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Introduction between the hydroxyl oxygen (O–H) and the imino nitrogen
atoms (RCQNR). Several studies have shown that this process is
Schiff bases are common organic structures which can be easily responsible for the photochromic or thermochromic properties
synthesized through a one-step synthetic procedure via con- observed in the solid and solution states for imine derivatives of
densation of aldehydes with aromatic or aliphatic amines.1 For salicylaldehyde.9
years, Schiff bases have been widely used as toxic and essential Moreover, Schiff bases exhibiting photochromism10 are of
metal sensors,2 as molecular memory devices and switches,3 current interest due to their potential applications in single
in non-linear devices,4 as catalysts,5 in electrochemistry and molecule photochromism,11 optical switching devices12 and
magnetochemistry,6 in asymmetric synthesis and epoxidation,7 data storage devices.13 In this regard, salicylidene-aniline deri-
in biomedical applications8 and they have also been used vatives (SA) have been the most studied compounds while those
extensively as ligands in coordination chemistry.1 Many aromatic of cinnamaldehyde are less common.14
Schiff bases exhibit the tautomeric equilibrium (N H–O 2 In the development of molecular photonic devices, the
N–H O, enolimine 2 ketoenamine forms) which is pro- combination of properties resulting from the interaction with
moted by intramolecular or intermolecular proton transfer light is an important target for the design of bi- and multi-
functional fluorescent probes15 which can avoid the usage
a
Departamento de Quı́mica, Centro de Investigación y de Estudios Avanzados del IPN, of several probes and difficulties like cross-talk.16 Then, it is
CINVESTAV, Apdo., Postal 14-740, México, D. F., 07000, México. interesting to design molecules exhibiting solvatochromic behavior
E-mail: rsantill@cinvestav.mx; Fax: +52-555-747-3389; Tel: +52-555-747-3725 which can synergistically respond to the media.17
b
Centro de Investigaciones en Óptica, CIO, Apdo., Postal 1-948, 37000 León Gto,
Previous results on derivatives of enolimines exhibiting
México. E-mail: mrodri@cio.mx
c
Laboratoire de Photophysique et Photochimie Supramoléculaires (UMR 8531 du CNRS),
photochromic18 and solvatochromic19 properties have shown
Ecole Normale Supérieure de Cachan, Avenue du Président Wilson, 94235, that the stabilization of ketoenamine tautomers can be attri-
Cachan, France buted to a strong intermolecular proton transfer. With regard
d
Facultad de Quı́mica, Departamento de Quı́mica Orgánica, to cinnamaldimines, we have reported the evaluation of the
Universidad Nacional Autónoma de México, D. F., 04510, México
non-linear optical properties as the first and second hyper-
† Electronic supplementary information (ESI) available: NMR characterization
and experimental procedures. CCDC 953089 (2a), 953090 (1b), and 953091 (1c).
polarizabilities of several derivatives.20
For ESI and crystallographic data in CIF or other electronic format, see DOI: In continuation with our studies of the role of hydrogen bonding
10.1039/c3nj00895a interaction in the supramolecular structure of Schiff bases,
730 | New J. Chem., 2014, 38, 730--738 This journal is © The Royal Society of Chemistry and the Centre National de la Recherche Scientifique 2014
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we report a set of seven derivatives synthesized through conden- X-ray diffraction analysis, data collection and theoretical
sation reaction between 4-dimethylamino-trans-cinnamaldehyde calculations
and the corresponding aromatic or aliphatic aminoalcohol as
Single crystals of compounds 1b, 1d and 2a suitable for X-ray
shown in Scheme 1.
diffraction were obtained by slow evaporation from a saturated
Analysis of the X-ray structures allowed exploring the direc-
chloroform or dichloromethane solution of the different Schiff
tional recognition between the OH group and the imino nitrogen
bases at room temperature. In the case of compound 1c the
atom, and its role in the photochromic properties. Although
obtained crystals were weak; however the structure was solved
compounds 1b, 1c and 2a exhibit hydrogen bonding inter-
with good reliability. The crystal data were recorded on an
actions, only compound 2a presented photochromism in the
Enraf Nonius Kappa-CCD (l MoKa = 0.71073 Å, graphite
solid state attributed to an intermolecular proton transfer.
monochromator, T = 293 K). Each crystal was mounted on
In addition, we studied the solvatochromic behavior of 2a in order
conventional MicroLoopst. All reflection data set were correc-
to explore the solvent effect on the proton transfer interactions in
ted for Lorentz and polarization effects. The first structure
solution. Finally, with the purpose of studying the origin of the
solution was obtained using the SIR2004 program and then
involved electronic transitions, we calculated Frontier Molecular
the SHELXL-97 programs were applied for refinement and
Orbitals (FMOs) and electronic excitation parameters by means of
output data. All software manipulations were done using the
DFT and TD-DFT/PCM, respectively.
