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PAPER
Cognitive control moderates early childhood temperament in
predicting social behavior in 7-year-old children: an ERP study
Connie Lamm,1 Olga L. Walker,2 Kathryn A. Degnan,2
Heather A. Henderson,3 Daniel S. Pine,4 Jennifer Martin McDermott5
and Nathan A. Fox2
1. Department of Psychology, University of New Orleans, USA
2. Child Development Laboratory, Department of Human Development and Quantitative Methodology, University of Maryland, USA
3. Department of Psychology, University of Miami, USA
4. National Institute of Mental Health, USA
5. Department of Psychology, University of Massachusetts, Amherst,USA
Abstract
Behavioral inhibition (BI) is a temperament associated with heightened vigilance and fear of novelty in early childhood, and
social reticence and increased risk for anxiety problems later in development. However, not all behaviorally inhibited children
develop signs of anxiety. One mechanism that might contribute to the variability in developmental trajectories is the recruitment
of cognitive-control resources. The current study measured N2 activation, an ERP (event-related potential) associated with
cognitive control, and modeled source-space activation (LORETA; Low Resolution Brain Electromagnetic Tomography) at
7 years of age while children performed a go/no-go task. Activation was estimated for the entire cortex and then exported for
four regions of interest: ventromedial prefrontal cortex (VMPFC), ventrolateral prefrontal cortex (VLPFC), dorsal anterior
cingulate cortex (dorsal ACC), and dorsal lateral prefrontal cortex (DLPFC). BI was measured in early childhood (ages 2 and
3 years). Anxiety problems and social reticence were measured at 7 years of age to ascertain stability of temperamental style.
Results revealed that BI was associated with increased performance accuracy, longer reaction times, greater (more negative) N2
activation, and higher estimated dorsal ACC and DLPFC activation. Furthermore, early BI was only associated with social
reticence at age 7 at higher (more negative) levels of N2 activation or higher estimated dorsal ACC or DLPFC activation.
Results are discussed in the context of overcontrolled behavior contributing to social reticence and signs of anxiety in middle
childhood.
Address for correspondence: Connie Lamm, Department of Psychology, University of New Orleans, 2001 Geology & Psychology Bldg., New Orleans,
LA 70148, USA; e-mail: clamm@uno.edu
White, McDermott, Degnan, Henderson & Fox, 2011). behavior by measuring N2 activation and source-space
Two studies in particular have shown that aspects of activation (LORETA; Pascual-Marqui, Esslen, Kochi &
cognitive control, including response monitoring and Lehmann, 2002). The modeling of source-space activa-
inhibitory control, moderate the BI/anxiety association tion provides estimated activation for the entire cortex,
(McDermott et al., 2009; White et al., 2011). However, which subsequently can be used to conduct region
currently little is known about the differential neural specific comparisons of activation levels across condi-
activation patterns underlying cognitive control that tions or groups for cortical generators underlying ERPs,
support the continuity of this temperament. The purpose while still maintaining the excellent temporal resolution
of the current study was twofold: (1) to ascertain that ERPs are known for. Previous studies that utilized
cognitive-control-related neural activation pattern dif- only ERP measures of scalp activation were not able to
ferences for high and low BI children; and (2) to provide this spatial specificity. In the current study, brain
investigate which neural patterns moderate the associa- activation was measured while 7-year-old children per-
tion between early BI and later social reticence and signs formed a go/no-go task and source-space activation was
of anxiety. estimated for the entire cortex. Activation values were
We examined N2 activation, an event-related potential exported for four regions of interest (ROIs): dorsal
(ERP) associated with aspects of cognitive control, such anterior cingulate cortex (dorsal ACC), the ventral
as inhibitory control and response monitoring/response lateral prefrontal cortex (VLPFC), the dorsolateral
conflict (e.g. Bekker, Kenemans & Verbaten, 2004; prefrontal cortex (DLPFC), and the ventromedial/or-
Dimoska, Johnstone, Barry & Clarke, 2003; Falkenstein, bitofrontal cortex (VMPFC), as these regions have been
Hoormann & Hohnsbein, 1999; Jonkman, Lansbergen & associated with N2 activation (Bekker, Kenemans &
Stauder, 2003; Nieuwenhuis, Yeung, van den Wildenberg Verbaten, 2005; Bokura, Yamaguchi & Kobayashi, 2001;
& Ridderinkhof, 2003). A number of studies, using a Lavric, Pizzagalli & Forstmeier, 2004; Lamm, Zelazo &
range of continuous performance tasks, have shown Lewis, 2006; Lewis, Lamm, Segalowitz, Stieben &
greater (more negative) cognitive-control-related ERPs Zelazo, 2006; Nieuwenhuis et al., 2003; Stieben, Lewis,
for clinically anxious (Hum, Manassis & Lewis, 2013; Granic, Zelazo, Segalowitz & Pepler, 2007).
