Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
India’s Law on
Prevention of
Sexual Harassment
at the Workplace
February 2018
February 2018
ndaconnect@nishithdesai.com
Contents
1. INTRODUCTION 01
ANNEXURE I 20
Sexual Harassment of Women at Workplace
(Prevention, Prohibition and Redressal) ACT, 2013 [Act No. 14 of 2013]
ANNEXURE II 34
Sexual Harassment of Women at Workplace
(Prevention, Prohibition and Redressal) Rules, 2013
ANNEXURE III 38
Hotline: Court decides not to interfere with decision of Internal Complaints
Committee set up by employer
ANNEXURE IV 41
Sexual Harassment Committee - Time for a Change!
ANNEXURE V 42
Bombay Chartered Accountant Society Publication
ANNEXURE VI 45
Sexual Harassment at Workplace: Indian Government Introduces
Platform for Female Employees to File Complaints
1. Introduction
Long bygone are the days when men used to be The POSH Act has been enacted with the
the sole bread-winners of a family. Globalization objective of preventing and protecting women
has brought a radical change in the status of against workplace sexual harassment and to
women worldwide. However, with the larger ensure effective redressal of complaints of
influx of women in the mainstream workforce sexual harassment. While the statute aims at
of India, sexual harassment at workplace has providing every woman (irrespective of her
assumed greater dimensions. age or employment status) a safe, secure and
dignified working environment, free from all
Workplace sexual harassment is a form
forms of harassment, proper implementation of
of gender discrimination which violates a
the provisions of the statute remains a challenge.
woman’s fundamental right to equality and right
to life, guaranteed under Articles 14, 15 and 21 Although the law preventing sexual harassment
of the Constitution of India (“Constitution”). at workplace has been in force since 2013, there
Workplace sexual harassment not only creates remains lack of clarity on various aspects
an insecure and hostile working environment pertaining to the statute, including what
for women but also impedes their ability to constitutes sexual harassment, obligations
deliver in today’s competing world. Apart from of an employer, remedies/safeguards available
interfering with their performance at work, to the victim, procedure of investigation, etc.
it also adversely affects their social and Many are also not fully aware of the criminal
economic growth1 and puts them through consequences of sexual harassment. Lewd jokes,
physical and emotional suffering. inappropriate comments etc. are dismissed
as normal, with women being hesitant to
India’s first legislation specifically addressing
initiate actions due to apprehension of being
the issue of workplace sexual harassment; the
disbelieved or ridiculed; which underpins
Sexual Harassment of Women at Workplace
the need for greater awareness and greater
(Prevention, Prohibition and Redressal) Act,
enforcement.
2013 (“POSH Act”) was enacted by the Ministry
of Women and Child Development, India Any tool would be useless if the person
in 2013. The Government also subsequently operating it is unaware of the way it is to be used.
notified the rules under the POSH Act titled Therefore, the objective of this booklet is to
the Sexual Harassment of Women at Workplace serve as a ready reckoner to all the stakeholders
(Prevention, Prohibition and Redressal) Rules, and re-educate them on the law relating to
2013 (“POSH Rules”). The year 2013 also workplace sexual harassment.
witnessed the promulgation of the Criminal
This booklet focusses mainly on the POSH Act
Law (Amendment) Act, 2013 (“Criminal Law
and other relevant laws in India pertaining
Amendment Act”) which has criminalized
to workplace sexual harassment. Further,
offences such as sexual harassment, stalking
the objective of this booklet is to create more
and voyeurism.
awareness on the issue and simultaneously
equip employers in providing women a safe and
secure working environment. The booklet also
discusses the importance of ‘prevention’
as the best tool for elimination of this menace
in a multi-cultural society as ours.
or voluntary service, whether in government, conduct with sexual overtones, whether directly or
public or private enterprise), such conduct can be by implication, particularly when submission to or
humiliating and may constitute a health and safety rejection of such conduct by the female employee was
problem, it amounts to sexual harassment in the capable of being used for affecting the employment of
workplace. It is discriminatory, for instance, when the female employee and unreasonably interfering
the woman has reasonable grounds to believe that with her work performance and had the effect
her objection would disadvantage her in connection of creating an intimidating or hostile work
with her employment or work (including recruiting environment for her.”
and promotion), or when it creates a hostile working
environment. Adverse consequences might result if
the victim does not consent to the conduct in question
B. Medha Kotwal Lele &
or raises any objection thereto.’ Ors. V. Union of India & Ors.
Aggrieved
Woman
Visiting a
Working Student
Workplace
§§ Covered bodies: The POSH Act applies §§ interference with work or creating an
to both the organized and unorganized intimidating or offensive or hostile work
sectors8 in India. It inter alia, applies to environment; or
government bodies, private and public
humiliating treatment likely to affect the lady
sector organizations, non-governmental
employee’s health or safety.11
organizations, organizations carrying
out commercial, vocational, educational, As you would note from above, the definition of
entertainment, industrial, financial ‘sexual harassment’ under the POSH Act is wide
activities, hospitals and nursing homes, enough to cover both direct or implied sexual
educational institutes, sports institutions conduct which may involve physical, verbal or
and stadiums used for training individuals even written conduct. The key distinguishing
and also applies to a dwelling place or feature is that the conduct is unwanted and
a house.9 unwelcome by the recipient. It includes quid
pro quo sexual harassment, a form of sexual
blackmail (which if translated in English, would
II. What amounts to Sexual mean ‘this for that’). In a typical situation of
Harassment? quid pro quo harassment, the respondent being
a person in power, pressurizes the woman
The POSH Act defines ‘sexual harassment’ in line employee (usually a subordinate) for sexual
with the Supreme Court’s definition of ‘sexual favours in exchange for advancement in the
harassment’ in the Vishaka Judgment. As per workplace or threat of adverse employment
the POSH Act, ‘sexual harassment’ includes action. The definition also includes reference to
unwelcome sexually tinted behaviour, whether creating an ‘intimidate, offensive or hostile working
directly or by implication, such as (i) physical environment’. An example would be a work
contact and advances, (ii) demand or request for environment where an individual is subject to
sexual favours, (iii) making sexually coloured unwelcome comments about her body type
remarks, (iv) showing pornography, or (v) any resulting in the woman employee feeling
other unwelcome physical, verbal or non-verbal embarrassed and unable to work properly.
