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Tiffany M. Field
University of M iam i School of M edicine, USA
In this review empirical data are presented on the use of touch therapy,
speci® cally massage therapy for improving the clinical course of several
conditions including growth and development of pre-term infants, reducing
pain, increasing attentiveness, diminishing depression, and enhancing
immune function. Potential unde rlying mechanisms for the massage therapy
effects are propose d for each of these conditions. The general effect appears
to derive from the stimulation of pressure receptors and the ensuing increase
in vagal activity and slowing physiology which in turn facilitates a more
relaxed behavioural state, effects a decrease in stress hormones, most
particularly cortisol, and an increase in immune function, particularly natural
killer cells.
Touch therapies, such as massage therapy, are proba bly older than
recorded time, dating back at least to 1800 BC . They were the primary form
of medicine until the pharmaceutical revolution of the 1940s. Popularised
again as part of the alternative medicine movement, touch therapy,
speci® cally massage therapy, has recently received empirical support for
facilitating growt h, pain reduction, increasing alertness, diminishing
depression, and enhancing immune function. A s such, touch therapy can
affect the course of cognitive, emotional, and physical development. The
massage therapy used in these studies involve s rubbing and stroking
different parts of the body with some pressure and usually with oil. The
purpose of this report is to review studies that docum ent the massage
therapy effects, and models for potential unde rlying mechanisms. First
studies on the effects of massage therapy on the growt h and development
R equests for reprints should be sent to D r Tiffany Field, Touch R esearch Institute,
U niversity of Miami School of Medicine, P.O. Box 016820, Miami, FL 33101, U SA .
We would like to thank the parents, infants and children who participat ed in these studies
and our colleagues who collaborat ed on the research. This research was supporte d by an
NIMH R esearch Scientist A ward (No. MH 00331) and an NIMH R esearch G rant (No.
MH 46586) to Tiffany Field and funding from Johnson and Johnson.
of pre-term and full-term infa nts are reviewed. This section is followed by
a review of pain reduction studies. The subsequent discussion includes
massage therapy effects on attentiveness in autism, attention de® cit
hypera ctivity disorder and in the norm al workpla ce. R educing depression
and stress horm ones is the topic of the subsequent section and ® nally,
studies are reviewed on the role of massage therapy in autoimmune
disorde rs including asthma, diabetes, and immune function of H IV
patients. The paper conclude s with a potential explanatory mecha nism
for the similar effects noted for massage therapy in many clinical
conditions.
Pre-term Infants
In our series of studies pre-term infants in the neonatal intensive care unit
were given 15-minut e massages three times a day for 10 days while they
were still in an incubator (massaged through the incubator porthole s).
H owever, when they were no longer in medical danger and were simply in
the ``growe r’ ’ nurse ry to gain weight (Field et al., 1986; Sca® di et al., 1990),
the treated infants, compared to control infants gained 47% more weight
and were hospitalised for 6 days less at a hospital cost saving of U S$10,000
per infant. These ® ndings sugge st that at least 4.7 billion dollars in hospital
costs could be saved per year by massaging the 470,000 pre-term infants
born each year. E levated norepinephrine and epinephrine levels in these
massaged infants sugge sted that massage therapy was facilitating the
norma l developm ental increase in these catecholamines at this stage in life
(Kuhn et al., 1991). Finally, the treated infants performe d better on the
Brazelton Neonatal Behavior A ssessment Scales including the orientation
and motor scales.
A t one year, the treated infants were still showing a weight advantage
and they also performe d better on the Bayley Scales of Infant
D evelopment (Field, Sca® di, & Schanberg, 1987). O n the mental scale
their scores averaged 12 points higher (101 vs. 89) and on the motor scale
15 points higher (105 vs. 90). The infants’ more responsive behaviour on
the Brazelton Neonat al Behavior A ssessment apparently elicited more
stimulation from their parents which led to the later gains in growt h and
development. The weight gain data has been replicated by at least two
other groups of researchers (G oldst ein-Ferber, 1997; Jinon, 1996).
massage may be more effective than rocking for inducing sleep (Field,
G rizzle, Sca® di, A brams, & R ichardson, 1996a ). A nalyses of the longer-
term effects (Field et al., 1996) sugge sted that by the end of the 6-week
treatment period, the massage group infants; (1) gained more weight; (2)
improve d on emot ionality, sociability, and sootha bility temperament
dimensions; (3) showe d better face-to-face interaction behaviours; (4)
had decreased urinary stress hormon es (cortisol) and catecholamines
(nore pinephrine , epinephrine ); and (5) had increased serotonin levels.
