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The Surgeon, Journal of the Royal Colleges
of Surgeons of Edinburgh and Ireland
www.thesurgeon.net

Inflammation in tendinopathy

Alessio D'Addona a,*, Nicola Maffulli b,c, Silvestro Formisano d,


Donato Rosa a
a
Department of Public Health, Section of Orthopaedic and Trauma Surgery, School of Medicine and Surgery,
University of Naples “Federico II”, Via Pansini 5, 80131, Naples, Italy
b
Centre for Sports and Exercise Medicine, Barts and The London School of Medicine and Dentistry, Mile End Hospital,
275 Bancroft Road, London, E1 4DG, England, UK
c
Department of Musculoskeletal Disorders, Faculty of Medicine and Surgery, University of Salerno, Salerno, Italy
d
Department of Molecular Medicine and Medical Biotechnology, School of Medicine, Federico II University of Naples,
Via Pansini 5, 80131, Naples, Italy

article info abstract

Article history: Pain and functional limitation are frequent in symptomatic tendinopathy. The essential
Received 4 April 2016 lesion of tendinopathy is a failed healing response. Understanding the cellular and mo-
Received in revised form lecular mechanisms involved in a failed healing response during the early stages of
7 April 2017 pathogenesis of tendinopathy would help to develop new and effective treatments. The
Accepted 25 April 2017 role of inflammation in the development of tendon pathologies has been revived during the
Available online xxx last few years, in particular during the first phases of tendinopathies, when “early ten-
dinopathy” may not be clinically evident. This review outlines the possible molecular
Keywords: events that occur in the first phases of tendinopathy onset, stressing the role of pro-
Inflammation inflammatory cytokines, proteolytic enzymes, growth factors and healing genes in the
Early tendinopathy development of tendon disorders.
Healing © 2017 Royal College of Surgeons of Edinburgh (Scottish charity number SC005317) and
Pro-inflammatory cytokines Royal College of Surgeons in Ireland. Published by Elsevier Ltd. All rights reserved.

many causes have been hypothesised.4 Hypoxia, ischaemic


Introduction damage, oxidative stress, hyperthermia, impaired apoptosis,
inflammatory mediators, fluoroquinolones, and matrix met-
Tendinopathy is the best generic descriptive term for the alloproteinase imbalance have all been implicated as mech-
clinical conditions in and around tendons arising from over- anism of tendinopathies.4 Biomechanical factors, functional
use.1,2 The term “tendinopathy” defines the clinical syndrome alterations, repetitive mechanical loading, aging and meta-
characterised by a combination of pain, swelling and impaired bolic disorders may predispose to tendinopathy, with high
performance.3 Tendon injuries produce considerable risk of re-injury.1,2,5
morbidity, and the disability that they cause may last for The process of tendinopathy involves both the collagen
several months despite what is considered appropriate man- matrix and the tenocytes.6 Normally, collagen fibers in ten-
agement. The aetiology of tendinopathy remains unclear, and dons are tightly bundled in a parallel fashion, but

* Corresponding author. Fax: þ39 081 7463722.


E-mail addresses: alessio.daddona@gmail.com (A. D'Addona), n.maffulli@qmul.ac.uk (N. Maffulli), sformisano@unisa.it
(S. Formisano), drosa@tin.it (D. Rosa).
http://dx.doi.org/10.1016/j.surge.2017.04.004
1479-666X/© 2017 Royal College of Surgeons of Edinburgh (Scottish charity number SC005317) and Royal College of Surgeons in Ireland.
Published by Elsevier Ltd. All rights reserved.

Please cite this article in press as: D'Addona A, et al., Inflammation in tendinopathy, The Surgeon (2017), http://dx.doi.org/10.1016/
j.surge.2017.04.004
2 t h e s u r g e o n x x x ( 2 0 1 7 ) 1 e6

