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AN N ALS OF GEOPH YSICS, 60, FAST TRACK 7, 2017; DOI: 10.

4401/ AG-7593

Communicating Seismic Risk:


the Geoethical Challenges of a
People-Centred, Participatory Approach
IAIN S. STEWART

JOH AN N A ICKERT
Su stainable Earth Institu te, University of Plym ou th, U nited Kingd om
iain.stew art@p lym ou th.ac.u k
johanna.ickert@p lym ou th.ac.u k

ROBIN LACASSIN
Institu t d e Physiqu e d u Globe d e Paris, Sorbonne Paris Cité University, CN RS, France
lacassin@ip gp .fr

Abstract

The Sendai Framework for Disaster Risk Reduction (SFDRR) encourages scientists to participate in bottom-up risk
communication approaches that directly engage hazard-prone populations. Effective communication of seismic risks not
only has economic impacts in terms of hazard mitigation but also provides social value in potentially empowering the
marginalized populations that disproportionately live in high-risk areas. This emphasis on community-focused disaster
preparedness, however, presents a novel set of communication challenges for geoscientists. Few scientists have training
in or experience of translating their science for lay publics, and conveying complex risk information is especially difficult
in circumstances where scientific issues are socially contested and politically charged. Recognising that disaster threats
can create troublesome information battlegrounds, this paper explores the ethical and practical aspects of seismic risk
communication, motivated by an early-career earth scientists’ workshop in Istanbul that voiced the concerns of young
geoscientists confronted firsthand by at-risk publics. Those concerns form the basis of a wider review of the risk commu-
nication issues that are likely to be encountered if community-centred participatory DRR approaches are to be adopted
by earthquake science researchers.

1. IN TROD UCTION The Send ai Fram ew ork for Disaster Risk Re-
d u ction (SFDRR) offers a new global instru -

‘T
here has to be a broader and a more peo- m ent for confronting natu ral hazard s, setting
ple-centred preventive approach to disas- ou t an am bitiou s holistic strategy that em brac-
ter risk. Disaster risk reduction practices es the need for a ‘… full and meaningful partici-
need to be multi-hazard and multi-sectoral, inclu- pation of relevant stakeholders at appropriate levels’
sive and accessible in order to be efficient and effec- and the ‘… empowerment and inclusive, accessible
tive. (...) There is a need for the public and private sec- and non-discriminatory participation of the most
tors and civil society organizations, as well as academ- marginalised publics’ (UN ISDR, 2015). As su ch,
ia and scientific and research institutions, to work the Send ai Fram ew ork d efines a new social
more closely together and to create opportunities for contract betw een the hazard scientist and the
collaboration.’ (Send ai Fram ew ork, 2015, p.7). w id er pu blic (Ism ail-Zad eh et al., 2017). It is a

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AN N ALS OF GEOPH YSICS, 60, FAST TRACK 7, 2017; DOI: 10.4401/ AG-7593

contract that encou rages the scientific com m u - rectly engage w ith com m u nities in m otivating
nity to end eavou r, alongsid e their existing prep ared ness actions (Schneid ew ind et al.,
technical expertise, to ‘… support action by local 2016; Schlosser and Pfirm an, 2012; Drake et al.,
communities and authorities; and support the inter- 2015; Bend ito and Barrios, 2016; Ism ail-Zad eh
face between policy and science for decision-making’ et al., 2017). This new , transd isciplinary science
(UN ISDR, 2015). This vision of citizen-oriented has been controversial (Schneid ew ind and
research is m im icked in other areas of geo- Brod ow ski, 2014) and there are cu rrently no
societal concerns, su ch as energy, clim ate gu id elines for w hat constitu tes su ccessfu l p ar-
change and infrastru ctu re d evelopm ent (e.g. ticipation and w hat m easu res prom ote bu ild -
Pid geon et al., 2014; Kam lage and N anz, 2017), ing tru st betw een civil society and its organiz a-
and is one increasingly end orsed by m ajor in- tions and science. Despite the international
ternational sp onsors of scientific research. The pu sh for particip atory ap proaches, there is a
Eu ropean Com m ission, for exam ple, changed lack of social sp aces and interactive form ats
the title of their ‘Science and Society’ p ro- that enable exchange and joint learning be-
gram m e to ‘Science in Society’ and u nd er H ori- tw een technical specialists and lay pu blics. A
zon 2020 d eveloped gu id elines arou nd ‘Re- review of people-centred ap proaches for d isas-
sponsible Research and Innovation’ (RRI) w ith ter risk m anagem ent d escribed :
the d eliberate goal of stim u lating reflexivity
and involving a range of social actors - scien- ‘… a complex landscape characterized by insuffi-
tists, citizens, p oliticians and bu sinesses - m ore cient resources at the local level, and lack of will-
closely in scientific end eavou rs that w ere co- ingness among the public at risk to share responsi-
d esigned and co-prod u ced by society (Ow en et bility for disaster risk management with author-
al., 2012). ities. If official authorities are to implement the new
Inherent in this shift from the conventional people-centred approach, they must better under-
‘top-d ow n’, ‘expert-led ’ ap p roach to the em er- stand residents’ perspectives and responsibility ex-
gent ‘bottom -u p’, ‘com m u nity-led ’ app roach is pectations, become more competent communicators,
the challenge of ‘the last m ile’ - a term bor- and be willing to engage in long-term dialogue with
row ed from the telecom m u nications sector, in communities’ (Scolobig et al., 2015, p.202).
w hich the final connection betw een the con-
su m er and the technology d eterm ines how ef- The challenge of how to com m u nicate effec-
fective it is for the vast m arket of u sers. The tively to at-risk com m u nities, therefore, lies at
challenge of reaching the last m ile (in this case, the heart of the people-centred ap proach to
reaching those people d irectly at risk) has b e- d isaster risk red u ction. Despite this, few geo-
com e a critical notion that increasingly inform s scientists have been trained in conveying their
ou r thinking abou t a far w id er range of natu ral technical know -how beyond the acad em ic and
risk challenges (e.g. Shah , 2006), althou gh in professional w orld , and , for those that have,
keeping w ith the shift to a people-centred focu s that training u su ally prioritises peer -to-peer
of d isaster risk red u ction d iscou rse it has be- com m u nication skills and how to m anage rela-
com e re-fram ed as ‘the first m ile’ (e.g. Kelm an tions w ith jou rnalists and better access the
and Glanz, 2014; Bau d oin et al., 2016). broad er print and broad cast m ed ia (Liverm an
In ad d ition to inform ing civic officials and d is- 2008). In contrast, ord inary people ‘on the
sem inating to policy m akers, com m u nicating grou nd ’ - from local com m u nity grou ps to civic
that first m ile to reach the p eople w ho d irectly au thorities - tend to be less fam iliar and m ore
face extrem e hazard threats ou ght to be a fairly rem ote (i.e. hard er-to-reach) au d iences for m ost
u ncontentiou s com p onent in hazard prep ared - scientists (Liverm an 2008, Stew art and N ield
ness and m itigation efforts. Yet, a particip atory 2013).
ap proach m arks a m ethod ological m ove aw ay In ad d ition to being ‘hard er to reach’, pu blic
from the prevailing m od e of know led ge tran s- au d iences often m eet ‘science’ at tim es of crisis.
fer tow ard s m ore inclu sive transd isciplinary In em ergency situ ations, scientific u nd erstan d -
strategies that incorporate peer-role m od els, ings bu ilt u p grad u ally over m any d ecad es are
ad opt social netw ork-based strategies and d i- expected to be d elivered by ‘experts’ in neat

