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Contents lists available at ScienceDirect

Primary Care Diabetes

journal homepage: http://www.elsevier.com/locate/pcd

Original research

Cost of informal care for diabetic patients in Thailand

Susmita Chatterjee a , Arthorn Riewpaiboon a,∗ , Piyanuch Piyauthakit b ,


Wachara Riewpaiboon c
a Division of Social and Administrative Pharmacy, Department of Pharmacy, Faculty of Pharmacy, Mahidol University, 447, Sri Ayutthaya
Road, Bangkok 10400, Thailand
b Waritchaphum Hospital, 83 Moo 13 Waritchaphum sub-district, Waritchaphum District, Sakhon Nakhon 47150, Thailand
c Health promotion program for people with disability, Health System Research Institute, Ministry of Public Health, Tivanond Road,

Nonthaburi 11000, Thailand

a r t i c l e i n f o a b s t r a c t

Article history: Aims: The study estimated the cost of informal care for 475 randomly selected diabetic
Received 3 August 2010 patients as identified by International Classification of Diseases, tenth revision (ICD-10
Received in revised form codes = E10–E14) and who received treatment at Waritchaphum hospital in Sakhon Nakhon
11 November 2010 province of Thailand during the financial year 2008.
Accepted 22 January 2011 Methods: Informal care was valued by using revealed preference method. Information of
Available online 18 February 2011 informal caregiving was collected through direct personal interview method either from
the patients or from the caregivers. The data on time spent for informal care were collected
Keywords: by using recall method.
Cost Results: The study covered a total of 190 informal caregivers. Average time spent on informal
Informal care care was 112.38 h per month. The estimated cost of informal care was USD 110,713.08 using
Diabetes opportunity cost approach and USD 93,896.52 using proxy good method in 2008 (1 USD = 32
Revealed preference method Thai Baht).
Caregivers Conclusions: The study concluded that the hidden cost associated with informal caregiving is
Thailand a burden for the Thai society. Hence, the economic cost associated with informal caregiving
should be considered for future analyses of both the public health consequences of diabetes
and interventions aimed at decreasing diabetic complications.
© 2011 Primary Care Diabetes Europe. Published by Elsevier Ltd. All rights reserved.

lence of diabetic complications. The chronic nature of the


1. Introduction disease and its devastating complications make it a very
costly disease. In Thailand there exist some studies which
Diabetes is a common chronic disease with increasing bur- tried to estimate the cost of diabetes, however, these studies
dens in Thailand [1]. The national prevalence of diabetes focused either on provider or patient perspective, hence, one
in Thai adults aged ≥35 years was estimated 9.6% in 2000 cost component namely the cost of informal care had never
and 6.7% among people aged ≥15 years in 2004 [2,3]. The been evaluated [4–6]. Even in other countries, where societal
high prevalence of diabetes leads to an increase in preva- perspective was used to estimate cost of diabetes, this cost


Corresponding author. Tel.: +66 2644 8678 91x5745; fax: +66 2644 8694.
E-mail addresses: s chatterjee 123@yahoo.com (S. Chatterjee), pyarp@mahidol.ac.th (A. Riewpaiboon), pinuch46@yahoo.com
(P. Piyauthakit), wachara16@gmail.com (W. Riewpaiboon).
1751-9918/$ – see front matter © 2011 Primary Care Diabetes Europe. Published by Elsevier Ltd. All rights reserved.
doi:10.1016/j.pcd.2011.01.004
110 p r i m a r y c a r e d i a b e t e s 5 ( 2 0 1 1 ) 109–115

