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© Kamla-Raj 2015 J Soc Sci, 42(1,2): 23-36 (2015)

A Researcher’s Dilemma:
Philosophy in Crafting Dissertations and Theses
Maximus Monaheng Sefotho

University of Pretoria, Faculty of Education, Department of Educational Psychology,


Pretoria 0002, South Africa
KEYWORDS Paradigm. Metatheory. Worldview. Phenomena. Wisdom

ABSTRACT The purpose of the present paper is to advance arguments that reflect on the researcher’s dilemma
caused by tendencies to conflate metatheory and paradigm in the crafting of dissertations and theses. Philosophy
as an umbrella concept under which metatheory and paradigm are subsumed proves evasive in some social science
dissertations and theses. Consequently, most novice researchers become confused by the conflated and unexplained
use of these concepts in research. The researcher attempted to clarify philosophy, paradigm and metatheory as
used in the social sciences in this paper. To this end, the paper demystified the use and relationship of research
philosophy concepts normally found in dissertations and theses. This paper is primarily a theoretical exploration
intended to guide beginning researchers on the scientific and scholarly use of the philosophy of research concepts
in their dissertations and theses.

INTRODUCTION tion of dissertations and theses revealed great


disparities in the use of philosophical underpin-
Philosophy has been practised and ac- nings within social research studies (Nicholls
claimed historically by humankind for over two 2005). In fact, some doctoral theses make no ref-
thousand years as the mother of all disciplines erence at all to philosophy, yet philosophy must
(Kamber 2011: 292), thus, claiming universal va- be the driving force that guides theses (Sefotho
lidity (Vidal 2007). Philosophy is considered as 2013: 25). This is because philosophy is like a
applied philosophy in other disciplines where it roadmap for research without which ones’ in-
is known as philosophy of science (Siegel 2013), vestigation lacks illuminated direction. Some of
philosophy of education (Noddings 2011), phi- the studies highlighting the importance of phi-
losophy of religion (Wainwright 2005), philoso- losophy in research show that philosophy illu-
phy of mathematics (Russell 2008), philosophy minatestrans-disciplinary research and helps
of language (Lycan 2008) and others. This es- resolve problems of interdisciplinary integration
say is a metaphilosophical reflection on how (Evely et al. 2008). For instance, The Importance
philosophy is used in dissertations and theses of Philosophy to Engineering as studied by
in the social sciences in particular and across Mitcham (1998), PhD Students’ Perceptions of
various disciplines to make genre-appropriate the Relationship between Philosophy and Re-
judgments about research (Lee 2014). The paper search: A Qualitative Investigation by Efinger
strives to minimise philosophical misperceptions et al. (2005), Research Philosophy Debates and
and related challenges inherent to usage of phi- Classifications: Students’ Dilemma by Mkansi
losophy and its fundamental principles mainly and Acheampong (2012) as well as, Importance
in qualitative research (Tang 2011). An examina- of Philosophy in the Conduct of Educational
Research by Pring (2012).As observed by Brack-
Address for correspondence: en (2010), ‘The practical implications are that,
Maximus Monaheng Sefotho through a deeper awareness of the ontological
University of Pretoria, substructures informing studies, researchers will
Faculty of Education,
Department of Educational Psychology, be more clearly positioned to iteratively reflect
Leyds Street South, upon, and define how best to engage with their
Groenkloof Campus, Pretoria 0002, South Asia research projects’ (p. 1). Philosophy provides
Office number C 2-55 better understanding of the research process
Telephone: 0124202772 (O), 0124202047 (H)
Fax: 0124205511
and aligns critical aspects of the dissertations
E-mail: max.sefotho@gmail.com, and theses, addressing various dilemmas re-
maximus.sefotho@up.ac.za searchers might encounter. Lately philosophy
24 MAXIMUS MONAHENG SEFOTHO

