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Lung Cancer
Clinical Implications of EGFR Expression in the Development and
Progression of Solid Tumors: Focus on Non-Small Cell Lung Cancer
David S. Ettinger
Learning Objectives
After completing this course, the reader will be able to:
1. Describe the EGFR signaling pathway as a target for new anticancer agents.
2. Characterize the various EGFR agents developed for the treatment of NSCLC.
3. Identify the appropriate indications for the use of these new agents.
CME Access and take the CME test online and receive 1 AMA PRA category 1 credit at CME.TheOncologist.com
Abstract
Dysregulation of the epidermal growth factor receptor lular receptor domain and small-molecule tyrosine
(EGFR) signaling pathway is associated with the devel- kinase inhibitors (TKIs) targeting the EGFR intracel-
opment and progression of malignancy, and EGFR-tar- lular kinase domain. Both mAbs and TKIs have dem-
geted therapies offer the promise of better treatment onstrated encouraging results as monotherapies and in
for many types of solid tumors, including non-small combination with chemotherapy and radiotherapy. This
cell lung cancer. Anti-EGFR agents include monoclo- review provides a critical update on the status of these
nal antibodies (mAbs) targeting the EGFR extracel- novel therapeutics. The Oncologist 2006;11:358–373
size, symptoms, and quality of life are mitigated by the dis- molecule consists of an extracellular domain that binds
advantages of increased hospitalization, inconvenience, EGF, transforming growth factor alpha (TGF-α), and
cost, and serious adverse events [6]. The advent of pacli- other growth factors; a short transmembrane region; and
taxel, gemcitabine, vinorelbine, irinotecan, and topotecan an intracellular tyrosine kinase domain. Ligand binding
and their combination with platinum drugs has modestly leads to homodimerization of EGFR or heterodimerization
improved response rates (RRs) and survival (Table 1) [3, of EGFR with another receptor of the Erb-B family and
6]. Although cisplatin combinations with any of the newer phosphorylation of specific EGFR tyrosine residues [16].
agents produce longer survival times than carboplatin com- Tyrosine-phosphorylated receptors then recruit intracel-
binations [7], no particular platinum-based regimen has lular signaling proteins, converting extracellular signals to
demonstrated superior efficacy over any other. A random- intracellular signal transduction events [17].
ized, controlled study comparing paclitaxel plus carbo- Although EGFR plays an important role in maintain-
platin with vinorelbine plus cisplatin in 202 patients with ing normal cell function, dysregulation of EGFR signaling
advanced NSCLC demonstrated fewer life-threatening tox- pathways contributes to the development of malignancy
icities and greater convenience and tolerability for paclitaxel via effects on cell-cycle progression, inhibition of apopto-
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360 EGFR Expression in NSCLC
Table 1. Survival and tumor response rates in recent trials of chemotherapeutic agents in non-small cell lung cancer
Median survival 1-Year survival
Treatment No. of patients Response (%) (months) (%)
a
Paclitaxel plus cisplatin 292 21.3 7.8 31
Gemcitabine plus cisplatinb 288 21 8.1 36
Paclitaxel plus carboplatinc 290 15.3 8.2 35
Paclitaxel plus carboplatind 184 27 8 36
Vinorelbine plus cisplatine 181 27 8 33
Gemcitabine plus cisplatinf 69 40.6 8.7 NA
Paclitaxel plus carboplating 123 NA 12.3 51.3
Paclitaxel plus cisplatinh 159 31 8.1 35.5
Gemcitabine plus cisplatini 160 36 8.8 32.6
Paclitaxel plus carboplatinj NA 63 9.9 NA
Vinorelbine plus cisplatin k NA 60 9.5 NA
Vinorelbine plus cisplatinl 394 NA 9.1 42
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www.TheOncologist.com
362 EGFR Expression in NSCLC
Table 3. Results of clinical trials with cetuximab in patients with advanced NSCLC (chemotherapy-naïve and treatment-
refractory/resistant patients)
Partial response, Stable disease,
Description of study n n (%) n (%)
Monotherapy
Phase II, monotherapy; patients with recurrent or metastatic disease; ≥1 prior 29 2 (6.9%) 5 (17.2%)
therapy [43]
Combination therapy
Phase I study, various advanced tumors including lung cancer; combination 19 2 (10.5%) 11 (58%)