Ladouceur, Dahl, Birmaher, Axelson & Ryan, 2006) and The current study incorporates a longitudinal design
non-clinically anxious (Hajcak, McDonald & Simons, in which temperament was evaluated in toddlerhood (2–
2003; Lamm, Granic, Zelazo & Lewis, 2011; Righi, 3 years of age), while social reticence with peers and
Mecacci & Viggiano, 2009) participants compared to neural responses were evaluated several years later in
non-anxious participants. Thus, high levels of activation childhood, at age 7. Henderson (2010) assessed social
may be related to excessive control (i.e. overcontrol). and affective outcomes concurrently with neural
Moreover, two studies have shown that ERN – another responses, and McDermot et al. (2009) assessed both
cognitive-control-related ERP – and N2 activation neural responses and anxiety diagnoses in adolescence.
moderate the association between withdrawn tempera- The current study builds on the extant literature by
ments and anxiety problems (Henderson, 2010; McDer- evaluating the impact of cognitive-control-related neural
mott et al., 2009). Specifically, Henderson (2010) found activation on the continuity of social reticence in
that N2 activation moderated the association between childhood rather than adolescence, and thus helps clarify
aspects of social reticence, specifically shyness, and the developmental emergence of this mechanism.
anxiety in 9–13-year-olds (mean age 11.12). Similarly, Given that previous studies have shown greater
McDermot et al. (2009) found that ERN activation (more negative) N2 and ERN activation for anxious
moderated the association between early childhood BI participants than non-anxious participants (e.g. Hum
and anxiety in adolescents (mean age 15.1 years). In et al., 2013; Ladouceur et al., 2006; Lamm, Granic,
both cases, the association between BI and signs of Zelazo & Lewis, 2011; Righi et al., 2009), we predicted
anxiety was strongest for children with larger ERP that BI would be associated with both greater N2
responses. activation and more source-space activation. Further-
These studies suggest that high levels of cognitive- more, given that greater ERN activation moderated the
control-related brain activation contribute to the conti- BI–anxiety association in prior work (McDermott
nuity of BI and to signs of anxiety in adolescence. et al., 2009), we also predicted the same pattern of
However, these ERP studies were not able to ascertain results in the current study. That is, we expected that
the cortical regions contributing to this overcontrolled higher BI scores combined with greater N2/source-
regulation. The present study investigated the cortical space activation would be associated with greater
specificity underlying the impact of cognitive-control- observed social reticence and parent report of signs
related brain activation on the continuity of withdrawn of anxiety.
Method Measures
toy from their peer was coded by the type of strategy exceeding 150 lV across the entire segment and fast
used. Of interest to the current study were passive transits exceeding a difference (peak-to-peak) of 120 lV
strategies (i.e. reaching, pointing, hovering). Proportions were marked as bad and interpolated.