component was ignored [7,8]. The only study that evaluated five patients were not available and three refused to be inter-
cost of informal care for elderly individuals with diabetes in viewed.
the US found that the cost was between USD 3 and 6 bil- Information of informal caregiving was collected through
lion per year, similar to the estimates of the annual paid long direct personal interview method either from the patients or
term care cost attributable to diabetes [9]. This emphasized from the caregivers. The caregivers were approached when the
the importance of valuing the hidden cost related to informal patients were not sure about the activities of their informal
care in cost of illness analysis following societal perspec- caregivers. A structured pre-tested questionnaire was admin-
tive. Cost calculations and economic evaluations excluding istered to obtain those information. The data collection was
informal care might suggest interventions to be cost sav- done by a team of trained health centre and hospital staff of
ing or cost effective, but this result might be simply because Waritchaphum district during January and March 2009. The
of the exclusion of cost of informal care from the analysis study got ethical clearance from the Institutional Review Board
[10,11]. of Mahidol University, Bangkok, Thailand. Written informed
‘Informal care’ is the name given to the care provided consent was obtained from all respondents who participated
by people from a care recipient’s social network: family, in this study.
friends, acquaintances or neighbors [12]. Schulz and Beach
reported that providing informal care can be stressful and 2.2. Conceptual framework of informal care
may increase informal caregivers’ morbidity and mortality
risks [13]. Hence, in economic terms, the evidence for informal There are several methods for measurement of time of
caregivers’ increased morbidity and mortality risks due to informal care. The most important methods are the diary,
providing informal care implies that informal care is not free considered the gold standard, and the recall method [11].
when viewed over the medium and long term. Even in the In diary method, respondents are asked to write down all
short term, the provision of informal care is not free, at the their activities during a specific period of time. This method
very least it entails opportunity cost in terms of foregone paid has an important disadvantage as it requires a lot of time
work, unpaid work and leisure [14–18]. Hence, determining and effort from the respondents and is also very costly for
the cost of informal care is important in formulating health the researchers. Therefore this method cannot be used in
policy, because it reveals society’s opportunity costs of caring all situations. A less demanding method like recall method
for people with various diseases and what could be saved by is then preferred, even though a major concern with this
eradicating them [19]. retrospective way of questioning is its reliability because of
Though relatively little research had focused specifically on recall bias [11]. Given this disadvantage, for convenience, in
informal caregiving for diabetes [9,20], a significant literature this study the data on time spent for informal care were
exist regarding the economic effects of informal caregiving for collected by using recall method. The recall period was 1
dementia and stroke [21–26]. Most studies had found that the month prior from the date of interview. In this study, it was
cost associated with unpaid informal caregiver time account hypothesized that the informal care was needed for activi-
for a majority of the total cost of the disease. Given this back- ties of daily living (ADL), household activities of daily living
drop, the objective of the present study was to estimate the (HDL) and instrumental activities of daily living (IADL). These
cost of informal care for the diabetic patients at a public dis- concepts were followed from Van den Berg et al. [28]. For
trict hospital in Thailand. treating diabetes and its complications, a number of medi-
cations are required. Further, as the disease becomes severe,
the medical regimen becomes complex. Hence, the diabetic
2. Methods patients need help for managing medications, glucose moni-
toring, foot care, etc. To capture these, an additional activity
2.1. Study site and study population namely health care activities (HCA) was added. Informal care-
givers were asked how many minutes per day they spent
The study was conducted at Waritchaphum hospital, a public on all the activities taken together mentioned under HCA.
district hospital in Waritchaphum district of Sakhon Nakhon The ADL include personal care, moving around in the house,
province in Thailand. As the present study was the first study going to the toilet, bathing, dressing, eating and drinking,
which estimated cost of informal care for diabetic patients in etc. Here also they were asked how many minutes they
Thailand, hence, there was no sufficient background informa- spent per day on all the activities taken together men-
tion to calculate a formal sample size for this study. Based on tioned under ADL. The HDL includes preparation of food
available resources [27] and sample size used in one informal and drinks, cleaning the house, dishes, washing, ironing,
care study in Thailand [26], for this study the sample size was sewing, etc. For the activities under HDL, informal care-
fixed at 475. A total of 1415 diabetic patients (inpatients and givers were asked how many hours per day they spent
outpatients taken together) received treatment from the study on all these activities taken together. IADL include making
hospital in 2008. Assuming non-availability and refusal rate of trips and visiting family or friends, health care contacts,
15%, 546 patients were randomly selected from the electronic going to the bank, etc. The time spent on all the activi-
diabetic patient database of the study hospital and were tar- ties taken together under IADL was measured in hours per
geted to be sequentially contacted for this study. The study month. While asking these questions, it was made clear
team stopped contacting patients as soon as complete data that only the additional part of housework due to the dis-
were available from 475 diabetic patients (the pre-determined ease of the care recipient should be counted as informal
sample size for this study). When contacted for interview, care.
p r i m a r y c a r e d i a b e t e s 5 ( 2 0 1 1 ) 109–115 111