is also applied to such recent fields as nano- gan 2007). Central to the dilemma is misalign-
medicine (Oftedal 2014). ment between philosophy and methods used in
research projects (Knox 2004). It can be inferred
A Researcher’s Dilemma in Crafting that this dilemma may be a result of less informed
Dissertations and Theses understanding of the philosophical concepts
underpinning research, with a related dilemma
Beginning researchers and post graduate being that of ‘the paradox of data and theory’
students are confronted with a dilemma in mak- (Pathirage et al. 2008: 4). A paradigm is associat-
ing sense of terminology sometimes used in so- ed with a model for doing research (Huitt 2011).
cial science research (McIntyre 1998). Emerging Many models are available, but for the purpos-
from Greek etymology; the word dilemma pre- es of this paper I follow a model suggested by
supposes a double proposition. In this paper, a Muhammad et al. (2011). According to this mod-
researcher’s dilemma means multiple proposi- el, a paradigm is made up of a philosophy, ontol-
tions of explanation and choice of paradigms ogy, epistemology and methodology. Although
which make it difficult for researchers to make acceptable for now, this model may need review-
the right methodological choices for their dis- ing but that may be the subject of another paper.
sertations and theses. It is however, important Basically, ‘All research projects have philosoph-
to recognise that varieties of paradigms are in- ical foundations’ (Hunt and Hansen 2011: 111),
dicative of maturity of the philosophy of sci- however, the researchers need to state their philo-
ence. What is crucial is for researchers to under- sophical stances explicitly. In some Universities
stand all the different paradigms. Mackenzie and researchers are required to explicitly state the
Knipe (2006) identify this dilemma as paradigms, paradigm they follow as well as the metatheory
methods and methodology. The researcher con- that guides their research. To many this a diffi-
tend that in and of themselves, paradigms, meth- cult task as they may not know where to begin.
ods and methodology may not be a dilemma; In the following section the researcher re-
but understanding the intricate relationships and viewed paradigm as a philosophical concept
making correct choices among these processes within the philosophy of research. Grounding
is a dilemma for many novice researchers. The research in philosophy to guide inquiry becomes
dilemma becomes an impediment when research- complex to most beginning researchers. Through
ers have to use relevant philosophical concepts this paper, the researcher attempted to demysti-
and principles (Laurence and Margolis 2003) in fy the relationships between research and phi-
crafting dissertations and theses. Generally phi- losophy to alleviate a researcher’s dilemma in
losophy as a discipline and paradigm as a philo- understanding and using relevant concepts ap-
sophical concept pose a dilemma as part of the propriately. The researcher began by examining
phenomena less understood by many research- fundamental philosophically central concepts
ers (Margolis and Laurence 2007). Most of the (Jackman 2005) such as paradigm, philosophy,
philosophical concepts used in research might methodology and metatheory, while the research-
form part of jargon that makes it difficult for re- er described how they relate to specific parts in
searchers to apply it effectively. the research protocol, sometimes known as the
One of the most outstanding challenges of research proposal. Stredwick (2001) recognises
usage forming part of the dilemma may be ag- ‘the primacy of paradigms in directing and guid-
gravated by how paradigm is used interchange- ing research’ (p. 7). In the following section the
ably with its pillar principles in the form of onto- researcher closely reviewed the concept para-
logical paradigm (Temple 1999; Rajbhandari and digm as used in the social sciences.
Takala 2011) or epistemological paradigm (Jelavic
2011). ‘Together, ontological and epistemologi- Paradigm
cal assumptions make up a paradigm’ (Mack
2010: 5). How then do they become paradigms, In the arena of social sciences, paradigms
if not posing a researcher’s dilemma? This di- are generally perceived and understood through
lemma spells out ‘some perils of paradigms’ as their core ontological and epistemological as-
predicted by Atkinson (1995: 117). The overuse sumptions emanating from distinct worldviews
of the word paradigm seems to render its mean- (Tang 2011). ‘Paradigms of inquiry are histori-
ing fluid, resulting in multiple meanings (Mor- cally based’ and, therefore, change with time and
A RESEARCHER’S DILEMMA 25

context (Plack 2005: 224). Notably, there are par- sophical lens and a way of conducting research
adigm proliferations in many discourses current- which is agreed upon by a community of re-
ly (Lather 2006). Generally paradigm refers to searchers in their field and established over time
scientific paradigms, philosophical paradigms or as a standard to follow. A paradigm is informed
research paradigms. The word paradigm has by how such researchers view the world and
become synonymous with the essence of re- make sense if it.
search. As Grix (2004) remarks, ‘…all research World views form the bases of paradigms in
takes place within a paradigm, whether it is ex- fact paradigms are sometimes known as world
plicitly stated or not’ (p. 171). However, there views (Huitt 2011) and are the highest manifes-
appears to be no consensus in the classification tation of philosophy (Wolters 1989). It is from
and categorisation of paradigms (Mkansi and worldviews that beliefs about phenomena are
Acheampong 2012), which led to paradigm wars formed and consequent practices follow. As with
still prevalent among researchers today (Oakley many important concepts, paradigm has been
1999; Alise and Teddlie 2010; Denzin 2010). interpreted and defined in a plethora of ways,
There are many research paradigms (Harrits but the general focus is around paradigm as a
2011) and paradigm is used in this paper to refer set of beliefs and practices, as well as world
to research paradigms (Krauss 2005; McGregor views that influence researchers (Morgan 2007).
and Murnane 2010). Researchers need to make It is important to note that paradigm is contin-
conscious choices of paradigms or work towards gent upon established ways of doing research
paradigm harmonisation, stepping beyond par- which influence sets of beliefs and research prac-
adigm wars (Jones and Kennedy 2012). In this tices. Equally these may influence how research-
paper, the researcher reviewed the social sci- ers perceive the world (establish a worldview)
ences research paradigms such as positivism, and subsequently understand it (Heron and
post positivism, interpretivism and pragmatism Reason 1997). Depending on their sets of be-
(Wahyuni 2012). Tang (2011) suggested that liefs, researchers are likely to practice research
there are eleven foundational paradigms in so- following the beliefs they hold about phenome-
cial sciences. Indeed more classifications of par- na and about the world. If a researcher is inter-
adigms exist (see Gray 2009) such as that sug- ested in the experiences of people, such a re-
gested by Guba and Lincoln (1994). These dif- searcher is likely to study those experiences as
ferent classifications provide researchers with a a way of understanding the world.
wider and appropriate choice for their studies. Philosophers’ understanding of the world is
The antecedents of the concept paradigm can informed by the philosophy they espouse. Gen-
be traced back to ancient philosophers such as erally, the role of philosophy is a search for an-
Plato and Aristotle (Göktürk 2011), but exten- swers about meaning of complex phenomena.
sive and modern use of the word is attributed to According to Wolters (1989: 3), ‘the goal of phi-
the context of science through the work of Tho- losophy is to address the highest questions of
mas Kuhn (Coletto 2013; Wray 2010). meaning and value, and these it must deal with
Current usage of the word paradigm can be on the level of worldview’. The search is aimed
traced back to Kuhn (1962) who tried to estab- at understanding the world (Kamil 2011). As it
lish the difference between natural sciences and is, the world is a broad and complex concept,
the social sciences (Wray 2010). Kuhn’s work and therefore, the metaphor understanding the
on paradigms became an important milestone in world needs to be examined. The world can be
philosophy of science. Hoyningen-Huene (1989) understood from own experiences and from those
notes that Kuhn’s Structure of Scientific Revo- of others. The world in this sense refers to a
lution of 1962 promoted the emergence of terms social world and the experiences of people in
among which paradigm became prominent.Wray that social world. These many experiences form
(2009: 2) portrays Kuhn as claiming that, “…par- one’s view of the world, popularly known as a
adigms are a standard feature of the natural sci- world view. Hart (2010: 2) elaborates that:
ences, but not of the social sciences”. In later Worldviews are cognitive, perceptual, and
writings, Kuhn had changed and described a affective maps that people continuously use to
paradigm as “…examples of successful practice” make sense of the social landscape and to find
Kuhn (1977: 318) as cited in (Wray 2009: 2).In their ways to whatever goals they seek. They
this study, a paradigm is described as a philo- are developed throughout a person’s lifetime
26 MAXIMUS MONAHENG SEFOTHO