conduct of a sexual nature.10
While some forms of sexual harassment such
The following circumstances, among other as sexual assault are inherently offensive and
circumstances, if they occur or are present egregious, and may need to occur only once
in relation to or connected with any act or for it to be treated as ‘sexual harassment’, some
behaviour of sexual harassment may amount other forms may not be easily distinguishable.
to sexual harassment: Since there is no fine line test in determining
what would amount to a ‘hostile working
§§ implied or explicit promise of preferential
environment’, the burden will lie on the Internal
treatment in employment;
Complaints Committee to decide whether the
§§ implied or explicit threat of detrimental harassment suffered by a victim is sufficiently
treatment in employment; severe to have created a hostile working
environment or not. Further, determining what
§§ implied or explicit threat about present or
constitutes ‘sexual harassment’ depends upon
future employment status;
the specific facts and the context in which the
conduct has occured.
In 2010, the High Court of Delhi12 endorsed employment, including transportation provided
the view that sexual harassment is a subjective by the employer for the purpose of commuting
experience and for that reason held to and from the place of employment. 14
“A complete understanding of the complainant’s
In the case of Saurabh Kumar Mallick v.
view requires... an analysis of the different
Comptroller & Auditor General of India,15 the
perspectives of men and women. Conduct that
respondent who was facing departmental
many men consider unobjectionable may offend
inquiry for allegedly indulging in sexual
many women... Men tend to view some forms of
harassment of his senior woman officer
sexual harassment as “harmless social interactions
contended that he could not be accused of
to which only overly-sensitive women would
sexual harassment at workplace as the alleged
object. The characteristically male view depicts
misconduct took place not at the workplace but
sexual harassment as comparatively harmless
at an official mess where the woman officer was
amusement.... Men, who are rarely victims of sexual
residing. It was also argued that the complainant
assault, may view sexual conduct in a vacuum
was even senior to the respondent and therefore
without a full appreciation of the social setting or
no ‘favour’ could be extracted by the respondent
the underlying threat of violence that a woman may
from the complainant and thus the alleged
perceive.”
act would not constitute ‘sexual harassment’.
Please refer to Chapter 5 for examples of conduct The Delhi Court while considering this matter
that amounts to ‘sexual harassment’. held this as ‘clearly misconceived’. The Delhi
Court observed that ‘the aim and objective of
formulating the Vishaka Guidelines was obvious in
III. Employee order to ensure that sexual harassment of working
women is prevented and any person guilty of
The definition of an ‘employee’ under the POSH
such an act is dealt with sternly. Keeping in view
Act is fairly wide to cover regular, temporary, ad
the objective behind the judgment, a narrow and
hoc employees, individuals engaged on a daily
pedantic approach cannot be taken in defining the
wage basis, either directly or through an agent,
term ‘workplace’ by confining the meaning to the
contract labourers, co-workers, probationers,
commonly understood expression “office”.
trainees, and apprentices, with or without the
It is imperative to take into consideration the
knowledge of the principal employer, whether
recent trend which has emerged with the advent of
for remuneration or not, working on a voluntary
computer and internet technology and advancement
basis or otherwise, whether the terms of
of information technology. A person can interact or
employment are express or implied.13
do business conference with another person while
sitting in some other country by way of video-
IV. Workplace conferencing. It has also become a trend that the
office is being run by CEOs from their residence.
While the Vishaka Guidelines were confined In a case like this, if such an officer indulges in an
to the traditional office set-up, recognizing the act of sexual harassment with an employee, say,
fact that sexual harassment may not necessarily his private secretary, it would not be open for him
be limited to the primary place of employment, to say that he had not committed the act at
the POSH Act has introduced the concept of ‘workplace’ but at his ‘residence’ and get away
an ‘extended workplace’. As per the POSH Act, with the same. Noting the above, the High Court
‘workplace’ includes any place visited by the observed that the following factors would have
employee arising out of or during the course of bearing on determining whether the act has
occurred in the ‘workplace’:
12. Dr. Punita K. Sodhi v. Union of India & Ors. W.P. (C) 367/2009
& CMS 828, 11426/2009 14. Section2(o) of the Prevention of Workplace Sexual Harass-
ment Act
13. Section 2(f) of the Prevention of Workplace Sexual Harass-
ment Act 15. Decided on May 9, 2008 [Citation not available]
V. Complaints Committee
§§ Proximity from the place of work;
An important feature of the POSH Act is that it
§§ Control of the management over such
envisages the setting up of a grievance redressal
a place/residence where the working woman
forum.
is residing; and
§§ Such a residence has to be an extension or
contiguous part of the working place.
A. Internal Complaints Committee
The POSH Act requires an employer to set up an
In conclusion, the Delhi High Court held that
‘internal complaints committee’ (“ICC”) at each
the official mess where the employee was
office or branch, of an organization employing
alleged to have been sexually harassed definitely
10 or more employees, to hear and redress
falls under ‘workplace’.
grievances pertaining to sexual harassment.16
Presiding Woman employed at a senior level at the workplace from amongst the
Officer employees.