The research by Schanbe rg and colleagues (Schanberg & Field, 1987)
presented earlier plus the work of U vnas-Moberg (U vna s-Moberg,
Widstrom, Marchini, & Windberg, 1987) in Sweden sugge sts a potential
unde rlying mechanism. Schanberg (1995) docume nted an increase in
protein synthesis. U vnas-Moberg and her colleagues (1987) report ed that
stimulating the inside of the mouth of the newborn (and the breast of the
mother) led to the increased release of gastrointestinal food absorpt ion
hormon es, including gastrin and insulin. Stimulating the entire body, as in
massage therapy would presumably lead to even higher levels of food
absorpt ion hormon es potentially mediated by vagal activity. Vagal
activity increases during massage therapy (Field, 1995), and the
vegetative branch of the vagus is known to stimulate the release of food
absorpt ion hormon es including insulin and gastrin (U vnas-Moberg, et al.,
1987). A ssays of (heelstick) blood samples of pre-term cocaine-expose d
infants yielded signi® cantly elevated insulin levels in those infants who
were massaged (Sca® di et al., 1996). E ven though the branch of the vagus
that slows down the heart (the typical measure of vagal activity) and the
branch that stimulates the release of food absorption horm ones are
different branches (the nucleus ambiguou s or the ``sma rt vagus’ ’ to the
heart and the dorsa l motor nucleus or the vegetative vagus to the
gastrointestinal tract), vagal activity and the release of food absorpt ion
hormon es appear to be related.
The superior habituation perform ance (an index of newbor n memory)
noted at the neonatal period and superior perfor mance on the Bayley
mental scale at one year (also related to infant memory skills) may derive
from enhanced hipp ocampa l development. A s noted earlier, Meaney and
his colleagues (1990) tracked a relationship between increased glucoco rti-
coids, decreased dendritic arborisa tion in the hippocampal region, and
inferior maze performa nce, sugge sting impaired memory function in the
ageing rats that had been deprive d of tactile stimulation as pups. Similarly,
the more elabora te dendritic arborisa tion noted in MR Is of the
hippoca mpal region in massaged pre-term neonates by Modi and
colleagues (Modi & G lover, 1996) may be related to the superior memory
perform ance not ed in the massaged newbor ns and their perform ance again
at one year.
TOUCH THERAPY EFFECTS 785
Childbirth Labour
In many countries, pregnant women are massaged several times daily for
relaxation and to reduce their anxiety levels (O lder, 1982). In a study in
which we taught signi® cant others of pregnan t women to massage the
women during labour (Field et al., 1998c), we found reduced anxiety and
depression in the mothers and less need for medication and for Caesarean
section.
Fibromyalgia
In a study on ® brom yalgia syndrome (pain all over the body for no known
aetiology), subjects were random ly assigned to one of three conditions:
massage therapy, transcutaneous electrical stimulation (TE NS), a steel
roller the size of a pen that transmits a small barely discernible current as it
is rolled across the body; or transcutaneous electrical stimulation without
current (SH A M TE NS), for 30-m inute treatment sessions twice a week for
5 weeks (Sunshine et al., 1996). The massage therapy subjects reported
786
TABLE 2
Effects of Touch Therapy on Pain Reduction
Studies Pain A nxiety Depression Stress Other
H orm ones
1 1 1
Childbirth labour 1 ¯ ¯ ¯ ¯ Need for medication 1
¯ Need for a Caesarian 1
2 2 2 2
Debridement for burns ¯ ¯ ¯ ¯ Cortisol2
3 3 3
Juvenile rheumatoid arthritis ¯ ¯ ¯ Cortisol3
4 4 4 4
Fibromyalgia ¯ ¯ ¯ ¯ Cortisol4 ¯ Stiffness4
¯ Fatigue 4
¯ Sleep problems4
1
Field et al., 1998c; 2 Field et al., 1998d; 3 Field et al., 1997b; 4 Sunshine et al., 1996.