through socialization and social interaction. the precepts, principles and methodologies of
They are encompassing and pervasive in ad- that particular paradigm. That means there
herence and influence. Yet, they are usually should be alignment and harmony of the re-
unconsciously and uncritically taken for grant- search processes indicative of the paradigm cho-
ed as the way things are. While they rarely al- sen from the topic to the conclusions of the
ter in any significant way, worldviews can study. It is recommended that researchers overt-
change slowly over time. A worldview can hold ly declare the paradigms they use in their stud-
discrepancies and inconsistencies between be- ies as paradigms are critical in research (Holli-
liefs and values within the worldview. Hence, day 2007). They should then make paradigmatic
worldviews often contain incongruencies. assumptions (Thota et al. 2012) stated in ways
The incongruence contained in the world- that showed what their ontological, epistemo-
views call for a continuous search for answers logical, methodological as well as their metathe-
to local and global phenomena. Sometimes world- oretical stances are (Bhaskar and Danermark
views converge, other times they diverge. Di- 2006). This also helps the researcher to be con-
vergent worldviews usually become phenome- gruent and consistent throughout the study.
na for philosophical inquiry as they challenge Now I review the some of the major paradigms
the status quo and Wolters (1989) affirmed that generally used in research starting with positiv-
“worldview crowns philosophy” (p. 3). For in- ism. Please note that the pattern of how these
stance, the worldview of family is changing lo- paradigms are presented is but just one of the
cally and globally due to phenomena such as many classifications in social science research.
orphan hood (Boyes and Cluver 2013), child Many more models exist.
headed households (Phillips 2011), same-sex
marriages (Woodford et al. 2011), children born Positivism
and growing up in prison (Lejarraga et al. 2011),
children marginalised by poverty and disability Positivism has been generally regarded as a
(Liasidou 2012). There are many more examples dominant paradigm (Morgan 2007). Paradigms
that form worldviews with their inherent incon- are generally polarised into positivism and post
gruence. In research, approaches to research positivism as overarching research paradigms
such as qualitative, quantitative and mixed-meth- (Castellan 2010). Positivism is purported to pro-
od could also be seen as worldviews about how mote methodological monism (Nudzor 2009)
to conduct research. It is the object of philoso- which claims that the right way to provide cer-
phy to establish informed decision-making and tain knowledge can be established through ob-
understanding about different worldviews. jectivity and quantification (Kamil 2011). Objec-
Therefore, philosophy becomes instrumental in tivity implies that the researcher and the reality
searching for answers to incongruent phenom- being researched are separate and objective re-
ena in the world as it supports other disciplines ality exists beyond the human mind (Weber
in finding answers. Paradigm therefore should 2004). To establish meaning ‘positivist research-
be central to the crafting of research studies. ers believe that they can reach a full understand-
Understanding different paradigms is conse- ing based on experiment and observation’ (Ryan
quently crucial for researchers to choose a par- 2006: 13). ‘Positivism allows us to gain objective
adigm that is appropriate for their study. scientific information’ (Farr n.d.: 2). The basis of
A paradigm is paramount to how people form science proper is anchored upon empirical ob-
belief systems and develop theories as well as servation and experimentation and is therefore,
how others form belief systems about the theo- objective and neutral (Strauss 2012).
ries preceding their metatheories. A paradigm Positivism has been discredited however, as
can be seen as the main philosophical frame of having an Achilles heel (Strauss 2003) compel-
reference that guides the researcher (Tuli 2010). ling a paradigm shift towards post positivism
Paradigms occupy a very central place in quali- (Barr and Tagg 1995). Primarily, positivism is crit-
tative research. A paradigm, thus, should be- icised for claiming that ‘…science aims at the
come the driving force behind the whole research explanation and prediction of observable phe-
process (Gray 2009). When researchers choose nomena by presenting these as derivable from
to follow a particular paradigm, they must do so general laws that hold in all regions of space
conscious that they are aligning themselves to and time’ (Keat 1980: 4). The central criticism
A RESEARCHER’S DILEMMA 27