tendinopathic samples show unequal and irregular crimping, as TNF-a, IL-1b, IL-6, IL-10, VEGF, TGF-b,10,23e25 COX-2
loosening and increased waviness of collagen fibers, with an expression andPGE2 production.12,13,26 Among the pro-
increase in type III reparative Collagen (COL-III).6e8 inflammatory cytokines, TNF-a and IL-1b are the most
Overloading of tendons after intensive exercises and potent inducers of chemokines.27 Repetitive mechanical
training induces micro-rupture of tendon,9 with the expres- overloading and hypoxic injury have long been suggested as
sion of damage associated molecular patterns (DAMPs) in an the main causes of tendinopathy, leading to elevated inflam-
attempt to produce tissue healing.10 The essential lesion of matory markers.10,28 Repetitive mechanical overloading, in
tendinopathy is not of a degenerative nature: it has the fea- particular, leads to elevated inflammatory markers such as
tures of a failed healing response, in which the tendon at- PGE2, IL-1b and TNF-a.15 Furthermore, various intracellular
tempts to heal, but, for some reason, including, possibly, stressors, both physiological and pathological, induce the
continuous inappropriate mechanical stimuli, the healing activation of NF-kB.29 In the acute phase of the inflammation
process appears non-finalised.3 Several models have recently response, these cytokines are synthesised by a variety of cells
implicated pro-inflammatory cytokines to initiate the cata- including lymphocytes, monocytes and endothelial cells.24
bolic process, such as Tumor Necrosis Factor-a (TNF-a), This involves tenocytes in the secretion of pro-inflammatory
Interleukin-1 b (IL-1b) and Interleukin-6 (IL-6), Growth Factors cytokines in the early phases of inflammation, with a posi-
such as Fibroblast Growth Factor (FGF), Vascular Endothelial tive feedback, resulting in edema and hyperemia, detectable
Growth Factor (VEGF), TGF-b, EGF, IGF-1,1 and transcriptional in this phase only using US.1,14The reason why tendinopathy
factors such as Nuclear Factor-kappa B (NF-kB), especially in will become chronic is still debated, but injuries, repeated
the earlier phases of the process.11 mechanical stresses and hypoxia seem to predispose to
In the acute phase, it is possible to find signs of in- chronicity.5 Increased oxygen demand by tenocytes during
flammations with a huge release of cytokines and immuno- overload, coupled with individual susceptibility, cause a state
modulating factors able to cause inflammation with cellular of hypoxia that produces free radicals (ROS),6 one of the most
proliferation, onset of pain and ECM degradation with important immunogenetic stimulants, and the release of
necrosis.12,4,12e15 This phase could be considered a prelude to VEGF.10,30
the clinical condition, in which there is an initial production
and release of cytokines and attempts at healing.16 When the The role of IL-1 family
amount of inflammatory cells, derived from overloading and
mechanical stress, becomes relevant, there is an imbalance The family members of IL-1 are considered the most potent
between pro-inflammatory factors with degradation of ECM, cytokines produced by innate immunity.31 This family is
and protective factors, causing onset of pain, by the release of composed of IL-1a, IL-1b, IL-1829,31 and IL-33.10,25 Both IL-1a
Substance P and glutamate and the production of COX2 and (IL-1F1) and IL-1b (IL-1F2) are synthesized as precursor, and
PGE2.3,16,17 they are cleaved respectively by Calpain10,30 and Caspase 1 (IL-
The homeostasis of tendons results from a continuing 1b converting enzyme).32 The intracellular signaling involves
remodeling process mediated by MMPs (matrix metal- adapter proteins MyD88 (myeloid differentiation factor 88),
loproteases) and TIMPs (inhibitors of MMPs), with the appo- IRAK (IL-1-receptor-associated-kinase) and TRAF6 (TNF-re-
sition of new extracellular matrix (ECM), in particular with the ceptor associated factor 6), and leads to the activation of NF-
production of Collagen type I (COL-I) (the principal constituent kB, JNK (c-Jun N-terminal-kinase) and MAPK.31 Necrosis cau-
of collagen fibrils), decorin, biglycan, versican, scleraxis, ses release of alarmins, such as IL-1a and IL-33, that, by
tenascin C and aggrecan (constituents of ECM) by binding to different receptors of NF-kB, enhance the inflam-
tenocytes.2,9,15,18e21 Mechanical loads play a key role in the matory response.10 NF-kB activation regulates the expression
maintenance of tissue homeostasis22: sedentary individuals of more than 500 different gene products linked with inflam-
present high levels of pro-inflammatory cytokines, such as mation, tumor cell transformation, survival, proliferation,
TNF-a, IL-1b and VEGF, and low levels of COL-I, which improve invasion, angiogenesis, metastasis and chemoresistance.11 IL-
the state of inflammation and prelude to an increased activity 1a and IL-33 are currently considered classical cytokine alar-
of MMPs (MMP-2, -9, -13) with a degenerative response and an mins.10 Alarmins are the equivalent of damage-associated
higher risk of tendon rupture.14 Without initial inflammation, molecular patterns (DAMPs), but are endogenous molecules
the healing process and the subsequent changes that char- found in a variety of organelles in all cell types studied, and
acterize chronic tendinopathies (>12 weeks) can not take maintain normal cell homeostasis.10,31 Currently, alarmins
place.16 include defensins, cathelicidins, eosinophil-associated ribo-
nucleases, HMGB (high mobility group box-1) proteins, gran-
ulysin, and iron-binding proteins (e.g. lactoferrin).31 An
Early tendinopathy: the role of inflammation alarmin is released rapidly during necrosis, is sequestered in
apoptosis, has potential for active secretion by immune cells,
Inflammation may play a role in the early initiation of tendon and ultimately promotes homeostasis.10 IL-1a affects inflam-
pathologies.23 It has been hypothesised that inflammation matory and immune responses, angiogenesis and haemato-
begins earlier than fibrotic and other degenerative tendon poiesis.10 IL-33 (IL-1F11), a cytokine associated with Th2
changes.17 Tendon injuries are accompanied by inflamma- response, is preferentially expressed in vascular endothelial
tion, with endogenous expression of various mediators of cells, with constitutive expression also in epithelial surfaces
inflammation by tenocytes, including pro-inflammatory and and lymphoid organs.31 The increase of mRNA level of IL-33 in
anti-inflammatory cytokines, and some Growth Factors, such tenocytes in vitro seems to be an important early signal in