Members Not less than 2 members from amongst employees.
Preferably committed to the cause of women or who have had experience in social
work or have legal knowledge.
External From an NGO or association committed to the cause of women or person familiar
member with issues relating to sexual harassment.17
§§ As far as possible, the ICC should comprise of women members who have been trained on the
POSH Act and POSH Rules and their roles and responsibilities;
§§ It is preferable to have an odd number of members in order for the ICC to arrive at a decision
based on majority in case of a divided opinion.
§§ The ICC members should be selected based on evaluation of various factors including whether
they are accessible, approachable, committed, sensitive and understanding.
§§ They should be sensitive to issues pertaining to gender-based violence and should have good
credibility and technical competency to handle grievance procedures.
§§ The functioning of the ICC should be made autonomous such that there is no scope of allegations
of bias or favouritism.
§§ As far as possible, provide the ICC separate space for conducting their meetings and maintaining
records of cases of sexual harassment.
§§ Hold periodic discussions between the ICC members and conduct regular trainings.
At the district level, the Government is required establishment having less than 10 employees
to set up a ‘local complaints committee’ (“LCC”) or if the complaint is against the employer.18
to investigate and redress complaints of sexual The LCC has special relevance in cases of sexual
harassment from the unorganized sector or harassment of domestic workers or where the
from establishments where the ICC has not complaint is against the employer himself or
been constituted on account of the a third party who is not an employee.
§§ The complaint should be addressed to the ICC members and not the employer/HR representative.
§§ The complaint should be concise, i.e. it should be written in simple language which can be
understood easily. Complaints that are well written and presented properly have greater credibility.
§§ Details of the respondent including name, designation, reporting structure between complainant
and respondent if any (whether subordinate, colleague or superior).
19. Section 11(3) of the Prevention of Workplace Sexual 20. Section 6 of the Prevention of Workplace Sexual Harassment
Harassment Act Act
VII. Conciliation Once the settlement has been arrived at, the
ICC or the LCC (as the case maybe) shall record
Before initiating action on a complaint, the ICC the settlement arrived at and thereafter provide
on the request of the aggrieved woman, can copies of the settlement to the aggrieved woman
make efforts to settle the matter between the as well as the respondent. Once a settlement has
parties through conciliation by bringing about been arrived at, the ICC shall proceed with an
an amicable settlement. Conciliation is basically inquiry under the POSH Act.
an informal method of resolving complaints
before the complaint escalates into a fully
blown formal inquiry. Thus, after a complaint
VIII. Redressal process/
of sexual harassment has been lodged, the Inquiry
aggrieved woman may request the ICC to
resolve the matter by conciliating between the Please refer to the flowchart below which
parties before commencement of the inquiry provides an overview of the process to be
proceedings, although monetary settlement followed by the aggrieved employee to make
should not be made as a basis of conciliation.21 the complaint and by the ICC/LCC to inquire
into the complaint.
Incident of sexual
harassment at
workplace Timelines
22. Section 13 of the Prevention of Workplace Sexual 23. Section 15 of the Prevention of Workplace Sexual
Harassment Act Harassment Act
out community service may be taken. The POSH other individuals from engaging in acts of
Act further clarifies that the mere inability to sexual harassment, but also instil in the
substantiate a complaint or provide adequate minds of employees and public that the
proof need not mean that the complaint is false employer is serious about providing a safe
or malicious.24 work environment and harbours zero tolerance
for any form of sexual harassment at the
workplace.26
XIl. Confidentiality
Breach of the obligation to maintain
Recognising the sensitivity attached confidentiality by a person entrusted with the
to matters pertaining to sexual harassment, duty to handle or deal with the complaint or
the POSH Act attaches significant importance conduct the inquiry, or make recommendations
to ensuring that the complaint and connected or take actions under the statute, is punishable
information are kept confidential. The POSH in accordance with the provisions of the service
Act specifically stipulates that information rules applicable to the said person or where no
pertaining to workplace sexual harassment shall such service rules exist, a fine of INR 5,000.27
not be subject to the provisions of the Right
to Information Act, 2005.
XIII. Consequences of
The POSH Act further prohibits dissemination non-compliance
of the contents of the complaint, the identity
and addresses of the complainant, respondent,
If an employer fails to constitute an ICC or does
witnesses, any information relating
not comply with the requirements prescribed
to conciliation and inquiry proceedings,
under the POSH Act, a monetary penalty of
recommendations of the ICC/LCC and the
up to INR 50,000 (approx. US$ 900) may be
action taken to the public, press and media
imposed. A repetition of the same offence could
in any manner. That said, the POSH Act allows
result in the punishment being doubled and/or
dissemination of information pertaining
de-registration of the entity or revocation of any
to the justice that has been secured to any victim
statutory business licenses. It is however unclear
of sexual harassment, without disclosing the
as to which business licenses are being referred to
name, address, identity or any other particulars
in this case.28 It is also pertinent to note that all
which could result in the identification of the
offences under POSH Act are non-cognizable.29
complainant or the witnesses.25 Disclosure of
the justice secured could not only deter
§§ Clearly define ‘sexual harassment’ and outline the scope and applicability (gender neutral or not);
§§ Mention how the employer practices zero-tolerance towards sexual harassment at workplace;
§§ Extended concept of workplace;
§§ Complaint mechanism;
§§ Regularly distribute and promote the policy at all levels of the organization;
§§ Ensure that the policy is easily accessible;
§§ Provide a copy of the policy to new joinees as part of their induction;
§§ Review the policy periodically & update information regarding ICC members etc. on a timely basis.
