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Part
An Introduction to Political
Science and Political Research
1
Chapter 1
Conducting Systematic
Political Research:
An Overview
Chapter 2
The Problem: Essence
of the Research Project
Chapter 3
The Literature Review:
Becoming Familiar
with Your Topic
What is political science? As a student of politics, this is one of the first questions
you should ask and answer (Isaak 1981, 3). Part 1, an introduction and overview
to political science and political research, provides the basis for answering this
question.
Chapter 1 introduces you to the art of conducting systematic political
research. At the start of the chapter you will read about the importance of politi-
cal research and the characteristics of scientific knowledge. Part of our discussion
covers the debate that exists between traditionalists and behavioralists over the
ways politics should be studied. In addition, we address factors that impede the
scientific study of politics. For example, measurement difficulties as well as the
extent of cooperation given by the subjects of a study can negatively influence the
results of a research effort.
The theoretical approaches and methods political scientists use to investigate
the political world precede our discussion of the characteristic features of research.
In our discussion, we identify and examine several steps you must follow when
conducting scientific research. We conclude the chapter by telling you about
ethical concerns you must address when doing research. Addressing these con-
cerns will contribute to the worthiness of the study and the dignity of research
participants.
At the outset of Chapter 2, we emphasize the importance of deciding on a
potential topic and defining a research problem. After all, your topic establishes
the framework for the other major stages of the research process.
We also try to show you that, of all the stages of the research process, selecting
a topic is the most difficult for us to provide guidelines. Nevertheless, we provide
general suggestions to use when developing a research topic. As such, we present
possible sources you can review to identify topics and problems worthy of
research. We also provide guidelines to follow when evaluating possible topics.
You also will find suggestions to follow when writing your problem statement.
For example, state your problem clearly and avoid half-statements, opinions, and
those problems that you can answer with a simple yes or no. The chapter also
stresses the importance of limiting the scope of your problem.
In Chapter 3 we present a comprehensive discussion about reviewing the lit-
erature. Consequently, we cover quite a bit of ground while emphasizing that the
major purpose of the review is to become thoroughly familiar with your topic.
While the review is a separate part of the research report, conducting it is an
ongoing task that impacts each stage of the research process. Consequently, we
spend time trying to help you see the purpose of the literature review. We also pro-
vide direction so you can master the steps involved in conducting a systematic
review. Last, we give you suggestions for properly writing your literature review.
As with every chapter in this text, we include several exercises designed to
enhance your understanding of chapter material. We also include a list of terms
you need to understand, as well as a list of suggested readings at the end of each
chapter. A review of these readings should contribute to your understanding of the
material.
Chapter1
Chapter
Conducting Systematic
Political Research:
An Overview
Outline Key Terms
1-1 Introduction applied research
1-2 The Importance of Political Research: An Overview behavioralism
1-3 Characteristics of Scientific Research deduction
1-3a Scientific Knowledge Can Be Verified and Is Subject to Disproof epistemology
1-3b Scientific Knowledge Is Nonnormative induction
1-3c Scientific Knowledge Is Transmissible nonnormative knowledge
1-3d Scientific Knowledge Is General normative knowledge
1-3e Scientific Knowledge Is Explanatory political science
1-3f Scientific Knowledge Is Provisional post-behavioralism
1-4 Acquiring Scientific Knowledge scientific knowledge
1-4a Developing Theory through Induction
1-4b Developing Theory through Deduction
1-5 Obstacles to the Scientific Study of Politics
1-6 The Use of Theory to Investigate the Scope of Politics
1-6a Systems Theory
1-6b Power Theory
1-6c Goals Theory
1-7 Traditional Methods Used to Investigate the Scope of Politics
1-7a The Philosophical Method
1-7b The Historical Method
1-7c The Comparative Method
1-7d The Juridical Method
1-8 Modern Methods Used to Investigate the Scope of Politics
1-8a The Behavioral Method
1-8b The Post-Behavioral Method
1-9 Composite Political Research: Our Method of Choice
1-10 The Systematic Research Process
1-10a The Literature Review
1-10b Identifying the Topic of Research
1-10c Elements of Research
1-10d Measurement
1-10e The Research Design
1-10f The Remaining Steps
1-10g Summarizing the Systematic Research Process
Chapter Summary
Chapter Quiz
3
Suggested Readings
Endnote
4 Chapter 1
1-1 Introduction
political science: Political science scholars see political research as exhilarating, informative, and,
The application of the methods of for the most part, fun. Political science students fulfilling the requirements of a
acquiring scientific knowledge to
the study of political phenomena.
semester research paper, however, may not have the same outlook. All too often
they develop feelings of anxiety because they see the paper as another tedious task
assigned by an all too demanding professor. True, the research paper is often the
most crucial requirement in the syllabus. True, it is a major effort that requires an
extensive literature review, hypothesis design and testing, empirical analysis, and
discussion about theory and policy implications. In addition, standard manuscript
style is often a requirement. But it is also true that most students discover, after the
initial shock has diminished, that conducting political research can be a most
invigorating academic experience. At last students can pursue their own intellec-
tual interests. As one scholar noted, “[T]he product of the research represents
one’s own work, reflective of one’s own talents, imagination, and creativity” (Cole
1996, 1).