Please cite this article in press as: D'Addona A, et al., Inflammation in tendinopathy, The Surgeon (2017), http://dx.doi.org/10.1016/
j.surge.2017.04.004
t h e s u r g e o n x x x ( 2 0 1 7 ) 1 e6 3

stressed tendon.10 IL-1b is a potent pro-inflammatory cytokine


present in markedly increased quantities in the synovium,
where it enhances inflammatory reactions in injured
joints,9,31 and contributes to the initiation of subsequent
proliferative and degenerative tendon changes.17 The actions
of this cytokine include local effects on the endothelium,
inducing systemic acute phase reactions and noxious effects
on tenocytes. IL-1b acts through its specific receptor, which is
shown to be present in tenocytes, the occupation of which can
activate numerous signaling pathways, including MAPKs.9 IL-
1b can induce inflammatory mediators such as COX-2, PGE2,
and the matrix-degrading enzymes MMPs.9 This cytokine is
able, on its own, to induce mRNA expression of MMP-1, -3,-8
and -13 in tendons cells,9,22,32 which may accelerate tendon
matrix degeneration.9 IL-1b enhances the expression of
prostaglandin E synthase (mPGES), which catalyzes the final
step in the conversion of PGH2 to PGE2.9,26 IL-1b also selectively
stimulates the expression of EP4 receptor (a G-protein coupled
receptors of PGE2) in human tenocytes.9 Potentially, the spe-
cific up-regulation of EP4 receptors in tenocytes by inflam-
matory cytokines may enhance inflammatory signaling
pathways, ultimately leading to tendon matrix degradation
and thus tendinopathy.9 IL-1b significantly downregulates the
expression of collagen type I at the mRNA level in human
tenocytes which may lead to the reduced deposition of ECM
during tendinopathies.9 Furthermore, IL-1b facilitates the
release of Substance P, contributing to inflammations with
nociceptive response with tendinopathies.17 These evidences
Fig. 1 e The IL-1 family. IL-1a, IL-1b and IL-33, with a
suggest that mechanical load, together with a release of in-
combinated signalling pathway through the activation of
flammatory cytokines, can initiate inflammation with subse-
MAPKs, stimulate mediators of inflammation causing
quent matrix destruction.22 (see Fig. 1).
insurgence of pain and ECM breakdown.

