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John M. Wills
Theoretical Division, Los Alamos National Laboratory, Los Alamos, New Mexico 87545
(Received 31 January 1995; revised manuscript received 22 June 1995)
The high-pressure crystal structures of Ce and Th are studied theoretically by means of a full potential linear
muffin-tin orbital technique, where the generalized gradient correction to density-functional theory has been
implemented. A crystallographic phase transition from fcc to bct is found for u-Ce at about 10 GPa, in good
agreement with experiment. The calculated pressure dependence of the crystallographic c/a ratio (of the bct
structure) is in good agreement with experiment. For n-Ce a subsequent transition to the hcp crystal structure
is predicted at about 1600 GPa. For Th a continuous transformation from fcc to bct at 45 GPa is found,
confirming recent experimental findings. Also for this material the calculated pressure dependence of the
crystallographic c/a ratio (of the bct structure) is in good agreement with experiment. For Th we also predict
a transformation to the hcp crystal structure at even higher pressures.
tion is expanded in basis functions of 5s, 5p, 6s, 6p, 5d, Volume ( A )
and 4f orbitals which are allowed to hybridize. For Th the
6s, 6p, 7s, 7p, 6d, and 5f orbitals are used. Two tail FIG. l. Equation of state for Ce. Experimental results (Refs. 8
functions with different kinetic energies (a ) are attached to and 29) are marked with open squares, whereas theory is given by
each basis function, i.e., a "double" basis is used with a total a solid line.
of six different sc values. The radial part of these functions
outside the muffin-tin spheres is a solution to Helmholtz atomic volume was successively decreased in steps of about
equation, i.e., Neumann or Hankel functions (depending on 0.05 A in the lattice parameter. The theoretical pressure was
the sign of x ) whereas the angular part is a spherical har- obtained from a numerical differentiation of the total energy
monic function. Inside the muffin-tin spheres a combination (minimized with respect to c/a).
of P, and P„(solution to the Schrodinger equation for a
spherical potential inside the muffin tins, @„and the first
III. EQUATION OF STATE
energy derivative, @,) is used. In these calculations the muf-
fin tins are kept as large as possible (without overlapping one Before entering the details of the crystal structure of Ce
another) which means that the muffin tins fill about 65% of and Th under compression, we compare our calculated equa-
the total volume. The remaining 35% of the volume defines tion of state with experimental data for these two metals. In
the interstitial region in which the basis functions are repre- Fig. 1 we show the theoretical and measured equation of
sented in a Fourier series. state for Ce. As mentioned above the theoretical equation of
The sampling of the k points in the irreducible part of the state was calculated for the optimized crystal structure but in
Brillouin zone (IBZ, 1/16 of the full zone for the bct lattice) the range where fcc was lowest in energy we obtained, from
is done using the special k-point method. ' The fcc as well as a least-squares fit to the Murnaghan equation, Vo= 26. 1 A
the bct crystal structure have been represented by a common and BO=49 GPa. Presently the measurements for Ce have
body-centered-tetragonal cell (for fcc this means a been performed up to about 50 GPa. The agreement between
c/a= Q2) so that the sampling of the zone is similar for the theory and experiment shown in Fig. 1 is good. There is a
two structures. More than 150 k points in the IBZ have been small discrepancy at very low pressures which results in a
used in the calculations. To ensure convergence in k space theoretical equilibrium volume which is approximately 7%
the number of k points has, for the most compressed vol- smaller than the measured low-temperature atomic equilib-
umes where the reciprocal space becomes largest, been in- rium volume (28.0 A. ). This difference is comparable to
creased up to 484 in the IBZ. For the hcp crystal structure what is found for d transition metals. It has been shown that
(IBZ is 1/12 of the full zone for the hcp lattice) we used a the theoretical equilibrium volume for a-Ce is a quantity
sampling density of 162 k points in the IBZ. most sensitive for the calculational details. The present cal-
It has recently been shown that nonlocal corrections to the culations for Ce, which assume itinerant 4f states, are how-
local-density approximation, by means of the generalized ever in good agreement with experiment and no additional
gradient approximation (GGA) for the exchange and corre- effects like the proposed Kondo screening seems to be
lation functional, substantially improve the results for needed to obtain an accurate theoretical equilibrium volume
f-electron systems. For that reason the GGA, according to of n-Ce.
the recipe proposed by Perdew et al. , ' has been applied in Thorium, which at ambient conditions has a 5f occupa-
the present calculations. This has been done accurately with tion that is considerably lower than the 4f occupation in
the appropriate gradient terms evaluated for the full, non- n-Ce, has a larger equilibrium volume than a-Ce. In Fig. 2
spherical electron density, see Appendix A. we show measurements of the equation of state for Th to-
The total energy (including core energy) was minimized gether with the present theoretical results. For Th the calcu-
with respect to both volume and the axial ratio c/a, i.e. , an lations give Vo=29.6 A and Be=63 GPa. This is to be
energy surface was calculated as a function of the lattice compared to the experimental values of Vo=32. 9 A and
parameter and c/a. The calculations were self-consistent and Bo = 58 GPa. Just like for Ce, the experimental and theoreti-
converged in energy down to about 10 p, Ry. The optimized cal data are in good agreement with each other. Comparing
c/a value for a given volume was obtained by a least-squares the two metals we note that the theoretically obtained results
fit to an appropriate polynomial, for c/a values calculated on for n-Ce are in better agreement with experiment than the
a mesh with an increment of 0.03 in the c/a parameter. The results for Th.