354-A Sexual harassment by Offences (i), (ii) and (iii) are Cognizable
a man punishable with rigorous
imprisonment for a term which
i. Physical contact and advances may extend to three years, or
involving unwelcome and with fine, or with both.
explicit sexual overtures;
Offence (iv) is punishable with
ii. Demand or request for sexual simple/ rigorous imprisonment
favours; for a term which may extend to
iii. Showing pornography against one year, or with fine, or with
the will of a woman; or both.
iv. making sexually coloured
remarks.
354-B Assault or use of criminal Simple/Rigorous imprisonment Cognizable
force to woman with intent for a term which shall not
to disrobe be less than three years but
which may extend to seven
Assault or use of criminal years and fine.
force to any woman or
abetment of such act with
the intention of disrobing or
compelling her to be naked.
Yes, both men and women can be victims Yes, an ICC is required to be set up at every
of sexual harassment. However, the branch/office of the company wherein at
safeguards/protection under the POSH Act least 10 employees are employed.
is available only to women.
6. C
an the complaint be filed with and
2. C
an verbal conduct amount to sexual inquired by the HR manager of the
harassment? company?
Verbal harassment that is sexually No, the complaint needs to be filed with
coloured can constitute sexual harassment. and inquired into by the ICC.
Words can be just as offensive as physical
acts and contact. Sexually coloured jokes, 7. I s there a time limit for filing
comments and stories can be sexually a complaint of sexual harassment?
harassing and can create a hostile work
environment. A complaint of sexual harassment needs
to be filed within 3 months of the date of
3. I s the employer responsible if an incident and in case of a series of incidents,
employee is sexually harassed at within a period of 3 months from the
a company-sponsored event (a) during date of the last incident. However, the
working hours and (b) outside of ICC or the LCC , as the case may be, may
working hours? extend the time limit, however, not
exceeding 3 months, for reasons to be
The POSH Act introduces the concept of recorded in writing if it is satisfied that the
‘extended workplace’ covering under its circumstances were such that the victim
ambit any place visited by the employee was unable to file a complaint within the
arising out of or during the course of said period.
employment including transportation
provided by the employer for undertaking 8. C
an a complaint of sexual harassment
such journey. Hence, any form of sexual be conciliated/mediated between the
harassment at a company-sponsored event parties?
whether within or outside of the normal
working hours would also fall under the Yes (at the request of the aggrieved woman),
scope of the POSH Act. but no monetary settlement shall be
allowed.
4. W
hen is an establishment required to
constitute an ICC?
Annexure I
Sexual Harassment of Women at Workplace (Prevention,
Prohibition and Redressal) ACT, 2013
[Act No. 14 of 2013]
Preamble Chapter I
Chapter III i. C
hairperson to be nominated from
amongst the eminent women in the
field of social work and committed to
Constitution of Local Complaints the cause of women;
Committee
ii. one Member to be nominated from
amongst the women working in
5. N
otification of District Officer.–The
block, taluk or tehsil or ward or
appropriate Government may notify
municipality in the district;
a District Magistrate or Additional District
Magistrate or the Collector or Deputy iii. two Members, of whom at least
Collector as a District Officer for every one shall be a woman, to be
District to exercise powers or discharge nominated from amongst such
functions under this Act. nongovernmental organizations
or associations committed to
6. C
onstitution and jurisdiction of Local
the cause of women or a person
Complaints Committee.–
familiar with the issues relating to
a. E
very District Officer shall constitute sexual harassment, which may be
in the district concerned, a committee prescribed:
to be known as the “Local Complaints
Provided that at least one of the
Committee” to receive complaints of
nominees should, preferably,
sexual harassment from establishments
have a background in law or legal
where the Internal Complaints
knowledge:
Committee has not been constituted
due to having less than ten workers or Provided further that at least one
if the complaint is against the employer of the nominees shall be a woman
himself. belonging to the Scheduled Castes
or the Scheduled Tribes or the
b. T
he District Officer shall designate
Other Backward Classes or minority
one nodal officer in every block,
community notified by the Central
taluk and tehsil in rural or tribal
Government, from time to time;
area and ward or municipality in the
urban area, to receive complaints and iv. the concerned officer dealing with
forward the same to the concerned the social welfare or women and
Local Complaints Committee within child development in the district,
a period of seven days. shall be a member ex officio.
c. T
he jurisdiction of the Local Complaints b. The Chairperson and every Member
Committee shall extend to the areas of of the Local Committee shall hold
the district where it is constituted. office for such period, not exceeding
three years, from the date of their
7. Composition, tenure and other terms
appointment as may be specified by the
and conditions of Local Complaints
District Officer.
Committee.-
c. Where the Chairperson or any Member
a. T
he Local Complaints Committee shall
of the Local Complaints Committee.
consist of the following members to
be nominated by the District Officer,
namely.
b. W
here the Internal Committee or d. The employer or the District Officer
the Local Committee, as the case may shall act upon the recommendation
be, arrives at the conclusion that the within sixty days of its receipt by him.
allegation against the respondent has
14. Punishment for false or malicious
not been proved, it shall recommend to
complaint and false evidence.
the employer and the District Officer
that no action is required to be taken in a. W
here the Internal Committee or
the matter. the Local Committee, as the case may
be, arrives at a conclusion that the
c. W
here the Internal Committee or
allegation against the respondent is
the Local Committee, as the case may
malicious or the aggrieved woman or
be, arrives at the conclusion that the
any other person making the complaint
allegation against the respondent has
has made the complaint knowing it to
been proved, it shall recommend to the
be false or the aggrieved woman or any
employer or the District Officer, as the
other person making the complaint
case may be.