The role of IL-6

IL-6 is a pleiotropic cytokine produced mainly by monocytes/ response to stress serves to protect against the initial insult,
macrophages and epithelial cells, but may also be induced in augment recovery, and produce a state of resistance to sub-
endothelial cells and fibroblasts, bone marrow cells, neutro- sequent stress in the cell. Over-expression of HSP 27 is
phils, mast cells or T- and B-cells.31 IL-6 is a dominant signal essential in preventing cells from undergoing apoptosis,
seen in the circulation during and following stress conditions inhibiting specifically the cytochrome C and ATP-triggered
such as hyperthermia.31,33 TNF-a and IL-1b promote the pro- activity of Caspase 9 on the apoptotic pathway. HSP 27 also
duction of IL-6, a cytokine with a central role in inflammation indirectly modulates intracellular glutathione, which is also
and tissue injury.23,33 IL-6 induces the acute phase response regulated by exercise.32,34 HSP 70, instead, interacts with Apaf-
and enhances the healing phase.23 IL-6 is not only implicated 1 to prevent its interaction with the caspases preventing
in inflammation, but also in the early phases of tendon heal- apoptosis, protects cell from heat stress, from the cytotoxic
ing, promoting the increase of COL1A1 expression in effect of TNF-a and from Nitric oxide (NO), induced by over-
tendons.23 expression of nitric oxide synthases.32 When the amount
and duration of mechanical load and the injurious stimuli
The role of Heat Shock Proteins become too intense, tenocytes activate stress-activated pro-
tein kinases, which are oxygen free radicals and apoptotic
Following oxidative and other form of stress, one family of mediators, resulting in damage.32,34
stress protein that is often upregulated is Heat Shock Proteins
(HSPs).32,34 HSPs play a protective role as molecular chaper- Other cytokines
ones in cells, facilitating the folding, intracellular transport,
assembly and disassembly of other proteins.32,34 Furthermore, Many other cytokines are involved in this phase: IL-4, IL-
HSPs protect cells from oxidative damage and from necrosis 13,35 IL-8, a potent chemotactic agent and activator of neu-
and apoptosis.34 They are potent activators of the innate im- trophils,10,16,36 IL-21 and its receptor, IL-21R.36 They are
mune system, capable of inducing the expression of pro- important pro-inflammatory cytokines that act as an
inflammatory cytokine.32,34 HSP 27 and the inducible HSP 70 angiogenetic factor in the first phases of inflammation.
are two main representatives of the HSP family modulated by Probably, these cytokines play a role in early tendino-
exercise-induced oxidative stress.32 Induction of HSPs in pathies. These effects on tenocytes include increased

Please cite this article in press as: D'Addona A, et al., Inflammation in tendinopathy, The Surgeon (2017), http://dx.doi.org/10.1016/
j.surge.2017.04.004
4 t h e s u r g e o n x x x ( 2 0 1 7 ) 1 e6

