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LOWER EXTREMITY BIOMECHANICS DURING

A REGULAR AND COUNTERBALANCED SQUAT


SCOTT K. LYNN AND GUILLERMO J. NOFFAL
Department of Kinesiology, California State University, Fullerton, California

ABSTRACT INTRODUCTION

T
Lynn, SK and Noffal, GJ. Lower extremity biomechanics he goal of any exercise training program should
during a regular and counterbalanced squat. J Strength Cond be to improve the overall efficiency of human
Res 26(9): 2417–2425, 2012—If the efficiency of human movement patterns. Whether the training program
movement patterns could be improved using exercise, this is designed to improve athletic performance, to
could lead to more effective musculoskeletal disease-injury
rehabilitate an injury, or simply to improve overall physical
fitness; the goal of performing repeated movements (exercises)
prevention and rehabilitation programs. It has been sug-
should be to make movement patterns more efficient. The
gested that an efficient squat movement pattern emphasizes
concept of efficiency as it relates to human movement has been
the use of the large hip extensors instead of the smaller knee
defined several different ways. In terms of human movement
extensors. The purpose of this study was to determine energetics, mechanical efficiency is defined as the amount
whether a counterbalanced squat (CBS) could produce of mechanical work done divided by the metabolic cost
a more hip-dominant and less knee-dominant squat move- needed to perform that work (39). Although this is the classic
ment pattern as compared with a regular squat (RS). There definition of mechanical efficiency, others have proposed
were 31 recreationally trained college-aged participants more biomechanical definitions of human movement effi-
(15 male, 16 female) who performed 10 squats (5 CBS ciency. These include patterns of movement that fulfill their
and 5 RS), while segment kinematics, ground reaction forces, tasks with minimal strain on the musculoskeletal system (27)
and muscle (gluteus maximus [GM], quadriceps, hamstrings) or as movement that occurs without pain or discomfort and
electromyographic (EMG) activations were recorded. Peak involves proper joint alignment, muscle coordination, and
sagittal plane net joint moments and joint ranges of motion at posture (18). These biomechanical definitions hypothesize
that if we can develop more efficient movement patterns, this
the hip, knee, and ankle joints along with peak and integrated
reduction in strain on the movement components could
EMG activation levels for all 3 muscles were compared using
help in the rehabilitation process and in preventing the
analysis of variance (squat type 3 sex). The results revealed
development of musculoskeletal pain altogether (31). Because
that the CBS increased the hip joint moment and GM musculoskeletal conditions accounted for $849 billion in
activation, while it decreased the knee joint moment and health care costs in the U.S.A. in 2004 (7.7% of the gross
quadriceps activation as compared with the RS. Therefore, domestic product), and with these costs expected to escalate
the CBS produces a more hip-dominant and less knee- as the population ages (16), developing noninvasive strategies
dominant squat movement pattern and could be used in to prevent these conditions is becoming increasingly
exercise programs aimed at producing more hip-dominant important. Therefore, developing exercises aimed at correct-
movement patterns. ing movement inefficiencies could help in delaying and
preventing the onset of some musculoskeletal pathology.
KEY WORDS movement pattern correction, hip-dominant The most common pathologic conditions in the lower
squat, knee-dominant squat, musculoskeletal injury and disease, extremity affect the knee joint (36,37), and women experience
rehabilitation knee pathologic conditions much more commonly than men
(2,13). It can be hypothesized that there may be differences in
muscular activation strategies between men and women that
might be one of several factors leading to these increased rates of
knee injury. Studies that have attempted to determine the causes
of knee pathologies have suggested that hip muscle weakness is
Address correspondence to Scott K. Lynn, slynn@fullerton.edu. associated with the development of knee conditions (5,6,20,26).
26(9)/2417–2425 Therefore, designing exercises aimed at preferentially strength-
Journal of Strength and Conditioning Research ening the hip musculature is warranted, as is examining
Ó 2012 National Strength and Conditioning Association movement pattern differences between men and women.