To maximize one’s own talents and for utmost satisfaction, however, the
research process should be systematic. Otherwise the effort may be frustrating, the
results misleading, and the paper ineffective. In this chapter we introduce you to the
systematic research process. An understanding of this chapter will enable you to
• See the importance of political research.
• Identify the characteristics of scientific knowledge.
• Distinguish between the inductive and deductive ways to acquire
scientific knowledge.
• Identify obstacles impeding the scientific study of politics.
• Differentiate between the numerous approaches and methods used
to investigate political questions and concerns.
• Identify the characteristics of research.
that scientific knowledge is general. For example, it is more useful for you to know
that African Americans, as a group, tend to vote Democratic than it is to know that
Jesse Jackson supports Democratic political figures and policy. You cannot predict
that African Americans will vote Democratic because Mr. Jackson supports the
Democratic ticket. In sum, empirical generalizations are statements that commu-
nicate general knowledge and summarize relationships between individual facts.
The table shows that, of 100 families, 50 sets of parents identified with the
Democratic Party and 50 identified with the Republican Party. Additionally, the
table shows that 90 percent of the first-time voters identified with the parties of
their parents. After some analysis and deliberation, our hardworking student
develops the theory that most first-time voters tend to identify with the political
parties of their parents.
While this example may seem elementary to some, it shows how scientific
knowledge can be inductively acquired. Our student collected data, observed pat-
terns in the data, and then developed a theory about first-time voters.
about unions and union activities? A poorly worded question could result in the
collection of false information that impedes scientific political research.
hierarchy is the nonelite citizenry. This group is the recipient of policy resulting
from elites’ goals and political manipulations. Government policies, therefore,
reflect elites’ values, not those of the general public.
The elite view differs from the liberal notion of pluralism. Pluralism sees pol-
icy resulting from a series of compromises among a wide range of interest groups
vying for power and to influence policy development (Williamson and Rustad
1985, 12). Pluralism also differs from elitism because no single group dominates
across policy arenas.
Neo-Marxists, on the other hand, assert there is a corporate, or capitalist, elite
that dominates the working class while influencing political decisions (Williamson
and Rustad 1985, 17). These power sources are so concentrated that a meaningful
exercise of power by the working class, or nonelite, is impossible (Jones 1983, 186).
As a result, the capitalist economic system has created a capitalist-controlled soci-
ety. Thus, the elites have evolved to the point that they exercise social, cultural, and
political power in addition to economic power (Parenti 1978, 215).
resources to promote order, provide public goods and services, or promote equal-
ity? How should government resolve dilemmas between freedom and order, or
between freedom and equality? Schrems asserts, “[T]he philosophical ‘why’ is not
something which was settled in ancient writings or in nineteenth-century revi-
sions. Contemporary political scientists . . . are known for their Aristotelian or
philosophical generalizations” (Schrems 1986, 73).
happens. Behavioralism is a scientific method. When using this method, statisti- behavioralism: The study of
politics that focuses on political
cal, mathematical, and other quantitative analyses of data are important. Value
behavior and embraces the
judgments are not as important as data collection and analysis. scientific method.
There is a gap between behavioralism and the other more normative methods
we discussed in Section 1-7, “Traditional Methods Used to Investigate the Scope of
Politics.” As such, several criticisms evolved about using the behavioral method.
Many scholars, for example, worry that the method does not consider values or
offer solutions. Adherents of the behavioral method, however, believe that it is
their task to explain political phenomena, not change it. Change should be left to
those having the means to apply the implications of the study. Some political sci-
entists also disapprove of the inclusion of economic, psychological, and social fac-
tors to explain political behavior. They believe this interdisciplinary approach
coupled with “. . . the imputed objectivity, value-freeness, and scientific pretension
predetermine and limit the content of political studies and leave out the very polit-
ical dimension of the political world” (Schrems 1986, 79). In addition, many crit-
icize the behavioral method because it involves the quantification of political
theory. Last, behavioralism has been criticized as being too limited in scope and
having a need to be more comprehensive (Schrems 1986, 78).
Next you must translate the concepts into observable events. As an example,
recall our discussion in Section 1-4, “Acquiring Scientific Knowledge,” about the
party identification of first-time voters and the party choice of their parents. In
that example, the concept of political socialization was analyzed by comparing the
party identification of first-time voters (observable event number1) and the party
choice of their parents (observable event number 2).
You will use the various elements of research to determine causal explanations
in an effort to understand why a certain political phenomenon occurs. We discuss
ways to construct causal explanations and other elements of research, such as vari-
ables and hypotheses, in Chapter 9.
1-10d Measurement
Measurement involves assigning numbers to represent some political concept that
we want to analyze. We use these numbers to produce statistics to help us deter-
mine causal relationships. Understanding measurement is a complex process that
requires much effort on the part of the research student. Chapter 10 provides
detailed coverage of the subject.
