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ABSTRACT There is considerable interest in the bioavailability of flavan-3-ols such as tea catechins and their
bioactivity in vivo. Although flavanols such as catechin and epicatechin have long been characterized as powerful
antioxidants in vitro, evidence suggests that these compounds undergo significant metabolism and conjugation
during absorption in the small intestine and in the colon. In the small intestine these modifications lead primarily to
the formation of glucuronide conjugates that are more polar than the parent flavanol and are marked for renal
excretion. Other phase II processes lead to the production of O-methylated forms that have reduced antioxidant
potential via the methylation of the B-ring catechol. Significant modification of flavanols also occurs in the colon
where the resident microflora degrade them to smaller phenolic acids, some of which may be absorbed. Cell,
Flavonoids have been the center of huge research interest of their action as radical scavengers involves the donation of
over the last decade (1,2). They are the most abundant poly- a hydrogen atom and/or electron to stabilize the radical species
phenols in the human diet and are divided into six main (3). Until recently, the ability of flavanols, and indeed other
classes based on the degree of oxidation of the C-ring, the flavonoids, to act as classical H-donating antioxidants was
hydroxylation pattern of the ring-structure and the substitu- believed to underlie many of their reported health effects
tion in the 3-position: flavanols (e.g., epicatechin), flavonols (9 –15). However, it is now clear that their ultimate antioxi-
(e.g., quercetin), flavones (e.g., luteolin), flavanones (e.g., dant potential, and indeed their resulting potential bioactivity,
naringenin), isoflavones (e.g., genistein) and anthocyanidins in vivo is dependent on the absorption, metabolism, distribu-
(e.g., cyanidin) (3). In both black and green tea the major tion and excretion of these compounds within the body after
class of flavonoids are the flavanols, which include catechin, ingestion and the reducing properties of the resulting metab-
epicatechin, epigallocatechin (EGC),4 epicatechin gallate olites. An understanding of the processes involved in the
(ECG) and epigallocatechin gallate (EGCG). A large number absorption and distribution of tea flavonoids is essential for
of in vitro studies has characterized flavanols as powerful determining their potential bioactivities in vivo and their
antioxidants capable of efficient scavenging of both reactive overall significance in disease prevention. Much data now
oxygen and reactive nitrogen species (3– 8). The mechanism exists to support the biotransformation of flavanols and other
flavonoids in the small intestine and colon of the gastrointes-
tinal (GI) tract (10,16 –22), as well as hepatic metabolism
1
Presented as part of “The Third International Scientific Symposium on Tea (23–26). This review will attempt to highlight the main sites
and Human Health: Role of Flavonoids in the Diet,” given at the United States of biotransformation of tea flavanols within the GI tract, the
Department of Agriculture, September 23, 2002. This conference was sponsored major metabolites generated in the small and large intestine
by the American Cancer Society, American College of Nutrition, American Health
Foundation, American Society for Nutritional Sciences, Food and Agriculture and the implications of this modification in determining how
Organization, and the Linus Pauling Institute at Oregon State University and was flavonoids may act in vivo.
supported by a grant from the Tea Council of the U.S.A. Guest editor for this
symposium was Jeffrey Blumberg, PhD, Jean Mayer USDA Human Nutrition
Research Center on Aging, Tufts University, Boston, MA 02111.
2
This research was supported by the Biotechnology and Biological Sciences Modification of flavanols in the upper GI tract
Research Council, Swindon, UK (Grant no. 18/D14751).
3
To whom correspondence should be addressed. Effects of saliva. Few studies exist on the ability of saliva
E-mail: jeremy.spencer@kcl.ac.uk.
4
and gastric juice to alter the flavonoid structure. Saliva has
Abbreviations used: COMT, catechol-O-methyl-transferase; ECG, epicat- been found to have little effect on the stability of green tea
echin gallate; EGC, epigallocatechin; EGCG, epigallocatechin gallate; GI, gastro-
intestinal; MRP-2, multidrug resistance-associated protein 2; UGT, UDP-glucu- catechins (27). For example, when mouth rinsing was per-
rosyltransferase. formed with an aqueous solution of green tea extract (5.0 g/L)
3255S
3256S SUPPLEMENT
containing eight catechins, it was observed that each catechin pH rises from about 2 to 7. It is well known that polyphenolic
was retained at g/ml levels in saliva for up to 60 min. compounds such as those with catechol structures oxidize in
However, degalloylation of flavanol gallate esters in human neutral and alkaline pH environments. EGCG has been ob-
saliva has been observed, such as the conversion of EGCG to served to rapidly oxidize in authentic intestinal fluid (mea-
EGC in the oral cavity with both subsequently being absorbed sured pH of 8.5) with the amount of EGCG decreasing 81.6%
through the oral mucosa (28). A catechin esterase activity in only 5 min (37), whereas a similar incubation in murine
that converts EGCG to EGC has been found in the saliva and plasma (pH 7.4) resulted in only a 29.3% decrease in amount.
