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European Mana ement Review (2005) 2,36-47

0 2005 EURAM Palgrave Macrnillan Ltd. All rig?& resewed 1740-4754/05 $30.00
palgrave-journals.com/emr

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~owardsan epistemology of collective
action: management research as a
responsive and actionabIe discipline
Armand Hatchuel
Ecole des Mines de Paris/Fenix Center, Chalmers Institute, Goteborg

Correspondence:
A Hatchuel, Ecole des Mines de Paris/Fenix Center, Chalrners Institute, Goteborg.
E-mail: Armand.hatchuel@cgs.ensrnp.fr

Published online: 27 May 2005

Abstract
Critics simultaneously question the relevance of academic knowledge about manage-
ment, the scientific unity of the field and the performance of business schools. They signal
the lack of an adequate epistemology for management research. This paper explores the
possible nature of such an epistemology. Classic epistemology looked for universal truth
but ended up accepting a model of action: the experimental method. Contemporary
critiques of classic epistemology offer relativist views about truth but focus on metaphysics
of action, that is, false universals of collective action. Truth being dependant of models of
action, a useful epistemology can be defined as the research-based revision of these
models. It is quite different from pragmatism and relativism: applied to the ‘knowing
observer’ it led to important discoveries in physics and mathematics. Management
research should similarly recognize that each knowing method gives access to different
truths and corresponds to a different conception of responsiveness and actionability. The
identity and value of management research is also clarified as opposing metaphysics of
action and developing a research process for the identification and revision of new models
of action. Four examples of management research leading to such revision are discussed:
the theory of management instruments vs the metaphysics of social control; the theory of
prescribers vs the metaphysics of markets and hierarchies; the theory of collective
knowledge production vs the metaphysics of expertise; the theory of innovative design vs
the metaphysics of R&D projects. Within an epistemology of collective action, manage-
ment research can be defined as a basic discipline and not as an applied one.
European Management Review (2005) 2, 36-47, advance online publication, 27 May 2005
d0i:lO.l OS7/palgrave.emr.l500029
Keywords: management theory; epistemology; modernity; post-modernism; action theory

To act at all is to confess limits. et al., 1996). Evidence of this change can be found in the
John William Miller historical growth of the institutions devoted to manage-
ment teaching and diffusion, including business schools,
Introduction: the paradox of management consulting firms, conferences, journals, and so on (Ken
Starkey et al., 2004).
Yet, the social recognition of management contrasts with
The dual status of management research - social success but the controversial academic status of management theory
criticism and research which is criticized at three levels: its lack of

A
lmost one century after Fayol and Taylor, management scientific unity (the ‘paradigm wars’), its lack of action-
has gained wide social legitimacy. At least, the ability (the ‘relevance gap’) and the limited efficiency of
historical mission that was in the mind of the founders its educating institutions (the criticism of business school
of modern Management has succeeded to build a popular curriculum and results). This paper revisits these con-
culture and a shared language that helps people cope with troversies from a different perspective. For me, these
the organizational revolution in modern societies (Clegg debates are not the sign of a systemic failure of manage-
Towards an epistemology of collective action Armand Hatchuel 3 37

ment research but the signal of a necessary aggiornamento. will somehow indifferently use the words ‘action’ or
What is needed is a better definition of the scientific identity ‘collective action’.
and value of management research for contemporary
societies.
Opposing metaphysics of action
A field mature enough for reflection and revision The perspective I am advocating avoids traditional
Hopefully, reflection and revision are now easier than cleavages. When it was a question of criticizing old models
during the early years of the field. As any young academic of action in companies, as Fayol (against pure owner’s
domain, management research has explored a wide variety governance) and Taylor (against shop floor bargaining)
of studies and methodologies. Both its achievements and did, classic rationality and positivism served as a new and
the recurring criticism it has generated constitute a basis creative epistemology of action. Today, however, in
for renewal. There are academic signs ‘...that the common with critiques of modernity, it is important to
transformation is beginning to take place. Still the work reject the idea of dogmatic knowledge. However, we must
has just begun and does not point in a single direction’ also refuse the idea of relativism per se advocated by critical
(Huff and Huff, 2001: S49). Recent literature on the research movements and post-modernist trends, which leads ironi-
experience in different countries’ suggests that the paradox cally (as shown later) to a blind reliance on metaphysics of
between the social and the academic history of management action, that is, false universals of action. In short, manage-
comes from the inadequate epistemological foundations of ment research can be defined as the discipline that is
the latter.’ opposed to metaphysics of action.
During its years of formation, academic management had
no epistemology that was consistent with its research
program (Nodoushani, 2000). It had to import classic Overview of the paper
epistemology with its own controversies, both the modern
The next section summarizes three criticisms of manage-
view of knowledge and its critics. Pettigrew suggests that
ment research the relevance of academic knowledge, the
‘there is a widespread view that management has taken
scientific unity of the field and the performance of business
more fi-om the social sciences and has given little back’
schools. It is suggested that these criticisms are the
(2001: S64). Is this surprising? Within classic epistemology,
consequence of an epistemological trap resulting from
the core issue of discussion is the nature of ‘universal truth’
classic epistemology’s critique of management research.
and/or ‘general knowledge’. Our problem is that manage-
ment research makes sense only in human contexts where The subsequent section recalls the principles of classic
collective action is transformative and creative and where epistemology and suggests how the experimental method
substitutes the good management of an action process for
the definition of the ‘truth‘ or the ‘real’ depends on models
the observer. It surveys contemporary relativisms opposing
of action that determine a knowing process. Now we need
to classic epistemology that all insist on a new class of
to decide what could be the specific epistemology of such
metaphysics about how we act on other humans and on
ventures and how could it contribute in return to other
the world. As appropriate ‘epistemology of action’ - the
sciences?
objective of this paper - is defined as the critique and
research-based revision of these false universals of action.
The epistemological enigma of management research The third section recalls some important results in
I support the hypothesis that for management theory, the physics and mathematics (mainly Mandelbrot, 1999;
central epistemological issue is not ‘truth’ but ‘action’. This Bertrand, 1889) which are examples of an epistemology of
does not mean that academic management should turn to a action applied to the revision of the usual concept of
pragmatic or practical epistemology (James 1907; Wicks ‘measurement’. Through surprising paradoxes, we discover
and Edward, 1998; Aram and Salipante, 2003) where action that seemingly simple ‘measurement’ is an action that may
is seen simply as the ‘hands-on’ solution. Within this create the ‘real’ it claims to describe: a central issue for
conception academic research disappears. On the contrary, management research and practice. These examples are
we have learned from management research that ‘action’, be used to formulate the main propositions of the new
it a phenomena to observe or the observing process itself, is epistemology. A key hypothesis, relevant to the purpose
the central theoretical enigma and not a ready made and of this special issue, is that theories of collective action
obvious universal. Thus an ‘epistemology of action’ stands become contingent, historic, and provisional in the same
for the idea that ‘action’ is the unknown and mysterious way as scientific theories.
category. Moreover, from the point of view of management The next section uses this and other propositions to
research, pure individualistic and isolated action with no define actionability and responsiveness in management
observer, no stakeholder and no cooperation would be of research. It examines some contributions of management
little interest and its existence could even be questioned. research to the criticism of the metaphysics of social
Consequently, management research can be defined as the control, markets, hierarchies, learning and R&D. The
identification, criticism and invention of models of collective conclusion of this paper is that management research can
action. In a management-relevant epistemology ‘truth‘ is be defined as a basic discipline and not as an applied one. A
still a major and inevitable issue, yet it is a dependant one. discipline that explores collective action, not as a closed
‘Accessible truth’ is defined as that we are able to ‘manage’, repertoire of organizational forms and rationalities but as
that is, that we can reach through an identified ‘model of an expandable field where criticism and research allow for
collective action’. In this paper, for the sake of brevity we revision and invention.
*
38
Towards an epistemology of collective action Armand Hatchuel

