Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
v.
No. 3:73-CV-00128-RCJ-WGC
Honorable Robert Clive Jones
Amici’s participation in this brief reflects their personal views, not the positions of
Law; Craig Anthony (Tony) Arnold, Boehl Chair in Property and Land Use,
Professor of Law and Affiliated Professor of Urban and Public Affairs, Chair of
Jeffrey Bain Faculty Scholar & Professor of Law, Lewis and Clark Law School;
Michelle Bryan, Professor of Law, Co-Director, Land Use & Natural Resources
Sturm College of Law, University of Denver; Holly Doremus, James H. House and
Development and Research; Co-Director, Center for Law, Energy & the
Climate Change and the Environment, Evan Frankel Professor of Policy and
Practice, UCLA School of Law; Noah D. Hall, Associate Professor, Wayne State
Center; Oliver A. Houck, Professor of Law, Tulane University Law School; Robert
Paul Stanton Kibel, Professor of Law, Golden Gate University School of Law;
ii
University of Florida Research Professor, Director, LL.M. Program in
Environmental & Land Use Law, University of Florida Levin College of Law; John
Law; Patrick Parenteau, Senior Counsel, Professor of Law, Vermont Law School;
Denver; Zygmunt J.B. Plater, Professor of Law, Boston College Law School; Erin
Ryan, Professor of Law, Florida State University College of Law; Melissa Scanlan,
Center, Professor of Law, Vermont Law School; Mark Squillace, Professor of Law,
Law and Director of the Program in Environmental and Energy Law, Chicago-
Kent College of Law, Illinois Institute of Technology; Gerald Torres, Jane M.G.
Cornell Law School; Mary Christina Wood, Philip H. Knight Professor, Faculty
of Law.
iii
TABLE OF CONTENTS
INTRODUCTION .................................................................................. 7
STATEMENT OF INTEREST............................................................... 8
ARGUMENT .......................................................................................... 8
1
D. The Rise of Prior Appropriation. ....................................... 27
CONCLUSION ....................................................................................... 36
2
TABLE OF AUTHORITIES
Cases
Application of Filippini, 202 P.2d 535 (Nev. 1949) ..................................... 30
Hudson County Water Co. v. McCarter, 209 U.S. 349 (1908) .................... 31
Illinois Central Railroad Co. v. Illinois, 146 U.S. 387 (1892) ..................... 17
In re Water Use Permit Applications, 9 P.3d 409 (Haw. 2000) ................... 14
Jacobs Ranch, L.L.C. v. Smith, 148 P.3d 842 (Okla. 2006) ......................... 24
Lawrence v. Clark County, 254 P.3d 606 (Nev. 2011) ......................... passim
3
Lucas v. South Carolina Coastal Comm’n, 505 U.S. 1003 (1992) .............. 32
Lux v. Haggin, 4 P. 919 (Cal. 1886) ....................................................... 25, 27
Morse v. Oregon Div. of State Lands, 590 P.2d 709 (Or. 1979) .................. 14
State Engineers v. Cowles Bros., Inc., 478 P.2d 159 (Nev. 1970) ........... 9, 31
State of California v. Superior Court (Lyon), 625 P.2d 239 (Cal. 1981) ..... 13
United States v. Willow River Power Co., 324 U.S. 499 (1945) .................. 32
4
Williams v. City of Wichita, 374 P.2d 578 (Kan. 1962) ............................... 24
Wilson v. Welch, 7 P. 341 (Or. 1885) ........................................................... 14
Statutes
Act of Oct. 1785, 1785 Va. Acts. Ch. LXXXII ............................................ 20
Other Authorities
Alexandra B. Klass, Modern Public Trust Principles: Recognizing Rights
and Integrating Standards, 82 NOTRE DAME L. REV. 699 (2006) .............. 8
Joseph L. Sax, The Constitution, Property Rights, and the Future of Water
Law, 61 U. COLO. L. REV. 257 (1990)........................................... 18, 22, 28
5
Robin Kundis Craig, A Comparative Guide to the Eastern Public Trust
Doctrine: Classifications of States, Property Rights, and State Summaries,
16 PENN. ST. ENVTL. L. REV. 1 (2007) ...................................................... 15
Robin Kundis Craig, Comparative Guide to the Western States' Public Trust
Doctrines: Public Values, Private Rights, and the Evolution toward an
Ecological Public Trust, 37 ECOLOGY L.Q. 53 (2010) ............................. 15
Constitutional Provisions
Alaska Const. Art. VIII, § 3 .......................................................................... 13
6
INTRODUCTION
In multiple places, the district court asserted that the State of Nevada could
not invoke the public trust doctrine as a limitation upon appropriative water
rights because such limitations would amount to a taking, and thus would
public trust doctrine was something new in Nevada law, and in a broader
belief that appropriative water rights, once created, are not subject to
wrong in two key ways. First, the district court misperceived the Nevada
court decisions explaining that state’s public trust doctrine. Second, the
amici’s view, this Court does not need additional guidance from the courts
appropriate.