WinGX environment program set.22 Molecular perspectives
were drawn using the SHELXTL-XP23 drawing application and
Mercury Crystal Structure Visualization software.24 Some intra-
Experimental and intermolecular interactions were analyzed using OLEX225
Materials and physical measurements and Platon26 software packages. All heavier atoms were found
Starting materials and solvents were commercially available using a difference Fourier map and refined anisotropically. The
and used without further purification. Infrared spectra were hydrogen atoms were geometrically modeled except for those
obtained on a FTIR Varian Spectrometer ATR. involved in the hydrogen bonds which were found on the
Melting points were measured on an Electrothermal 9200 difference Fourier map. The crystal features and data collection
apparatus. 1H and 13C NMR spectra, homonuclear 1H–1H COSY are summarized in Table S1 (ESI†). The molecular structures of
and heteronuclear 1H–13C HETCOR correlation spectra were 1b, 1c and 2a are shown in Fig. 1.
recorded on a JEOL eclipse ECA +500 spectrometer. Chemical shifts
(ppm) are relative to (CH3)4Si for 1H and 13C. High resolution mass Theoretical calculations
spectra were obtained using an Agilent G1969A spectrometer. Molecular geometry and Frontier Molecular Orbitals (FMOs)
Electronic absorption spectra were obtained using a Perkin Elmer were obtained using the Density Functional Theory (DFT)
LAMBDA 2S UV/Vis Spectrophotometer. Solid state absorption calculations performed in the Gaussian 03 code27 through
spectra were obtained using a Perkin Elmer Lambda 900 UV/Vis/ the hybrid functional of Becke28 with a gradient-correlation
NIR Spectrometer. The solution and solid state emission spectra functional of Lee, Yang and Parr29 B3LYP and a split-valence
were measured on a Varian Cary Eclipse fluorescence spectrometer. polarized 6-31G(d) basis set to consider medium/large
Solid crystalline film samples of compounds 1a–1d and 2a–2c sized molecules. Time Dependent-Density Functional Theory
were fabricated by vacuum deposition of compounds on glass (TD-DFT)30 with the Polarizable Continuum Model31 (PCM)
slides, the temperature was monitored to avoid the thermal was used for oscillator strength calculation at the same level
decomposition of Schiff bases.21 of theory.
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732 | New J. Chem., 2014, 38, 730--738 This journal is © The Royal Society of Chemistry and the Centre National de la Recherche Scientifique 2014
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bond parameters in 1b, 1c and 2a indicate an O N distance of excitation induces significant geometric changes in the excited
2.7737(2), 2.8466(4) and 2.7598(19) Å, respectively. Clearly, state of compound 2a. We attributed this behavior to the presence
compound 2a has the shortest O N bond length probably due of the relatively large phenylglycinol fragment with high confor-
to the flexibility of the aliphatic fragment. The intermolecular mational and rotational freedom. On the other hand, 1a, 1b and
interactions have been considered a fundamental factor for 1d do not present photoluminescence properties.
photochromism in the solid state since the photophysical Solid-state characterization of compounds 1a–1d and 2a–2c:
properties are related to crystal packing.10 It is important to photochromic properties. The absorption and emission spectra in
mention that compounds 1a,34c 1b and 1c show structures with
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the solid state were measured for compounds 1a–1d and 2a–2c.