surrounds general laws that hold in all regions quires a distanced view or an overview of re-
of space and time. This has seemingly been a search phenomena and the researcher following
major failure of positivism. Caldwell (1980) notes post positivism is equally distanced from that
that critics of positivism included Karl Popper which is researched (Ryan 2005). This distanc-
and Herbert Marcus in the field of philosophy ing also leads to another problem of post posi-
while some neo-Marxists featured in the field of tivism, that of claiming to be “value free’ as val-
economics. Indeed, one is inclined to believe ues are seen as confounding variables in posi-
that there exist many more critiques of positiv- tivism (Guba and Lincoln 1994: 114). It becomes
ism in many other fields of knowledge. None- apparent that the value free stance places post
theless, in this paper, the researcher does not positivism in an awkward position to research
encourage the wholesale overturn of positiv- social phenomena. It is virtually impossible for
ism, but rather, an adaptation of aspects that researchers to completely discard their values
can be found to add value to opposing para- when they engage in research. As the primary
digms such as post positivism. instruments, researchers carry their values with
them throughout the research process. These
Post Positivism values call for and could be accommodated with-
in the interpretivist paradigm.
The evolution of post positivism emerged
through the need for an alternative to positiv- Interpretivism
ism (Morgan 2007; Racher and Robinson 2003).
Paradigms seem to beget counter-paradigms. The term ‘‘interpretivist’’ describes a non-
According to Henderson (2011: 432), ‘…post- positivist approach to research (Leitch et al. 2010:
positivism provides another paradigm that can 68). Interpretivism discards a binary worldview
move positivism from a narrow perspective into represented by positivism and post positivism
a more encompassing way to examine real world and introduces multiple paradigms which ad-
problems’. This is perhaps the reason why in dress multiple realities as found in society; such
some typologies positivism and post positivism as the feminist paradigm, disability paradigm,
are classified under one paradigm (Hà 2011; and indigenous paradigm among others (Hart
Mackenzie and Knipe 2006). Post positivism 2010). De Villiers (2005: 12) traced the origins of
believes in generalisation just as positivism does, interpretivism from the social sciences and the
but takes a critical realist stance (Bisman 2010; humanities and establishes its aim as ‘…to find
Downward et al. 2002) in recognising social real- new interpretations or underlying meaning from
ity and social phenomena in the social world multiple realities’. It is from interpretivism that
(Wahyuni 2012). Post positivism does not total- research begins to embrace multiple worldviews
ly disqualify positivism but extends it beyond as holding multiple realities for different re-
the narrow view of looking at reality as capable searchers. Phenomena are value-related and con-
of being generalised. Post positivism considers sequently lead to multiple meanings depending
reality in more expansive ways (Henderson 2011). on time and context (De Villiers 2005). The inter-
Thus, Guba (1990) considers post positivism as pretivist approach acknowledges that meaning
a modified version of positivism. If it is a modi- is socially constructed (Andrade 2009) and
fied version, has post positivism really changed ‘…can reveal hidden aspects of the culture and
its worldview from that of positivism? worldview’ (Roth and Mehta 2002: 133).
Post positivism equally fell out of favour with The critics of interpretivism, among whom
many researchers because of its deficiencies as prominently feature ‘Giddens and Rex, have ar-
a paradigm. Lapid (1989: 239) observed that post gued that interpretivism fails to acknowledge
positivism presents itself as incoherent and the role of institutional structures, particularly
‘loosely patched up’. It is mostly difficult to iden- divisions of interest and relations of power’
tify what exactly constitutes post positivism as (Blaikie 2004: 6). The non-acknowledgement of
a philosophy and therefore as a paradigm. On institutional structures is likely to disadvantage
another level, Tekin and Kotaman (2013) per- research related to policy; divisions of interest
ceive post positivism’s foundational assump- contradict the multiple views and value-laden-
tion to be problematic because it denies the ex- ness of interpretivism and power relations pose
istence of facts and laws. Post positivism ac- a serious threat to marginalised groups such as
28 MAXIMUS MONAHENG SEFOTHO