7
STATEMENT OF INTEREST
Amici are professors and scholars who teach, research, and write on
water and property law. Amici teach courses that cover the public trust
doctrine and the takings clause, and many amici also have written articles,
books, and other scholarly works about the public trust doctrine and the
takings clause. Because of that expertise, amici can inform the court about
the relationships among takings doctrine, the public trust doctrine, and water
law. Those relationships were a central focus of the district court’s lengthy
dicta, and amici hope this brief will assist this Court as it seeks to apply
brief.
ARGUMENT
the public trust doctrine in Nevada. The district court suggested, in dicta,
that the Nevada Supreme Court embraced the public trust doctrine under the
8
law. It then went on to opine—also in dicta—that application of the public
trust under state law to the natural resources at issue in this case would
perforce be unconstitutional.
because the lower court had already ruled, as a threshold matter, that the
plaintiffs lacked standing under federal law to bring the present action. And
appeal.
state law, fully applicable to the resources at issue in this case. Several
comity, they should have been respected and applied by the court below.
Lawrence v. Clark County, 254 P.3d 606 (Nev. 2011), the case in which the
9
Nevada Supreme Court most comprehensively analyzed the public trust
doctrine.
of Nevada public trust principles back to ancient Roman and English law;
documented the doctrine’s development over the past two centuries in the
United States; and concluded that the public trust is fully applicable in
Nevada “given the public’s interest in Nevada’s waters and the law’s
took pains to explain that “the public trust doctrine [in Nevada] is not simply
a common law remnant.” Id. at 612. Rather, “in addition to the Nevada
statutes and are inherent from inseverable restraints on the state’s sovereign
powers.” Ibid.1
state funds if not made for a public purpose—“infers the people’s intent to
1
This is a common practice; many states have embedded public trust
principles in statutory and constitutional law as well as in court decisions.
See generally Alexandra B. Klass, Modern Public Trust Principles:
Recognizing Rights and Integrating Standards, 82 NOTRE DAME L. REV. 699
(2006).
10
constrain the Legislature’s ability to alienate public trust lands as well as
provides that “[t]he water of all sources of water supply within the
boundaries of the State whether above or beneath the surface of the ground,
water of this state do[es] not belong to the state to use for any
purpose, but only for those purposes that comport with the public’s
interest in the particular property, exemplifying the fiduciary
principles at the heart of the public trust doctrine. In sum, …NRS
533.025 effectively statutorily codif[ies] the principles behind the
public trust doctrine in Nevada.” (Id. at 613.)
(Ibid.)
[I]n sum, although the public trust doctrine has roots in the common
law, it is distinct from other common law principles because it is
based on a policy reflected in the Nevada Constitution, Nevada
statutes, and the inherent limitations on a state’s sovereign power…”
(Ibid.)
11
B. Other Important Nevada Public Trust Precedents
The Nevada Supreme Court did not write on a blank slate when it
In State Engineers v. Cowles Bros., Inc., 478 P.2d 159 (Nev. 1970),
for example, the Nevada Supreme Court held that the State of Nevada owns
the beds and related water resources of Winnemuca Lake as public trust
over competing ownership claims to the bed and banks of the Carson River,
list of reported public trust decisions from other state courts, the Nevada
Supreme Court held: “[t]he State holds the subject lands in trust for public
to the present case. That is because Mineral County involved the same
12
ongoing dispute over appropriative water rights in the Walker River/Lake
named defendants from decreasing future water flows into Walker Lake.