Paradigm wars, the relevance gap and business school The ‘Relevance gap’ and actionable knowledge: an issue in
critics: an epistemological trap? methodology
During the last 30 years, the management and organization Recently Starkey and Madan (2001) discussed the ‘rele-
literature has informed readers about persistent contro- vance gap’ in management, that is, the widespread doubts
versies and debates. This could be seen as a sign of vitality about the usefulness of existing academic knowledge.
and dynamism of the field. However, this optimistic view is Starkey and Madan also advocate new modes of knowledge
tempered by the fact that these controversies simulta- production based on collaborative research work with
neously attack three important, if not vital, pillars of an practitioners. In 2004, the organizers of the AOM con-
academic field the relevance of the knowledge produced, its ference in New-Orleans added their voice to this cause by
epistemological foundations and finally, its educational calling for the development of ‘actionable knowledge’ in
institutions. Considered together, controversy in these management. This opens a debate that is obviously
areas signals the necessity of exploring new perspectives. paradigmatic for management research (Hatchuel, 2001b).
Revisiting them, even briefly, clarifies arguments in favour As suggested by Weick (2001) in his comment on the
of an epistemological revision. Starkey and Madan paper, we need more theoretical
clarification about what is ‘actionable knowledge’. Unfortu-
nately, there is no universal criteria that would help us
recognize what is an actionable knowledge.
Are the ‘paradigm wars’ paradigmatic for management The existence of such criteria would mean that we have a
research? universal theory of action or a model of action that would
The first steps of management theory are widely viewed as be of universal value. Therefore, the ‘relevance gap’ should
rationalistic and functionalist. Later, several schools of be interpreted in an epistemological way. It cannot simply
thought introduced social and human perspectives to the mean that academic knowledge should be more ‘practical’
field. Yet, the criticism of the first positivistic approach did as if we knew what ‘practical’ means. To define ‘relevance’
not pave the way for a new paradigm, that is, a new set of more rigorously it is necessary to make ‘actionability’ a
assumptions governing the field. Instead, management research issue in management like ‘therapy’ is a research
theory had to cope with the complexities of the social issue in medicine. And this has strong consequences for
sciences as a ‘multiple paradigm field’ (Sorge, 2002). research methodology.
However, classic descriptions of competing paradigms in For example, let us assume that research has established
the social sciences (Burrell, 2002; Sorge, 2002) reveal no the proposition P: ‘good coordination increases team
paradigmatic controversy about the identity of manage- performance.’ Is P ‘actionable’? In spite of its universalistic
ment research. In one presentation of these paradigms that formulation, P alone cannot be said ‘true’. What can be
has been widely discussed (Burrell, 2002), different para- said to be true is P contextualized, hence conditioned,
digms for organization theory are positioned in a matrix by the hypothesis and knowing instruments that gave
having two dimensions: a ‘subjectivelobjective’ dimension, access to such ‘truth’. In this case, the operationalization
and a ‘regulationhadical change’ dimension. These dimen- of ‘coordination’, ‘performance’, ‘team’ is required. It is
sions appear as the basic epistemological assumptions not P alone, but ‘P and the research m e t h ~ d ’that ~ are
behind the various paradigms. The first axis ‘subjective1 required to discuss ‘actionability’as the research method is
objective’ is about the nature of truth and can be related to itself a ‘model of action’! This is obvious in all scientific
the heritage of classic epistemology. But what about the fields. For instance, in Medicine, the efficiency of a remedy
second one which opposes two models of action: ‘regula- means that some parts of the proof methodology (how the
tionlradical change’? Why should management research medicine has been absorbed, in which quantity, when, to
consider as universal and paradigmatic such an over- whom and so one) will be prescribed to other physicians in
simplistic theory of action? order to obtain the curing impact. Further, actionability
From a management point of view, ‘regulation and also depends on the background (and the capacities,
radical change’ are only two variants within an open set of including instruments) of the people informed of the
‘models of action’ or grammars of action. This observation research method and making their own sense of it (Weick,
has an important consequence: If management research 2001).
provides a more complex framework of change, it could Hence, ‘to be actionable’ is the result of the specific inter-
partly reshape the existing paradigms of the social sciences! actions between two different contextualizations: C1, the
Hence, the existing ‘paradigm wars’ could be less paradig- academic methodology of knowledge production and C2,
matic than it seems for management research. Moreover, the reception processes that could in return inform
most of the controversies in the field are not built on a academic methodology. Actionability is not given: it is a
theory of management as such, but are still driven by the phenomena that can be studied and evaluated ifand on& if
‘objectivelsubjective’ issue or by the opposition between the interaction between C1 and C2 is settled and designed
contextual (monographic) vs general knowledge (survey as an integral part of the research agenda. For sure, any
based) (Tsoukas, 1989; Cook and Seely Brown, 1999; Calori, knowledge may be discovered actionable ex post. Yet, only
2002). As we will see later in this paper, the new debates specific research methodologies treat ‘actionability’itself as
created by post-modernist litterature maintain discussion a research issue and as a condition of knowledge
on these issues while being dogmatic about the models of production and validation. These methodologies belong to
action they advocate. The conclusion from this observation the experimental method’s heritage and we will see below
is that the debate about what is paradigmatic for manage- that the experimental method was an epistemological shift
ment research is still in front of us. in classic views of knowledge.
In management, collaborative forms of research, when is itself an important research issue. In the next section of
they follow a rigorous academic protocol, clearly belong to this paper I offer a more systematic treatment of this
this tradition and offer the possibility to introduce some assertion by discussing traditional epistemology and its
criteria of actionability in their methodology (Hatchuel and critics.
Weil, 1995; Adler et al., 2004). Collaborative research does
not necessarily produce actionable knowledge, but this is a
‘relevant’ design parameter of the research method. Being Traditional epistemology and its critique: competing
‘relevant’ (and being actionable) is not an issue in classic conceptions of truth
epistemology: it is not a discussion about the universality of In the West, epistemology is inseparable from the history of
‘truth’. It is an inquiry about how academia and society can ‘truth’. When Galileo published his famous ‘Dialogue
built cooperation and co-design models of research. concerning the two Chief World Systems’ (1632), he set
This also shows how the epistemology of management the truth of new Copernican knowledge against the old
research is embedded in management research itself. Let us metaphysics of Aristotle. But the new science had its own
assume that a new research protocol, M, is established mysteries and the victory against the old dogmas was not
between scholars and some companies in order to improve sufficient to explain the ‘truth‘ of ‘scientific’ knowledge.
the quality and validity of a survey. M could be viewed both
as a scientific innovation (through its results) and as an The nature of scientific knowledge: the quest for universal laws
invention in management if it generates for instance a new How could human ‘reason’ which reinterpreted even the
model of organization, cooperation or alliance. Thus M, as most assured of truths be defined? And where did evidence
a new model of management, would appear as a requisite of the ‘laws’ it observed come from? From Galileo to
for the accessibility to new ‘truths’ in management science. Descartes, and Hume to Kant, this debate provided the
The famous Hawthorne experiments showed such simulta- framework for an epistemology designed above all as a
neous effects: they gave birth to a new school about critical exploration of the conditions of ‘truth’. Yet it was
productivity at work and the experiments themselves soon necessary to invent major variations in this tradition.
initiated a new production management model - the At first, the question of truth led to a fresh exploration of
introduction of human-oriented staff at the shopfloor. That the conditions of knowledge. Kant dissected the ‘antinomies
Management research is both a cause and a consequence of of reason’ and insisted on the primacy of ‘transcendental’
the evolution of management is another sign that the field schemes such as causality and logic. The knowing subject is
needs a specific epistemology. not just an observer, from Kant’s point of view. The
observer uses active interpretation schemes to order the
results of his senses and judgement. But where do these
The critics of management education: an epistemological trap
schemes come from? The assurance provided by the laws of
Management education (mainly the education of MBAs) science creates the feeling that these schemes reflect the
has been criticized even by renowned scholars (Mintzberg reality or the nature from which universal determinism
and Gosling, 2002; Pfeffer and Fong, 2004). In all academic reveals the superiority of scientific method.
fields, even in the natural sciences, educational methods This was how Kant helped create classic epistemology:
and institutions are objects of debate. In most cases it is not the laws of the world were considered to be independent of
the content of knowledge that is discussed but pedagogy. In human reason, which merely uncovers them. Despite the
management, however, critical arguments deeply link success of this scientific idealism, however, the quarrel over
content and teaching methods. Both the lack of scientific
epistemology did not cease, but was merely displaced.
unity of the field and the relevance gap are deeply involved Mechanical things (movement of the planets, homogeneous
in criticisms of business schools. For Mintzberg and his bodies) seemed to obey invariable laws, but knowledge of
colleagues (2002), management education should really chemical or living beings, especially human beings
prepare and train competent managers. In that case, the (medicine, behaviour, etc.) proved much more enigmatic.
lack of relevance of academic knowledge is a main obstacle
Observation and good sense no longer went hand in hand.
and this explains their claim that less academic education is
At this point ‘experience’ was elevated to science. Not
required. For Pfeffer and Fong (2004), in contrast, business
the immediate experience of radical empiricism, but the
studies should leave their short-sighted professional view
‘experimental method’ - that is to say, empirical investiga-
and adopt the logic and ethics of true scholarship. However,
tion became an action completely directed towards the
the lack of scientific unity and identity of the field is also
controlled production of a ‘real’ that is forced to declare
part of the criticism made by these authors.
itself. It was precisely in the field of medicine that this was
To summarize, academic management seems trapped in formulated most explicitly by Claude Bernard in 1867.
vicious circles that impede any consistent identity, be it as a
Bernard, who discovered experimentally the role of the
professional field or an academic field or a hybrid. Can we
pancreas and several physiological transformations, criti-
avoid these vicious circles? Even briefly revisiting these
cized classical Anatomic observations and showed that they
controversies suggests that the vicious circles are artifac-
could not reveal the real biological behaviour of bodies.
tual. They result from an inadequate epistemology where
truth is the central issue and action is seen as a self-evident
notion. The lack of an adequate epistemology nurtures Management as a hidden requisite for scientific truth: the
paradigm wars that are not paradigmatic for management epistemological shift of the experimental method
theory and reinforces a relevance gap by not understanding In experimental research, the production of ‘the truth’
that actionability is not a property of knowledge per se but demands much more than thinking and simple observation.
Towards an epistemology of collective action Armand Hatchuel
40