proliferation and collagen synthesis, increased collagenase metalloproteases (TIMPS) in various cell types (e.g., teno-
and protease synthesis, with increased synthesis of PGE2 cytes, fibroblasts, chondrocytes, endothelial cells). Therefore,
with insurgence of pain.5,36 Furthermore, IL-4, IL-10, IL-13 this cytokine may play a significant role in the pathogenetic
(as in rheumatoid arthritis) and IL-15 are involved, espe- processes of degenerative tendon disease.30,36 With other
cially in the healing stage.35,36 In particular, the expression growth factors secreted by inflammatory cells, such as EGF,
of IL-21R is regulated in early tendinopathy after stimula- FGF, TGF-b and IGF-1, VEGF promotes the proliferation of
tion with TNF-a and IL-1b, as in Rheumatoid Arthritis, tenocytes and the release of COX-2,PGE2 and prostacyclins
where it has been shown that the IL-21/IL-21R axis is implicated in the insurgence of pain in acute
involved in dysregulated MMPs production.36 The IL-21R has tendinopathy.12,13
two different binding sites: an alpha chain that links IL-21,
and a gamma chain that is common to different cytokines, The role of metalloproteinases
such as IL-15, IL-7 and IL-13.36 High levels of IL-4R and IL-
13R (except gamma chain) are found in tenocytes, and The MMPs involved in tendon damage are in particular MMP-
probably they could be involved in the proliferation of these 1, -2, -3, -8, -9, -13, -14,19,38 and their activation results from an
cells, but not in collagen production, suggesting that these imbalance with their inhibitors, the TIMPs.2,4,19In particular,
two cytokines might facilitate tendon repair through their TIMP-3 is the most important TIMP involved in the inhibition
tenoproliferative effects.35,36 (See Fig. 2). of ADAMs (disintegrin and metalloproteinases) and ADAMTs
(ADAMs with thrombospondin motif).19,38 They play a central
The role of VEGF role in matrix degeneration and pain regulation. MMP-1, -8
and -13 are involved in the disruption of COL1, COL2 and COL3;
VEGF (Vascular Endothelial Growth Factor) is released after MMP-18 (collagenase 4) is directed against COL IV; MMP-2 and
the hypoxic stress in earlier stages of the condition. It is the -9 degrade more little fragments of tendon while MMP-3 and
principal factor responsible for neoangiogenesis, and, thanks -10 (stromelysins) and MMP-7 (matrilysin) are involved in the
to it, inflammation mediators can reach the injured zone. activation of other MMPs. Some MMPs, such as MMP-2, -3 and
VEGF is activated by HIF-1a and HIF-1b heterodimer under -14, also mediate healing processes.19,38 An increase in net
hypoxia stress condition.10,37 VEGF, with IL-6, IL-21R and MMP activity is likely to indicate matrix degradation, which
probably other cytokines such as IL-15, has the potential to may represent part of the remodeling process in wound
stimulate the expression of matrix metalloproteases with the healing.39
degradation of ECM, and inhibit the expression of matrix
The role of PGE2, substance P and peroxiredoxin 5

COX-2, a major marker of tissue inflammation, converts


arachidonic acid (AA) into prostaglandins, such as PGE2.9,26
PGE2, one of the major mediators of pain and acute inflam-
mation in tendons and other tissues,9 is produced by teno-
cytes and other fibroblasts in response to injury and after
stimulation with pro-inflammatory cytokines, initiating MMP
mediated catabolism of tendon ECM5 and insurgence of
pain,2,4 mediating tendon inflammation.26 Both in vivo and
in vitro experimental models suggest that production ofPGE2
may play an important role in the development of tendinop-
athy.9 For example, in human tenocytes, repetitive mechani-
cal loading elevates the production of PGE2.9,12,13,40 The most
important catabolic functions of PGE2 in connective tissues
are inhibition of Collagen type I synthesis and induction of
MMPs.9 For instance, PGE2 upregulates MMP-1 an -3 gene and
protein expression.9 In healthy tissues, prostaglandins may
also have beneficial regulatory actions by maintaining normal
physiological processes such as local bone remodeling and
modification of renal blood flow.5 PGE2 levels decrease with
aging in normal tendons as a consequence of the reduction in
tendon cellularity.5 Substance P, another important pain
mediator in addition to PGE, regulates the expression of these
molecules, increasing the degradation of matrix.41 Substance
P has several roles, including facilitating histamine release
from mast cells and thus enhancing vasodilatation and
Fig. 2 e IL-21 pathway. TNF-a and IL-1b induce the extravasation of immune cells.17 Another candidate impli-
expression of IL-21R, stimulating inflammation, cated in stress-induced tendinopathy is the antioxidant per-
degradation of ECM, insurgence of pain and healing oxiredoxin 5.2,4,25 Peroxiredoxin may play a role in protecting
processes. against cellular damage.25