the disabled, the unemployed and people of dif- down to the participants providing their ideas in
ferent sexual orientations. Researchers may have research studies. Shields (1998), observed that
to be aware of these criticisms as they usually because it speaks to the world of practice, prag-
further marginalise the already disadvantaged matism has the potential to unblock many roads
groups. Sometimes, the practical nature of re- to research. In order to unblock many roads in
search may be questioned on the grounds of the philosophy of research, below is a discus-
how best it addresses the day to day problems sion of a model to demystify the dilemma experi-
of members of society. The researcher now re- enced by many novice researchers.
viewed pragmatism as a paradigm in research.
The POEM Model of Paradigm
Pragmatism
The researcher represented and explicated
Pragmatism as a research paradigm emerges philosophies that underpin research in academia,
as accepting both singular and multiple realities popularly known as research philosophies. Ac-
in the world, setting itself towards solving prac- cording to Krauss (2005: 259), ‘understanding
tical problems in the real world (Feilzer 2010). the differences in epistemology among research
This is a paradigm that seems to be both a pac- paradigms begins primarily as a philosophical
ifier between paradigms as well as breaking way exercise’. Thus, philosophy precedes paradigm.
from the grips of dominant paradigms (Reason Nonetheless, the researcher acknowledged the
2003). Pragmatism also takes a very bold step of framework by Muhammad et al. (2011) and ac-
pretending to solve practical problems in the cepted it as providing important insight into
real world (Gray 2009). The phrase real world understanding the relationship between philos-
sounds reminiscent of phenomenon as described ophy and paradigm. The model provides a mne-
later in this paper. I describe the real world as the monic device which should aid easy retention
specific and subjective contexts in which peo- of paradigm structure by students. Considered
ple spend their day to day living, which pro- under the rubric of paradigm, philosophy as-
vides real world research problems for social sumes the position of a research philosophy
scientists. Equally, Gray (2009: 9) identifies that which links well with ontology, epistemology
‘… the real world comprises of any setting where and methodology. First, the researcher reflected
human beings come together for communica- on paradigm as an overarching concept then
tion, relationships or discourse’. Ormerod (2006: philosophy, ontology, epistemology and meth-
892) identified that ‘the core idea of pragmatism odology as philosophical concepts that under-
is that beliefs are guides to actions emphasising pin any research paradigm which must be inher-
the practical, commonsense, scientific approach ent and explicitly stated in the research process
embedded in pragmatism’. Central to pragma- (Burke 2007). The researcher considered philos-
tism is the practical nature of being, reality or ophy as a researcher’s point of departure under
phenomenon. Ormerod (2006: 892-893) succinct- the framework below.
ly explicated that:
“…the word pragmatism has for me posi- Philosophy
tive connotations. I take it to be about being
practical, getting things done, doing things a Identifying a research philosophy that
step at a time, not allowing the best to be the guides one’s life is a crucial step in self-posi-
enemy of the good, taking account of others’ tioning as an inhabitant of a world that is con-
views, not being hung up on unattainable prin- tinually becoming complex. It becomes more of
ciples and yielding on some issues in order to an imperative as a researcher to espouse a re-
make progress on others.” search philosophy to guide a dissertation or a
Through pragmatism, researchers become thesis and ‘make explicit what is implicit’ in or-
aware and are receptive of the ideas of others. der to illuminate research (Pring 2012: 28). Phi-
Philosophical pragmatism acknowledges that losophy need not be intimidating in research
‘…ideas and practices should be judged in terms since it occupies a very crucial role in the re-
of their usefulness, workability and practicality’ search process: that of a light that must not be
(Reason 2003: 104). There seems to be recogni- put under a bushelin order to illuminate re-
tion of power relations also expected to filter search (Hirshleifer et al. 2012). Philosophy must
A RESEARCHER’S DILEMMA 29