Many activities (building a laboratory, a test bed, etc.) must ‘dispositif (Foucault, 1966) and expects that this dispositif
be organized and numerous devices (repeated measure- will uncover a portion of the real.
ments, modification of factors, adequate collection of data,
etc.) must be decided upon. Observers must accept the Contemporary critiques of classic epistemology: the ever-present
operations which make up the experimental condition in question of truth
order to discuss the content of the knowledge produced. It was after the Second World War that the most radical
Important changes were taking place with this develop- critiques of traditional epistemology appeared. Above all,
ment, an understanding of which are crucial for the whole they tried to remove the authority that Science had been
of our own analysis. Most important: the epistemology of accorded by contemporary societies. The arguments of
the experimental method could no longer be reduced to a these new critics echoed criticisms of modern society itself.
philosophy of knowledge or to data treatment. The Three trends are of interest to our discussion: post-
experimenter must be clear in his intentions and the modernism, dialogic relativism, and constructivism. The
methods that are intrinsic to his acts. Above all, in the end, critique of truth remains their central issue, but references
his results will be circumstantial and limited to the actions to doctrines of action as an antidote to relativism are to be
undertaken. Experimentation is therefore a domestication found throughout.
of the real, an active and managed domestication issuing
from an investigator who is both a strategist and prepared
for the surprises of his own action. Without it being clearly Post-modernism and the fate of domination
stated, the experimental method broadened the scope of Post-modernism is certainly the most radical of these
epistemology, because the experimenting researcher had to movements. Lyotard (1979, 1984), one of its principal
be an acting, enquiring and administrating investigator. theoreticians, stresses the inevitability of ‘differend’ (dis-
Knowledge was first and foremost the reward of the correct agreement) in human societies. Differend makes all
management of the experiment. dialogue impossible or useless. There is no longer any
The influence of the experimental method on Science was global knowledge capable of giving coherence to a set of
considerable, but the question of truth nonetheless views, even at the level of a simple conversation! For
remained at the heart of the epistemological debate. This Lyotard, nothing can force subjects to construct a common
was particularly so in the case of American pragmatism. meaning. Knowledge therefore disappears, to be replaced
Charles Peirce (1878) made any concept into a hypothetical by ‘information’ that is completely malleable depending on
signifier which was only validated by the ‘effects’that could those addressed and the viewpoints of those concerned. An
be attributed to it, effects which were themselves evaluated equally absolute kind of relativism can be found in
through experiment. A hypothesis is therefore a provisional Feyerabend (1988). His famous ‘anything goes’ expresses
belief which will be confirmed or not, in accordance with two radical ideas. First, that science’s most important
the tests of the experiment. The ‘true’ is therefore discoveries owe nothing to scientific method. Second, that
provisional and relative to the interpretation of action. scientific knowledge is not superior to mythological
The only acceptable criteria becomes that of the success of knowledge. Post-modernism thus dismisses back-to-back
the experiment, a success which always relates to the initial the two protagonists introduced by Galileo (Copernicus and
aim of the subject. Peirce tried also a systematic approach Aristotle). Each now represents only one vision of the
to operations of inference, an undertaking which only really world - a narrative account - among many other possible
became a scientific revolution with the development of the narratives.
theory of contemporary statistical inference, which clearly Post-modernist arguments have had a visible, but limited
demonstrates that inference and theoretical modelling of and controversial impact on contemporary research on
the real are inseparable and disqualifies any theory of management and organizations (Hassard, 1994, 1999). Yet,
interpretation per se. it is interesting to remark in their defense that post-
Despite its name and the image it is commonly given, modernist authors make an important claim. They
Pragmatism as developed by Pierce and others is not a emphasize that it is worthwhile to avoid domination and
theory of action but a theory of truth, defined as belief that it is important to protect critical minorities within an
systems which can be revised through action. Action is academic field (Burrell, 2002). One can also remark that in
reduced to the signs that cause beliefs to evolve. We will see this perspective a model of collective action, the protection
later how contemporary physics and mathematics, rever- of diversity, is not discussed as such and is taken as a
sing pragmatism, have turned concepts of action into a new universal solution for the production of knowledge.
subject of inquiry. The pragmatist simply asks action to
bear witness to the idea, to be its temporary guarantor. It is Dialogic reason in quest of a model of action
easy to understand why Emile Durkheim, one of the In the light of ancient rhetoric, this post-modernist critique
founding fathers of sociology, shared the arguments of takes on a different meaning. The problem of points of
pragmatism concerning the provisional nature of truth, but reference in knowledge never worried the sophist (Laufer,
also criticized at length the absence of a theory of collective 2001) for whom knowledge and organization are not a
action in Pragmatism (Durkheim, 1955). In defence of question of science but of persuasion and conviction.
Pragmatism, one might remark that few observers have Rhetoric is thus a system of action before it is a system of
understood that the experimental method went far beyond truth. It does not even pre-suppose consent to discussion,
a practical view of truth. Kant substituted an active since this may be obtained by arousing curiosity or by
knowing investigator for the traditional observer. This seduction. The rhetorical tradition offers us a particularly
investigator designs and manages a knowledge producing interesting conception, on condition that it is reinstated as
Towards an epistemology of collective action Armand Hatchuel
41