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AN N ALS OF GEOPH YSICS, 60, FAST TRACK 7, 2017; DOI: 10.4401/ AG-7593

m ed ia sou nd -bites and u nam bigu ou s pu blic questions about the social obligations of scientists
statem ents (Stew art and N ield , 2013). Distilling speaking in official advisory capacities, and epistem-
com plex technical know led ge into d igestible ic questions about the appropriate manner in which
popu lar risk m essages that can be read ily con- risk assessments should be performed. The questions
su m ed by lay au d iences is a persistent chal- at stake were what information scientists should
lenge for those w orking at the science/ pu blic have offered the public, and how that information
interface. In the im m ed iacy of an em erging d is- should have been communicated. They were not so
aster, people tend to behave in w ays and m ake much matters of scientific facts, but matters of how
d ecisions that are not anticipated by scientific those facts were rendered and communicated.’
experts and by em ergency m anagers.
Ou tsid e of crisis situ ations, com m u nicating u n- Su ch ‘fau lty’ com m u nications arose becau se
certainty to at-risk pu blics is associated w ith seism ic crises are not sim ply geophysical ph e-
several challenges, su ch as id entifying the facts nom ena bu t they are also socio-political inci-
relevant to recipients’ d ecisions w hile d eter- d ents. Their threat can m otivate vested bu si-
m ining the relevant u ncertainties, estim ating ness interests to opp ose the science
their im p act, form u lating possible m essages, (Geschw ind , 1997 and 2011) and their incid ence
and evalu ating their su ccess (Fischhoff and can be catalysts of cu ltu ral change or triggers
Davis, 2014). In ad d ition, bu ild ing com m u nity for political u pheaval (Clancey, 2006). As is ev-
aw areness of potential risks can also be d iffi- id ent in other areas of science, notably clim ate
cu lt if people hold seriou s m isconceptions change d iscou rse, conflicts of interest can resu lt
abou t basic science concepts, if the scientific in ‘m anu factu red u ncertainty’ and the d eliber-
issu es are socially contested , and if the hazard ate obfu scation or m isrepresentation of info r-
threat is p olitically charged (Stew art and Lew is m ation for w hich there is broad scientific con-
2017). sensu s (Michaels, 2005; Michaels and Monfor-
The resu lt is that the science/ pu blic know led ge ton, 2006; Oreskes and Conw ay, 2007). In su ch
interface can qu ickly becom e m ore like the contested social sp aces, the w isd om an d re-
frontline of an inform ation battlefield . In su ch sponsibility of geoscientific experts in offering
com bative circu m stances, those conveying the gu id ance or ad vocacy has been qu estioned :
risk of natu ral hazard s to com m u nities threat-
ened by them can find them selves navigating a ‘W hether scientists providing expert input into pol-
carefu l com m u nication cou rse betw een the icy issues should be guided by extra-scientific values
technical nu ances and u ncertainties of extrem e (and if so, whose values, and which values) in either
natu ral events on the one sid e and the norm a- the conduct or communication of their science, and
tive nu ances and u ncertainties of m ed ia prac- even whether they should go beyond their scientific
tice and hu m an behaviou r on the other. competence strictly speaking and provide advice
The d ilem m as faced by geoscientists in com - about policy options, is open to debate’ (Yeo 2014).
m u nicating risk d u ring seism ic crises have
been m ost extensively d ocu m ented and acu tely This societal entanglem ent has potentially
d issected for the 2009 L’Aqu ila (Italy) earth- transform ative im plications for the geoscien-
qu ake and su bsequ ent legal trial (Alexand er, tists that stu d y them , as acknow led ged by
2010 and 2014; Marzocchi, 2012; Jord an, 2013; Oreskes (2016, p .261):
Di Capu a and Pep poloni, 2014; Dolce and Di
Bu cci, 2014; Mu cciarelli, 2014; Yeo, 2014; Cocco ‘Earthquake safety has never been simply a matter of
et al., 2015; DeVasto et al., 2016). Althou gh in i- geophysics, but most earthquake scientists … have
tially fram ed as a trial of scientists w ho ‘failed ’ traditionally understood their job to be to study
to pred ict an earthqu ake, it is m ore w id ely in- how, when, and why earthquakes happen, and only
terpreted as a failu re in risk com m u nication, as to a lesser extent (if at all) how to communicate that
Oreskes (2016, p.254) notes: knowledge to engineers and officials responsible for
mitigation, or to the general public … But in the
‘The case centered not on the matter of whether or contemporary world, the inter-relationship between
not earthquakes can be predicted, but on political knowledge and safety is not easily disentangled.