therapy of cetuximab with cisplatin; evaluation at 4 weeks [46]
Phase II randomized, controlled trial, chemotherapy-naïve, advanced, EGFR+, 41 13 (31.7%) 18 (43.9%)
NSCLC; combination therapy of vinorelbine/cisplatin with cetuximab [47]
Phase II study, chemotherapy-refractory/resistant patients with advanced 47 13 (27.7%) 8 (17%)
NSCLC; combination therapy of cetuximab and docetaxel [48]
Phase I/II study, chemotherapy-naïve, stage IV NSCLC patients; paclitaxel plus 31 9 (29%) 11 (35.5%)
carboplatin and cetuximab [118]
plus cisplatin alone (31.7% vs. 20.0%) [47]. Other studies Cetuximab has been well tolerated in all clinical trials
of cetuximab combinations have reported similar RRs. conducted. The most common treatment-related adverse
Cetuximab combined with docetaxel in chemotherapy- effect, which occurs in most patients, is a self-limiting acne-
refractory/resistant NSCLC resulted in a 28% (13/47) PR iform rash generally occurring in the first 2–3 weeks. The
rate and 17% (8/47) stable disease rate [48]. Cetuximab rash stabilizes or resolves with continued therapy and disap-
added to paclitaxel plus carboplatin or to gemcitabine plus pears completely without scarring once treatment is stopped
carboplatin in chemotherapy-naïve NSCLC led to RRs of [15, 52]. The occurrence of rash with cetuximab reflects the
26% (n = 31) and 28.6% (n = 35), respectively [49, 50]. widespread distribution of EGFR in epithelial tissue, and a
number of studies have reported a correlation between rash
Combination with Radiotherapy Regimens. To date, and response to cetuximab [45, 52, 53]. A current clinical
cetuximab studies in lung cancer have focused on tumor trial (EVEREST, a phase II trial using cetuximab in esca-
responses as endpoints and have not been designed to dem- lating doses combined with irinotecan to achieve higher
onstrate significant survival benefits. However, longer rates of skin rash and response in patients with metastatic
survival has been shown in studies on other tumor types. colorectal cancer previously treated with irinotecan) is
A recent phase III international trial comprising 424 exploring dose-to-rash treatment strategies. Less com-
patients with locally-advanced squamous-cell carcinoma monly (1.5% reported in the U.S., data on file), infusion
of the head and neck (SCCHN), a difficult-to-treat popula- reactions have occurred in some patients. These reactions
tion, demonstrated the first significant survival benefit for generally respond to treatment with corticosteroids, anti-
a targeted therapy, cetuximab, in combination with high- histamines, and bronchodilators administered alone or in
dose radiation, compared with radiation alone. Patients combination [52] and are rarely fatal (<1 in 1,000).
receiving radiation therapy without cetuximab showed Important questions remain regarding the relevance of
a median survival of 28 months, and patients receiving EGFR detection as a requirement for cetuximab therapy.
radiation with cetuximab showed a median survival of 54 A retrospective analysis of cetuximab for EGFR-undetect-
months [51]. The 2-year and 3-year survival times were able CRC (as determined by immunohistochemistry [IHC])
also significantly longer in the cetuximab-treated popu- showed four PRs (25%; 95% confidence interval [CI], 4%–
lation. Currently, cetuximab is the only EGFR-targeted 46%), and 7 of 16 EGFR-undetectable patients achieved
agent shown to improve survival significantly in a cura- some degree of tumor control [54]. In an analysis of EGFR
tive setting in SCCHN. staining intensity versus RR or survival in cetuximab-
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Ettinger 363
treated CRC patients, the RRs for 1+, 2+, and 3+ tumors Matuzumab
were uncorrelated [55]. These findings suggest that, aside Matuzumab (EMD 72000) is a humanized anti-EGFR
from EGFR detection by IHC, evaluation of other markers mAb currently in phase II trials for gastric, esophageal,
such as activated, nonphosphorylated, and mutated recep- and lung cancers [4]. One of these trials is investigating the
tors, EGFR ligands, and downstream effector molecules effect of matuzumab in combination with the chemotherapy
may lead to more accurate prognostic indicators of cetux- agent pemetrexed as a second-line therapy in patients with
imab responsiveness. advanced NSCLC [57].