an analysis of action. This avenue has been particularly well need to put forward a positive model of dialogue. The more
explored by Laufer (2001). we renounce knowledge, the more we must suppose that
Nonetheless, some authors hope that rhetoric can action creates learning processes. In all the forms it has
provide a dialogical reason (Myerson, 1994). At first sight, taken, contemporary relativism has amplified the depen-
dialogue does not aim to suppress the variety of points of dence between knowledge and a universal model of action!
view or to demonstrate the superiority of one over another. However, none of the schools cited draw the necessary
It simply supposes that the multiplicity of viewpoints is not theoretical conclusion: reversing the direction of analysis
immutable, that they can influence one another, and are not reveals the question of action as a central epistemological
condemned to banish or ignore one another. Nonetheless, issue.
the different viewpoints do not possess an equal aptitude Contemporary relativism is limited to building upon the
for dialogue and mutual enrichment. Does not Cartesian presuppositions relative to action and to mobilizing
doubt lend itself more readily to dialogue than dogma and metaphysics of action (or collective action). I use this term
eternal truths? Habermas (1987) emphasized this point by (Hatchuel, 2001a) to describe the representations of action
affirming the preliminaries to dialogue and the need to which reduce collective action to a single principle or
organize to allow for the expression of arguments and a subject (individual or collective) without understanding
critical examination of them. Dialogical rationalism (Myer- how this principle or subject works. These are therefore
son, 1994) therefore has an implicit price. It does not know falsely universal representations of collective action. How-
what a universal truth is but claims to know how to ever, by using this observation as a starting-point, the place
organize a good dialogue. It is based on a metaphysic of and need for a reversed epistemology clearly emerges.
debate and exchange. Science in general, and management in particular, needs an
epistemology that does not put action forward as a solution
but as the central, enigmatic question - the real subject of
Constructivism and the necessity of procedure research and the grounds for its critique. Before returning
With constructivist epistemologies (Le Moigne, 1999), the to management issues let us see such an epistemology at
call to action as a solution to the problem of knowledge work in physics and mathematics with surprising results.
becomes more r a d i ~ a l . Constructivism
~ takes up the
critiques of rationality by countering the idealisms which
were the foundation of theoretical economy and modern Epistemology of action as a critical movement within the
science at the beginning of the 20th century. From a contemporary sciences: what means measuring?
constructivist viewpoint, future action cannot flow from The precursor of a more complete epistemology of action
present knowledge alone into possible means or desirable can be seen in many major discoveries from physics and
ends because this knowledge, whatever kind it may be, is mathematics. These breakthroughs proceeded from a
always uncertain and partial. Consequently, ‘the path is critical examination of pre-suppositions relative to the
built by walking’ (A. Machado quoted by Le Moigne, 1997). action of the knowing investigator. In physics, the most
In other words, knowledge and action develop together. famous come from Einstein and Heisenberg. Einstein’s
Over and above these unquestionably stimulating premises, theory of relativity was based on the idea that the ‘truth of
however, it remains difficult to find a research project time’ was dependant on the relative movement of observers
favourable to constructivism. who had to synchronize their clocks. Heisenberg is also
One can nonetheless note the principal influences which celebrated for his analysis of the interaction between the
support this approach. Piaget’s ‘Genetic Epistemology’ is observer and the observed, which led to his well-known
one of the most important. For our purposes, it is uncertainty formulas concerning the position or the energy
interesting to observe that Piaget makes use of a theory of observed particles. In both cases, we clearly see that the
of learning as a simultaneous model of action and central subject of inquiry and criticism is how the observer
generation of the ‘real’. The influence of Herbert Simon thinks about his own action of observing. These are well-
has also left its mark on the constructivist movement. known examples, but I have chosen to go into more detail
Simon not only opposed substantive rationality, he with two other example? closer to mathematics where the
introduced the notion of bounded and procedural ration- action of measuring is under scrutiny. Measuring is also a
ality. The latter is one of the most revealing ideas in central issue in management research and we shall see how
constructivism, since it places the essence of truth in the the discoveries made by Mandelbrot and Bertrand clarify
procedure, that is to say, in action! Yet, Constructivist the necessary epistemology of measurement in manage-
movements have not tried to build a critical theory of ment and more generally reveal the status of management
procedure. Moreover, despite its promises, constructivism, instruments (see next section).
in its turn, still proposes action as an idealized solution to
the problem of truth.
Mandelbrot and the epistemology of measuring length
Traditionally, we know that a line is a space in dimension 1,
Move to the metaphysics of action a plane a space in dimension 2, a cube a space in dimension
Since critical epistemologies no longer provide any stable 3, etc. But what is a space in dimension 1.5 or 2.3?
reference points for knowledge, they cannot conceive of Mandelbrot developed this idea from an apparently
truth other than by referring to archetypical models of elementary question: ‘What is the length of the coast of
action, models which are then put forward as obvious, if Brittany?’ At first sight there is nothing mysterious about
not miraculous solutions to the problem of knowledge. For that. Nonetheless, if we ask ourselves how to take this
instance, the more relativism is confirmed, the greater the measurement, strange phenomena appear. At first, obtain-
Towards an epistemology of collective action Armand Hatchuel
42