illuminate the research process because inquiry foundation for research in that it seeks knowl-
into human affairs is a philosophical undertak- edge and understanding (Krauss 2005). Indeed,
ing. Given its importance in guiding humanity in episteme also interlinks with phronesis or prac-
the search for meaning, philosophy has been tical wisdom which must be imbedded in the
variously defined. A classical definition of phi- methodology of the research project. Under-
losophy is that it is a study or pursuit of wisdom standing episteme then becomes vital if research-
(Sample 2009). According to Macdonald (2001: ers are to contribute meaningfully to human af-
1), ‘wisdom is not one thing; it is a whole array fairs. It is fundamental to examine episteme within
of better-than-ordinary ways of being, and liv- the context of its use in philosophies of research,
ing, and dealing with the world’. This definition especially in the social sciences. Below, the re-
re-emphasises illumination as better-than-ordi- searcher examined the role of philosophy in the
nary ways of being and living and dealing with social sciences.
the world. Thus, the better-than-ordinary ways
of being are perceived as ways of being of a The Role of Philosophy in Social Science
researcher as exemplified by inquiring minds Research
(Kvanvig 1998), living in ways that reflect an
attitude of living a life that contributes to the Philosophy has a specific role in qualitative
betterment of humanity and interacting with the research, and that is to understand phenomena
world in ways reflective of transformation and (Bobbitt et al. 1990). What then is a phenome-
conservation. non? This is one of the central questions which
Wisdom is also variously defined, but Diane have been a concern of philosophy for centu-
(2001: 253) defines it as ‘…a value system that ries. Dahlberg (2006: 11) explained a phenome-
balances concern for oneself with concern for non by pointing towards its essence, which is;
others and extra personal concerns such as con- ‘that which makes a phenomenon to be that very
cern for the environment’. It is such concerns phenomenon, in other words; …an essence
that lead researchers to embark on inquiries of could be understood as a structure of essential
various sorts in attempts to bring about equilib- meanings that explicates a phenomenon of in-
rium with philosophy as guide. Dodson (1908) terest’. By implication, a phenomenon is not tan-
identifies one of the functions of philosophy as gible, it is not an entity or a thing; it is an essen-
that of helping the researcher to organise the tial component of a being to be studied, a being
content of his mind, and to attain a comprehen- whose meaning philosophers speculate upon
sive world-view. Reflecting back to philosophy and researchers seek. In other words, the es-
as love of wisdom, a relationship becomes ap- sence of a phenomenon is sub-rosa, covert, and
parent with organisation of the content of the therefore, has to be divulged in order to be un-
researcher’s mind and attainment of a compre- derstood. Thus, through research, especially
hensive worldview. In this paper, the researcher qualitative research, the essence or meaning of
defined philosophy as a process of knowledge phenomena needs to be revealed for understand-
search and acquisition towards a comprehen- ing. In essence, ‘research paradigms address the
sive worldview that allows reading the world for philosophical dimensions of social sciences’ as
understanding self and one’s environment. phenomena to be studied (Wahyuni 2012: 69).
Philosophy can also be defined through the Qualitative research is therefore fundamen-
functions it performs in the real world (Gray 2009). tally phenomenological and is referred to as in-
Sternberg (2001: 228) indicated that: terpretive phenomenological research (Miner-
‘Robinson points out that, …there are three Romanoff 2012). Van Manen (2007: 12) perceives
different senses of wisdom: wisdom as (a) phenomenology as ‘…a fascination with mean-
sophia, which is found in those who seek a con- ing’ and ‘‘phenomenology is the study of es-
templative life in search of truth; (b) phronesis, sences’’, (Merleau-Ponty 1995: vii). More clear-
which is the kind of practical wisdom shown by ly, Converse (2012: 28) contends that: ‘Phenom-
statesmen and legislators; and (c) episteme, enology is a philosophical perspective that helps
which is found in those who understand things researchers to explore and understand every-
from a scientific point of view’. day experiences without pre-supposing knowl-
Although, all three senses of wisdom are edge of those experiences’. The words phenom-
important in research, it is episteme that forms a enology, essence and meaning are profoundly
30 MAXIMUS MONAHENG SEFOTHO

difficult to explain. They form part of philosoph- being and reality are in themselves complex con-
ical and linguistic impasse that spans centuries structs which can be subjected to extensive re-
of debate and are sometimes known as complex search. In the paper, the researcher perceived
phenomena (Hayek 1967). It is these complex ontology as the study of research phenomena.
phenomena which form the object of research, Thus, phenomena represent the being or reality
especially qualitative research (Lauer 2013). Phe- of the subject matter of research. Such subject
nomena are fundamentally important for quali- matter exemplifies non-entities which usually
tative researchers (Sale et al. 2002). They must form the subject matter of qualitative research in
seek understanding of people’s lived experienc- the form of ideas, feelings, emotions and atti-
es as phenomena for inquiry. tudes encapsulated in experiences of research
Phenomenon is a philosophical construct participants (Borck 2011). Experiences are fun-
which, therefore, places philosophy at the cen- damental to social science research as they con-
tre of social science research. The complexity of stitute phenomena for inquiry.
the construct phenomenon renders it philosoph- Ontology therefore can be said to study con-
ical in nature. Phenomenon is an oxymoron of ceptions of being, reality or the phenomenon of
anything and not anything particularly. ‘Phe- the presenting research problem. Researchers
nomenology is a way to educate our vision, to then form their own conceptualisations of be-
define our posture, to broaden the way we look ing, reality or phenomenon they are research-
at the world …a powerful tool for research in ing. ‘Researchers need to take a position regard-
human science’ (Mortari and Tarozzi: 10). When ing their perceptions of how things really are
a researcher conducts a phenomenological and how things really work’ (Scotland 2012: 9).
study, it is primarily to understand a particular As a result, researchers take a particular onto-
phenomenon. Such a phenomenon could be logical stance which they need to declare. Such
anything of interest to the researcher or one that a stance is sometimes made public through on-
is suggested by the research supervisor, depart- tological assumptions of studies ‘… concerned
ment or faculty, even a University. As such, a with what constitutes reality, in other words what
phenomenon would be defined by the applica- is’ (Scotland 2012: 9). There existed an iterative
tion of philosophy in researching the area of link between ontology and the problem state-
interest, which could practically be anything ment in a research study. The researcher states
within the social sciences and beyond! the reality or being or the phenomenon to be
The affinity of philosophy with the social studied in a form of a problem. The problem state-
sciences emerges from philosophy’s interest in ment is one of the trickiest aspects of most re-
human affairs. Philosophy applies itself to the search proposals. If not adequately and suc-
social life of human beings and therefore stud- cinctly stated, any research study is rendered
ies any science relevant to social life. Philoso- weak because it is not clear what the problem is
phy ought to be a part of each science in all it sets to investigate. It is equally important for
departments and faculties (Dodson1908). With- researchers to explicitly state their ontological
in the social sciences, philosophy scientifically assumptions about the being, reality or phenom-
studies social phenomena. The social phenom- enon they research about (Höijer 2008). Re-
ena may include interactions between human searchers have or form their own beliefs about
beings and their interaction with the environ- being, reality or phenomena. The following as-
ment. Next I turn to the concept of ontology. pect of a paradigm then is establishing how the
researcher knows about being, reality or phe-
Ontology nomena of research; that is, epistemology.