of passive strategies were created by dividing the total
number of passive strategies over the total number of
Scalp data analyses
attempts to get the toy. Each task was coded by a
separate team of two to three coders. Each coding team Waveforms for correct go and no-go trials were seg-
overlapped on at least 19% of total coded cases. Inter- mented into epochs from 200 ms before to 600 ms after
rater reliability (intraclass correlations) were .70 for stimulus onset and baseline corrected for the 200 ms
wariness during FP, .74 for unfocused behavior during preceding stimulus onset. Mediofrontal N2 activation
FP, .95 for uninvolved behavior during CL, and .75 for was maximal between 280 and 380 ms after stimulus
passive strategies during ST. An observed social reticence onset; thus, peak activation was exported for this time
score was created for free play by standardizing and window. To eliminate trials characterized by attentional
averaging wariness and unfocused behavior. Then, free lapses or chronic non-responding, no-go trials that did
play social reticence was combined with uninvolved not have a correct go trial preceding and following them
behavior during CL and passive strategies during ST by were removed from analyses. Due to this strict criterion
standardizing and averaging these scores to create an the mean number of trials comprising correct no-go
overall score of social reticence across the three dyad ERPs was 25.29 (SD = 8.80; range = 14–49). Mean
tasks. number of trials comprising go ERPs was 137.91 (SD =
A social reticence composite score was created 36.81; range = 54–198).
based on the CBQ fear, CBQ shyness, and observed Visualization of the correct go and no-go stimulus-
social reticence to combine information from multiple locked waveforms revealed clear N1, P2, and N2
methods. components for all mediofrontal electrodes (see Fig-
ure 4). Furthermore, both go and no-go N2 waveforms
appeared more negative for high BI children than low BI
Anxiety measure (age 7 years)
children (BI groups were generated by dividing BI scores
Child Behavior Checklist (CBCL; Achenbach & Rescorla, into thirds – high, middle, and low BI – and eliminating
2001). The CBCL is a standardized, highly reliable, and the middle group). Thus, scalp N2 activation was
valid measure of children’s emotional and behavioral exported for eight mediofrontal electrodes: four midline
problems (ages 6–18 years). Parents were asked to electrodes (8, 6 [Fz], 4 [FCz], and VREF [Cz]) as well as
indicate whether, and to what degree, their child exhib- four flanking electrodes (9, 7, 3, 54; two on each side).
ited a list of symptoms on a scale from 0 (never) to 2 Because of individual differences in peak N2 activation
(often). For this study, only the anxiety subscale raw across electrodes, each participant’s greatest (most neg-
score (seven items) was used because it specifically ative) activation during go or no-go trials was analyzed.
measured anxiety problems (unlike the internalizing
measure which captures both anxiety and depression).
Source-space data analyses
A distributed inverse model that incorporates the change
EEG data collection and analyses
in activation from one electrode to another (in this case
EEG was recorded using a 64-channel Geodesic Sensor 65 electrodes) was used to calculate the source-space
Net and sampled at 250 Hz, using EGI software (Net activation. This type of algorithm estimates activation
Station; Electrical Geodesic, Inc., Eugene, OR [data were voxel-by-voxel and sample-by-sample and does not
also processed using Net Station]). Once the impedance require any dipoles to be ‘fit’, thereby limiting the
values for all EEG channels were reduced to below 50 influence of user bias. The specific algorithm used in the
kΩ, data acquisition began. During recording, all current study was LORETA (Low Resolution Brain
channels were referenced to Cz and after acquisition Electromagnetic Tomography), which applies a con-
data were re-referenced using an average reference. straint to the minimum-norm solution in order to
Data were filtered using an FIR bandpass filter with a minimize the discrepancy between values of adjacent
lowpass frequency of 50 Hz and a highpass frequency of voxels (to achieve the most realistic model) within the
.3 Hz. To best capture eye blink artifacts, the threshold GeoSource interface (Electrical Geodesic, Inc., Eugene,
was set to 140 lV (peak-to-peak) and all trials in which OR; for a review of these constraints and other minimum
this threshold was violated were excluded from analyses. norm solutions, see Michel, Murray, Lantz, Gonzalez,
Furthermore, signal activation change (peak-to-peak) Spinelli & Grave de Peralta, 2004). A regularization
constant (indicating how much noise is modeled) of 10-4 unrelated to child age, at the 2-, r(92) = .08, p = .46 and
was applied. This amount of regularization revealed 3-year visit, r(100) = .08, p = .68). A social reticence
current flow patterns that matched (via visual inspection) composite score was created by standardizing and
the grand-averaged scalp topography better than other averaging behaviors observed during FP, CL, and ST
levels. with the fear and shyness subscales (also standardized)
After the data were modelled (LORETA) for the entire of the CBQ (M = .0004, SD = .64).