close packing that prevent subtle changes in the molecule The crystalline films were fabricated as described in the experi-
through irradiation, as can be seen in the spacefill representation mental section. The photochromic properties in the solid state
(Fig. S1, ESI†). were determined under continuous UV irradiation provided by a
In contrast, the phenylglycinol fragment in compound 2a Hg/Xe lamp (Hamamatsu, LC6 Lightningcure, 200 W) equipped
prevents close contact between molecules leading to an open- with a narrow band interference filter of 365 nm (Semrock Hg01
structure packing15a that can present photochromism. More- for lirr). The results indicate that the films of Schiff base 2a show
over, the phenylglycinol ring is clearly twisted out of plane with photochromic behavior (color change from yellow to red). The
respect to the same ring of the other molecule in the unit cell absorption spectroscopy technique was employed to corroborate
(the centrosymmetric dimer) due to steric hindrance. For this the change in color; the spectra of the UV-irradiated film of 2a are
reason, the size and shape of this fragment are suitable to shown in Fig. 3a. Formation of a new red-shifted band was
create spaces for the photoinduced motion, a favorable condi- observed after 5 seconds of irradiation, the intensity of this band
tion in photochromism. increased with the irradiation time (measured up to 80 seconds).
The presence of the intermolecular hydrogen bond in 2a The new red-shifted band was attributed to the p - p* electronic
contributes to the crystal packing and promotes proton transfer; transition of the protonated imine conjugated p-system due to
at the same time, it contributes to give the necessary rigidity to intermolecular hydrogen transfer from the hydroxyl to the imino
the molecule, to maintain the observed fluorescence. nitrogen atom. Moreover, the interaction with the –N(Me)2 group
Although compounds 1c and 2a exhibit similar supramolecular was discarded in a previous work where the ionochromic pro-
arrangements (Fig. S2, ESI†), in the structure of 2a there are no perties have been studied.39 Interestingly, the back reaction only
molecular layers parallel to the phenylglycinol plane and the takes place thermally when the crystalline sample was heated to
alcoholic fragment is not stacked along any crystallographic axis, B114 1C. In accordance with this, no photochemical reaction was
so that no p–p interactions are observed (p p distances are 4.830 Å observed even when we irradiated at 410 nm.
in the direction of the c axis). For this reason, we propose that the
intermolecular proton transfer from O1 to N1B is through the
O1–H N1B channel forming the O1 H–N1B mode.
Table 1 UV-Vis absorption and emission data for 1a–1d and 2a–2ca
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Additionally, the solid state fluorescence spectrum of 2a dichloromethane (DCM) and methanol have a considerable acidity
showed a main emission band at around 510 nm. The fluores- with respect to the other solvents employed in this analysis.
cent properties of 2a film were investigated during the irradiation The effect of solvent interactions on the absorption and
experiment, the emission spectra showed gradual decrements of photoluminescence spectra of compound 2a was investigated
intensity from 0 to 80 seconds, and it was practically quenched at in terms of the Lippert–Mataga approximation. This descrip-
200 seconds, Fig. 3b. In this case, the fluorescence quenching was tion is based on the analysis of the linear relationship between
attributed to the formation of the protonated imino nitrogen solvent polarity and experimental spectral shift obtained in a
through an intermolecular O–H N hydrogen bond channel. This
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Fig. 4 UV-Vis absorption (a) and photoluminescence (b) spectra of 2a in different solvents.
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Table 2 Photophysical properties of compound 2a in different solventsa More recently, an empirical methodology to explain experi-
mental solvatochromic properties of chromophores from theore-
la na le ne
Solvent e n Df (nm) (cm1) (nm) (cm1) na ne tical solvent characteristics was developed by Catalán.44 It is well
known that the relationship between solvent effects and spectral
Cyclohexane 2.02 1.4235 0 352 28 409 402 24 876 3533
Dioxane 2.22 1.4224 0.021 354 28 249 416 24 038 4211 shifts can be denoted by a multilinear equation.45 The new
Toluene 2.38 1.4961 0.013 359 27 855 416 24 038 3817 mathematical treatment of solvent effects introduced by Catalán
Diethyl ether 4.267 1.3526 0.165 350 28 571 413 24 213 4358 is based on four empirical and independent solvent scales.