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AN N ALS OF GEOPH YSICS, 60, FAST TRACK 7, 2017; DOI: 10.4401/ AG-7593

Seismology is no longer simply a matter of geophysics, if m igrating sequ ence of large earthqu akes has
it ever was. It involves consideration of ethics, values, left one prom inent segm ent of the N orth An a-
and monetary and social costs. L’Aquila shows that sci- tolian Fau lt u nru ptu red (Arm ijo et al., 1999;
entists can no longer ignore the social factors that affect Stein et al., 1997; Le Pichon et al., 2003). That
and even control how damaging a particular earthquake segm ent lies im m ed iately sou th of the city, b e-
may be. Earthquake prediction is a social science.’ neath the w aters of the Marm ara Sea and seis-
m ologists expect this seism ic gap to be filled by
In this paper, we carry forw ard Oreskes’s prov o- a M >7 earthqu ake in the com ing d ecad es (Par-
cation that earthquake science is a social science sons et al., 2000; Parsons, 2004; Bohnhoff et al.,
by considering the issue of how to communicate
2013). The lethality of the threat is ev id ent from
seismic risk in a public sphere in which the sci-
a d estru ctive earthqu ake that stru ck to the east
ence is socially contested and politically charged.
of Istanbu l in Au gu st 1999, killing 17,000 peo-
Our consideration arises not from Italy but from
ple and m aking ap proxim ately half a m illion
Istanbul, another troublesome earthquake hot
people hom eless (Özerd em , 1999). Risk scenar-
spot, and viewed not from the perspective of sen-
ior hazard specialists but instead from that of ear- ios for a fu tu re Marm ara Sea earthqu ake antic-
ly-career geoscientists. Motivated by their emer- ipate significant fatalities and w id espread
gent concerns, w e examine key themes of risk d am age to resid ential hou sing and u rban infr a-
communication that might be important if neigh- stru ctu re. For exam p le, a fu tu re M 7.25 earth-
bourhood-based participatory DRR is to be qu ake on this offshore segm ent is expected to
adopted by the earthquake science community. heavily d am age or d estroy 2-4% of the near
1,000,000 bu ild ings in Istanbu l, w ith 9-15% of
2. CASE STUDY: A SEISMIC CONFRONTATION the bu ild ings receiving m ed iu m d am age and
IN ISTANBUL 20-34% of the bu ild ings lightly d am aged (Erd ik
et al., 2011; Erd ik, 2013). Shaken by the 1999
Istanbu l, a m ega-city of 14.5 m illion resid ents, earthqu akes, Istanbu l’s civic au thorities at-
faces a m ajor earthqu ake threat (H ori et al., tem pted to ad d ress the acu te seism ic vu lner a-
2017). Over the last centu ry, a w estw ard - bility of the city throu gh a series of legislative

Figure 1: There is a strong cultural influence on people’s perspectives on the perceived earthquake threat. Based on in-
terviews with residents in earthquake-prone parts of USA , Japan and Turkey, most participants indicated a high aware-
ness of seismic adjustment but there was much variation in belief about the levels of human agency and control. Turkish
participants tended strongly toward fatalism, regarded earthquakes as divine providence but displayed a heightened fo-
cus on vulnerabilities caused by institutional and collective failings, implying that the consequences of earthquakes were
largely determined by the actions of people and society. Redrawn from Joffe et al. (2013, figure 4).

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AN N ALS OF GEOPH YSICS, 60, FAST TRACK 7, 2017; DOI: 10.4401/ AG-7593

m easu res facilitating u rban renew al. The con- Karam an, 2013; Ku yu cu , 2014).
troversial im plem entation of the 2005 renew al The roots of this d istru st go d eep into the Tu r k-
law N o. 5366 in the city’s historic d istricts au - ish ‘earthqu ake psyche’. A com parison of po p-
thorised the central governm ent hou sing d e- u lations living in earthqu ake-prone areas in Ja-
velopm ent agency (TOKI) to u nd ertake regen- pan, USA and Tu rkey revealed that especially
eration projects in seism ically vu lnerable strong and varied em otions perm eate Tu rkish
gecekondu (squ atter) neighbou rhood s, p rojects earthqu ake perceptions and attitu d es (Joffe et
that m et significant local resistance (Karam an, al., 2013) (Fig. 1). Direct experiences w ith the
2008; Unsal, 2015). That resistance reflects legis- 1999 earthqu akes have provoked heightened
lative changes that have been im posed by civic feelings of w orry, fear and anxiety, bu t in ad d i-
tion there w ere strong expressions of corru p -
au thorities. In 2012, the u rban regeneration law
tion and incom p etence of p oliticians, civil serv-
N o. 6306 extend ed regeneration beyond the
ants, planning regu lators and the constru ction
historic d istricts, targeting neighbou rhood s
ind u stry (Fig. 2). For m any, it w as this end em ic
that are generally not those m ost vu lnerable to
corru ption, greed and selfishness that w as seen
earthqu ake d estru ction bu t instead represent
to prod u ce u rban vu lnerability, and in tu rn
areas w here red evelopm ent is highly econom i- created a heightened sense of d issonance (fatal-
cally p rofitable (Gibson and Gökşin, 2016). De- ism ) and w eakened sense of control and self-
spite a recognition that ‘seismic risk in the build- efficacy. Thu s, d espite a su bstantial aw areness
ings in Istanbul is mostly dominated by building of the earthqu ake risk, Joffe et al. (2013) report
vulnerability, not hazard’ (Yaku t et al., 2012, that Tu rkish respond ents w ere far less likely
p.1533), there is w id espread d istru st of Istan- than their US or Jap anese equ ivalents to ad opt
bu l’s retrofitting and reconstru ction m easu res seism ic ad ju stm ent m easu res, a tend ency also
even am ong resid ents of som e of the city’s ap parent in other stu d ies (Ru stem li and
m ost at-risk qu arters (Green, 2008; Islam , 2010; Karanci, 1999; Özerd em , 1999; Eraybar et al.,