cortex (2447 voxels), morphology-based regions of A priori t-tests revealed sex differences on some of the
interest (ROIs) were generated using the Montreal primary independent and dependent variables (see
Neurological Institute (MNI) average adult MRI (pedi- Table 1) and therefore sex was entered as a covariate in
atric head models are not yet available). We were all analyses. Preliminary correlation analyses were con-
interested in four ROIs: the VLPFC ROI (comprising ducted to examine associations between social reticence
44 voxels; lateral part of BA 11 and 47), the dACC ROI and anxiety measures, zoo task performance measures,
(comprising 50 voxels; dorsal part of BA 24 and 32), the and brain measures (see Table 2). Furthermore, because
DLPFC ROI (comprising 126 voxels; BA 9 and dorsal the number of trials comprising an ERP can affect ERP
part of BA 46), and the VMPFC/OFC ROI (comprising amplitude, and because a priori analysis revealed (1) a
147 voxels; ventromedial parts of BAs 11, 10, 14, and 13; trend-level association between trial counts and no-go
see Figure 2). Source waveform amplitudes (nA) for all N2 activation, r(106) = .17, p = .08, and (2) t-tests
voxels within an ROI were extracted for 200 ms before showed significant differences in trial counts between
stimulus onset to 600 ms after stimulus onset and high and low BI children, nogo: t(69) = 2.15, p = .04; go:
baseline corrected using the 200 ms before stimulus t(69) = 3.53, p = .001, trial count was controlled for in all
onset. To ensure that each participant’s maximal activa- subsequent brain analyses (ERP and source-space).
tion was analysed, we chose the voxel and moment in
time (within the 100 ms during which the scalp N2 was
maximal) that showed the most activation for each ROI. Results
Figure 2 Image of ROIs (regions of interest) superimposed on Montreal Neurological Institute (MNI) average MRI.
p = .02, such that higher levels of BI were associated = .19, t = 2.01, p = .05. Thus, as levels of BI increased
with slower reaction time. To control for potential speed/ reaction times also increased even after controlling for
accuracy trade-off, we conducted an additional step-wise accuracy rates (Figure 3).
linear regression, with Sex and mean go and no-go To assess the relations between RT and brain mea-
accuracy in step one and BI in step two. Consistent with sures, we conducted two step-wise linear regressions,
the initial analysis, results in this second analysis also with Sex and Trial Count in step one, go RT scores in
revealed a positive association between BI and go RT, b step two, and go or no-go brain data as dependent
Table 2 Preliminary Pearson correlation analyses (r-values) between temperament, anxiety, task performance, and brain measures
Behavioral Inhibition (BI) – .26* .16 .24* .08 .23* .30** .24* .26*
Social Reticence (SR) .26* – .23* .28** .08 .12 .20* .09 .23
CBCL Anxiety (Anx) .16 .23* – .28** .06 .07 .004 .01 .03
Go Reaction Times (RT) .24* .28** .28** – .23* .40** .01 .06 .03
Go Per. Accuracy (PA) .08 .08 .06 .23* – .23* .06 .05 .01
No-go Per. Accuracy (PA) .23* .12 .07 .40** .23* – .00 .08 .14
No-go N2 .30** .20* .004 .01 .06 .00 – .44** .48**
Dorsolateral PFC (DLPFC) .24* .09 .01 .06 .05 .08 .44** – .56**
Dorsal ACC (dACC) .26* .23 .03 .03 .01 .14 .48** 56** –
(a) (b)
Figure 3 (a) Scatter plot showing positive correlation between BI and no-go performance accuracy. (b) Scatter plot showing
positive correlation between BI and go reaction times.