TOUCH THERAPY EFFECTS 787
lower anxiety and depression, and their cortisol levels were lower
immediately after the therapy sessions on the ® rst and last days of the
study. The massage therapy group impro ved on a dolorimeter measure of
pain, report ed less pain, less stiffness and fatigue, and fewer nights of
dif® cult sleeping. Thus, massage therapy was the most effective therapy
with these ® brom yalgia patients.
ENHANCING ATTENTIVENESS
Autism
O ne of the most salient proble ms of autistic children appears to be their
attentiveness to meaningless stimuli and their inattentiveness to stimuli
their teachers present . A lthough they have also been anecdotally described
as being extremely sensitive to touch and typically dislike being touched,
they showe d surprisingly little resistance to their being massaged. Massage
788 FIELD
TABLE 3
Effects of Touch Therapy on Enhancing Attentiveness
Studies A ttentiveness O ther
1 1 1
A utism ¯ Off-task behaviour ¯ A ttention to irrelevant stimuli
Social relatedn ess1
A ttention de® cit On-task behaviour 2 ¯ Fidgeting 2
2
hyperactivit y disorder ¯ H yperactivity 2
3 3
E E G patterns of alertness Alertness E E G pattern alert ness
3
( ¯ alpha, ¯ beta, delta waves)
Performance math computat ions 3
( accuracy, ¯ time to complete)
¯ Job stress3
1 2 3
Field et al., 1996c; Field et al., 1998e; Field et al., 1996b.
may not have been aversive to them because it is pred ictable, unlike the
social stimulation they freque ntly resist. A lso, surprisingly, in our study on
autistic children, children who were massaged showe d a decrease in their
off-t ask behaviour in the classroom following a 10-da y period of massage,
their ``social relatedness’ ’ to their teachers improve d and they showe d
fewer autistic behaviours (orienting to sounds and stereotypic behaviours)
(Field et al., 1996c).
stress horm ones (urina ry cortisol levels) (Field, 1998f) . Their eating habits
also improve d and their body image was less distorted.
Chronic Fatigue
D epression is also a proble m for adults with chronic fatigue syndrom e. In a
recent study with this popula tion, subjects were random ly assigned to a
massage therapy or a SH A M TE NS (see earlier) control grou p (Sunsh ine
et al., 1996). Immediately after the massage therapy and the SH A M TENS
sessions on the ® rst and last days of the study, the massage therapy subjects
had lower depression and anxiety scores and lower stress horm one
(salivary cortisol) levels. Longe r-term effects (last day vs. ® rst day)
indicated that the massage therapy group versus SH A M TE NS group were
experiencing fewer symptoms of depression as well as fewer somatic
symptoms, more hour s of sleep, lower urinary cortisol levels, and elevated
urinary dopa mine levels.
791
792 FIELD
depressed adults and also observed in the depressed mothers and infants in
our study) was shifted towards symmetry following a 20-m inute massage
(Field & Jones, 1998). Chemical and electrophysiological changes from a
negative to a positive balance may underlie the decrease in depression
noted following massage therapy.
A related potential mechanism may be the increase noted in vagal
activity following massage therapy. The nucleus ambiguou s branch of the
vagus (the ``smart vagus’ ’) stimulates facial expre ssions and vocalisations,
which would contribute to less depressed affect which in turn could
feedback to effect less depressed feelings.
AUTOIMMUNE DISORDERS
Children with Diabetes
In a study on the vagal activity and insulin levels following massage
therapy, we had reported (as described earlier) that both vagal activity and
insulin levels increased (Sca® di et al., 1996). This led us to investigate
massage therapy effects on diabetic children’ s clinical course . In this study
we used parents as therapists because we knew the cost of daily massages
was prohibitively expensive and because we knew that massaging children
had helped the therapists (the volunt eer grandpa rents) as well. Involve -
ment in the treatment of their children can be a particularly negative
experience for parents of diabetic children (e.g. monitoring dietary
compliance, taking blood samples, and giving insulin shots). In this study
parents were given a more positive role in their children’ s treatment by
massaging their children daily before bedtime (Field, H ernande z-R eif,
LaG reca, Shaw, Schanberg, & Kuhn, 1997a ). Immediately after the
massage therapy sessions, parents’ anxiety and depressed mood levels were
lower, and their children’ s anxiety levels and depressed mood levels were
lower. A t the end of the 1-month period, the parents’ assessment of their
children’ s insulin and food regulation improve d, and the children’ s blood
glucose levels decreased from 158 to 118 (ng/ml).