ing a value (of length) does not pose a problem. One only easily calculate an exact value for this probability. Where is
has to give oneself a unit of measurement (kilometre, metre, the hidden paradox?
millimetre, etc.), and an acceptable degree of precision, for The surprise came when Bertrand made several calcula-
a true length to become accessible. At this stage, a tions, all exact, but without obtaining the same result! After
traditional experimenter or a pragmatist, in Peirce’s discovering this paradox, pragmatic readers may think of
(1878) sense of the term, would see in this only a perfect resorting to the judgement of the experiment (throwing a
illustration of his doctrine of truth. The length of the coast great many ropes). They hope this will settle the question
of Brittany is, in fact, a conventional and interpretive truth, since the experiment can only result in a single value and
relative to consensus about the scale to be adopted. But that would be the only true value. Here, however, action
Mandelbrot’s discoveries smashed traditional relativism does not even have the result it did for Mandelbrot. It might
and conventionalism to smithereens. By studying, not ‘the be hoped that action would at least have the power to
effects of the concept of length‘, to adopt Peirce’s language, decide against the ambiguities of calculation. However,
but the very enigmas of the act of measuring and its strange Bertrand shows (through calculation) that the experiment
properties, Mandelbrot’s approach illustrates what sepa- cannot be carried out without first choosing a conception of
rates traditional pragmatism from a contemporary episte- chance. However, this choice will irremediably lead the
mology of action. experimental process towards the value predicted by the
Mandelbrot was intrigued by this strange property of calculation! The paradox was subtle. We knew that the
measurement: the length of the coast increases indefinitely, expression ‘rope thrown haphazardly‘ had several possible
depending on the measuring scale adopted. To understand meanings. However, depending on our definition of a rope,
the total strangeness of this observation, it should be noted chance is calculated differently! As a result, three possible
that the phenomenon does not occur if one measures, using definitions of a rope will lead to three different values of
the same conventions, the length of a triangle or a circle! probability.
For geometric figures, the length calculated grows first with Once again, action was not the solution, but the
the scale, and then converges rapidly towards an asympto- overlooked problem. NaYve experimentation revealed noth-
tic value (which is the theoretical calculable length). ing, and even masked the phenomenon. Only a skilful
However, the length of the coast of Brittany does not have critique of the interaction between the definition of the rope
asymptotes. It will grow indefinitely, so long as one can and the construction of chance shed light on the paradox.
reduce the scale of measurement. Thus the ‘length‘ of a Because a metaphysic of action found its way into the
curve is not a simple problem of consensus! Moreover, and classic theory of probabilities, it took the talent of a
this is the crucial point, Mandelbrot discovered that the rate Bertrand to root it out. His demonstration is one of the
of variation of the length depending on the scale used is a purest critiques of pragmatism and of all radical empiri-
particularly interesting measurement: it constitutes a new cism. It also shows clearly why management research
and profound definition of the idea of ‘dimension.’ It cannot rely on simple pragmatism and non-reflexive
enabled fractional dimensions to be imagined and opened measurements but needs a wide and inventive theory of
up the vast field of fractal geometry. action.
The critical point is that we can only measure (including All of these examples from contemporary science offer us
by consensus) that which we have, ourselves, made powerful pleas in favour of an epistemology of action.
measurable beforehand: for example, a calculable geometric Equally clearly, it can be seen that it is a question of an
shape. As for the rest, measuring is an act which is both expansion of classic epistemology that is required, and not
conforming (may be self-fulfilling) and exploratory (dis- a radical relativism! We can now propose a systematic set of
covers the ‘real’). In other words, measuring creates as assumptions that define an epistemology of action.
many realities as it uncovers or destroys. This remark also
defines the epistemology of every quantitative indicator in
the field of management, for example, all the measurements Five propositions of an epistomology of collective action
involved in accounting. H1. An extension of classic epistemology: The required
epistemology of action does not refute classic epistemology,
but widens its field of analysis. In common with classic
Bertrand and the paradoxes of probability measurement epistemology, it rejects dogmatic knowledge (old meta-
Mandelbrot interacted with an object which seemed to him physics).
to be outside himself. With Bertrand’s paradoxes, the H2. Collective action as the central research enigma:
epistemology of action operates at the very heart of Collective action is considered to be a broader central issue
reasoning: it has no need of any ‘real’ other than the theory than the question of truth. For example, it is no longer a
itself. The important result is that the epistemology of question of affirming, like certain relativisms, that the truth
action is now revealed as a critique oftheories ofaction and is a question of consensus, but a question of examining the
not only practices such as measurement techniques. different conditions under which ‘consensus’ is produced.
In 1889 the mathematician Bertrand published certain The conditions of consensus between mathematicians, for
paradoxes of the calculation of probabilities. One famous example, are very specific, since there is no ‘fact’
example stemmed from the following problem: Given a independent of the mathematicians themselves: it is these
circle, what is the probability that a rope thrown conditions which make axiomatic theory necessary and
haphazardly is longer than the length of the side of the possible and not the reverse.
equilateral triangle described within this circle C? Here H3. Research methodology: a principle of accessible truth.
again, at first sight, nothing seems problematic: we can Research methodologies are specific forms of collective
Towards an epistemology of collective action Armand Hatchuel
43