Table 4. Results of clinical trials with gefitinib in patients with advanced NSCLC (chemotherapy-naïve and treatment-
refractory/resistant patients)
No. of patients
evaluable for Partial Stable disease,
Description of study response response, n (%) n (%)
Monotherapy
Randomized, placebo-controlled, multicenter phase III trial 959 77 (8%) 304 (31.7%)
(ISEL) [69]; 250 mg/day
Randomized, double-blind, parallel-group, multicenter phase II
trial (IDEAL-1) [63]
250 mg/day 103 18 (17.5%) 37 (35.9%)
500 mg/day 105 19 (18.1%) 34 (32.4%)
Randomized, double-blind, phase II trial (IDEAL-2) [62, 64]
250 mg/day 102 12 (12%) 32 (31.4%)
500 mg/day 114 10 (8.8%) 30 (26.3%)
Open-label, expanded-access program; 250 mg/day [65] 172 7 (4.1%) 60 (34.9%)
Open-label, expanded-access program; 250 mg/day [67] 60 2 (3.3%) 23 (38.3%)
Compassionate use in patients for whom prior chemotherapy 33 3 (9%) 14 (42%)
failed; 250 mg/day [68]
Expanded-access program; 250 mg/day [121] 120 8 (7%) 46 (38%)
Chemotherapy-naïve patients; 250 mg/day [122] 18 0 11 (61%)
Compassionate use program in Israel; 250 mg/day [123] 181 22 (12.2%) 40 (22.1%)
Phase II study, chemotherapy-naïve patients; 250 mg/day [124] 40 12 (30%) 16 (40%)
Expanded-access program, London; 250 mg/day [125] 124 7 (6%) 68 (55%)
Patients for whom chemotherapy had failed, at least one of which 66 3 (4.5%) 26 (39.4%)
was platinum-based; 250 mg/day [126]
Patients with advanced bronchioalveolar lung cancer; 500 mg/day 69 (chemother- 9 (13%) 21 (30%)
[70] apy-naïve)
22 (chemother- 2 (9%) 8 (36%)
apy-pretreated)
(continued)
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364 EGFR Expression in NSCLC
Table 4. (continued)
Other monotherapy studies n Response rate Criteria
Patients pretreated with at least one course of platinum-contain- 41 Median, 85 days Time to
ing chemotherapy; 250 mg/day [127] progression
Median, 96 days Overall survival
Compassionate use in patients who were able to tolerate chemo- 21,064 29.9% (comparable 1-year survival
therapy; 250 mg/day [66] (failed with second-line rate
chemotherapy) chemotherapy)
A community practice experience; maintenance on 250 mg/day 100 28% Disease control
[89] compared with IDEAL-2 (vs. IDEAL-2, rate
42%)
Partial response, Stable disease,
Combination therapy n n (%) n (%)
Phase I/II study in combination with rofecoxib; 250 mg/day [128] 33 2 (6.1%) 9 (27.3%)
Randomized, double-blind, placebo-controlled, multicenter
phase III trial, INTACT-1; cisplatin and gemcitabine plus gefi-
tinib [72]
lines and showed additive or synergistic growth inhibitory patients. Although no significant differences in efficacy
effects when combined with chemotherapeutic agents or were found between the 250- and 500-mg daily doses of
radiotherapy [20, 60–62]. gefitinib, adverse effects occurred more frequently with the
higher dosage [63, 64]. In the first study, greater efficacy
Gefitinib was found in Japanese than in non-Japanese patients (27.5%
Gefitinib, an anilinoquinazoline, was the first TKI selec- vs. 10.4%, p = .0023) [63].
tive for EGFR evaluated in NSCLC. It is orally active and Results from three institutional studies of single-agent
given once daily. Studies conducted on gefitinib in NSCLC gefitinib therapy used on a compassionate basis in patients
are summarized in Table 4. with advanced NSCLC for whom standard treatment had
failed or who were not suitable for systemic chemotherapy
Monotherapy. Two randomized, double-blind trials of were recently presented (Table 4) [65–68]. In the largest
gefitinib monotherapy in daily doses of 250 mg or 500 mg of these studies, involving 21,064 patients with stage III/
given to patients with advanced NSCLC who had previ- IV NSCLC who received one or more doses of gefitinib,
ously received chemotherapy regimens—the Iressa Dose median survival was 5.3 months, and the 1-year survival
Evaluation in Advanced Lung Cancer (IDEAL)-1 and rate was 29.9% [66]. These results are comparable with
IDEAL-2—recorded objective RRs of 10% –19% [63, those obtained with chemotherapy in a second-line clini-
64]. In both studies, symptoms improved in 35%–43% of cal setting.