There, however, the County had filed the action in state court. The Nevada
Supreme Court held that the “Decree Court” (i.e., the federal district court),
rather than the Nevada state courts, was the proper forum for redress of the
They opined that the public trust doctrine applies to the waters of the Walker
2
Justice Rose’s opinion cites in support of this principle the California
Supreme Court’s decision in National Audubon Society v. Superior Court,
658 P.2d 709 (Cal. 1983).
13
only in rare cases when the abandonment of that right is consistent
with the purposes of the trust. Our dwindling natural resources
deserve no less.” (20 P.3d at 248-49 [footnotes omitted].)
Nevada Supreme Court cited with approval, and relied heavily upon, Justice
Rose’s concurring opinion in Mineral County. See Lawrence, 254 P.3d 606,
610-611.) Observed the Lawrence court: “Justice Rose noted that every
Nevada citizen has a vested interest in the water from Walker River and
appellate courts throughout the Ninth Circuit have similarly embraced public
articulated in other states; though variation exists from state to state, the
doctrines also are interrelated.3 The district court’s attempt to expunge the
3
The one Ninth Circuit state in which the authority of public trust doctrine
case law is uncertain is Idaho. In Kootenai Environmental Alliance v.
14
doctrine from Nevada law therefore threatens to cause legal mischief and
trust doctrine as something novel and strange. In fact, public trust decisions
have emerged from all of the Ninth Circuit states. For example:
(“[t]he public trust doctrine provides that the State holds certain resources
(such as wildlife, minerals, and water rights) in trust for public use and that
common good of the public as beneficiary.”); see also Alaska Const. Art.
837 P.2d 158 (Az. 1991) (invalidating, under the state’s public trust doctrine,
Panhandle Yacht Club, 671 P.2d 1085, 1095 (Id. 1983), the Idaho Supreme
Court expressly affirmed the doctrine. Subsequently, the Idaho Legislature
attempted to relinquish the state’s public trust authority over water rights.
Idaho Code §§ 58-1201 to 58-1203 (1996).
15
California (National Audubon Society v. Superior Court, 658 P.2d
(Lyon), 625 P.2d 239 (Cal. 1981) (applying public trust doctrine to
California’s inland navigable lakes and rivers) Marks v. Whitney, 491 P.2d
P.2d 163 (Mt. 1984), (holding that the public trust doctrine affords members
of the public access to streams, rivers and lakes suitable for recreational
use); Galt v. State Department of Fish, Wildlife and Parks, 731 P.2d 912,
grants public ownership in the water, not in the bed and banks of streams.");
Oregon: Wilson v. Welch, 7 P. 341 (Or. 1885) (“[t]he state does own
the channel of the navigable river within its boundaries, and the shore of its
bays, harbors, and inlets between high and low water, but its ownership is a
trust for the public.”); Morse v. Oregon Div. of State Lands, 590 P.2d 709,
16
714 (Or. 1979) (“While certain of the state’s interests are alienable, its
and submersible lands are subject to the paramount responsibility of the state
to preserve and protect the public interest.”); see also Oregon Water Rights
Act, Or. Rev. Stat. § 537.334 (2) (2009) (explicitly acknowledging the
public trust doctrine and prohibiting instream water rights from diminishing
(Wash. 1987) (explaining that the “public trust doctrine has always existed
F.3d 978 (9th Cir. 2002) (applying established Washington state public trust
4
Of course, the public trust doctrine is a principle of state natural resources
law in most other states throughout the United States as well. See generally,
MICHAEL BLUMM & MARY WOOD, THE PUBLIC TRUST DOCTRINE IN
ENVIRONMENTAL AND NATURAL RESOURCES LAW (2013); Robin Kundis
Craig, Comparative Guide to the Western States' Public Trust Doctrines:
Public Values, Private Rights, and the Evolution toward an Ecological
Public Trust, 37 ECOLOGY L.Q. 53 (2010); Robin Kundis Craig, A
Comparative Guide to the Eastern Public Trust Doctrine: Classifications of
States, Property Rights, and State Summaries, 16 PENN. ST. ENVTL. L. REV.