action; they do not determine the nature of truth per se, but become contingent, historic, and provisional in the same
only the content and value of the truths that they render way that all scientific theories are.
accessible. Taken together, these five propositions avoid the pitfalls
For example, in the field of management different of classic epistemology and of pure relativism. Above all,
research methods have been developed classic research they establish the epistemological foundations of manage-
surveys, monographs, collaborative forms of research, and ment research as a field where theories of collective action
so on. These methods are not only based on different types are the central issue. They are theories that can be shared
of ‘data’ (as usually said) but on different models of action with or be independent from the paradigms of other social
on the ‘real’ which determine what is called ‘data’ through sciences.
this model of action. Therefore they do not give access to the
same type of truths and they cannot define actionability or
relevance in the same way. Each of these methods should Discussion: the identity and value of management research.
take its place in management research according to its The production of responsive and actionable knowledge
specific ability to contribute to the core issue of the field: This final section discusses the identity and value of
the identification and/or invention of new models of action management research when actionability and responsive-
similarly depends on their potential contribution (David ness are considered as central methodological issues.
and Hatchuel, 2004).
H4. Models of action can be defined through axiomatic The identity of management research: an epistemological
operators: We must abandon the Weberian idea that we can perspective
define the ‘rationality’ of an ‘action’ (be it a substantive or a
procedural one) as if ‘action’ was given or self-evident.
Instead, like Mandelbrot’s length or Bertrand’s ropes, we (a) Responding to the expandable nature of modern
have to recognize the operators by which we make an organizations
action observable or knowable. For instance, we cannot Management research is linked to the entrepreneurial
observe ‘coordination’ or ‘performance’. We need models revolution of the modern era. ‘Companies’ and ‘organized
and theories that temptatively make them visible. Still, this trade’ (markets, shops, fairs.. .) are a collective invention
is not enough. We have to create observable events that can of the West. Unlike traditional organizations (families,
be related to these theories. These operators determine the churches, public authorities etc.), these new collective
accessible truths about an action and therefore the basis for ventures are not based on any transcendental value and
its possible management. in principal, are destined to a transitory existence!
I have suggested (Hatchuel, 2001a) that there are only Management research therefore cannot be based on a
two interdependent classes of operators that seem to play universal nature of these ventures and must study the
an axiomatic role in the formation of a model of action for collective processes which make or break what ‘the
all sciences: company‘ or any ‘managed‘activity is at any given moment.
Operators of relation: (ethnic, social, power, hierarchi- The artefactual nature of these collectives has theoretical
cal.. . ) All differentiations that define subject - subject and and methodological consequences. The most important of
subject - collective relationships. these relates to the expandable rationality (Hatchuel, 2002)
Operators of knowledge: (emotions, senses, gestures, of companies and organizations. They are the theatre of
symbols.. .) All means that define subject - object relation- multiple innovations and critical processes (human devel-
ships through rationalizations and codifications (language, opment, environmental issues, anti-globalization, etc.) that
representations, medias, memories, and so on). have the ability to generate human commitment, know-
One can remark that traditional social sciences tend to ledge, symbolic systems, and expansion. The collective
favour one of these classes. Economics builds knowledge- design of new models of action is the engine of their
based models of action, while sociology and psychology expandable nature and their survival. It is this collective
insist on relational models. However, from the point of view potential, never certain and always unfinished, which
of an epistemology of action these two classes of operators explains the birth of management research and defines its
are both necessary and inseparable. It might appear that scientific identity and mission: to theorize about the
these operators could be universal but there exists no activation of collective potential.’
closed repertoire or given list of these two classes. Likewise
in mathematics, set theory seems to be a universal (b) Actionable knowledge as the revision of models of action
language, but it cannot determine the nature of numbers The expandable nature of companies prevents management
or the objects that mathematics can generate and study. research from putting forward a substantive theory of
H5. Theories of collective action are not universal management that would deny this ‘expandability‘. Manage-
invariants: From the preceding epistemology of action, ment research studies the theoretical instruments which
and therefore for management research, it follows that the enable the collective designhedesign of models of collective
traditional universals of action: organization, rationality, action (Hatchuel, 2001b).
social processes, values, networks and so on are not Therefore, the foundations of management research
invariants or basic universals. When they are submitted merge with the very same elements of the epistemology of
to epistemological interrogation, they become liable to action previously defined (see section on Move to the
revision, discovery and a subject for research (David et al., metaphysics of action), in the same way as traditional
2001). Under certain conditions therefore, collective action science merges with classic epistemology. Let us take the
leads to its own reform, and theories of collective action example of the very common notion of ‘command’ (in its
*
44
Towards an epistemology of collective action Armand Hatchuel