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A phase III randomized, multicenter study of gefitinib tions in exons 18–21 of the EGFR tyrosine kinase domain,
in refractory advanced NSCLC, the Iressa Survival Evalu- which increase growth factor signaling (Table 5) [23, 28
ation in Lung Cancer (ISEL) trial, recently concluded that ,34, 63, 78–80]. Mutations were significantly associated
gefitinib provided no significant survival benefit over best with adenocarcinoma, history of no smoking, and female
supportive care across the total population of patients stud- gender [81, 82].
ied [69]. However, significant survival benefit was observed On the other hand, some reports describe the existence
in specific subpopulations, including patients of Asian of tumors with a different type of EGFR mutation in this
descent (n = 342; median survival 9.5 vs. 5.5 months; p = domain—a threonine-to-methionine substitution at posi-
.01) and patients with no smoking history (n = 375; median tion 790 (T790M)—that renders resistance instead of sen-
survival, 8.9 vs. 6.1 months; p = .012) [69]. sitivity to gefitinib [81, 83–85]. In addition, a mutation in
A study in patients with advanced bronchioalveolar cell the K-ras gene, which mediates EGFR signaling, may also
carcinoma (BAC), a subtype of NSCLC with distinctive confer resistance to TKIs [28, 79]. If confirmed, these find-
clinical, pathologic, and radiographic characteristics that ings suggest that screening for such mutations may identify
is generally considered chemoresistant, found that single- patients who are more, or less, likely to respond to gefitinib.
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366 EGFR Expression in NSCLC
Table 5. Epidermal growth factor receptor (EGFR) mutations in non-small cell lung cancer
Frequency
Gene Mutation Location (n/total patients) Study Effect Reference
EGFR Deletions and EGFR TK domain, 18% (14/78) IDEAL ↑ response to Lynch et al.
point mutations exons 18–21 10% (32/312) INTACT gefitinib (SD and [28]
survival)
EGFR Amplification 8% (7/90) IDEAL INTACT:↑ response
4–1000× (mean, 7% (24/312) INTACT to
8×) gefitinib (SD)
EGFR Deletions and 746–753 89% ↑ response to Lynch et al.
insertions L858R, L861Q, (8/9 responsive pts) gefitinib (PR) [23]
Substitutions G719C 80%
(2/25 untreated pts)
EGFR Deletions 746–750 (exon 19) 28.8% (17/59) ↑ response to Mitsudomi
Point mutations 858 (exon 21), other 25.4% (15/59) gefitinib (tumor et al. [130]
codons (total 56%, 33/59) response, CEA)
↑ in nonsmokers,
A recent double-blind, placebo-controlled phase III the first evidence of an EGFR inhibitor prolonging sur-
study comparing erlotinib with placebo in patients (n = 731) vival in chemotherapy-refractory NSCLC [97, 98]. Patients
with stage IIIB/IV NSCLC and one to two prior chemother- receiving erlotinib (n = 488) at 150 mg daily demonstrated
apy regimens—the National Cancer Institute of Canada significantly longer overall survival (6.7 months vs. 4.7
Clinical Trials Group (NCIC CTG) trial BR.21—reported months) and PFS (2.2 months vs. 1.8 months) than those
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Table 6. Results of clinical trials with erlotinib (150 mg daily) in patients with advanced non-small cell lung cancer (NSCLC)
Partial Overall survival 1-Year
Study response (%) (months) survival
Monotherapy
Placebo-controlled, randomized, phase III trial with patients for whom
first- or second-line therapy failed [98]
Erlotinib, n = 488 6.7
Placebo, n = 243 4.7
Phase II, open-label, chemotherapy-naïve patients aged ≥70 years [132] 4/30 (13.3%)
Phase II open-label trial of patients previously treated with platinum- 8.4 40%
based chemotherapy [95]
Phase II open-label trial, BAC patients [96]
Total 15/59 (25%)
Never smoked 7/19 (37%) 58%
Smoke ≤5 pack-years 3/7 (43%)
Smoke ≥6 pack-years 5/33 (15%)
receiving placebo. The overall erlotinib RR was 8.9%. patients, erlotinib (150 mg daily) with six cycles of pacli-
The median response duration was 34.2 weeks. RRs were taxel plus carboplatin followed by maintenance mono-
higher among specific subpopulations, including women, therapy showed no significant differences in overall RR,
Asians, nonsmokers, and patients with adenocarcinoma, response duration, median survival, or time to progres-
reminiscent of similar results with gefitinib [98]. Response sion (TTP) compared with paclitaxel plus carboplatin
was associated with higher EGFR gene copy number, but no alone [102]. However, patients who never smoked showed
survival advantage was seen in patients with higher EGFR longer survival with erlotinib (23 vs. 10 months) [103]. A
expression or mutations in exons 19 and 21 [99]. Mutation placebo-controlled study of erlotinib (150 mg daily) plus
frequency in EGFR or K-ras was not correlated with tumor gemcitabine plus cisplatin in 1,172 patients with previously
sensitivity or responsiveness to erlotinib in one study [100]; untreated, advanced NSCLC showed no improvement in
in another study, 9 of 37 patients with EGFR mutations overall survival or TTP compared with gemcitabine plus
responded well to erlotinib, and 4 of 34 patients with K-ras cisplatin alone [104].