VOLUME 26 | NUMBER 9 | SEPTEMBER 2012 | 2417

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Biomechanics and a Counterbalanced Squat

One fundamental human movement pattern that is also METHODS


commonly used as an exercise in many training programs is Subjects
the squat. Variations on this basic human movement pattern The subjects were 31 (15 men and 16 women) recreationally
have been used throughout time during various activities trained (involved in at least 2 hwk21 of sporting activities
of daily living and have also been widely used as a core for a minimum of 2 years but had never regularly trained
component of athletic, clinical, and fitness-related training
using loaded squats) healthy college-aged participants with
programs (1,23). The squat is a complex multijoint move-
no history of major musculoskeletal injury or surgery. They
ment requiring contributions from several muscles and joints were 23.1 years of age (SD 2.1 years), had a height of 1.70 m
to be performed optimally. It has been suggested that to (SD 11.4 m), and a mass of 71.0 kg (SD 17.3 kg). All the
perform the basic squat movement pattern efficiently, one subjects signed a letter of informed consent approved by the
requires mobility of the ankle, hip, and thoracic spine, while University’s Research Ethics Board before participation in
requiring stability of the foot, knee, and lumbar spine (18). the study.
This theory suggests that of the 2 largest lower limb joints
producing most of the work for the squat movement (10), the Instrumentation
hip joint should be most responsible for producing the Kinematic data were collected using a 9-camera Qualysis
movement. (Gothenburg, Sweden) Oqus 300 motion capture system.
During the squat movement, and during the loading Retroreflective markers were fixed to rigid body clusters
response of many human movements, the ground reaction and securely attached bilaterally to the subject’s foot, shank,
force falls anterior to the hip joint and posterior to the knee and thigh using tensor bandages and athletic tape. There was
joint in the sagittal plane (8,35). This creates external flexion also a single rigid body cluster attached to the sacrum and
moments on both the hip and knee that must be balanced pelvis. The subject then stood with each foot on a separate
by the internal extension moments provided by the hip AMTI (Newton, MA, USA) force platform to allow for the
extensors (gluteus maximus [GM] and hamstring muscles) simultaneous collection of ground reaction force data along
and knee extensors (quadriceps), respectively. Without with the markers kinematics. Marker clusters were attached
considering the capability of the hamstring muscles to on both legs, and ground reaction force data were collected
extend the hip, the GM alone has a larger cross sectional area for both legs; however, for this current analysis, only the data
(4,842 mm2) than the total combined area of all 4 quadriceps for the subject’s dominant leg (i.e., the leg they would
muscles together (4,317.5 mm2) (15). Because a muscle’s cross preferentially use to kick a ball) was analyzed.
sectional area is highly correlated to the amount of force it A Run-Technologies (Mission Viejo, CA, USA) Myopac
can generate (11), it can be hypothesized that the larger hip 8 channel electromyographic (EMG) system was used to
extensor musculature could be better able to handle external collect all EMG data (differentially amplified with a gain of
loading as compared with the knee extensor musculature. 1,000, bandpass 20–540 Hz, common mode rejection ratio
There is also evidence that improving the use of the hip (CMRR) . 80 dB, input impedance .1015). Following
extensors in the sagittal plane can help unload the knees by standard skin preparation, silver-silver chloride electrodes
decreasing the amount of quadriceps force required (28). were applied in a bipolar configuration (3.0 cm center-to-
Therefore, it can be hypothesized that emphasizing the center) in line with the muscle fibers over the biceps femoris
loading of the hip joint over the knee joint during a squat (BF) representing the hamstring muscle group, rectus femoris
exercise could help create a more efficient pattern of (RF) representing the quadriceps muscle group, and the GM
movement. muscles. It was also ensured that the motor point of each
It has been suggested that keeping the ground reaction muscle was avoided. The reference-ground electrode was
force closer to the knee and further from the hip in the sagittal then attached to the tibial tuberosity of the participant’s test
plane can help in emphasizing the loading of the hip (dominant) leg. The EMG electrodes were only attached
extensors over the knee extensors during human movement unilaterally to the subject’s dominant leg. Kinematic data
(29). One potential method of increasing the contribution of (at 100 Hz), along with EMG and ground reaction force data
the hip and decreasing the contribution of the knee during (at 2,000 Hz) were collected simultaneously using Qualysis
the squat movement would be to place additional mass in Track Manager software (Gothenburg, Sweden).
the hands and move this mass anteriorly so that it can
counterbalance the hips moving posteriorly. Therefore, this Protocol
study will investigate a counterbalanced squat (CBS) Before testing, it was ensured that the subjects had not
technique (Figure 1B) to determine whether this technique significantly deviated from their normal daily habits of
is better able to increase the sagittal plane loading of the hip nutrition, hydration, and sleep. After the application of the
while decreasing the same loading of the knee as compared EMG electrodes, the subjects performed 3 maximum
with a regular squat (RS) technique (Figure 1A). It will also voluntary isometric contractions (MVICs): knee flexion
examine the differences in basic squat biomechanics between (BF), hip extension (GM), knee extension (RF). The knee
male and female subjects. flexion and hip extension MVICs were performed with the
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resting signal was subtracted


