaseous emboli from the cere- the brain to an extent as to support aerobic metabolism is still
bral vasculature and maintaining cerebral hypothermia [57]. questioned.
However, there remains the concern that very little of the Misfeld et al. [36] from the Leipzig Heart Center recently
perfusate actually reaches the cerebral microvasculature to reported on their 6-year, 636-patient experience. They found
provide adequate neuroprotection. In experimental studies statistically significant differences in their circulatory arrest
led by Ehrlich et al. [58] from the Mount Sinai Medical times dependent on the perfusion strategy applied: 22 ± 17
Center in New York, retrograde cerebral perfusion provided minutes for unilateral ACP, 23 ± 21 minutes bilateral ACP,
negligible flow through brain capillaries in pigs. Calculations 18 ± 12 minutes for RCP, and 15 ± 13 minutes DHCA (𝑝 <
based on the number of fluorescent microspheres trapped in 0.001). The use of any form of ACP (versus DHCP alone or
the brain showed flows as low as 0.02 ± 0.02 mL/min/100 g RCP) was identified as protective against the development of
brain parenchyma. Less than 13% of retrograde superior vena PND by multivariate analysis (odds ratio: 0.4; 95% CI: 0.2 to
caval inflow blood returned to the aortic arch. 0.7; 𝑝 = 0.005) despite longer circulatory arrest times. Early
mortality for the entire cohort was 11% (𝑛 = 72) and was
3. Cerebral Protection: A Strategic not statistically different between patients receiving different
Comparison of Current Clinical Practice modes of cerebral protection (𝑝 = 0.2). Multivariate analysis
identified acute type A aortic dissection (OR: 2.4; 95% CI:
Best evidence papers are shown in Table 2. Based on the 1.4 to 4.2; 𝑝 = 0.001), history of preoperative myocardial
above reasoning, cerebral protection during arch exclusion infarction (OR: 2.4; 95% CI: 1.07 to 5.4; 𝑝 = 0.03), total aortic
may potentially be achieved using various surgical techniques arch replacement with elephant trunk (OR: 1.9; 95% CI: 1.07
and neuroprotective principles. The therapeutic armamen- to 3.5; 𝑝 = 0.03), and duration of CPB (OR: 1.011 per minute
tarium ranges from DHCA, via ACP with moderate to deep of CPB; 95% CI: 1.007 to 1.01; 𝑝 = 0.01) as independent
hypothermic circulatory arrest, which might be extended predictors of early mortality.
BioMed Research International 5
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