mutations did not respond to erlotinib (Table 5) [101]. Erlotinib tolerability is similar to that of gefitinib. Skin
rash and diarrhea are the most common adverse effects [59].
Combination with Chemotherapy Regimens. As with Preliminary results of a study of erlotinib administered at
the gefitinib INTACT studies [72, 73], erlotinib showed no 1,200, 1,600, or 2,000 mg weekly suggest that 1,600 mg/
survival advantage when combined with a two-drug che- week is tolerable for advanced NSCLC patients refractory
motherapy regimen. In a randomized, placebo-controlled to previous chemotherapy. Weekly high-dose therapy (i.e.,
study of 1,059 previously untreated advanced NSCLC >2,000 mg) is being investigated [105].
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368 EGFR Expression in NSCLC
EGFR and Tumor Angiogenesis: Another Bevacizumab appears to be generally well tolerated.
Rational Approach to NSCLC Treatment Combination with paclitaxel plus carboplatin showed mod-
New blood vessel formation is required for the growth and est changes to the chemotherapy regimen toxicity profile
progression of most tumors. The EGFR is also involved [110]. However, some bevacizumab-associated adverse
in angiogenesis: the EGFR ligands—EGF and TGF-α— effects warrant special attention, including hypertension,
induce angiogenesis, and TGF-α promotes the expression proteinuria, and hemorrhage. Most cases of hemorrhage
of VEGF, which induces vascular growth and vascular with bevacizumab have been minor, but some serious pul-
cell permeability [18, 106], providing a strong rationale monary hemorrhages have occurred, which often results
for combined anti-VEGF/anti-EGFR therapy. VEGF from angiogenesis inhibition; also, poorly developed
expression is upregulated in many tumors, resulting in neovessels in large, centrally located tumors may be more
an imbalance between pro- and antiangiogenic factors in prone to hemorrhage into the necrotic tumor cavity [110].
the tumor microenvironment, promoting vascularization Eligibility restrictions in clinical trials of bevacizumab in
and growth [106, 107]. At least four isoforms of VEGF NSCLC have included a history of myocardial infarction
exist, VEGF-A through VEGF-D, and three isoforms of or stroke, significant peripheral vascular disease, central
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Ettinger 369
naïve patients with advanced, EGFR-detectable NSCLC; To optimize the efficacy of EGFR inhibitors in
(b) enhanced efficacy of paclitaxel/carboplatin by bevaci- advanced NSCLC, further research is necessary to estab-
zumab in chemotherapy-naïve patients with advanced or lish their mechanism of action. Identification of accurate
recurrent NSCLC; (c) activity of the TKIs gefitinib and biomarkers may also help to identify appropriate patients.
erlotinib as second- or third-line monotherapy in prolong- It is not yet clear whether measurement of EGFR tumor
ing survival (erlotinib) or improving symptoms (gefitinib expression will be useful for predicting response, and
and erlotinib) in advanced NSCLC patients failing prior study results appear conflicting. Skin rash and clinical
chemotherapy; and (d) evidence of the activity of gefitinib characteristics (e.g., a history of never smoking, better
and erlotinib in patients with BAC. performance status, and adenocarcinoma) may be useful
Despite their activity as a second- or third-line therapy for predicting response, and further studies in this area
in advanced NSCLC and augmentation of chemotherapeu- may prove fruitful. EGFR and K-ras mutants affecting
tic agent activity in preclinical studies, neither gefitinib gefitinib sensitivity and pharmacogenomic approaches
nor erlotinib conferred a survival advantage in previously may help identify patients likely to respond to therapy.
untreated NSCLC when administered with two-drug che- Both EGFR and angiogenesis inhibitors have the poten-
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