has produced any forged or misleading
i. t o take action for sexual harassment document, it may recommend to the
as a misconduct in accordance with employer or the District Officer, as the
the provisions of the service rules case may be, to take action against the
applicable to the respondent or woman or the person who has made the
where no such service rules have complaint under subsection (1) or sub
been made, in such manner as may section (2) of Section 9, as the case may
be prescribed; be, in accordance with the provisions
of the service rules applicable to her or
ii. to deduct, notwithstanding anything
him or where no such service rules exist,
in the service rules applicable to the
in such manner as may be prescribed:
respondent, from the salary or wages
of the respondent such sum as it may Provided that a mere inability to
consider appropriate to be paid to the substantiate a complaint or provide
aggrieved woman or to her legal heirs, adequate proof need not attract action
as it may determine, in accordance against the complainant under this
with the provisions of Section 15: section:
Provided that in case the employer Provided further that the malicious
is unable to make such deduction intent on part of the complainant
from the salary of the respondent shall be established after an inquiry
due to his being absent from duty in accordance with the procedure
or cessation of employment it may prescribed, before any action is
direct to the respondent to pay such recommended.
sum to the aggrieved woman:
b. W
here the Internal Committee or
Provided further that in case the the Local Committee, as the case
respondent fails to pay the sum may be, arrives at a conclusion that
referred to in clause (ii), the Internal during the inquiry any witness has
Committee or, as the case may be, given false evidence or produced any
the Local Committee may forward forged or misleading document, it
the order for recovery of the sum may recommend to the employer of
as an arrear of land revenue to the the witness or the District Officer, as
concerned District Officer. the case may be, to take action in
accordance with the pro visions
Chapter VI g. p
rovide assistance to the woman if she
so chooses to file a complaint in relation
to the offence under the Indian Penal
Duties of employers Code(45 of 1860) or any other law for
the time being in force;
19. Duties of employer.- Every employer
h. cause to initiate action, under the
shall.-
Indian Penal Code,1860 (45 of 1860)
a. p
rovide a safe working environment or any other law for the time being in
at the workplace which shall include force, against the perpetrator, or if the
safety from the persons coming into aggrieved woman so desires, where
contact at the workplace; the perpetrator is not an employee, in
the workplace at which the incident of
b. d
isplay at any conspicuous place in the
sexual harassment took place;
workplace, the penal consequences
of sexual harassments; and the order i. treat sexual harassment as a misconduct
constituting, the Internal Committee under the service rules and initiate
under subsection (1) of Section 4; action for such misconduct;
c. o
rganize workshops and awareness j. monitor the timely submission of
programmes at regular intervals for reports by the Internal Committee.
sensitising the employees with the
provisions of the Act and orientation
programmes for the members of the
Chapter VII
Internal Committee in the manner as
may be prescribed; Duties and powers of District
d. p
rovide necessary facilities to the Officer
Internal Committee or the Local
20. Duties and powers of District Officer.-
Committee, as the case may be, for
The District Officer shall.-
dealing with the complaint and
conducting an inquiry; a. m
onitor the timely submission
of reports furnished by the Local
e. a ssist in securing the attendance of
Committee;
respondent and witnesses before
the Internal Committee or the Local b. t ake such measures as may be necessary
Committee, as the case may be; for engaging nonGovernmental
organizations for creation of awareness
f. make available such information to
on sexual harassment and the rights of
the Internal Committee or the Local
the women.
Committee, as the case may be, as it may
require having regard to the complaint
made under subsection (1) of Section 9;
xiii.the form and time for preparation d. Any rule made under subsection (4) of
of annual report by Internal section 8 by the State Government shall
Committee and the Local Committee be laid, as soon as may be after it is made,
under subsection (1) of Section 21. before each House of the State Legislature
where it consists of two Houses, or where
c. Every rule made by the Central
such Legislature consists of one House,
Government under this Act shall be laid as
before that House.
soon as may be after it is made, before each
House of Parliament, while it is in session, 30. Power to remove difficulties.
for a total period of thirty days which may
a. I f any difficulty arises in giving effect to
be comprised in one session or in two or
the provisions of this Act, the Central
more successive sessions, and if, before
Government may, by order published in
the expiry of the session immediately
the Official Gazette, make such provisions,
following the session or the successive
not inconsistent with the provisions of this
sessions aforesaid, both Houses agree in
Act, as may appear to it to be necessary for
making any modification in the rule or
removing the difficulty:
both Houses agree that the rule should
not be made, the rule shall thereafter have Provided that no such order shall be
effect only in such modified form or be made under this section after the
of no effect, as the case may be, however, expiry of a period of two years from the
that any such modification or annulment commencement of this Act.
shall be without prejudice to the validity of
b. E
very order made under this section shall
anything previously done under that rule.
be laid, as soon as may be after it is made,
before each House of Parliament.
Annexure II
Sexual Harassment of Women at Workplace (Prevention, Prohibition
and Redressal) Rules, 2013
g. W
ords and expressions used herein
Preamble and not defined but defined in the Act
shall have the meanings respectively
In exercise of the powers conferred by section 29 of assigned to them in the Act.
the Sexual Harassment of Women at Workplace
3. Fees or allowances for Member of
(Prevention, Prohibition and Redressal) Act, 2013
Internal Committee.
(14 of 2013), the Central Government hereby makes
the following rules, namely:– a. T
he Member appointed from amongst
non-Government organizations shall
1. Short title and commencement.
be entitled to an allowance of two
a. T
hese rules may be called the Sexual hundred rupees per day for holding
Harassment of Women at Workplace the proceedings of the Internal
(Prevention, Prohibition and Redressal) Committee and also the reimbursement
Rules, 2013. of travel cost incurred in travelling
by train in three tier air-condition or
b. T
hey shall come into force on the date of
air-conditioned bus and auto rickshaw
their publication in the Official Gazette.
or taxi, or the actual amount spent by
2. Definitions- In these rules, unless the him on travel, whichever is less.
context otherwise requires.-
b. T
he employer shall be responsible for
a. “Act” means the Sexual Harassment the payment of allowances referred to
of Women at Workplace (Prevention, in sub-rule (1).