Figure 2: The emotional and moral responses of people to earthquakes vary in strength and character between three eart h-
quake-prone countries – USA, Japan and Turkey. Fear and anxiety-related emotions dominate in all three countries, but
Turkish participants show a greater prevalence of grief- and trauma- related emotions and display considerably more emo-
tions relating to moral issues such as corruption (e.g., anger, distrust, blame). From Joffe et al. (2013, figure 3).

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2010; Tekeli‐Yeşil et al., 2010a, 2010b, and 2011; so have a hard time to maintain a pace...and to
Oral et al., 2015; Taylan, 2015). Ind eed , Joffe et do publications, to find the next position and so
al. (2013) report that the Tu rkish respond ents on. So it is a very difficult balance.
w ho felt them selves m ost vu lnerable to eart h- Researcher 7: There is no real reward.
qu akes d isplayed the low est ad option of anti- Researcher 8: W ell, it depends on how you interpret
seism ic ad ju stm ent m easu res. In su ch a socially reward.
polarised and politically sensitive context, d e-
veloping neighbou rhood -based p articip atory Som e particip ants fou nd it cru cial not to blu r
strategies for seism ic risk com m u nication the bou nd ary betw een scientists and non -
w ou ld ap pear d ifficu lt. scientists and to retain their role as “objectiv e
To explore this d ifficu lty, a com m u nication experts”, feeling u neasy w ith the prospect of
training w orkshop for early-career geoscien- operating beyond the geoscience realm .
tists held in Istanbu l d irectly confronted tw elve
PhD and postd octoral researchers w ith the Researcher 11: I think you should do your best to
overtly politicised natu re of the Istanbu l earth- improve your analyses and get proper results
qu ake threat (Ickert and Stew art, 2016). As p art and publish and explain these results to proper
of the w orkshop the you ng geoscientists visited people. For example, the government or the ad-
at-risk neighbou rhood s w ithin the city to hear ministration. A nd these people should know
from resid ents and com m u nity lead ers abou t what to do with this. Y ou can give them sug-
how the city’s seism ic risk w as m anifest ‘on the gestions what you think is the best idea to use
grou nd ’, w itnessing firsthand the effects of the the results and how to protect the people, but the
u npopu lar u rban renew al transform ation pr o- decision belongs to them.
gram m e. Follow ing this field provocation , Ick- Researcher 4: In my humble opinion, science has
ert and Stew art (2016) report how the w ork- something to do with knowledge. Policies, haz-
shop particip ants w ere invited to d iscu ss their ard mitigation, those are things related to
perceived role as com m u nicators. Across the judgement, to decision-making. Those are two
grou p of you ng researchers there w as broad completely different things.
agreem ent on the relevance and im portance of
For som e p articipants, a d irect engagem ent
their expert know led ge reaching at-risk com -
w ith resid ents, p articu larly in politicized con-
m u nities, bu t consid erable d iscu ssion abou t the
texts, w as consid ered as negatively affecting
ap propriate w ay and level of engaging w ith the
their role as scientists, potentially risking a loss
pu blic.
of repu tation, tru st and scientific cred ibility
Researcher 1: If you know that something will hap- d u e to actu al or perceived ad vocacy positions.
pen [...] that many people could die [...] you will Others, w hilst acknow led ging these w orries,
have to communicate that. Y ou have to com- stressed instead the ‘m oral and professional
municate that in order to prepare people. d u ty’ to d irectly provid e their expertise to
com m u nities, especially in situ ations w here in-
Althou gh this view w as w id ely shared , m u ch habitants face an acu te risk and openly requ est
d ebate centred on the participants’ ind ivid u al closer collaborations w ith scientists. For them ,
u nd erstand ings of the role and responsibility of there w as a ‘risk of losing pu blic tru st’ w hen
geocom m u nicators, and w hat im plications this not reacting to shortcom ings of com m u nica-
had for their p rofessional life. For som e, the tion, bu t at the sam e tim e an anxiety abou t
d isincentives to com m u nicating m ore w id ely d rifting into the role of ‘ad vocate’ or even ‘a c-
w ere practical as w ell as m oral: tivist’, as this exchange d em onstrates:

Researcher 8: (...) It is our responsibility. But the Researcher 8: A hypothetical case, let’s imagine the
problem is: W e are not paid for that. W e have to scientific community has a very clear view that
maintain a career as well. A nd this is only one the M armara earthquake is going to happen in
of the little aspects that are very relevant. W e five years time, and it is going to be magnitude
have to do it for the sake of it. W e do a lot of 8. Then what is your responsibility, when people
things for science which are for free. A nd we al- are not reached by standard geoscience commu-