1 (2007).
17
2. The Nevada Supreme Court’s Public Trust Decisions Rely on
the Public Trust Precedents of other Western States.
Instead, they have also helped Nevada develop its public trust doctrine. In its
own past public trust decisions, the Nevada Supreme Court has cited with
approval, and expressly relied upon, many of these reported trust decisions
P. 79 (Cal. 1913); and Arizona Center for Law, supra. Lawrence, 254 P.3d
at 610, 613, 615-616. In Bunkowski, supra, the Nevada high court similarly
cited and relied upon several of the California Supreme Court’s longstanding
public trust precedents, including People v. California Fish Co., supra; and
trust principles to the waters of Walker Lake and the Walker River—relies
18
Use Applications, supra. Mineral County, 20 P.3d at 808-809 & fns. 5, 10
trust decision in Illinois Central Railroad Co. v. Illinois, 146 U.S. 387
(1892). See District Court Order at p. 11. Unjustified, also, is the lower
with obvious factual and legal relevance to the present litigation. Id. at pp. 9
n.7,14.
state law, one that is reflected in numerous decisions of the Nevada Supreme
Court. Those decisions are consistent with, and expressly rely upon, the
public trust jurisprudence developed over many years by the highest courts
19
II. TAKINGS DOCTRINE WOULD NOT PREVENT NEVADA’S
PUBLIC TRUST DOCTRINE FROM EVOLVING
fabric of Nevada law, and a court applying that doctrine to the Walker River
Basin would be faithful to existing precedent. For that reason alone, the
district court’s analysis was flawed. But even if application of the public
trust doctrine would represent a legal change, the takings clause of the
law, not some external imposition upon it. And while takings doctrine may
slow or adjust the pace of that change, it does not preclude it. Instead, in
state after state, and in multiple episodes spanning the United States’ entire
history, water law has evolved. Those evolutionary episodes often produced
major shifts, yet hardly ever has any compensation been paid to the property
instead, from basic principles underlying the United States’ many systems of
water law.
of change. Our sampling is incomplete; there are too many examples of this
phenomenon to fit all in a single brief. Yet even this limited sampling
20
should indicate that while the takings clause matters in water law, its role is
Rights, and the Future of Water Law, 61 U. COLO. L. REV. 257, 267 (1990).
water law in the late twentieth and early twenty-first centuries. But that
clash is not at all new. In the colonial and post-revolutionary eras, similar
clashes arose, and the ways in which early American courts resolved them
reveals much about the relationship between water law and the takings
clause. See generally John F. Hart, Fish, Dams, and James Madison:
rivers. But on the East Coast, those dams destroyed what once were
enormous runs of anadromous fish, harming the many people who depended
21
SILVER: RESTORING ATLANTIC RIVERS AND THEIR GREAT FISH MIGRATIONS
(2014). The resulting clashes generated both court cases and legislation, and
sometimes those laws and court cases required dam owners to take down
their dams, or to allow more water to spill through the dam. As one legal
property rights, and any requirement to remove a dam or spill more water
would have been perceived as a direct interference with those rights. Yet
hardly ever did courts or legislatures offer compensation to the dam owners
whose dams had to give way. See, e.g. Holyoke Co. v. Lyman, 82 U.S. 500,
506, 512-13 (1872) (explaining that dam owners’ rights are subservient to
22
legislative protection of fish); State v. Beardsley, 79 N.W. 138, 139-41
Virginia General Assembly passed a strict fish passage law. Act of Oct.
1785, 1785 Va. Acts. Ch. LXXXII; see Hart, supra, at 299-306. Among
other requirements, that law could prohibit owners from rebuilding dams
those dam owners for their loss. Hart, supra, at 299-306. If such legislation
had been prohibited by takings doctrine, the legislator who introduced the
bill would probably have spotted the issue, for that legislator was James
concepts that he would eventually write into the Virginia and federal
That episode, and the larger history of which it was part, belies the
existing water rights, would have “called it what we call it today: a ‘taking.’”