Prohibition and Redressal) Act, 2013
4. Person familiar with issues relating to
(14 of 2013);
sexual harassment.–Person familiar with
b. “Complaint” means the complaint the issues relating to sexual harassment
made under Section 9; for the purpose of clause (c) of sub-section
(1) of Section 7 shall be a person who
c. “ Complaints Committee” means
has expertise on issues relating to sexual
the Internal Committee or the Local
harassment and may include any of the
Committee, as the case may be;
following.-
d. “Incident” means an incident of sexual
a. a social worker with at least five years’
harassment as defined in clause (n)
experience in the field of social work
of Section 2;
which leads to creation of societal
e. “Section” means a section of the Act; conditions favourable towards
empowerment of women and in
f. “Special educator” means a person
particular in addressing workplace
trained in communication with
sexual harassment;
people with special needs in a way that
addresses their individual differences b. a person who is familiar with labour,
and needs; service, civil or criminal law.
d. T
he Complaints Committee shall the allegation against the respondent has
make inquiry into the complaint in been proved, it shall recommend to the
accordance with the principles of employer or the District Officer, as the
natural justice. case may be, to take any action including
a written apology, warning, reprimand
e. T
he Complaints Committee
or censure, withholding of promotion,
shall have the right to terminate
withholding of pay rise or increments,
the inquiry proceedings or to give
terminating the respondent from service
an ex-parte decision on the complaint,
or undergoing a counselling session or
if the complainant or respondent fails,
carrying out community service.
without sufficient cause, to present
herself or himself for three consecutive 10. Action for false or malicious complaint
hearings convened by the Chairperson or false evidence.–Except in cases where
or Presiding Officer, as the case may be: service rules exist, where the Complaints
Committee arrives at the conclusion that
f. Provided that such termination or
the allegation against the respondent is
ex-parte order may not be passed
malicious or the aggrieved woman or
without giving a notice in writing,
any other person making the complaint
fifteen days in advance, to the party
has made the complaint knowing it to
concerned.
be false or the aggrieved woman or any
g. T
he parties shall not be allowed to bring other person making the complaint
in any legal practitioner to represent has produced any forged or misleading
them in their case at any stage of the document, it may recommend to the
proceedings before the Complaints employer or District Officer, as the case
Committee. may be, to take action in accordance with
the provisions of Rule 9.
h. In conducting the inquiry, a minimum
of three Members of the Complaints 11. Appeal.– Subject to the provisions of
Committee including the Presiding Section 18, any person aggrieved from the
Officer or the Chairperson, as the case recommendations made under sub-section
may be, shall be present. (2) of Section 13 or under clauses (i) or
clause (ii) of sub-section (3) of Section 13 or
8. Other relief to complainant during
sub-section (1) or sub-section (2) of Section
pendency of inquiry- The Complaints
14 or Section 17 or non-implementation
Committee at the written request of the
of such recommendations may prefer
aggrieved woman may recommend to the
an appeal to the appellate authority
employer to-
notified under clause (a) of Section 2 of the
a. r estrain the respondent from reporting Industrial Employment (Standing Orders)
on the work performance of the Act, 1946 (20 of 1946).
aggrieved woman or writing her
12. Penalty for contravention of provisions
confidential report, and assign the same
of Section 16.–Subject to the provisions
to another officer;
of Section 17, if any person contravenes
b. r estrain the respondent in case of the provisions of Section 16, the employer
an educational institution from shall recover a sum of five thousand rupees
supervising any academic activity of the as penalty from such person.
aggrieved woman.
13. Manner to organize workshops, etc.–
9. Manner of taking action for sexual Subject to the provisions of Section 19,
harassment.–Except in cases where every employer shall.
service rules exist, where the Complaints
Committee arrives at the conclusion that
Annexure III
Hotline: Court decides not to interfere with decision of Internal
Complaints Committee set up by employer
I. Facts
§§Court does not interfere with the order of
punishment by Disciplinary Authority unless The employee (petitioner) was employed with
it is shockingly disproportionate to the act of an Indian government owned development
misconduct. bank. She had filed a complaint of sexual
harassment against the General Manager,
§§Court does not re-appreciate evidence once
who was her immediate superior officer
the Committee has conducted a domestic
(“Supervisor”). However, no action was taken
enquiry.
by the employer. Thereafter, the employee filed
§§Employer to have proper mechanism another complaint seeking establishment of an
for prevention and redressal of sexual ICC as was necessary to be set up, as per the law
harassment complaints and to create greater laid down by the Supreme Court of India in the
awareness regarding gender sensitization at case of Vishakha v. State of Rajasthan.32
workplaces.
As for the incidents that took place before
February/March 2012, the limitation period
of three months prescribed under the Sexual
The Bombay High Court (“Court”) ruled Harassment Act had expired and thus, were
that it would not interfere with an order of not taken into account by the ICC. However,
punishment passed by the Internal Complaints the Human Resource department could take
Committee (“ICC”) in relation to a sexual separate action based on those instances, which
harassment complaint, unless the order is would be beyond the scope of the Sexual
shockingly disproportionate. Harassment Act. Based on the ICC’s report, the
Disciplinary Authority passed an order, by
The Court passed this judgment in the case
which the Supervisor was (a) demoted to a lower
of Vidya Akhave (“Petitioner”) v. Union of
rank by two ranks; (b) transferred to another
India and Ors31 in relation to the new Sexual
city and (c) received a pay cut as per his lower
Harassment of Women at Workplace
rank (“Order”).