is likely of human origin. However, a common human esterase However, the oxidation of EGCG resulted in the formation of
inhibitor did not inhibit the activity. Similar incubation of dimerized products, which were observed to possess greater
procyanidin oligomers (dimer-hexamer) in human saliva for superoxide radical scavenging activity than EGCG itself and
up to 30 min does not result in modification of the compounds had powerful iron chelating properties (37). Another factor to
or their decomposition into smaller oligomeric units (22) consider may be the relative abilities of these polyphenols to
suggesting that these compounds remain intact in the mouth bind to proteins in the food matrices in question. In complex
and esophagus before entering the stomach. food matrices, the pH is likely to be buffered for long periods
Another consideration in the upper GI tract is the possible of time and therefore, oxidation of the flavanols may only
interaction of flavanols and procyanidins with salivary pro- occur to a limited extent during intestinal transit. In addition,
teins. (⫹)-Catechin has been observed to have a higher affin- it has been suggested that ascorbate significantly increases the
ity for salivary proline-rich proteins than (⫺)-epicatechin, stability of flavanols incubated in intestinal fluid (38) and
which highlights the importance of the stereochemistry of therefore the presence of ascorbate in vivo may stabilize the
flavan-3-ols on their interaction with proteins (29). Further- polyphenols in the neutral or alkaline environment of the
more, procyanidin dimers linked through a C(4)-C(8) inter- small intestine.
flavanoid bond had a greater affinity for proline-rich proteins Jejunal and ileal transfer and metabolism. Many studies
than those linked C(4)-C(6). In addition, esterification of a have indicated that significant transfer of ingested flavonoids
tion in the absorbed fluid is over double that initially present higher than in the jejunum (42). The greater susceptibility of
in the perfused buffer (42). flavanols over other flavonoids to methylation in the jejunum
Isolated small intestine model. Absorption studies utilizing may reside in the specificity of catechol-O-methyl-transferase
this model have been performed with a wide range of fla- (COMT) for these compounds (52). These data have been
vonoids, their glycosides and hydroxycinnamates. These show supported in a similar model, in which the rat jejunum and
that there is in almost all cases extensive enterocytic metab- ileum were perfused with catechin (41). In this study, catechin
olism of the polyphenol in the enterocyte during transfer from was absorbed into intestinal cells and metabolized extensively
the luminal to the serosal side (42). The extent of glucu- to a point where no native catechin could be detected in
ronidation in these experiments was dependent on the fla- plasma from the mesenteric vein. Mesenteric plasma con-
vonoid structure, in that the flavonoids with a substituted tained glucuronide conjugates of catechin and 3⬘-O-methyl
hydroxyl group on the B-ring (i.e., hesperetin) were less pre- catechin, indicating the intestinal origin of these conjugates
disposed to glucuronidation, whereas the flavonoids contain- and the large role the small intestine plays in the biotransfor-
ing a 3⬘,4⬘-ortho-dihydroxy (or catechol) B-ring were trans- mation of flavanols during absorption (41,49). Although many
ferred predominantly as glucuronides (42,51). In addition, studies have identified flavanol metabolites as being the main
monophenolic B-ring flavonoids were also extensively glucu- forms found entering the hepatic portal vein after absorption
ronidated, in particular naringenin, which was only detected from the small intestine, the native flavanols are detected in
in serosal fluid as naringenin-7-glucuronide (42). Similar pat- small amounts (42,49). For example, oral administration of the
terns of metabolism have been observed in the ileum, although tea catechins, epicatechin, EGC, ECG and EGCG, to rats led
in general, glucuronidation occurs to a lesser extent most to the detection of all four flavanols in the portal blood (53)
probably due to lower levels of phase I and II enzymes present clearly indicating that these flavonoids may be absorbed intact
in the ileum compared with the jejunum. Interestingly, two to a small degree.