District Court Order at 12. But in reality, the founders were well aware of,
23
and even helped create, significant regulatory restraints on existing water
Over the decades that followed the revolutionary era, as the United
United States inherited its water rights systems from England, and in
England, the primary form of surface water right was a riparian right—in
the “natural flow doctrine,” which entitled each downstream user to the
natural flow of the waterway, subject only to minor changes. See, e.g.,
industry’s ability to dam, divert, and, often, pollute rivers, and a requirement
that each downstream landowner receive the natural flow of a stream struck
changed. In state after state, courts abandoned natural flow riparianism and,
24
more substantial alteration of waterways. See id.; Robert H. Abrams, Water
Law Transitions, 66 S.C. L. Rev. 597, 597 (2015); e.g. Martin v. Bigelow, 2
unpolluted flow, and those downstream water users were often litigants in
the resulting cases. Yet the Takings Clause did not stop those changes from
occurring, and often the changes occurred without any compensation at all.
rights were defined away. Where some compensation was given, as in the
New England Mill Acts… it was less than the just compensation the
Constitution requires.”).
which continues to this day, in the law of groundwater. For many years,
water out from under a neighbor’s land and left that neighbor’s wells or
25
springs dry. See, e.g., Frazier v. Brown, 12 Ohio St. 294, 311-12 (1861),
(1984).
Today, the rule of capture is the exception, not the norm. Most states
(2013). Even in the few states where the rule of capture ostensibly remains
the common law rule, statutes and regulations limit a landowner’s discretion
to pump as he or she would please. See id. The changes are still uneven;
the old regime intact. Owen, supra, at 269-70. But the changes also are
increases.
held that a state could not change its groundwater law regime, and many
cases have rejected such arguments. See, e.g., Jacobs Ranch, L.L.C. v.
26
Smith, 148 P.3d 842, 855 (Okla. 2006) (rejecting a constitutional challenge
P.2d 578, 589 (Kan. 1962) (affirming “the basic power of the legislature to
modify and change common-law rules with respect to water usage”); SW.
Eng’g Co. v. Ernst, 291 P.2d 764, 770 (Ariz. 1955) (affirming legislative
represent the exception, not the norm. See Owen, supra, at 284-87. With
groundwater, as with surface water, the takings clause has never operated to
All of these changes in water law were significant, yet perhaps the
they began creating a different system of water rights, in which being the
first to use the water, rather than owning land along the stream, was the key
common law water regime throughout the American west, and the exclusive
27
regime between the West Coast states and the plains. See BARTON
ed. 2013).
But the law of prior appropriation did not emerge on a blank slate.
law, and one of those traditions was a system of riparian rights. Id. at 190.
sometimes won. See, e.g., Lux v. Haggin, 4 P. 919 (Cal. 1886); Vansickle v.
riparian proprietor”).
Some of those victories endured, but many did not. In Nevada, and in
the rest of the interior western states, riparian rights eventually disappeared,
and prior appropriation reigned supreme. See, e.g., Reno Smelting, Milling
riparian rights had never existed within their state boundaries, and that a
system of prior appropriation had simply emanated from the west’s arid soil.
28
Id. at 321; Coffin v. Left Hand Ditch Co., 6 Colo. 443, 447 (1882). Those
other western states, courts and legislatures initially assumed the existence
of, but then increasingly curtailed, riparian rights as they adapted water law
to the policy preferences of the public and the exigencies of the situations at
in Colorado). But the end result of this evolving process was clear: when the
interior western states were done, riparian rights had been “entirely
the nineteenth century, water rights in the western states were precious. But
that the takings clause precluded such a massive shift met only with
unsympathetic judicial ears. That was not true of all western states; most
prominently, in Lux v. Haggin, the California Supreme Court held that the
29
state chooses to develop its property law in that way. But even in California,
Lux v. Haggin has not precluded the evolution of water rights; subsequent
riparian rights. See, e.g., In re Waters of Long Valley Creek Stream System,
599 P.2d 656 (Cal. 1979) (holding that appropriative rights could trump
v. Haggin’s holding was an exception, not the norm. The case provides no
basis for a categorical rule holding that the takings clause prevents water law
from evolving.