Total respondent
N=475

Informal Caregiver (Yes) Informal Caregiver (No)


n=142 n=333

One Caregiver (n=104) Two Caregivers (n=28) Three Caregivers (n=10)

Number of caregivers 104x1=104 Number of caregivers 28x2=56 Number of caregivers 10x3=30

Total Number of Caregivers = 190

Fig. 1 – Distribution of informal caregivers (N = 190).

2.3. Valuation methods for informal care work USD 4.47 per day for Sakhon Nakhon was used for both
HDL and IADL [34].
The major problem in valuing informal care is that by def- A sensitivity analysis examines the effect on the study
inition no market prices exist [10]. It is often argued that results of systematic changes in key assumptions or param-
informal care should be valued with the opportunity cost eters. In order to capture how the assumption of use of
method [18,29,30]. The opportunity costs of informal care are minimum wage rate of Sakhon Nakhon province affected the
the informal caregivers’ benefits foregone due to spending cost of informal care in opportunity cost method, sensitivity
time on providing informal care. In opportunity cost approach, analysis was conducted by using minimum wage rate for the
time can be valued in two ways viz. productivity cost approach country as a whole. In proxy good method, one-way sensitivity
and time cost approach. The productivity cost approach covers analysis was performed by using the earnings for the country
time of caregivers who still work while time cost approach cov- as a whole from the respective work, i.e. USD 4.78 per day for
ers the time spent by all caregivers. An alternative, proxy good household work and USD 5.16 per day for health and social
method, is also proposed [30]. This method values time spent work.
on informal care at the labour market price of a close mar-
ket substitute. The opportunity cost method and proxy good
method are termed as revealed preference method. Informal 3. Results
care can be valued by stated preference method as well like
contingent valuation method and conjoint valuation method 3.1. Characteristics of the informal caregivers and the
[31,32]. However, opportunity costs and proxy good methods care recipients
are most advocated and most often used. One important rea-
son for recommendations to use either one of these methods Among 475 study participants, 142 (29.9%) reported that they
may be their relatively straightforward application [28]. had informal caregivers. One hundred and four (21.89%) study
Hence, in this study, informal care was valued by using participants had one informal caregiver, 28 (5.89%) had two
revealed preference method. While valuing informal care by informal caregivers and 10 (2.10%) participants had three care-
opportunity cost approach, time-cost approach was followed givers. Thus the present study covered a total of 190 informal
and minimum official wage rate of Sakhon Nakhon province, caregivers. The distribution is presented in Fig. 1.
USD 4.63 per day (1 USD = 32 Thai Baht) was used as the base The mean ± standard deviation (SD) age of the informal
case [33]. As majority of the informal caregivers were either caregivers was 45.28 (±16.65) years with maximum and mini-
agriculturists or labourers, they did not have regular income. mum age 79 years and 9 years, respectively (Table 1). Females
Further, some of them might had earned more than the min- were relatively more engaged in informal caregiving as com-
imum official wage while some others earned less than that, pared to their male counterparts (52.6% vs. 47.4%), although
hence, in order to average out the differences in earning power differences were small. Most of the informal caregivers had
of the informal caregivers, minimum wage rate was used. primary education (65.3%) and were engaged in farming
For valuing informal care using proxy good method, earn- (52.6%). Sons/daughters of the patients commonly served as
ings (defined as wage plus other monetary and non-monetary informal caregiver (40.5%), however, spouses were also sig-
benefits such as bonus, overtime, meal, etc.) from household nificantly engaged in informal caregiving (35.3%). Most of the
work and from health and social work in 2003 were used. Nom- informal caregivers were married (76.3%) and shared the same
inal wages for 2008 (the study year) were calculated using 2003 houses with the care recipients (87.4%).
wages and the consumer price index. According to the Labour While looking at the characteristics of the care recipients,
Protection Act B.E. 2541, working time per week cannot exceed it was found that they had higher mean age as compared to
48 h. Based on this, a total working time per month of 192 h was those who did not need informal caregivers (p = 0.001) (Table 2).
used to calculate the hourly wage rate. Earnings from health Group comparisons were done by unpaired t test and statisti-
and social work USD 3.03 per day for Sakhon Nakhon were cal significance was declared when p value was less than 0.05.
used for both HCA and ADL while earning from household The presence of complications and disability (as measured by
112 p r i m a r y c a r e d i a b e t e s 5 ( 2 0 1 1 ) 109–115