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nication? This is how I face this problem. Then Researcher 6: W hy do you think that only the geo-
you really have to push the boundaries and tell scientists give the information? M aybe there are
the people that they should move away from the things that you don’t know, and that only an ordi-
boundary [… ] but I am already in the activist nary person knows. For example when you go to the
part. field, [...] to a little village, if you are working on a
Researcher 2: Y ou’re looking at the human aspect, recent event of that region, you go to the manager of
not at the scientific aspect. A s a human being, the village, and you talk to him, for example “Have
when you see that something bad will happen you ever had any floods in this area?” It is a com-
very soon, then of course you will push people munication situation and you learn from a person
and try to fix the problem [...]. A s a scientist you that is not a geoscientist.
just have to do the research, get the information
and share it. More generally, how ever, the researchers felt
Researcher 8: But I absolutely don’t feel like this – insu fficiently skilled in com m u nication to reach
this is my scientific part and this is my human be-yond the acad em ic and p rofessional geosci-
part [...] I don’t understand why geoscience ence com m u nity. Interaction w ith lay au d ien c-
should be communicated in a very specific, nar- es w as ju d ged a ‘rather u nknow n territory’.
row way, for example centred on geohazards. Given this perceived skills d eficit, d ebate
Then people might know something about the em erged abou t w hether it w as m ore effective
physics, but they don’t really do anything in to ‘pinp oint the com m u nication talents’ w ithin
their daily lives. A nd this is the challenge. the geoscience com m u nity or instead to engage
Researcher 7: Y ou could make sure that you inform in interd isciplinary research collaborations. Li-
the public better, so that they can find a way aising w ith social scientists w ere pr oposed , as
around this corrupt system so that people are in- w as w orking w ith interm ed iaries or translators
formed to really make decisions. - m ed ia rep resentatives, N GOs or even artists -
Researcher 10: But this is really complicated. to m ore effectively share know led ge w ith peo-
ple on the grou nd . This brief exchange captu res
This d isagreem ent abou t roles and responsibili- the essence of that d isagreem ent:
ties of geoscientists in the risk com m u nication
process su ggest that the m u ltitu d e of factors Researcher 10: Our responsibility is to produce sci-
ence and use other scientists who can talk to
that influ ence how risk com m u nication is per-
people, like anthropologists, sociologists or peo-
ceived , interpreted and translated by inhabit-
ple who have studied philosophy, psychology,
ants of at-risk com m u nities is equ ally recog- this kind of stuff... M y point is that we need a
nised by scientists. Despite this, there w as con- bridge to communicate with the people. W e can-
sensu s am ong the grou p on the necessity to not communicate directly. W e need a translator.
m ore effectively connect w ith at-risk com m u ni- Researcher 3: Or translate it ourselves.
ties in ord er to red u ce their seism ic vu lnerabil- Researcher 2: It won´t be that easy for us.
ity. In ad d ressing this, how ever, there w as u n-
certainty abou t w hether the you ng geoscien- The im plications arising from these w orkshop
tists had the app ropriate skillset to su ccessfu lly d iscu ssions are exam ined in d etail by Ickert
engage w ith lay au d iences. Som e felt confid ent and Stew art (2016), bu t here w e highlight the
in this aspect, giving personal exam ples of sci- basic d ilem m a: com m u nicating d irectly w ith
ence–pu blic interactions, su ch as encou nters at-risk com m u nities is recognised as being im -
w ith local resid ents in the cou rse of their field portant bu t there w as a general anxiety abou t
how easily or effectively geoscientists can
w ork, incid ents in w hich they “had to get in-
ad opt su ch a p articip atory app roach. In this
form ation from local people”, and w ere asked
regard , the early-career geoscientists raise criti-
to “explain” w hat “they are d oing”. In that con-
cal qu estions abou t how best to integrate other
text, som e su p port for the valu e of a m ore par-
d isciplinary perspectives, particu larly those
ticipatory ap proach em erged : from the social sciences, into their geo -risk ex-

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pertise. Stim u lated by these m ethod ological seem s equ ally to be of little im portance. In-
d ialogu es, the follow ing sections su m m arise stead , there is a grow ing appreciation of the
som e key find ings that have em erged from role of socio-cu ltu ral, cognitive and em otional
broad er social science d iscou rses on risk com - variables in risk perception and behaviou r.
m u nication. Solberg et al. (2010) provid e a com p rehensive
review of how people think, feel and act abou t
3. FAULTY COMMUN ICATION S - seism ic risk ad ju stm ent, argu ing that ind ivid u -
TOWARD S A SOCIAL SCIEN CE OF al or collective aw are-ness is shaped by a m yri-
CON VEYIN G SEISMIC RISK ad of social factors, p sych ological biases and
cu ltu ral norm s, inclu d ing experience, opti-
3.1 The Risk Perception Paradox m ism , d em ographic characteristics (gend er,
age, statu s), perceptions of fate and fatalism ,
‘The majority of people at risk from earthquakes do ind ivid u al and com m u nity feelings of control,
little or nothing to reduce their vulnerability’ (Sol- self-efficacy and em pow erm ent, as w ell as the
berg et al., 2010, p.1663). d egree of tru st in experts and au thorities. All of
these risk m ed iators are sensitive to cu ltu ral
The conventional w ay of com m u nicating risk is and political contexts, and all need to be con-
throu gh ed u cation cam p aigns that raise pu blic sid ered if risk com m u nication is to be tru ly ef-
aw areness of hazard threats. This ap proach fective.
rests on the assu m ption that ind ivid u als or The ‘risk perception p arad ox’ (Wachinger et al.,
com m u nities w ith high hazard aw areness are 2013) contend s that if risk perception is only
m ore likely to respond to w arnings and u nd er- loosely related to risk ad ju stm ent, then sim ply
take prepared ness m easu res than ind ivid u als d issem inating inform ation on seism ic hazard
or com m u nities w ith a low er/ d eficient hazard and societal vu lnerability to exposed p opu la-
aw areness. Increase an ind ivid u al’s perception tions m ay not m otivate m eaningfu l risk red u c-
of a threat, the assu m ption goes, and you im - tion behaviou r. This reap praisal rests on a
prove their prepared ness. Dem eritt and N or b- broad er rejection by com m u nication practition-
ert (2014) d escribe this ap p roach to risk com - ers of the over-reliance on factu al inform ation
m u nication either u nd er the term “risk m es- in conveying scientific issu es to the pu blic
sage m od el”, referring to the belief that sou nd (Bu rns et al., 2003; N isbet, 2009). After all, the
risk com m u nication is abou t faithfu lly tran s- ‘facts’ arou nd com plex scientific issu es a re of-
m itting risk inform ation w ithou t d istortion, or
ten contested even by the experts, and the sam e
u nd er the term of a “risk instru m ent m od el”, a
technical p roblem can be presented in very d if-
com m u nication approach w ith the goal to elicit
ferent w ays to elicit m arked ly contrasting r e-
certain cognitive or behaviou ral responses in
sponses. In the febrile atm osphere of natu ral
the target au d iences that are ad d ressed (De-
em ergencies and crisis situ ations it can be ex-
m eritt and N orbert, 2014). H ow ever, several
d ecad es of social science research ind icates that pected that ‘facts will be repeatedly misapplied and
there can be little or no correlation betw een the twisted in direct proportion to their relevance to the
provision of scientific inform ation abou t geo- political debate and decision-making’ (N isbet and
physical hazard s and risks and the ad option of Mooney, 2009, p.56), w ith the resu lt that even
prep ared ness m easu res by ind ivid u als or ‘… compelling scientific information often runs
com m u nities (Palm and H od gson, 1992; Palm , aground almost as soon as it is launched into the
1998; Spittal et al., 2008; Solberg et al., 2010; choppy waters of public discourse’ (Weber and
Wood et al., 2011). While the hazard scientist is Word , 2001, p.488).
steeped in p robabilistic or d eterm inistic thin k- The social p sychology of how people receive
ing abou t the chances or im pacts of an extrem e and process inform ation abou t risk d ecisions is
event, the statistical likelihood of a d isaster is com plex and contested , and the im plications
barely taken into accou nt w hen ord inary peo- this has for science com m u n ication in general
ple m ake ju d gm ents abou t perceived risk lev- are d iscu ssed elsew here (e.g. Jam ieson et al.,
els, and the perceived m agnitu d e of a d isaster 2017; N ational Acad em ies of Sciences, Engi-