52 THEORETICAL INVESTIGATION OF THE HIGH-PRESSURE. . . 13 171
400 expt
theory
350 20
300
~ 250 10
200
~ 06
~~ 150
0
~ 100
50 bQ
-10
fl n
I I I I
16 20 24 28 32 -20
Volume(A )
FIG. 2. Equation of state for Th. Experimental results (Ref. 10) -30
are marked with open squares, whereas theory is given by a solid I I I I I
theory
d occupation
1 7 expt
f occupation
1.6
~~ 1.55
1.5
V
1.5—
1.45—
I I I I I I I I
5d
40—
fcc Ce
35—
30—
3
25—
2 20—
bQ
15—
C/} ~ 10-
0
Ct} 0-
0 5d
~ W
4 bet Ce 0.8 0.9 1 1, 1 1.2 1.3 1.4 1.5 1.6
c/a ratio
(bcc), which is rather close to the c/a ratio of Pa. This ob- invariant under the point group of the crystal, are expressed
servation of a local minimum around c/a =0.85, which was in the interstitial as a Fourier series,
previously also found by Skriver, shows that also the struc-
ture of Pa would give a local minimum of the energy, but this (A 1)
is not the ground state of the crystal.
As both cerium and thorium are compressed further, the f where the outer sum is over symmetry stars W of the recip-
rocal lattice and the inner sum is over vectors belonging to a
bands become broader due to the increased wave-function
overlap. This results in that the mechanism described above specific star. The gradient is applied on each term in the
for lowering the energy due to a Peierls distortion of narrow series, and the resulting vector is inverse Fourier transformed
bands becomes less important and the electrostatic (Made- (to real space); scalar products are then evaluated in real
lung) energy drives the crystal to a higher symmetry. The
space. The double gradient Vn %~V'n~ is obtained from the
Fourier transform of V n ~, in the form of (Al), and n Simi-.
Madelung energy is about the same for the close-packed hcp ~
2l„+1~ t'
ACKNOWLEDGMENTS
F(h, r) = 47r
'
dxD&(x)F(x). (AS)
We thank J. Trygg for critical reading of the manuscript The radial coefficients F(h, r) in (A4) can be calculated nu-
and valuable discussions. A. K. McMahan is acknowledged merically from the derivatives of the radial coefficients of the
for valuable discussions. B. Johansson and O. Eriksson are
thankful for financial support from the Swedish Natural Sci-
invariant functions f and g, combined with a set of generic
coefficients; the calculation of these coefficients is described
ence Research Council as well as from the Materials Con- below. Invariants derived from scalar products of gradients
sortium. We are grateful to the Swedish National Supercom- are calculated in this way. The Laplacian V' n is constructed
puter Center (NSC) in Linkoping for supplying some of the directly from the series (A2). All radial derivatives are cal-
computer time used in this project. Work performed under culated by numerical differentiation.
the auspices of the U. S. Department of Energy by the The calculation of the radial coefficients of a scalar prod-
Lawrence Livermore National Laboratory under Contract uct of gradients is as follows. Taking the gradient of f(x) in
No. W-7405-ENG-48. (A2) results in
(A6)
APPENDIX A
In this appendix, we describe the calculation of the den- where
sity gradients necessary for the evaluation of the GGA en-
ergy and potential.
' In the interstitial, the process is straight-
forward. Functions, such as the electron density n(x), (A7)
52 THEORETICAL INVESTIGATION OF THE HIGH-PRESSURE. . . 13 175
4~ —
f, (h, r) =
2Ih+1)
~('
(
r
a
Br
+ l„+ 1 f(h, r), (A8) Vf(r) Vg(r)=F(r)=g F(h, r)Dh(r),
4mr
and
F(h, r) = g ft, (h', r)
(k'+t. ")/2~
(l'+k' l" +k" l) (l' l" l) ' l l' l"
0 0 0( i 0 0 Oj 1 I +k" l'+0'
&& g
mm
t m'ft
rr*, (h') n (h") n*(h) 9'(1', m';l", m";l, m), l'+ l" + l even;
and X'is related to the Gaunt coefficient: To be strict, each product (like V'n~ ) should result in an
~
2l+ 1
~
1/2 &
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