2 2 2
Children with asthma ¯ ¯ ¯ Cortisol2 ¯ Parent anxiety2
, A sthma attacks
Peak air ¯ ow, forced vital capacity, forced
expiratory volume, average ¯ ow rate, peak
expiratory ¯ ow rate
Im m une disorders
3 3 3 3 3
HIV positive adults ¯ ¯ ¯ Cortisol NK cells and activity
¯ Catecholamines3
1 2 3
Field et al., 1997a; Field et al., 1998a; Ironson et al., 1996.
793
794 FIELD
IMMUNE DISORDERS
HIV positive adults
Immune disorde rs might be expected to bene® t from massage therapy
because of the decrease in cortisol levels noted in several previous studies.
E levated cortisol is known to dampen immune function. In a study we
conduct ed on H IV positive adults, natural killer (NK) cells and NK cell
cytotoxicity increased following 20 days of massage therapy (Ironso n et al.,
1996). Twenty-nine gay men (20 H IV positive, 9 H IV negative) were
massaged for 1 month. A subset of 11 of the H IV positive subjects served
as a within-subje cts control group (1 month with, and 1 month without
massages). Major immune ® ndings included a signi® cant increase in NK
cell num ber, NK cell cytotoxicity, and subsets of CD 8 cells. There was no
change in H IV disease progression markers (CD 4, CD 4/CD 8 ratios),
possibly because the H IV men were already severely immune compro-
mised. A signi® cant decrease was also noted in urinary cortisol and
nonsigni® cant trends showing decreased catecholamines. D ecreased
anxiety was signi® cantly correlated with increased NK cell num ber.
E levated stress hormon es (catecholamines and cortisol) are noted to
negatively affect immune function. The increase in cytotoxic capacity
associated with massage therapy proba bly derives from the decrease in
these stress horm ones following massage therapy. Because NK cells are
the front -line of defence in the immune system, combating the growt h and
proliferation of viral cells, the H IV patients who received the massage
therapy might experience fewer opport unistic infections such as pneum o-
nia and other viruses that often kill them. The increased NK cells also
sugge st that cancer patients may bene® t from massage therapy inasmuch as
NK cells are also noted to combat cancer cells.
CONCLUSION
The foregoing are the improve d functions noted following massage
therapy. In addition to each clinical condition being marked by unique
changes, such as the increased peak air ¯ ow noted in the asthma study and
the decreased glucose levels noted in the children with diabetes, there was
also a set of common ® ndings. A cross studies, decreases were noted in
anxiety, depression, stress horm ones (cortisol), and catecholamines.
Increased parasympathetic activity may be the unde rlying mechanism for
these changes. The pressur e stimulation associated with touch increases
vagal activity (Sca® di et al., 1996) which in turn lowers physiologica l
TOUCH THERAPY EFFECTS 795
arousal and stress hormon es (cortisol levels). The pressure is critical
because light stroking is generally aversive (much like a tickle stimulus).
D ecreased cortisol in turn leads to enhanced immune function. Para-
sympathetic activity is also associated with increased alertness and better
perform ance on cognitive tasks. G iven that most diseases are exacerbated
by stress, and massage therapy alleviates stress, receiving massages should
proba bly be high on the health priority list along with diet and exercise.
Somewhat surprising was that the relatively short -term interventions
(nurt ure) in these studies apparently had positive effects on physiologica l
processes that are assumed to be dif® cult to change (nature). This
apparently occurs because tactile and pressure stimulation has a major
impact on the central and autonomic nervous systems. For that reason, any
long-t erm touch therapy would be expected to affect the course of
physical, cognitive, and emotional development.
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