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AN N ALS OF GEOPH YSICS, 60, FAST TRACK 7, 2017; DOI: 10.4401/ AG-7593

neering, and Med icine, 2017). H ow ever, the et al., 2010). As a consequ ence, ind ivid u als
head line m essages that have em erged from generally m ake m ore risky or extrem e d eci-
several d ecad es of hu m an and behaviou ral r e- sions as part of a grou p than as an ind ivid -
search are neatly su m m arised by Corm ick u al;
(2014) (Fig. 3): 4. ‘attitudes that were not formed by logic or facts, are
not influenced by logical or factual arguments’;
1. ‘when information is complex, people make deci- 5. ‘public concerns about contentious science are al-
sions based on their values and beliefs’; most never about the science - and scientific infor-
2. ‘people seek affirmation of their attitudes or be- mation therefore does little to influence these con-
liefs, no matter how strange those views are’. cerns.’
This tend ency m eans that ind ivid u als w ill
reject inform ation or evid ence that are The notion that logical and factu al argu m ents
cou nter to those attitu d es and beliefs (Ka- m ay be su bord inate to valu e ju d gem ents and
instinctive thinking in d eterm ining how people
han et al., 2010); the fact that new infor-
m ake sense of technically com plex issu es has
m ation consistent w ith one’s beliefs is m ore
im portant im plications for how the geoscience
easily seen as reliable and inform ative than
com m u nity conveys its science to the pu blic.
inform ation that d iscred its one’s initial be-
After all, conventionally, geoscientists tend to
liefs explains w hy beliefs change very slow - bu ild com m u nication strategies arou nd con-
ly and are qu ite end u ring in the face of con- veying clear, sim ple explanations of the tech-
trary evid ence (N isbett and Ross, 1980). nical d etail. They d o so becau se that is w hat
3. ‘people most trust those whose values mirror their geoscientists have been trained to d o, becau se
own’. They tend to look to others arou nd it is that technical know -how that d efines their
them for social clu es on how to act, w hich ow n u nd erstand ing of the problem , and b e-
can either accentu ate or d ecrease social ac- cau se other cru cial stakehold ers - regu lators,
ceptance of the risk of a given issu e (Kahan engineers, planners and law yers - d em and it.

Figure 3: Social science research highlights a few headline messages of how people make decisions about complex and con-
tested environmental concerns (after Cormick, 2014).

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Figure 4: In the context of community conflicts, Sandman (1993) argues that ‘risk’ is a product of ‘hazard x outrage’. Re-
ducing risk can be achieved by lowering outrage through adjusting the levels of the primary components of community
anxiety.

Bu t m arshalling the scientific facts, illu strating ception (Fischhoff et al., 1978; Slovic, 1987 and
them w ith sim ple graphics, and explaining 1989; Slovic et al., 1991; Fischhoff, 1995), w hich
them u nclu ttered by jargon, seem s u nlikely to d econvolves the com posite pu blic view of
ad d ress pu blic concerns: ‘risky’ scientific issu es. The ‘psychom etric’ risk
parad igm has been w id ely applied by San d -
‘It is not enough to assure that scientifically sound m an (1987, 1989, and 1993), w ho contend s that
information – including evidence of what sci-entists m ost local environm ental controversies com -
themselves believe – is widely disseminated: cultural prise tw o com peting fram es. The first is a tech-
cognition strongly motivates individuals – of all nical fram ing of the problem , involving arg u -
worldviews – to recognize such information as m ents abou t the scientific analysis of the haz-
sound in a selective pattern that reinforces their cul- ard s that are perceived to threaten a com m u n i-
tural predispositions. To overcome this effect, com- ty. The second relates to the social context
municators must attend to the cultural meaning as w ithin w hich those hazard s exist and the pr o-
well as the scientific content of information’ (Kahan cesses by w hich a com m u nity’s anxieties fu els
et al., 2010, p.23). collective anger. Accord ing to Sand m an (1993),
that com m u nity anger is rooted in a range of
3.2 Risk = Hazard x Outrage concerns – inclu d ing tru st, control, volu ntari-
ness, d read , and fam iliarity – w hich he collec-
Und erstand ing the social and cu ltu ral constru c- tively term s ‘ou trage factors’ (Fig. 4).
tion of risk is recognised to be at the heart of Sandman (1993) contends that when the experts
com m u nity-centred p articipatory approaches and the public disagree about the technical as-
to d isaster risk red u ction. It is a notion rooted pects (such as the magnitude of a particular threat
strongly in the p sychom etric m od el of risk per- or its probability of occurrence), the experts are