3.2. Time foregone and monetary value of informal


Table 1 – Characteristics of informal caregivers (N = 190).
care
Characteristics Number Percentage
Age The informal caregivers spent maximum time in perform-
Less than 25 years 22 11.58 ing HDL (Table 3). Their mean (±SD) time spent on HDL
25–34 years 30 15.79
was 42.21 (±39.94) hours per month, followed by IADL
35–44 years 41 21.58
(mean ± SD = 9.28 ± 25.90), ADL (mean ± SD = 6.79 ± 15.45) and
45–54 years 32 16.84
55–64 years 41 21.58 HCA (mean ± SD = 5.80 ± 10.13). As regards mean monetary
65 years and above 24 12.63 value of informal caregiving, as per opportunity cost approach
Gender the same was USD 37.17 per month while as per proxy good
Male 90 47.40 method it was USD 33.54 per month. To analyze robustness of
Female 100 52.60 results, sensitivity analysis was conducted. In case of opportu-
Marital status
nity cost approach, country minimum wage rate was used for
Single 34 17.90
sensitivity analysis and for proxy good method country aver-
Married 145 76.30
Divorced/widow 11 5.80 age earnings from household work and from health and social
Education work were considered. The recalculation results showed that
Primary education 124 65.30 for opportunity cost approach, the mean cost increased by 7%
Secondary education 49 25.80 while for proxy good method, the same increased by 16%.
Diploma 2 1.10
Bachelor degree 15 7.90
Occupation 4. Discussion
Housewife 8 4.20
Agriculturist 100 52.60
The demographic characteristics of the study sample were
Labour 38 20.00
Student 13 6.80 similar to those of all diabetic patients received treatment
Govt. officials 13 6.80 from the study hospital during the study period. For exam-
Retired person 14 7.40 ple, mean age and percentage of female patients in all diabetic
Others 4 2.10 patients at the study hospital were 59.77 years and 73% respec-
Relation with the patient tively while the same for the study sample was 59.34 years
Parents 4 2.10
and 74.5%, respectively. As regards disease characteristics of
Spouse 67 35.30
Children 77 40.50
the study participants, the mean duration of the disease was
In-laws 16 8.40 7.20 years, most of the patients had type 2 diabetes (99%)
Brother/sister 7 3.70 and the mean fasting blood sugar level was 156.06 mg/dl. All
Grand children 15 7.90 these results are also comparable with other diabetic studies
Others 4 2.10 in Thailand. For example, Nitiyanant et al., Riewpaiboon et al.
Living arrangements
and Chaikledkaew et al. found 94.7%, 94%, 96% and 99% type
Same house with the patient 166 87.40
2 diabetic patients respectively in their studies in Thailand
Others 24 12.60
Transport for those staying outside [1,6,36,37]. Nitiyanant et al. noted average disease duration 6.2
Walk 12 50.00 and 8.7 years respectively and fasting blood sugar level 167.27
Motorcycle 8 33.33 and 150.91 mg/dl respectively among the diabetic patients in
Others 4 16.67 Thailand [1,36].
The characteristics of the informal caregivers in the present
study were quite similar to those found in a recent study on
informal care of disabled stroke survivors in Thailand [26]. The
using Barthel index score) was significantly higher among the mean age of the informal caregivers in the present study was
care recipients as compared to their counterparts [35]. Fur- 45 years while the same for the other study was 46 years. Both
ther, the care recipients had higher hospitalization rate and studies found that the females were relatively more engaged
they visited more frequently to the provincial hospital. in informal caregiving. This was probably because of typical