Chloroform 4.81 1.4459 0.148 311 32 154 529 18 903 13 251
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Ethyl acetate 6.081 1.3723 0.201 356 28 090 428 23 364 4726
y = y0 + aSASA + bSBSB + cSPSP + dSdPSdP (3)
THF 7.52 1.405 0.210 354 28 249 427 23 419 4830
DCM 8.93 1.4242 0.217 362 27 624 521 19 193 8431
Here SA, SB, SP and SdP are the solvent acidity, basicity,
Octanol 10.3 1.4295 0.225 363 27 548 429 23 310 4238
PhPrOH 11.97 1.5357 0.202 375 26 667 436 22 936 3731 polarizability and dipolarity properties, respectively. The coeffi-
n-Butanol 17.50 1.3988 0.264 361 27 700 444 22 522 5178 cients aSA, bSB, cSP and dSdP represent the contribution of each
i-PrOH 20.18 1.3776 0.277 361 27 701 440 22 727 4974
type of interactions. Then, a Catalán solvent analysis was
n-PrOH 20.8 1.385 0.275 361 27 701 444 22 523 5178
Acetone 21.01 1.3588 0.285 354 28 249 447 22 371 5878 carried out in order to understand the solvent parameters that
EtOH 25.3 1.3611 0.289 364 27 473 451 22 173 5300 affect the photophysical properties ( n abs, nem and D
n ) in com-
MeOH 33 1.3288 0.308 365 27 397 453 22 075 5322
pound 2a. The {SA, SB, SP, SdP} parameters for each solvent are
ACN 36.64 1.3442 0.305 356 28 090 454 22 026 6064
DMF 36.70 1.4305 0.274 358 27 933 451 22 172 5761 taken from ref. 44. The regression coefficients yo, aSA, bSB, cSP
DMSO 46.68 1.4793 0.263 357 28 011 455 21 965 6046 and dSdP, standard errors and the multilinear correlation
a
Dielectric constant, (e), refractive index, (n);46 orientation polarizability, coefficient, r, for 2a are presented in Table 3. In the case of
(D f ); absorption wavelength, (la); absorption wavenumber, ( n a); emission nabs, a good multilinear fit of 0.919 was obtained, due to the
wavelength, (le); emission wavenumber, ( n e). Solvent notation: THF (tetra- proton transfer emission promoted by chloroform and dichloro-
hydrofuran), DCM (dichloromethane), PhPrOH (3-phenyl-1-propanol),
i-PrOH (iso-propanol), n-PrOH (n-propanol), EtOH (ethanol), MeOH methane these two solvents were excluded just for the multi-
(methanol), ACN (acetonitrile), DMF (dimethylformamide), DMSO linear regression analysis. The analysis indicates that the major
(dimethyl sulfoxide). factors contributing to the solvatochromic changes in nabs are
the acidity and polarizability of the solvent, since the coefficient
place in 2a, the Dm values were calculated from the Lippert– values aSA and cSP are relatively large and have small standard
Mataga plots. The graph of Stokes shift as a function of solvent errors, in particular the analysis of data indicates that solvent
polarity for 2a shows three regions: the non-polar (0.0–0.15), acidity is the dominant effect. However, the SP parameter is in
the polar-aprotic (0.2–0.3) and the polar-protic (0.2–0.31). fact an influencing factor because the multilinear regression
Each region of the plot shows a linear behavior if they are without considering SP gives a lower r-value according to
considered separately (Fig. S3, ESI†). Thus from the slope in the eqn (3), namely, 0.874 for {SA, SB, SdP} variables, here the
polar region of the Lippert–Mataga plot a Dm of 15.1 D (slope = r-value is improved when the SP factor is considered (r = 0.913)
13 752 1975, R2 = 0.87) was estimated using an Onsager indicating that the solvent polarizability factor should not be
radius of 5.5 Å for 2a estimated by Density Functional Theory neglected. This is in agreement with the push–pull character of
(DFT).28 The Dm value calculated for 2a is comparable to the the molecule, observing a poor linear correlation of 0.78 between
values reported in the literature (3–20 D) for other solvato- the dielectric constant (e) and nem, because specific effects are
chromic fluorophores.42 also taking place, Fig. S3 (ESI†).
Additionally, the non-polar region of the Lippert–Mataga Furthermore, the relationship of nabs vs. the high frequency
plot exhibits a clear non-linear trend. This result is due to the polarizability function squared f (n2) = (n2 1)/(2n2 + 1) in 2a
fact that in the non-polar region, the solvation is less effective provides further evidence (Fig. S3, ESI†) of a non-linear trend
and there is no good reorientation of non-polar solvent dipoles (r = 0.064) indicating a large difference between ground-state
around the fluorophore. In the polar-protic region the esti- and excited-state dipole moments (Dm).47,48
mated Dm value was 16.2 D (slope = 15 895 2150, R2 = 0.90). In the case of nem and D n the largest values also were aSA,
The bi-linear behavior (overall non-linear) suggests that solvent cSP and dSdP accompanied by the smallest standard errors as in
polarity is not the only factor affecting the Stokes shifts, such the case of nabs analysis, indicating that the predominant factor
that specific solvent effects including hydrogen bonding and influencing the solvatochromic changes in nem and D n is
intramolecular charge transfer, preferential solvation and/or solvent acidity, although polarizability and dipolarity cannot
acid–base effects, are present.43 be neglected.