Figure 1-1
Literature Review The Systematic
Research Process
Problem
identification
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Lit
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Re
Hypothesis
tur
Generalization
ture
formulation
Reve
Litera
iew
Data Research
analysis Theory design
ew
Lite
Data input Measurement
evi
rat
R
ur
e
e
ur
Re
Data
at
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Literature Review
Chapter Summary
Chapter Summary
In this chapter we explained the importance of political study of politics. We discussed some of the theoretical
research. We also examined the various characteristics of approaches and methods political scientists use to investi-
scientific knowledge. For example, scientific knowledge is gate the political world. We concluded the chapter with an
not normative and you can observe and measure it through introduction to the systematic research process and the
empirical methods. Additionally, we presented an in-depth characteristic features of research. In our discussion we told
discussion about the ways we can acquire scientific knowl- you there are several steps you must address when doing
edge. We also reviewed factors, such as subject cooperation research to ensure the worthiness of the study.
and measurement difficulties, that impede the scientific
18 Chapter 1
Chapter Quiz
Chapter Quiz
1. Which of the following is not a characteristic of scien- 6. ______________________ is a process of reasoning
tific knowledge? from a theory to specific observations.
a. Scientific knowledge can be verified and is subject a. Deduction
to disproof. b. Induction
b. Scientific knowledge is normative. c. Epistemology
c. Scientific knowledge is transmissible. d. Conceptualization
d. Each of the above is a characteristic of scientific 7. ____________________ knowledge is an evaluative,
knowledge. value-laden type of knowledge that is concerned with
2. Which of the following is not a traditional method prescribing “what ought to be.”
used to investigate the political world? a. Scientific
a. the philosophical method b. Normative
b. the historical method c. Nonnormative
c. the behavioral method d. Objective
d. the juridical method 8. ______________________ is the study of the foun-
3. _____________________ developed a political sys- dations of knowledge.
tems model political researchers could use to analyze a. Deduction
the entire political environment. b. Induction
a. Theodore Lowi c. Epistemology
b. Richard Cole d. Conceptualization
c. Michael Parenti 9. ______________________ is the study of politics
d. David Easton that focuses on political behavior and embraces the
4. Which of the following is an obstacle that could scientific method.
impact the scientific study of politics? a. Behavioralism
a. Individuals are often reluctant to tell a researcher b. Rationalism
the truth about some past behavior. c. Logic
b. It is difficult to collect data to test theories dealing d. Political science
with personal attitudes. 10. __________________________ is the application of
c. The wording of the survey question could bias the the methods of acquiring scientific knowledge to the
response. study of political phenomena.
d. Each of the above is an obstacle that could impact a. Behavioralism
the scientific study of politics. b. Rationalism
5. According to the chapter, the eight stages of the c. Logic
research process are the spokes of the wheel. These d. Political science
spokes are held in place by a hub consisting of
a. a thorough literature review.
b. theoretical support.
c. a sound measurement process.
d. a sound research design.
Conducting Systematic Political Research: An Overview 19
Suggested Readings
Suggested Readings
Mackie, Thomas T. “Voting Turnout Figures.” The European
Becker, Howard S. “Whose Side Are We On?” Social Problems
14 (1967): 239–47. Journal of Political Research (1990).
Champney, Leonard. Introduction to Quantitative Political McCoy, Charles A. and John Playford. Apolitical Politics: A
Science. New York: HarperCollins, 1995. Critique of Behavioralism. New York: Thomas Y. Crow-
Durkheim, Emile. Le Suicide. New York: The Free Press, ell, 1967.
1951. Parenti, Michael. Power and the Powerless. New York:
Easton, David. The Political System. New York: Alfred Knopf, St. Martin’s Press, 1978.
1952. Schmidt, Diane E. Expository Writing in Political Science: A
Eulau, Heinz. The Behavioral Persuasion in Politics. New Practical Guide. New York: HarperCollins, 1993.
York: Random House, 1963. Schmidt, Steffen W., Mack C. Shelley II, and Barbara A.
Frankfort-Nachmias, Chava and David Nachmias. Research Bardes. An Introduction to Critical Thinking and Writing
Methods in the Social Sciences, 6th ed. New York: Worth in American Politics. Minneapolis/St. Paul: West Pub-
Publishers, 2000. lishing, 1993.
Goldenberg, Sheldon. Thinking Methodologically. New York: Schrems, John J. Principles of Politics: An Introduction.
HarperCollins, 1995. Englewood Cliffs, NJ: Prentice-Hall, 1986.
Isaak, Alan C. Scope and Methods of Political Science: An Shively, W. Phillips. The Craft of Political Research, 3rd ed.
Introduction to the Methodology of Political Inquiry, 3rd Englewood Cliffs, NJ: Prentice-Hall, 1990.
ed. Hometown, IL: Dorsey Press, 1981. Williamson, John B. and Michael Rustad. Social Problems:
Jones, Bryan D. Governing Urban America: A Policy Focus. The Contemporary Debates. Boston: Little, Brown, 1985.
Boston: Little, Brown, 1983.
Endnote
Endnote
1. See for example, Manus I. Midlarsky, “Rulers and the
Ruled: Patterned Inequality and the Onset of Mass Polit-
ical Violence,” American Political Science Review 82 (June
1988): 491–509.