Table 2 – Characteristics of the care recipients.


Characteristics Caregiver P value

Yes No
Duration of the disease (mean ± SD) 8.28 ± 6.34 6.74 ± 6.38 0.160
Age (mean ± SD) 62.22 ± 12.31 58.13 ± 10.78 0.001
Fasting blood sugar level (mean ± SD) 158.32 ± 42.21 155.13 ± 35.31 0.435
Presence of co-morbidity (%) 68.31 63.36 0.296
Presence of complications (%) 47.89 24.02 0.000
Presence of disability (%) 29.58 6.61 0.000
Rate of hospitalization (%) 24.65 6.91 0.000
Visit to provincial hospital (%) 14.08 6.01 0.013
p r i m a r y c a r e d i a b e t e s 5 ( 2 0 1 1 ) 109–115 113

Table 3 – Time foregone and monetary value of informal care (N = 190).


Time spent on (hours per month) Mean SD Median
HCA 5.80 10.13 0.00
ADL 6.79 15.45 0.00
HDL 42.21 39.94 30.00
IADL 9.28 25.90 2.00

Cost per month (USD) Mean Median Inter-quartile range


Opportunity cost method 37.17 26.77 9.28–52.20
Proxy good method 33.54 22.63 6.53–50.29
Sensitivity – opportunity cost method 39.80 28.67 9.94–55.90
Sensitivity – proxy good method 38.89 28.15 10.24–53.78
HCA = health care activities, e.g. taking medicines; ADL = activities of daily living, e.g. eating and dressing; HDL = household activities of daily
living, e.g. shopping and preparing food; IADL = instrumental activities of daily living, e.g. visit to the clinic and relatives.