As a philosophical construct, ontology is Epistemology


understood to be the study of being (Crotty
1998: 10). For Grix (2002), ‘ontology is the start- Epistemology is a branch of philosophy con-
ing point of all research’ (p. 177) as a researcher cerned with the nature and forms of knowledge
starts asking philosophical questions about the (Cohen et al. 2007: 7). The concept of knowl-
reality they want to study. As a philosophy of edge, however, presents what is referred to as a
research construct, the meaning of ontology is knower’s paradox in that there is no absolute
extended to the study of reality (Gray 2009). Both notion of knowledge (Kroon 1993). The paradox
A RESEARCHER’S DILEMMA 31

of the knower begets the epistemic paradox stantly being constructed through group inter-
(Burge 1984) in research in that the researcher is actions, and thus, social reality can be under-
faced with the task to establish what can be stood via the perspectives of social actors en-
known (Kroon 1993). This scenario is compound- meshed in meaning-making activities. Critical per-
ed by the proliferation of epistemologies in aca- spectives also view social reality as an ongoing
demia (Pallas 2001). It is, perhaps, this paradox construction but go further to suggest that dis-
that prompts human beings to want to know courses created in shifting fields of social power
and researchers to feel obliged to provide an- shape social reality and the study of it.
swers. It is generally agreed that epistemology Usually, the researchers merely mention that
as a theory of knowledge answers the question: they follow a qualitative research methodology,
‘How, and what, can we know?’ (Willig 2013: 6). without being specific about which methodolo-
The objective of epistemology is the pro- gy among a gamut of methodologies found in
duction of knowledge and reflection (How, and qualitative research they are espousing. Meth-
what can we know) on different knowledge claims odologies must follow a paradigm, and within
about phenomena (Soini et al. 2011). Research- paradigms, existed a wealth of methodologies to
ers are expected to make explicit their epistemo- choose from. Methodology is the strategy or
logical positions, stances, claims, or assump- plan of action which lies behind the choice and
tions (Kamil 2011). Epistemological assumptions use of particular methods (Crotty 1998: 3). Thus,
are concerned with how knowledge can be cre- methodology is concerned with why, what, from
ated, acquired and communicated, in other words where, when and how data is collected and anal-
what it means to know. Guba and Lincon (1994: ysed. Guba and Lincon (1994: 108) explained that
108) explained that epistemology asks the ques- methodology asks the question: how can the
tion, ‘what is the nature of the relationship be- inquirer go about finding out whatever they be-
tween the would-be knower and what can be lieve can be known? (Scotland 2012). Karatas¸-
known?’ Researchers have a responsibility to Özkan and Murphy (2009: 455) potentially an-
declare their epistemological positions in their swer the aforementioned question thus:
dissertations or theses in order to provide direc- …each paradigm offers a research focus and
tion both for themselves and their readers. The means of classifying and construing social phe-
epistemological positions must be informed by nomena. Paradigmatic choices are made by the
a paradigm followed. social scientists according to the purpose of the
research endeavour and the researcher’s philo-
METHODOLOGY sophical assumptions about the nature of reali-
ty (ontology) and the best ways of enquiring
Introducing methodology, Sobh and Perry into the nature of this reality (epistemology).
(2006: 1195) note that: ‘Essentially, ontology is Researchers have to make methodological
‘reality’, epistemology is the relationship be- decisions cognisant of a paradigm within which
tween that reality and the researcher and meth- they are working, in other words, there has to be
odology is the technique used by the research- alignment between methodology and paradigm
er to discover that reality’. Paradigm as a set of (Morgan 2007). Wahyuni (2012: 72) perceived
beliefs and practices forms the basis or link to methodology as ‘a model to conduct a research
methodology. There are varieties of research within the context of a particular paradigm’. The
methodologies designed to address a multiplic- methodology follows beliefs about ontology and
ity of problems in research (Tuli 2010). Method- epistemological stances within a paradigm (Gray
ology must be informed by a paradigm, be it a 2009). A researcher should be guided by the
positivist, post positivist or interpretivist para- underlying belief systems of a paradigm they
digm. According to Hesse-Biber and Leavy (2011: have chosen to study phenomena. For instance,
5), there are three major methodological ap- a researcher following an indigenous research
proaches in qualitative research: (1) post-posi- paradigm will do well to engage indigenous meth-
tivist, (2) interpretive, and (3) critical. Post-pos- odologies based on indigenous worldviews in
itivism posits that the social world is patterned their inquiry (Hart 2010). A methodological
and that causal relationships can be discovered choice has to be an informed and appropriate
and tested via reliable strategies. The interpre- participant-focused one (Kovach 2010). This
tive position assumes the social world is con- means the researcher has to think holistically of
32 MAXIMUS MONAHENG SEFOTHO