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more likely to be correct. And yet, although scien- to understand people’s responses to natural hazards
tists readily point out how the public often mis- as well as a combination of natural and technologi-
perceives the hazard, they rarely acknowledge cal hazards and to design the most appropriate
that they themselves pay little attention to that measures for effective risk communication, stake-
component of the perceived risk that is socially holder involvement, and emergency preparedness’
constructed. (Wachinger et al., 2013).

‘The experts, when they talk about risk, focus on haz- An alternative app roach to conventional risk
ard and ignore outrage. They therefore tend to overes- m essage m od el of com m u nication is the “risk
timate the risk when the hazard is high and the outrage d ialogu e m od el”, w hich is based on the belief
is low, and underestimate the risk when the hazard is that the d iverse expertise of m ix of civil society
low and the outrage is high - because all they are doing actors m u st be system atically anchored if a rel-
is looking at the hazard. The public, in precise parallel, evant solu tion to red u ce vu lnerability is to be
focuses on outrage and ignores hazard. The public, fou nd (Dem eritt and N orbert, 2014). Engaging
therefore, overestimates the risk when the outrage is
w ith the w id er civil society in a m ore particip a-
high and the hazard is low, and underestimates the risk
tory w ay abou t earthqu ake threats m eans fram -
when the outrage is low and the hazard is high’
ing seism ic risk com m u nication not sim ply as
(Sandman, 1993, p.8).
the conventional one-w ay transfer of infor-
The public’s concerns - the social risk - is fre- m ation from the technical expert to the ‘end
quently dismissed by scientific experts as being u ser’, bu t also as a tw o-w ay exchange w ith
irrational, unfounded or manipulated, even stakehold er grou ps abou t w hat concerns them .
though it is evident from community protests In short, p araphrasing Latou r (1994), it requ ires
that the resulting anxiety, fear and anger is argu- a m ind set shift from con veying ‘m atters of fact’
ably more tangible and measureable than the u n- to d eveloping d ialogu es arou nd ‘m atters of
derlying hazard. In the context of community concern’, recognizing that shared rather than
conflicts, Sandman suggests that the technical u nid irectional flow s of inform ation are m ore
view of risk as a product of ‘hazard x vulnerabil- likely to prom ote know led ge and attitu d e
ity’ is more usefully reformulated as being a change (Stew art and Lew is, 2017). Scientific
product of ‘hazard x outrage’. This, in turn, sets and technical inform ation are necessary for this
the template for risk communication strategies. process, bu t are not the sole basis on w hich d e-
cisions or actions are m ad e. When accessible
‘Two things are true in the typical risk controversy: scientific inform ation abou t a contested scien-
People overestimate the hazard and people are out- tific issu e is p resented in w ell-organized social
raged. To decide how to respond, we must know which sp aces in w hich ord inary people can form and
is mostly cause and which is mostly effect. If people are
express their opinions, the pu blic can actively
outraged because they overestimate the hazard, the so-
particip ate in scientific d ecision m aking:
lution is to explain the hazard better. But if they over-
estimate the hazard because they are outraged, the so-
‘It appears that people understand some things quite
lution is to figure out why they are outraged - and
change it.’ well, although their path to knowledge may be quite
different from that of the technical experts… given
3.3 Risk D ialogues and Honest Brokers an atmosphere of trust in which both experts and
lay persons recognize that each group may have
‘… public participation measures are probably the something to contribute to the discussion, exchange
most effective means to create awareness of potential of information and deepening of perspectives may
disasters, to enhance trust in public authorities, and well be possible’ (Slovic, 1985, p.170).
to encourage citizens to take more personal respon-
sibility for protection and disaster preparedness. It Whether d irected at the pu blic or at policy
will be a major challenge for risk management and m akers, m ore effective com m u nication em er g-
also an important research topic for future research es from p articipatory engagem ent and d ialogu e