Thai family culture where females are primarily responsible The cost of informal care was calculated by using both
for household tasks, including providing care to all family opportunity cost and proxy good method. Several studies
members including sick or disabled persons. However, sev- had shown that the opportunity cost method yielded lower
eral other studies conducted in different parts of the world results than the proxy good method [21,25]. However, con-
also noticed that the females actually provided more informal trary to those studies, in the present study the cost of informal
care than males. Further, sons/daughters of the patients com- care was lower in case of proxy good method (USD 6372 per
monly served as informal caregivers followed by the spouses. month) as compared to opportunity cost method (USD 7062
This finding was also similar with the study in Thailand as per month). This was because those studies calculated only
well as studies in other countries [15,21,26,38]. As diabetes is the cost of informal caregivers’ leisure time foregone and
a chronic illness and generally has an onset in mid life and therefore, opportunity cost was valued at one-third of the aver-
reveal complications and consequently disability in the late age wage or minimum wage rate. However, in the present
life, sons/daughters or spouses were found mostly serving as study, no differentiation was made between foregone paid,
informal caregivers instead of parents who usually serve as unpaid and leisure work, hence, all these foregone activities
informal caregivers in case of life-long disability. were valued equally by using official average minimum wage
While looking at the informal caregivers’ time spent on of Sakhon Nakhon province. Further, the earnings from health
different activities, it was found that maximum time was and social work (USD 3.03 per day) and from household work
spent for HDL. This finding was consistent with Van den (USD 4.47 per day) which were used to calculate cost as per
Berg et al. where time spent by the informal caregivers was proxy good method were lower than the minimum average
calculated for stroke and rheumatoid arthritis patients in wage used to calculate cost as per opportunity cost method
The Netherlands but contradicted the finding of a recent (USD 4.63 per day). Hence, the cost obtained using proxy good
stroke study in Thailand where it was found that most care- method was lower than the same obtained from opportunity
givers performed ADL tasks followed by HDL tasks [28,39]. cost approach.
Even though diabetes, stroke and rheumatoid arthritis all Apart from the economic burden, there is growing evidence
are chronic illnesses but stroke is an acute condition with that informal care has adverse effects on informal caregivers
immediate acute mobility disability while both diabetes and in terms of quality of life [13]. Further, providing informal
rheumatoid arthritis are slowly progressive chronic disease care affects labour market participation [14]. In the present
with slow progression of disability. Because of the progres- study, most of the caregivers (about 54%) were in the most pro-
sive onset of disability among the diabetic patients, probably ductive age group of 25–54 years. The average time spent on
they mostly needed help for HDL tasks followed by IADL. As informal care was 112.38 h per month. This might have some
per the Thai culture, the sick or elderly persons are generally impact on labour market participation in the Thai society. On
taken care of by their family members and there are several the other hand, increased labour market participation would
cases where the patients cannot access the rehabilitation ser- reduce the supply of informal care, which in turn, would force
vices for improving their functional capacity to perform even some care recipients to accept institutionalized care instead
the ADL. This is probably another reason for the caregivers per- of being cared for at home which would be more costly from a
formed more ADL tasks in case of disabled stroke survivors in health care budget perspective. Another point to note here is
Thailand. Another possible reason of longer time spent on HDL that among 142 study participants who reported to have infor-
activities by the informal caregivers of diabetic patients could mal caregivers, 35 (about 25%) were hospitalized during the
be that “normal” HDL tasks were not fully separated from addi- study period. The average cost of informal care (using opportu-
tional HDL task. This reason was mentioned by Van den Berg nity cost approach) for the hospitalized patients was USD 79.87
et al. as well [28]. There exist some studies which incorporated as compared to USD 60.10 (p = 0.17) for the non-hospitalized
HDL tasks mentioned in this study under IADL [40,41]. If these patients. Hence, while allocating funds for health care, the
two types are clubbed in the present study, the informal care- policy makers should use the information on cost of infor-
givers were found to spend on average 51.5 h per month on mal care as well as other factors related to informal care. An
the new broad IADL category. increased attention for informal care is also important as the
114 p r i m a r y c a r e d i a b e t e s 5 ( 2 0 1 1 ) 109–115

demand for informal care is likely to increase in future due to by the Asian Scholarship Foundation, Bangkok, Thailand and
the aging of the Thai population. funded by the Ford Foundation. We express our gratitude to the
The following potential limitations of the present study Asian Scholarship Foundation, Bangkok, Thailand for provid-
merit comment. First, the time spent for informal care was ing the opportunity of conducting the research. We are grateful
recorded by using recall method while the diary method is to the National Research Council of Thailand for giving per-
considered as gold standard. However, given the disadvan- mission of conducting the present study in Thailand. We
tages attached with diary method such as it requires a lot of thank Faculty of Pharmacy, Mahidol University, Bangkok, for
time and effort from the respondents and the cost involves in being the host institute of the research project. Special thanks
applying this method, a less demanding method, i.e. the recall go to the professors and students of Division of Social and
method is preferred. Second, it was found that the informal Administrative Pharmacy, Department of Pharmacy, Mahidol
caregivers spent maximum time on HDL and that time was University for their help and support at various stages of this
significantly higher than times spent for all other activities. research. Finally, we are indebted to all staff of Waritchaphum
One possible reason of such finding could be that “normal” hospital and health centres for their support and co-operation
HDL tasks were not fully separated from additional HDL task. during data collection.
However, in this study no attempts were made to compare HDL
performed by general population and the study caregivers.
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