the research project and the implications of un- OBSERVATIONS AND DISCUSSION
dertaking it given the paradigm chosen. Meth-
odology should be a fulcrum upon which the The Place of Metatheory in a Paradigm:
uneven processes of research find a balance. A Solving the Dilemma
paradigm then serves as a guide that gently but
firmly steers the research process in an appro- Metatheory
priate direction.However, a paradigm must be
based on a particular philosophy. Methodolog- Metatheory is generally conflated with par-
ical choice should be rooted in a paradigm. Cen- adigm and this causes a metatheoretical impasse
tral to paradigms is theorising about being, real- (Sklair 1988). It is imperative to clarify the rela-
ity and phenomena. tionship and solve the predicament this dilem-
Reflecting on the model proposed by Mu- ma poses for many beginning researchers. While
hammad et al. (2011) leaves a critical question a theory is a set of propositions (Sklair 1988),
unanswered: what it the relationship between metatheory is ‘… about the structure and impli-
philosophy and paradigm? The researcher con- cations of existent theories’ (Turner 1990: 38).
tended that philosophy precedes paradigm and Thus, the metatheory is indeed theory about a
therefore propose the following model as clari- particular theory in a certain field of study ‘…
fying the researcher’s dilemma regarding this engaging in philosophical debate, and offering
intricate relationship. ideological critique and commentary’ (p. 39). Sim-
Philosophy is central to the formation of a ilarly, metatheory, therefore, relates to the part
paradigm and therefore fundamental as a guid- of research that concerns itself with theory within
ing principle for a paradigm. Different schools a given paradigm (Brink et al. 2012). Metatheory
of thought in philosophy provide frameworks can assist researchers to be theory-specific in
through which different people view the world, the choice of theories they use to support their
for instance; existentialism, humanism, phenom- research. Kari (1998: 2) explored that ‘… a meta-
enology, pragmatism, empiricism and rational- theory could be called the ‘spirit’ of a theory’.
ists to name but a few. Paradigms emerge from Metatheory deals with the conceptualisation of
these philosophical schools as they provide phenomena but not with reality per se (Kari).
established ways of viewing the world and do- This definition differs from definitions of a para-
ing things. Paradigms provide guidance within digm which refer to a worldview, a set of beliefs
particular philosophical schools of thought for or a model. Thus, in this paper metatheory and
ontology, epistemology and methodology. Met- paradigm are not conflated.
atheory relates to how researchers theorise Since, the metatheory focuses on the analy-
about phenomena and, therefore, provides di- sis of theories, it should facilitate the need to
rection for analysis and sometimes development distinguish between theoretical frameworks and
of theoretical and conceptual frameworks.For conceptual frameworks and how these add val-
further illumination, it is pertinent to examine the ue to research and knowledge (Wallis 2010: 78).
place of metatheory in a paradigm (See Fig. 1). This could rightfully be pointed out as the part
dealing with literature review. In the review, a

Different schools
of thought in Ontology
philosophy
Epistemology
Theoretical framework Conceptual framework
Methodology

Fig. 1. The relationship of philosophy, paradigm and metatheory (PPM)


A RESEARCHER’S DILEMMA 33

researcher uses or analyses the phenomenon distinctions are made, it is possible to clear away
under study from a certain established theoreti- the dilemma faced by beginning researcher.
cal perspective. Besides, Bronfernbrenner’s bio-
ecological theory is used in many dissertations RECOMMENDATIONS
and theses. A researcher then makes theoretical
assumptions about how the theory they use in To alleviate a researcher’s dilemma, at post
their study is likely to provide answers to the graduate level, it is fundamentally prudent to
research question/s, thus, metatheorising. Turn- introduce philosophy courses at under gradu-
er (1990: 40) cautioned that metatheory should ate levels. The role of philosophy within the
not lead researchers towards unresolvable philo- social sciences should be clearly defined within
sophical debates, but towards clarification of Universities. PhD candidates should also be
concepts used in theories. Among the 9 sug- encouraged to follow specific philosophies and
gestions made by Turner about what metatheo- craft their theses based on their choice. More
ry can do, the researcher subscribed to the fol- research is desirable in the area of the philoso-
lowing: ‘extract what is viewed as useful and phy of research and its role in informing disser-
plausible in a theory from what is considered tations and theses.
less so and make deductions from a theory so as
to facilitate empirical assessment’. To these the LIMITATIONS
researcher added; use metatheory as a platform
to develop a conceptual framework that address- As only a small section of the PhD study,
es the phenomenon you are researching instead the area of philosophy was not adequately and
of only repeating the main theory wholesale. Use empirically informed in order to sufficiently in-
the opportunity to undertake research as a form the current paper.
chance to make your own contribution to schol-
arship. Finally, the researcher concurred with ACKNOWLEDGEMENTS
Bates (2005: 2) that ‘The philosophy behind the
theory, the fundamental set of ideas about how This paper is part of a large-scale PhD re-
phenomena of interest in a particular field should search, which was funded by the University of
be thought about and researched’. Metatheory Pretoria.
is therefore pertinent to particular sciences.
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