(a) (b)
Go 100 ms
BI
BN -10 µV
No-go N2
-10 µV
(c)
Figure 4 (a) Go and no-go waveforms showing difference between high and low BI scores (lV; more negative activation is down).
(b) Scatter plot showing negative correlation between BI and go N2 activation (lV). (c) Scatter plot showing negative correlation
between BI and no-go N2 activation (lV). The effect is still significant after controlling for go N2 activation.
go: b = .29, t = 2.24, p = .03, indicating greater differences for the P2, we conducted a similar step-wise
(more negative) N2 activation as BI increased. Because linear regression with no-go P2 activation entered in step
BI was associated with both go and no-go N2 activation, one (along with Trial Count and Sex). Results revealed a
to ascertain the link between BI and cognitive control negative association between BI and no-go N2 activa-
(i.e. no-go N2), an additional linear regression was tion, over and above no-go P2 activation, b = .16, t
conducted with go N2 activation entered in step one = 1.97, p = .05, again indicating greater (more nega-
(along with Trial Count and Sex). Results revealed a tive) N2 activation as BI increased.
negative association between BI and no-go N2 activa- Next, to determine whether no-go N2 activation
tion, over and above go N2 activation, b = .13, t = moderated the BI/anxiety and/or BI/social reticence
2.17, p = .03, indicating greater (more negative) acti- associations, we conducted moderation analyses with
vation during no-go trials as BI increased. In addition, early BI as the independent variable, no-go N2 activation
because grand averaged waveforms showed group as the moderator, and CBCL anxiety or social reticence
as the dependent variable. To avoid multi-collinearity, the between BI and cortical activation for DLPFC, b =
predictors were mean centered and interaction variables .19, t = 2.00, p = .05, and dorsal ACC, b = .21,
were calculated as product terms of the mean-centered t = 2.26, p = .03 (Figure 5).
predictors (Aiken & West, 1991). Step-wise linear Next, to determine whether no-go DLPFC and dorsal
regressions were conducted with Sex and go N2 activa- ACC activation moderated the BI/anxiety and/or BI/
tion (covariates) in step 1, BI first and then no-go N2 social reticence associations, we conducted moderation
activation second in step 2, and the BI-by-N2 interaction analyses with early BI as the independent variable, either
term in step 3. The interaction between BI and no-go N2 DLPFC or dorsal ACC as the moderator, and CBCL
activation was significant for social reticence, b = .19, anxiety or the social reticence composite measure as the
t = 2.00, p = .05, and not significant for CBCL dependent variable (see Figure 6). To avoid multi-
anxiety, b = .05, t = .52, p = .61. Simple slopes were collinearity, the predictors were mean centered and
tested to follow up the significant interaction by re- interaction variables were calculated as product terms of
calculating no-go N2 activation into new variables the mean-centered predictors (Aiken & West, 1991).
representing high (more negative) N2 activation and Step-wise linear regressions were conducted with Sex
low (less negative) N2 activation and running additional and go source-space activation (covariates) in step 1, BI
regression analyses using the re-calculated scores, as scores first and then source-space activation second in
suggested by Aiken and West (1991). Follow-up analyses step 2, the BI-by-source-space interaction term in step 3.
showed that when N2 activation was high (more nega- Two of the four regression models yielded significant
tive), early BI was positively related to later social interactions: one, with DLPFC as the moderator
reticence, b = .37, t = 2.85, p = .005. However, when associating early BI with later social reticence, b =
N2 activation was low (less negative), early BI was .35, t = 3.92, p < .001; and two, with dorsal ACC as the
unrelated to later social reticence, b = .03, t = .18, moderator associating early BI with later social reti-
p = .86. cence, b = .26, t = 2.82, p = .006. No interaction
effects (BI-by-source-space activation) were associated
with CBCL signs of anxiety (DLPFC: b = .03, t =
Source-space analyses
.30, p = .77; dorsal ACC: b = .10, t = .98,
To assess the relation between BI and no-go source-space p = .33).