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w ith ind ivid u als and com m u nities (Wachinger municate and properly explain all uncertainties and
et al., 2012). unknowns to the technical and political sphere as
Particip ation processes allow the pu blic to gain well as to the rest of the society’ (Lacassin and
know led ge and personal agency w ith respect Lavelle, 2016, p.57).
to risks and p rotective m easu res, and au thor i-
ties to gain know led ge from the “lay ex- As honest brokers, effective geoscience com -
perts”/ the pu blic and to collect id eas for m u nication becom es not sim ply a case of secu r-
ing pu blic acceptance, bu t, rather, of secu ring
m easu res that are effective for the given pop u -
pu blic tru st. It is argu ably m ore im portant to
lation. Ind ivid u als and com m u nities can be risk
bu ild tru st than to bu ild technical u nd erstan d -
am plifiers or inhibitors. Thu s, as w ell as gau g-
ing becau se tru st is u sed by people as a su rr o-
ing the intrinsic vu lnerability of those living in gate tool - a cognitive shortcu t - for red u cing
hazard -p rone settings, collective conversations the com plexity of scientific inform ation. And it
provid e the expert w ith a valu able inform ation is that tru st that w ill be cru cial later if w arnings
archive. These d ialogu es can reveal a social and other types of vital inform ation are to be
m em ory of p ast events and highlight how pre- taken seriou sly d u ring an em ergency
ventative m easu res m ay be bu ilt into trad ition- (Wachinger et al., 2013). Those scientific bro-
al practices and vernacu lar architectu re. Final- kers w ho genu inely engage w ith affected
ly, a shared responsibility for solu tions in su ch com m u nities are likely to have a particu larly
a d ialogu e situ ation can also prom ote the social privileged place in the d eliberative process b e-
im plem entation of them . cau se, in ad d ition to their grasp of technical
Yet, d espite its app arent benefits, a m ore par- com plexity, they w ill be afford ed a high d egree
ticipatory app roach raises ethical d ilem m as for of pu blic tru st. Yet that elevated d egree of in-
a geoscientist, not least of w hich is the potential flu ence, and the anticipated co-prod u ction of
d rift aw ay from being a neu tral m ed iator of in- know led ge that accom panies a com m u nity-
d epend ent know led ge to a particip ant that is centred app roach, m ay m ake m any geoscien-
engaged w ith, or perhaps even em bed d ed in, tists anxiou s that their m u ch valu ed ind epen d -
com m u nity concerns. The scientist as an ‘ad v o- ence w ill be com prom ised .
cate’ or even ‘activist’ for a specific cou rse of
action is one that m any - experts and non - 4. CON CLUSION S
experts alike - are u ncom fortable w ith. In d is-
tingu ishing d ifferent ‘kind s’ of scientist, Pielke The ethical responsibility of scientists is the
(2007) highlights the im portant role of the com m u nication of balanced factu al infor-
‘honest broker’ - the specialist w ho can inte- m ation, yet the relative prom inence given to
grate stakehold er concerns w ith available sci- those facts is cru cial. To convey a scientific
entific know led ge to open u p and inform a m essage in a w ay that gains w id e acceptance
range of options. Draw ing on the fau lty com - requ ires a sim plified m essage strip ped of the
m u nications and their epistem ological roots u su al technical caveats. The ethical bu rd en that
d u ring the Tu hoku and Fu kishim a catastrophe, this places on the science com m u nicator as an
Lacassin and Lavelle (2016) highlight the re- honest broker of know led ge is obviou s. The
sponsibility of com m u nicating u ncertainties clim ate science com m u nicator Stephen Schnei-
throu gh su ch ‘honest brokers’. Accord ing to d er d u bbed it the ‘d ou ble ethical bind ’, noting
the au thors, they need not only to focu s on the that ‘Each of us has to decide what the right balance
d ecision -relevant elem ents of that com m u n i- is between being effective and being honest. I hope
cated u ncertainties, bu t also u ncover the u ncer- that means being both’ (Schneid er, 2002, p.498).
tainties that scientists fail or avoid to m ention The challenge for those w orking in d isaster risk
becau se of d om inant com m u nication para- com m u nication is how to convey w hat they
d igm s, argu ing that: know honestly and effectively to those people
w ho can benefit from that know led ge. In term s
‘… to promote real democratic and open debate and of the form er, it requ ires hazard scientists to
choices, [scientists] have the responsibility to com- better u nd erstand the social psychology of how

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AN N ALS OF GEOPH YSICS, 60, FAST TRACK 7, 2017; DOI: 10.4401/ AG-7593

people receive and process inform ation, and in patory-based engagem ent strategies anticip ate
d oing so learn how best to fram e the intrica- technical experts taking accou nt of these local
cies, u ncertainties and lim itations of their intr i- socio-cu ltu ral, em otional and even political
cate technical science in w ays that are m ore d im ensions of risk in w orking d irectly w ith
easily grasped by lay au d iences. In u niversities vu lnerable com m u nities. In su ch circu m stan c-
and research institu tes it w ill be cru cial to train es, scientific risk m essages can becom e h ijacked
the next generation of geoscientists in the sci- by or assim ilated into social, econom ic and p o-
ence and art of com m u nication, being m ore litical controversies. The challenge for those
jou rnalistic and m ed ia-savvy in the w ay w e w orking at the contested frontline of seism ic
com m u nicate, and m ore im aginative in explor-
risk com m u nications w ill be balancing the eth i-
ing new com m u nication channels, su ch as w eb -
cal bind s that continu e to constrain u s in ou r
based platform s, social m ed ia. The new reality
role as honest brokers
is that in tim es of the crisis factu al scientific in-
form ations can be qu ickly (m inu tes to hou rs)
transm itted throu gh social m ed ia (e.g. Tw itter,
ACKN OWLEDGEMEN TS
Facebook), thereby helping people to ap preci-
All three au thors gratefu lly acknow led ge the
ate the geop hysical u nd erstand ing of an ongo-
financial su p port of the EU Marie Cu rie Initial
ing natu ral event. In the sam e w ay, how ever,
Training N etw orks program m e ‘ALErT’ (An a-
m isinform ation or m isconceived facts can
tolian pLateau clim ate and tectonic hazard s)
equ ally prom inently be instantly relayed ,
and IS w as ad d itionally su pp orted by the
m eaning that pu blic tru st in honest scientific
N ERC-ESRC-AH RC Global Challenges Re-
brokers m u st be m aintained . For this reason,
search Fu nd project ‘Research for Em ergency
alongsid e the obviou s appeal of new , rem ote
Aftershock Forecasting’ (REAR). We thank Da-
m obile technologies and d igital com m u nica-
vid Mogk and an anonym ou s review er for co n-
tions, face-to-face encou nters w ill be critical for
stru ctive com m ents that im proved the m an u -
effective com m u nity-centred d isaster d ia-
script, and to Giu seppe Di Capu a for su p port-
logu es. In those encou nters, geoscientists
ing the paper throu gh the review ing process.
shou ld expect to m eet the p u blic in their ow n
com m u nity sp aces - in schools, places of w or-
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