And therein lies the greatest irony of the district court’s position. The
district court rested its takings argument on the apparent belief that water
really were the traditional American rule, the very appropriative water rights
that the district court sought to immunize from change would never have
30
* * * * *
regulation, first in the American West and then, more recently in the East;
law as a central element of water law throughout the nation. See generally
Thompson, Jr. et al., supra. But even a partial sampling should illustrate the
basic point that water law changes. That does not mean the takings clause is
inapposite in the water rights field; a change that qualifies as a taking under
the kind of categorical rule intimated by the district court, under which any
Some of those principles are not unique to water law, for change has
been part of the United States’ systems of property law as long as those
systems have existed. Over its history, courts, legislators, and executives
31
have abolished a wide variety of land estates, abandoned property doctrines
like the fee tail and ancient lights, emancipated slaves, curtailed the property
interests that married men once held over their wives and children, and
lawyer in 1760 had been asked for a catalog of all the kinds of property he
knew, many of the entries on that list would have ceased to exist a century
concluded that property law fails to fulfill those ends, the takings clause has
diminished without paying for every such change in the general law.” Penn.
Beyond principles that apply across the field of property law, there are
reasons why water law has been particularly subject to evolution. In nearly
every state, including Nevada, one bedrock principle of water law holds that
while property owners may obtain use rights, the public retains an ownership
32
interest in the physical water itself. See, e.g., Nevada Revised Statute §
533.025 (“[T]he water of all sources of water supply within the boundaries
of the State whether above or beneath the surface of the ground, belongs to
the public.”); Application of Filippini, 202 P.2d 535, 537 (Nev. 1949); Eddy
consists not so much of the fluid itself as the advantage of its use.”). That
as public resources. See, e.g., State v. Bunkowski, supra, 503 P.2d 1231,
1233 (Nev. 1972); State Engineer v. Cowles, Bros., Inc., 478 P.2d 159, 160
(Nev. 1970). As one leading casebook puts it, “the most distinctive legal
That principle emerges from case after case, including, notably, cases
in which the United State Supreme Court has waded into the field of water
33
that the private property of riparian proprietors cannot be
supposed to have deeper roots . . . . The private right to
appropriate is subject not only to the rights of lower owners but
to the initial limitation that it may not substantially diminish
one of the great foundations of public welfare and health.
Hudson County Water Co. v. McCarter, 209 U.S. 349, 356 (1908).
law doctrines, the public trust among them. Across the nation, many
Comm’n, 505 U.S. 1003, 1028-29 (1992) (holding that takings claims cannot
the Supreme Court once succinctly put it, “[r]ights, property or otherwise,
which are absolute against the world are certainly rare, and water rights are
not among them.” United States v. Willow River Power Co., 324 U.S. 499,
510 (1945).
34
The district court may have preferred a different sort of water law,
which fixes present ownership patterns and places them beyond the reach of
Amici submit that, for the reasons explained supra, the scope and
therefore believe that this Court is fully equipped to apply those relevant
state law principles in the present appeal. If this Court disagrees, however,
and believes that the legal parameters of the doctrine under Nevada law are
unclear, amici respectfully suggest that the Court certify the public trust
issue to the Nevada Supreme Court for explication and resolution. See
(Nev. 2001) (inviting certification of this dispute, should the need arise).
35
CONCLUSION
For the foregoing reasons, these amici urge the Court to reverse the
district court decision below or certify the public trust issue arising under
s/David R. Owen
David R. Owen
Richard M. Frank
Attorneys for Amici Law Professors
36
CERTIFICATE OF COMPLIANCE PURSUANT TO
FED. R. APP. 32(a)(7)(C) AND CIRCUIT RULE 32-1
certify that the attached brief is proportionately spaced using Times New
s/David R. Owen
David R. Owen (SBN 222314)
U.C. Hastings College of the Law
200 McAllister Street
San Francisco, CA 94102
(415) 581-8987
37