UDP-glucuronosyltransferase (UGT) isoforms, UGT1A8 and Studies have also shown that catechin and tannic acid may
UGT1A10, of human intestinal mucosa, which are absent in interact with the small intestine but only catechin appears
brush border membrane enzymes, including aminopeptidase, must be noted, however, that hippuric acid may possibly derive
alkaline phosphatase, sucrase and ␥-glutamyltranspeptidase. from other sources such as quinic acid or, in quantitative
Even so, it is important to consider the full enzymatic profile terms, more importantly from the aromatic amino acids tryp-
of the Caco-2 cell model to be used because they may not be tophan, tyrosine and phenylalanine, as well as from the use of
identical to normal human small intestinal cells in terms of benzoic acid as a food preservative. One investigation in
metabolizing enzymes such as cytochrome P450s. humans suggests an association between black tea consump-
Absorption studies with flavanols and procyanidins using tion and excreted amounts of hippuric acid (64). The forma-
Caco-2 cells are few (56 –58). Interestingly, apical to basolat- tion of hippuric acid and hydroxyhippuric acids seems to be a
eral transfer of epicatechin across the Caco-2 monolayer has possible central metabolic pathway for dietary flavonoids, in
not been detected thus far (56). It is believed that this is due which the colon microflora and the liver are active metabolic
to the action of multidrug resistance-associated protein-2 sites (24). Other hydroxybenzoic acid glycine derivatives such
(MRP2) which acts to rapidly efflux epicatechin and epicat- as 4-hydroxyhippuric acid, vanilloylglycine, isovanilloylgly-
echin metabolites from the cell interior back out to the apical cine might also appear in reasonable amounts in urine after
side. Other experiments with radiolabeled procyanidins have polyphenol consumption in general.
shown that flavanol dimers and trimers were transferred to the The 5,7,3,3⬘,4⬘-hydroxylation pattern of flavan-3-ols is be-
same extent as epicatechin monomer, whereas oligomers with lieved to enhance ring opening after hydrolysis (22,24) and
an average degree of polymerization of 7 were not (23,59). In metabolism of flavanols by enzymes of the microflora of the
contrast, we observed very little transfer of the dimer across large intestine results in many metabolites: 3,4-dihydrophenyl-
Caco-2 cells, which was in agreement with our studies in the acetic acid, 3-hydroxyphenylacetic acid, homovanillic acid
isolated rat small intestine model (55). and their conjugates derived from the B-ring (24) and phe-
The model has mainly been utilized for the study of the nolic acids from the C-ring. Flavanols, because of their struc-
absorption and metabolism of other flavonoids in the small tures (no C-4 carbonyl group), can also degrade to the specific
intestine and the data from this work has helped support the metabolites phenylvalerolactones. Phenylpropionic acids
of 3⬘-O-methyl epicatechin and epicatechin glucuronides to aggregation activity than rutin and quercetin (78). Further-
protect against apoptotic cell death induced by hydrogen per- more, 2,4,6-trihydroxybenzaldehyde and quercetin were more
oxide or oxidized LDL has been investigated (69 –71). A effective than rutin on the cytotoxicity against tumor cell
mixture of epicatechin-5-O--D- and epicatechin-7-O--D- lines. In addition, the effects the phenolics themselves have on
glucuronides exhibited no significant protection against per- the microflora is an emerging field and it is possible that a
oxide-induced loss in neuronal or fibroblast viability and also flavanol-induced change in the rich colonic bacterial popula-
failed to prevent peroxide-induced caspase-3 activation in tion may have an influence on the overall health of an
both cell models (71). This lack of activity may be based on individual, the so called prebiotic concept.
the increased polarity of the glucuronide and its reduced
ability to partition, which would limit its access to cells. This Conclusions
is consistent with the observation that uptake of epicatechin
glucuronide into both cortical neurons and dermal fibroblasts Over the recent years we have gained a greater knowledge
was not detectable (71). Another possibility is that the A-ring of the bioavailable metabolites of dietary flavonoids and it is
is the structurally important feature for cell recognition or now essential to fully evaluate the role of these conjugates and
biological action within cells and in vivo and presence of a metabolites in disease prevention (Fig. 3). It is clear that the
bulky glucuronide on the A-ring limits its activity. In contrast, GI tract plays a very significant role in the metabolism and
epicatechin and 3⬘-O-methyl epicatechin, have been shown to conjugation of these polyphenols before the liver is reached. In
elicit strong cytoprotective effects in fibroblasts and neurons the jejunum and ileum of the small intestine there is efficient
associated with both cell types (69,71,72). Interestingly, the glucuronidation of flavanols by the action of UGT enzymes
3⬘-O-methyl-epicatechin metabolite was as effective as epicat- and extensive O-methylation by the action of COMT. Unab-
echin at preventing damage and was also equally effective in sorbed flavanols, and those taken up, metabolized in the small
protecting neurons against oxLDL-induced activation of c-jun intestine and liver and transported back into the intestinal
N-terminal kinase, c-jun, and procaspase-3 (70). The ability of lumen, will reach the large intestine where they are further
these studies will enable specific dietary recommendations to Rice-Evans, C. (2000) Decomposition of cocoa procyanidins in the gastric
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