usual sense of conduct or govern). A universal definition of social control. The development of accounting meant it was
‘command‘ runs the risk of creating a metaphysic of action no longer a question of positions in lineages, prerogatives
which draws on common pre-suppositions. Following the and rank but of a set of ‘management instrument^'^ which
principles and operators of the epistemology of action, determined, independent of common social networks, the
however, we should ask ourselves how we would go about validity and justice of a particular kind of collective
observing a command activity or recognizing a new form of action.”
command? The arguments for an epistemology of action The accounting system is only one particular form of
developed in this paper tell us that the activity of command management instrument. Another contribution of manage-
is inseparable from operators of relation and knowledge, ment research was to characterize this category in its
which will determine accessible truths about ‘command’. theoretical generality, to show the paradoxical nature of
That being the case, the most well-described types of these instruments which can prescribe (generate confor-
command implicitly stem from the operators that we know mity) or enrich (invent new views, allow new voices)
and the actionable renewal of ‘command’ is inseparable ‘reality’ (Hatchuel and Molet, 1986; Moisdon, 1997).” The
from new developments of these operators. However, this concept of ‘management instrument’ makes sense only
renewal cannot be achieved by itself. It is not simple within an epistemology of action. Indeed, it is both
adaptation. Neither is it a question of discovering hidden axiomatic and revisable and its basic components have
aspects of command that must be uncovered, but of been identified (Hatchuel and Weil, 1995). One of the
designing new forms of command which will become, in important consequences of this theory deserves to be
some cases, accessible truths. In other words, ‘command’ is reiterated in Mandelbrot’s terms, as developed earlier, a
the same as any other model of action, even one as ordinary quantified management measure (profit, productivity, etc.)
as that of a ‘chair’. The creative chair that a talented may create the real that it wishes to render accessible if
designer creates is not an occurrence of the universal idea there is no clear epistemology of the measuring action.I2
of chair! Nor is it a pragmatic effect of the concept of chair! The idea of the management instrument also redefines the
It is a manifestation of the expandability of the very concept concepts of organization. How can one recognize an
of ‘chair’ (Hatchuel, 2002) made possible through collective organization without identifying the management instru-
action. Management research operates in the same way on ments which enable it to be put in action? In fact,
any model of action. It considers them neither as universals rationality cannot operate without a management instru-
nor as empirical realities, but as constitutional and ment, be it the simplest in the world. The history of
revisable concepts that allow activities and organisations management instruments is therefore a specific marker for
to be actionable and relatively ‘true’. the history and genealogy of rationality (Townley 2005).13

The value and results of management research: some indications


(b) A theory of prescribers (and prescribed action) vs the
This discussion cannot summarize several decades of
management research, but can show how epistemology of metaphysics of market and hierarchy
action sheds new light on some contributions of manage- The figure of the accountant is still only one particular form
ment research. Above all the discussion constitutes a of ‘prescriber’ and the more management instruments
theoretical way forward. Four issues are briefly discussed: a develop, the more the activity of prescription and the role
theory of management instruments as a criticism of the of ‘prescribers’ expands in contemporary society. The
invariance of social control; a theory of prescribed activity activity of prescription has the particularity of making
and prescribers as a critique of markets and hierarchies; a some form of collective action possible. Although the
theory of collective knowledge production as a critique of a prescriber does not lead collective action, he or she is one of
universal theory of learning and expertise; and finally, a its designers. Classic economics has sought out the ‘laws of
theory of collective innovative design as a critique of the the market’ as a theory of collective action but these laws
metaphysics of R&D and projects. are based on some well-known metaphysic of action.14 If
one examines more closely the conditions under which
trade is exercised, one discovers few laws but many more
(a) A theory of management instruments vs the metaphysics prescribers conditioning the exchanges. Trading activities
of social control are particularly dependent on many third parties who make
The idea of ‘social control’ is almost universal. This is and unmake the epistemology of the commercial act. The
however a false universal. As early as the Middle Ages and financial analyst, the critic, and the magazine which gives
during the Renaissance, the inventive renewal of the stars to objects or services, are also common prescribers.
accounting system’ showed that commercial activity could They manage markets even if they do not totally master
not content itself with traditional forms of control. Neither them. Hatchuel (1995) has proposed a theory of prescrip-
family ties, religion, nor feudal hierarchies generated the tion-based markets (march& B prescripteurs), which argues
operators of knowledge (subject - objects relationships) that markets are only made accessible (become true) thanks
and relation (subject - subjects relationships) that allowed to the existence of these prescription relationships within
trade expansion. Accounting systems produced a new society. This theory extends easily to hierarchy and
epistemology of action founded on the idea of ‘account’ delegation. The famous distinction between staff and line,
and ‘balance’, as well as the elaboration of account books born with modern organizational charts, ratifies the
and their special jurisdictions. This epistemology has been prescribers (also called functional departments) necessary
active for five centuries. However, it embodies a manu- to any hierarchy. Finally, the prescriber resolves crises of
factured and non-traditional conception of network and collective action either because it knows the world better or
Towards an epistemology of collective action Armand Hatchuel
45