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j.surge.2017.04.004
t h e s u r g e o n x x x ( 2 0 1 7 ) 1 e6 5

actions, and IL-6, IL-8 and IL-10 have anti-inflammatory


Inflammation and healing effects.16 IL-6 may serve a dual role as an anti-
inflammatory cytokine and as a promoter of collagen syn-
Healing of human tendons is lengthy.16 Tendon healing can be thesis16,23: it plays a major role in stimulating tendon
schematically divided into 3 overlapping phases2,4,14,16: in- collagen synthesis, in particular COL1A1,23 and has inhibi-
flammatory, repairing and remodeling phases.2,4,16 (See Fig. 3). tory effects on TNF-b and IL-1b,16,24 with activation of IL-10
In the initial inflammatory phase, which lasts about 24 h, transcription/translation/expression/release, and expres-
platelets and inflammatory cells (e.g.,: neutrophils, erythro- sion of IL-1 receptor antagonist.16 IL-10 inhibits the
cytes, monocytes and macrophages) migrate to the wound site, expression of several pro-inflammatory cytokines, including
and are responsible for the state of inflammation.2,4,12e14 IL-1, IL-2 and TNF-a.16 IL-8 works primarily as a chemokine,
Vasoactive and chemotactic factors are released with hence the alternative name CXCL8, whose main role is to
increased vascular permeability, initiation of angiogenesis, attract neutrophils to the site of injury.16 IL-8 may stimulate
stimulation of tenocytes proliferation, and recruitment of angiogenesis, which may plausibly and essentially affect the
more inflammatory cells.2,4,14 Wounding and inflammation tendon repair process.16 Whether cytokines are present and
provoke release of GFs and cytokines from platelets, poly- play an inflammatory or callus-promoting role in the early
morphonuclear leukocytes, macrophages, and other inflam- proliferative phase of in vivo human tendon tissue healing is
matory cells.2,14 These growth factors induce presently unclear.16 MMPs and metalloproteinases with
neovascularization and chemotaxis of fibroblasts and teno- thrombospondin motifs (ADAMTs) are important regulators
cytes, and stimulate their proliferation as well as synthesis of of ECM network remodeling, and their levels are altered
collagen.2,14 The best documented of these factors are growth during tendon healing.2,4,14,19,20 MMP-9 and MMP-13 mediate
and differentiation factors (GDFs) and Scleraxis (Scx).2,4,14 In tissue degradation during the early phase of healing,
particular, Scx regulates the expression of the gene COL1A1 in whereas MMP-2, -3 and -14 mediate both tissue degradation
tenocytes.14 Tenocytes gradually migrate to the wound, and and later remodeling.2,4,14,19,20 Healing failure, from
type III collagen synthesis is initiated.2,4 This phase is followed extrinsic and intrinsic factor, will induce the failed healing
by the remodeling stage.2,4 Synthesis of type III collagen peaks response, typical of tendinopathy.1,7,14,18,20 Furthermore,
during this stage, which lasts for a few weeks.4 After about 6 Nitric oxide (NO) is also involved in the healing process.2,4,14
weeks, the modeling stage starts.2,4 The modeling phase can be It is synthesized from L-arginine by a family of enzymes, the
divided into a consolidation and maturation stage.4 A higher nitric oxide synthases (NOSs).2,4,14 NO favors the healing
proportion of type I collagen is synthesized during this stage.4 process by increasing collagen synthesis, with high levels of
Cytokines are released during the inflammatory healing NOS after 7 days.2,4,14,25 Furthermore, overexpression of
phase.16 TNF-a, IL-1b, IL-6 and IL-8 exert pro-inflammatory inducible nitric oxide synthase in human tenocytes stimu-
lates transcription and translation of a number of ECM-
related genes, such as collagen I, II and IV; biglycan,
decorin, laminin and MMP-10.25

Conclusions

Inflammation plays an important role in the pathogenesis of


tendon pathologies, in particular before clinical evidence of
the condition, when inflammatory cells and mediators are
strongly involved. It is still not clear what causes the onset of
early tendinopathy, and how it may evolve into a full-blown
tendinopathy. The increasingly important role of inflamma-
tion with all its mediators could make possible to formulate an
early diagnosis of tendinopathy. The future challenge would
be to study more timely treatment, without resorting to sur-
gery, and to prevent tendon ruptures.

Competing interests

Authors have no financial competing interests to disclose.

Acknowledgments

Fig. 3 e An illustrated scheme of healing process of We want to acknowledge all the persons who contributed to
tendons. the writing of this review.

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Please cite this article in press as: D'Addona A, et al., Inflammation in tendinopathy, The Surgeon (2017), http://dx.doi.org/10.1016/
j.surge.2017.04.004

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