(Prevention, Prohibition and Redressal) Act,
2013 of India (“Sexual Harassment Act”).
The Court observed that the employer must
II. Contentions
sufficiently comply with the duties cast upon
The employee however challenged the validity
it under the Sexual Harassment Act. The Court
of the Order before the Court under Article 226
also stated that (a) an employer must provide for
of the Constitution of India (“Constitution”).
an effective mechanism for prevention of sexual
The employee contended that a higher
harassment of women at workplace; (b) male
punishment should be imposed on the
employees must be sensitized towards the
Supervisor. Also, the employee challenged
concerns of female employees and (c) the ICC
the validity of the observations of the ICC
must deal with complaints of sexual harassment
as it had not adequately taken on record all
in an expedited manner.
evidences. Also, the Supervisor had not been
declared guilty under the Sexual Harassment the Court stated that it would have to be seen
Act and a mere condemnatory statement was whether the legislature and administrative
made by the Disciplinary Authority against the authority maintained a proper balance between
Supervisor. As for expiration of the period of the adverse effects which the legislation or order
limitation, the employee argued that because may have on the rights, liberties or interests of
the Supervisor was her immediate superior, she persons, keeping in mind the purpose which
was under reasonable apprehension to file they were intended to serve. The Court also
a complaint as it would endanger her career. observed that the inquiry by the Disciplinary
Authority was conducted dispassionately and
The Supervisor argued that the penalty
all evidences were appropriately considered
imposed was harsh enough as a result of which
and ruled upon in a fair and proper manner.
the Supervisor had suffered psychologically
Therefore, the Court was not entitled to give
and financially. It was contended that the
a second opinion merely because it had the
Supervisor had to stay apart from his family,
discretion to do so.
as he had to shift to another city. It was further
contended that it was not open to the Court to However, the Court felt that there was a need
re-appreciate the evidence once the Disciplinary to have an effective mechanism in place at
Committee had considered it and ruled over it. workplaces for addressing issues of sexual
Lastly, it was contended that the Court cannot harassment of women. The Court also observed
look into the proportionality of the Order passed that male employees must be made aware of
by a Disciplinary Committee. concerns of female employees by undertaking
an exercise of gender sensitization as more
and more women were becoming part of the
III. Judgment national workforce and contributing to the
national economy. The Court also remarked as
The Court referred to its decision in Om Kumar
to how many companies, corporations and
v Union of India33 and reaffirmed the principles
government undertakings have not complied
of judicial restraint to be exercised by courts
with the Sexual Harassment Act and do not
under Article 226 of the Constitution. The
have an adequate mechanism to deal with
Court held that unless the Order is shockingly
issues of sexual harassment.
disproportionate to the act of the delinquent
employee, it will be circumspect in interfering
with the Order. Reiterating the decision of Om IV. Analysis
Kumar, the Court held that interference is
warranted only when there is non–compliance This judgment reaffirms the importance and
of the principles of administrative law, powers of the ICC that is required to be formed
Wednesbury Principles and doctrine of under the Sexual Harassment Act. Given the
proportionality by the Disciplinary Authority. sensitivities surrounding sexual harassment
allegations, it is important that the ICC is
As for compliance with the Wednesbury
trained to deal with such cases in a fair, proper
Principles, interference was held to be not
and dispassionate manner and based on the
permissible unless any of the following
principles of natural justice. It is also necessary
conditions were satisfied: (a) the Order was
for the ICC to ensure that it completes the
contrary to law, (b) relevant factors were
investigation and issues its order within the
not considered, (c) irrelevant factors were
time frame set under the law.
considered and (d) no reasonable person
would have taken such a decision.
Under the principle of proportionality,
The judgment also clarifies the already natural justice. Once the ICC has adequately
enshrined principles of judicial restraint by the and appropriately addressed a complaint of
courts. The interference of the courts should be sexual harassment, it is not open to the courts
limited to ensuring that there are no procedural to look into the merits of the matter.
irregularities or violations of principles of
Annexure IV
Sexual Harassment Committee - Time for a Change!
5. W
hat happens to complaints that are being order within the time frame set under the law.
investigated by the existing ICC and likely This judgment also clarifies the already
to continue for some more time? enshrined principles of judicial restraint by the
courts. The interference of the courts should be
6. W
hat if another complaint is received
limited to ensuring that there are no procedural
in relation to a matter that has been
irregularities or violations of principles of
previously investigated and closed by the
natural justice. Once the ICC has adequately and
existing ICC?
appropriately addressed a complaint of sexual
7. C
an there be two ICCs constituted in harassment, it is not open to the courts to look
parallel - the current ICC to complete into the merits of the matter.
investigations relating to existing
This time though, employers are not alone - the
complaints while the other for any new
government, on its part, faces similar issues
complaints?
and questions as mentioned above. Members
8. H
ow will the new ICC prepare the annual of the Local Complaints Committee set by up
report if they are not familiar with the the District Officers in each district, are also
previous complaints? subjected to the same timeline of 3 years.
All answers may not be easily available at this
stage. There may also be a need to consider
some of these questions on a case-by-case basis
given the sensitivities involved. At the end of
the day, while taking any decision, employers
must ensure that the intent and principles of
the Sexual Harassment Act are adhered to and
the interest of women remains secured at all
times. Incidentally, the guidelines issued by the
Supreme Court of India in 1997 in the case of
Vishaka v. State of Rajasthan did not prescribe
such a three year period and hence these
questions did not arise previously.