because it restores a legitimate system of action and etc.) much better than the traditional views of R&D.
pacified relationships (Laufer, 2001). From the point of Furthermore, through new processes in favour of innova-
view of management research, the prescribers-prescribed tive design, companies are embarking on a long-term
model opens a class of models of action much richer than transformation of which we are probably only seeing the
existing models of hierarchies, markets or ‘networks’. beginnings. This is an appropriate area for collaborative
research. Standard surveys can only capture a stabilized
(c) A theory of collective knowledge production vs ‘reality’, that is, the content and performance of manage-
ment models that have been already and actively made
metaphysics of learning and expertise
knowable and describable by both academics and practi-
How are prescribers born, and how do they act and die? tioners. Whereas collaborative research is more adapted to
Just as Management instruments are markers of changes in the identification or invention of new models of manage-
rationality, the history of prescribers reveals the history
ment which can only occur in deviant andlor pioneering
of the relationships between expertise and organization, contexts (David and Hatchuel, 2004).
and therefore that of the processes of the production of
knowledge in collective action. Is it a question of
competence that can be built up? Of skills that can be Conclusion
acquired or transferred? Of institutional power? Of com- I hope to have demonstrated in this necessarily introduc-
munity based or individual learning? These are universa-
tory paper that the true cultural and operational vocation of
listic ways of tackling the question of knowledge
management research lies in putting forward an epistemo-
production. However, a thorough epistemology of action
logy of collective action which is different from classic or
can shape these variables differently. Hatchuel and Weil
relativist epistemologies. In the end, the objective of this
(1995) have distinguished between the epistemology of the
epistemology may be expressed by a simple inversion of the
craftsman, the repairer, and the designer - strategist. Each usual point of view: it is not a question of revising the status
of these epistemologies correspond to a different collective
of truth but that of the universals of collective action from
model of knowledge production, sharing and validation.
which the status of truth then flows.
This distinction also enables to characterize long trend
A key assertion of this paper is that management
changes in the shaping of contemporary organizations.
research cannot put forward a universal repertoire of
Traditional forms of management were shaped by the
models of collective action, nor can it take part in
epistemology of the craftsman. Societies such as ours
contemporary relativism. Relativism weakens, quite rightly,
which are characterized by risk, innovation and the desire
the universal reference points of knowledge, but to resolve
for empowerment, strengthen the epistemologies of the
the questions it has raised then calls upon metaphysics of
repairer and the strategist, and neglect the craftsman
action without first taking any precautionary measures.
epistemology. Linked to these epistemologies of collective
Management research can only identify its object by
knowledge production, there is a potential for the
elaborating a different epistemology, a surprising episte-
emergence of new forms of organization (Hatchuel et al.,
mology, which no longer makes ‘truth’ a central concept,
2002), depending on the context.
but which does not dilute it in a relativism which has no
points of reference either.
(d) A theoly of innovative design vs metaphysics of R&D Truth is a dependant and evolutionary notion, the
projects consequence of theories of collective action. The conditions
As a result of this same revolution, R&D projects have come under which it is exercised should be reflected upon and
to occupy increasing space in contemporary companies and studied. Action, and more specifically collective action,
organizations (Midler and Lundin, 1999). How does action constitutes the field of management research. We have seen
settle in R&D projects? How innovative projects can be this epistemology at work in certain of the great discoveries
rendered knowable? Recent Management research has gone in physics and mathematics. In each of these cases, the
beyond classic oppositions between linear and turbulent critique of a universal of action and not the discovery of
models of R&D by re-establishing an epistemology of new facts, was determinant. The epistemology of action is
design activities. In R&D projects, management means neither relativism, nor pragmatism (in Peirce’s sense of the
setting provisional design principles for the many possible term). It is clearly different in that it makes collective action
projects that could emerge. Therefore, the active and the principal theoretical question. The major philosophical
appropriate revision of goals, stakeholders or competencies options on knowledge are thus expressions of the
during projects becomes a necessary model of action, yet a consequences of an implicit theory of collective action.
model that is actually a difficult issue for management Since it is based on an epistemology of action, manage-
research in most companie~.’~ I have shown elsewhere ment research fills a hitherto unoccupied place in academia.
(Hatchuel, 2002) that to reach such expandable rationality It cannot be reduced either to pure economics, pure
managers activate open and revisable concepts that allow sociology, or pure psychology, at least to the extent that the
the settling of some actionable work divisions which identity of each of these disciplines depends on a particular
generate new realities. And then they use these new truths metaphysic of action (the rational subject, the collective as
to redefine initial projects. The act of revising the initial subject, and the subject as an autonomous entity). Manage-
concepts of an R&D project cannot be compared to classic ment research too is dependent on the history of its
flexibility or adaptative planning. This perspective explains discipline. It is constructed in connection with the history
the most visible mutations in contemporary firms (partner- of firms and organizations and we now must expand,
ships, collective platform strategies, innovative strategy, through research, our models of collective action.
Towards an epistemology of collective action Armand Hatchuel
46

Owing to the weakening of the major explanatory necessary that every one should be prepared for collective
principles in the social sciences, contemporary research revision.
into economics, history, sociology and psychology also
pays increasing attention to capture ‘action’. Describing
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