n (in cm1) and the multiple correlation coefficient (r) for regression analysis of
Table 3 Estimated coefficients y0, aSA, bSB, cSP and dSdP for nabs, nem, and D
compound 2a in 16 solvents according to the Catalán solvent parameters {SA, SB, SP, SdP} listed in Table S2
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In addition, the relationship between nem vs. f(n2) = (n2 1)/ (285 nm); however, in chloroform the protonated imine shows a
(2n2 + 1) also shows a clear non-linear trend (r = 0.029) new red shifted band at 341 nm similar to the one observed in
corroborating the existence of a large Dm value. 2a (Fig. S4a, ESI†). Also, we performed the acetic acid titration
experiment for 3 in ethanol by adding the same acetic acid
Dilute acetic acid titration of compound 2a solution observing again an isosbestic point due to the proto-
Since Catalán analysis for 2a revealed that solvent acidity is the nated and non-protonated species, (Fig. S4b, ESI†). This result
most important parameter influencing the spectroscopic prop- supports the idea that the red-shifted band for 2a is mainly due
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erties in solution, the sensitivity of this Schiff base to the acidity to the protonated imine species.
of the media was evaluated by titration in acetonitrile solution
with an acetic acid : acetonitrile mixture (1 : 99, v/v). The absorp- Theoretical calculations
tion spectra of the titration (Fig. 5) show that as the acidity The optimized structures and FMOs for compound 2a obtained
increased the curve exhibited an isosbestic point. At the same by theoretical analysis are illustrated in Fig. 6. Comparison of
time, a red-shifted band at 477 nm is formed and the intensity these results with structural experimental data indicates that
of the absorption band at 356 nm decreases. This new band is the estimated conformation is similar to the one obtained by
in agreement with that observed in chloroform, DCM, MeOH X-ray diffraction analysis. Fig. 6 shows the electronic absorption
and PhPrOH and also with the band detected in the thin film spectra and the calculated oscillator strength for 2a, Table 4
experiment after irradiation. Furthermore, the titration process presents the major electronic transition contribution to the
of compound 2a was investigated by using fluorescence theoretical electronic absorption spectra for this compound in
spectroscopy. The photoluminescence spectrum (Fig. 5b) shows the gas phase, cyclohexane, acetonitrile and methanol obtained
that an increase in acidity promotes the complete fluorescence by TD-DFT. The main absorption band can be ascribed to a
quenching of 2a in solution. A plausible explanation of these n - p* electronic transition with a main contribution of
spectral results is the protonation of the imine nitrogen atom. HOMO–LUMO where the HOMO level is predominantly located
The protonation of the N(Me)2 group at low acid concentration on the dimethylamino-cinnamaldimine moiety, while the LUMO
is discarded due to lower basicity and the quinoid character of level is located on the cinnamaldimine moiety, giving an
this fragment.49 intramolecular charge transfer (ICT) character to the molecule.
Further evidence of the ICT comes from the observed solvato-
Effect of –N(Me)2 in compound 2a chromic behavior in the absorption spectra of 2a, exhibiting a
To confirm the existence of the protonated imine nitrogen and bathochromic shift when solvent polarity is increased, accom-
the effect of the N(Me)2 group, we synthesized compound 3 panied by a more pronounced bathochromic shift in the
(analogue of compound 2a without the N(Me)2 group).50 The emission spectra. Taking into account the observed hydrogen
results show that 3 does not exhibit solvatochromic behaviour bonding interaction in the crystalline arrangement and titra-
when the spectra were taken in dioxane (284 nm) and ethanol tion experiments, we also computed the imino protonated
species (CQN+–H) observing a red shift of about 67 nm with
736 | New J. Chem., 2014, 38, 730--738 This journal is © The Royal Society of Chemistry and the Centre National de la Recherche Scientifique 2014
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