The Bombay High Court has recently34 ruled
that it would not interfere with an order of
punishment passed by the ICC in relation to
a sexual harassment complaint, unless the order
is shockingly disproportionate.35 This judgment
reaffirms the importance and powers of the
ICC that is required to be formed under the
Sexual Harassment Act. Given the sensitivities
surrounding sexual harassment allegations, it
is important that the ICC is trained to deal with
such cases in a fair, proper and dispassionate
manner and based on the principles of natural
justice. It is also necessary for the ICC to ensure
that it completes the investigation and issues its
34. Vidya Akhave v. Union of India and Ors. (Writ Petition 796 of
2015)
35. For more information, please refer to our legal alert: http://
www.nishithdesai.com/information/news-storage/news-de-
tails/article/workplace-sexual-harassment-complaint.html
Annexure V
Annexure VI
Sexual Harassment at Workplace: Indian Government Introduces
Platform for Female Employees to File Complaints
§§The government is also required to set The government will however need to quickly
up a LCC in every district to deal with implement the requisite infrastructure and
complaints of sexual harassment arising resources to manage this initiative to achieve
from the unorganized sector or from the desired objectives. While SHe-Box has
establishments where the ICC has not been currently been designed to cater to the interests
constituted (on account of the establishment of female employees, enabling them to raise
having less than 10 employees) or if the complaints of sexual harassment on a quick
complaint is against the employer. time basis without fear of retaliation, the
government should also use this platform by
§§The law imposes a penalty of upto Rs.
providing necessary tools to help employers
50,000 (approx. USD 775) on employers
comply with the Anti-Harassment Law. By way
who do not implement the provisions of
of examples, SHe-Box could serve as a point of
the Anti-Harassment Law including failure
reference for employers or their ICC should they
to constitute an ICC.
have any questions relating to the process to be
followed upon receiving a complaint or how the
III. Analysis report should be worded. It could also serve as
a repository of experienced personnel who
The introduction of SHe-Box is a positive step of could serve as the external member on the
the Indian government in its continuing efforts employer’s ICC at different locations.
to provide a safe and fair working environment
According to the National Crime Records
for women. With this initiative, female
Bureau, between 2014 and 2015 (that is, after
employees now have another channel to raise
implementation of the Anti-Harassment
workplace sexual harassment complaints.
Law by the Indian government), reporting
Inspite of the enactment of the Anti-Harassment of sexual harassment complaints has increased
Law in 2013, the WCD has been receiving significantly.44 In terms of statistics, 65.2%
sexual harassment complaints.43 This indicates of women have reported that their employers
that either there are employers that may not have do not follow the procedure laid out under
a fully functional ICC or necessary awareness has the Anti-Sexual Harassment Act and 46.7% of
not been created at the workplace. It could even the participant companies have admitted that
be possible that female employees do not have their ICCs are not aware of the legal provisions
enough confidence in their employer’s internal pertaining to sexual harassment45 The recent
complaint mechanism or that the investigation worldwide social media campaign #Metoo
has been delayed. which was started in response to the Harvey
Weinstein scandal, depicted the magnitude
of sexual harassment issues worldwide. The
movement gave many Indian women the space
and encouragement to come out with their own
experiences of sexual harassment46
44. http://www.business-standard.com/article/current-
affairs/70-working-women-do-not-report-workplace-sexual-
harassment-in-india-117030400227_1.html
45. Ibid.
43. http://www.hindustantimes.com/india-news/she-box-
to-the-rescue-of-govt-s-women-employees-facing-sexual- 46. 1https://theprint.in/2017/10/16/me-too-indian-victims-
harassment-at-work/story-nb3z7IhcIl9yiag5MTLOoI.html sexual-assault/
Some women also penned down horrifying that employers take affirmative steps in
instances from their childhood through implementing zero-tolerance policies towards
social media, while some shed light on their sexual harassment at their workplaces and
daily struggles including incidents of sexual ensure that the complaint is investigated
harassment at their workplaces. swiftly, comprehensively and confidentially.
In the last couple of years, sexual harassment
issues have been widely covered in the Indian
media. Given the litigational and reputational
risks associated with non-compliance of
the Sexual Harassment Law, it is high time
About NDA
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NDA Insights
TITLE TYPE DATE
Blackstone’s Boldest Bet in India M&A Lab January 2017
Foreign Investment Into Indian Special Situation Assets M&A Lab November 2016
Recent Learnings from Deal Making in India M&A Lab June 2016
ING Vysya - Kotak Bank : Rising M&As in Banking Sector M&A Lab January 2016
Cairn – Vedanta : ‘Fair’ or Socializing Vedanta’s Debt? M&A Lab January 2016
Reliance – Pipavav : Anil Ambani scoops Pipavav Defence M&A Lab January 2016
Sun Pharma – Ranbaxy: A Panacea for Ranbaxy’s ills? M&A Lab January 2015
Reliance – Network18: Reliance tunes into Network18! M&A Lab January 2015
Thomas Cook – Sterling Holiday: Let’s Holiday Together! M&A Lab January 2015
Jet Etihad Jet Gets a Co-Pilot M&A Lab May 2014
Apollo’s Bumpy Ride in Pursuit of Cooper M&A Lab May 2014
Diageo-USL- ‘King of Good Times; Hands over Crown Jewel to Diageo M&A Lab May 2014
Copyright Amendment Bill 2012 receives Indian Parliament’s assent IP Lab September 2013
Public M&A’s in India: Takeover Code Dissected M&A Lab August 2013
File Foreign Application Prosecution History With Indian Patent
IP Lab April 2013
Office
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Real Financing - Onshore and Offshore Debt Funding Realty in India Realty Check May 2012
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