activation, we conducted a series of step-wise linear To ensure that our pattern of effects was not simply
regressions, with Sex and Trial Count in step one and BI due to individual differences in arousal or vigilance,
in step two for each ROI (DLPFC, dorsal ACC, VLPFC, additional moderation analyses were conducted. To
VMPFC). Results revealed a positive association control for individual differences in arousal, we re-ran
(a) (b)
Figure 5 (a) Scatter plot showing positive correlation between BI and estimated no-go DLPFC activation (nA). (b) Scatter plot
showing positive correlation between BI and estimated no-go dorsal ACC activation (nA). For both A and B greater source-space
activation is up.
(a) (b)
3.00 0
Low BI High BI
-0.1
-0.3
Social reticense
1.00 -0.4
-0.5
.00 -0.6
-0.7
-1.00 Smaller N2
-0.8 Larger N2
-0.9
-2.00
-0.4
0
Low BI High BI -0.6
-0.2
-0.4 -0.8
-0.6 -1
-0.8
-1.2
-1
Low DLPFC Low Dorsal ACC
-1.2 -1.4
High DLPFC High Dorsal ACC
-1.4 -1.6
Figure 6 (a) Scatter plot showing association between BI and social reticence. The remainder of the figures show no-go brain
activation (ERP and source-space) moderating the relation between early BI and social reticence at age 7 (figures show slope
differences); (b) no-go N2 activation; (c) estimated dorsolateral prefrontal cortex activation; and (d) estimated dorsal anterior
cingulate activation.
the above moderation analyses with mean activation for representing high source-space activation and low
the time period before stimulus onset ( 200), a measure source-space activation and running additional regres-
of each participant’s base-rate of arousal, in step 1. We sion analyses using the re-calculated scores, as suggested
repeated this process with mean RT and mean accuracy by Aiken and West (1991). Follow-up analyses showed
in step 1 (separately) as measures of vigilance. All that when DLPFC or dorsal ACC activation was
interaction effects outlined above were still significant elevated, early BI was positively related to later social
after controlling for these measures, suggesting that our reticence (DLPFC: b = .56, t = 4.54, p < .001; dorsal
moderation effects outlined above cannot be simply due ACC: b = .41, t = 3.47, p = .001). However, when
to individual differences in arousal or vigilance. DLPFC or dorsal ACC activation was low, early BI was
Simple slopes were tested to follow up the significant unrelated to later social reticence (DLPFC: b = .19, t
interactions by re-calculating source-space activation = 1.36, p = .18; dorsal ACC: b = .07, t = .54,
(DLPFC and dorsal ACC separately) into new variables p = .59).
McDermott et al. (2009) and Henderson (2010), two strategies more efficiently (i.e. show moderate decreases
studies showing that cognitive-control-related ERPs in DLPFC and dorsal ACC activation).
moderated the link between withdrawn temperaments
and anxiety, assessed samples of children considerably
older (mean age 15.1 years and mean age 11.2 years, Acknowledgements
respectively) than our sample of 7-year-old children.
This hypothesis is further supported by Meyer, Wein- The project described was supported by NICHD grant
berg, Klein and Hajcak (2012) who found that the number R37HD17899 to Nathan A. Fox, NIMH grant
relation between greater ERN and elevated anxiety number R01MH093349 to Nathan A. Fox, and NIMH
problems was only evident in older children (roughly grant number P50MH078105 to Megan R. Gunnar. The
11–13 years) and not younger children (roughly content is solely the responsibility of the authors and
8–10 years). Thus, it may be that 7-year-old children does not necessarily represent the official views of the
show enough variability in social reticence to reveal NICHD, NIMH, or NIH.
significant effects but not enough variability in anxiety
symptoms, and that with age, anxiety symptoms may
increase. Therefore, following up the current sample into References
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Righi, S., Mecacci, L., & Viggiano, M.P. (2009). Anxiety, Received: 3 February 2013
cognitive self-evaluation and performance: ERP correlates. Accepted: 27 September 2013
Journal of Anxiety Disorders, 23, 1132–1138.