off all EMG and squat trial
EMG data.
After the MVIC trials and the
application of motion tracking
rigid bodies, the subjects stood
with 1 foot on each force plate
and were given dumbbells to
hold in each hand. They were
then instructed how to perform
the 2 different methods of
squats: the CBS and the RS.
The RS involved the subjects
squatting with the dumbbells
held at shoulder level the whole
time (Figure 1A).The CBS was
performed with the dumbbells
starting on the subject’s thigh,
then flexing 90° at the shoulder
during the eccentric phase of
the squat and extending the
shoulder back to neutral during
the concentric phase of the
squat (Figure 1B). A metro-
nome was also set to the
preferred speed of movement
for each subject (which was
approximately 60 bmin21 for
all the subjects) to ensure that
each subject performed all the
trials at the same cadence and
speed. They were given suffi-
cient practice trials to ensure
they were comfortable with the
speed of movement and each
type of squat movement. The
subjects were asked to begin
each squat on 1 beat, be at the
Figure 1. A) The regular squat (RS) technique: The weights are held at shoulder height throughout the movement. bottom of the squat on the
B) The counterbalanced squat (CBS) technique: The weights start the subject’s thighs and are brought out in front second beat, and have returned
of the body with 90° of shoulder flexion during the eccentric phase of the squat and back to the thighs during the
to a standing position on the
concentric phase of the squat.
third beat. Any trial in which
the subject did not maintain
a consistent pace was disre-
subject in a prone position, whereas the knee extension MVIC garded and the trial was repeated. This ensured that all trials
was performed with the subject in a seated position. The for both squat conditions were performed at the same speed
hip extension MVIC was also done with the knee flexed to of movement. During testing, 5 trials were performed for
90° in an attempt to decrease the involvement of the each squat condition (RS and CBS) while marker motion,
hamstring muscle group. The subjects were asked to produce force plate, and EMG data were simultaneously recorded.
a maximum isometric exertion of each muscle group while There was at least 1 minute of rest given after practice trials
being manually resisted. The peak muscle activity achieved and between test squats to ensure that fatigue was not
for each muscle group during these 3 tasks was then used to a factor. The order of the 10 total trials was randomized for
normalize squat EMG data as has been done previously each subject.
(9,12). There was also a 1-second resting EMG trace After all the squat trials, the subject stood in view of the
recording taken before data collection, and the average cameras while a anatomical landmark trial was completed.

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Biomechanics and a Counterbalanced Squat

This involved using a specially designed probe to identify At both the hip and knee joints, negative work corresponded
bony landmarks so that subject-specific segments could be to the eccentric phase of the squat and positive work
created during processing. The subjects also performed 3 corresponded with the concentric phase.
calibrated motions so the joint centers could be calculated.
The hip calibrated motion involved performing 3 complete Statistical Analyses
Ôhula-hoopÕ hip rotations in each direction. The knee and Key outcome measures were as follows: (a) the joint ranges
ankle calibrated motion involved performing simple knee of motion (ROMs) for the knee and hip during the entire
flexion and extension and ankle dorsi and plantar flexion squat movement; (b) the peak external net joint moments
movements, respectively. achieved at the bottom during the squat for the knee and hip
joints; (c) total negative (eccentric) and positive (concentric)
Data Processing angular work performed at the knee and the hip; and (d) the
Visual 3D (C-Motion Inc., Rockville, MD, USA) software was peak EMG activity (in %MVIC) achieved during the entire
used to process all squat trial data. This software was used to squat and IEMG during the concentric and eccentric phases
filter raw marker data (fourth-order, low-pass, double-pass of the squat movement for the GM, BF, and RF muscles.
Butterworth filter with a 6-Hz cut-off frequency) (8) and to There were 11 separate 2 3 2 (squat condition 3 sex) factorial
calculate joint angles at the hip and knee during the squat mixed model analyses of variance run on each one of the
trials. These joint kinematics were calculated using the variables, except for the IEMG data. The 6 IEMG variables
Cardan-Euler representation, which finds the orientation were calculated using raw (nonnormalized) EMG data;
of the distal segment with respect to the reference proximal therefore, the between subjects comparison were not
segment using x (flexion/extension), y (ab/adduction), examined on these variables and only the within-subjects
z (axial rotation) sequence of rotations (40). It also combined comparison (squat type) were performed. For all analyses,
motion, force, and anthropometric data using a standard statistical significance was set at p # 0.05.
inverse dynamics link segment model to calculate the net
external moments at the hip and knee. Subject-specific RESULTS
anthropometric information used in these calculations was
estimated from their height and weight (14). All the joint The results for the joint kinetic data (hip, knee) are reported
moments were normalized by body mass (newton meter per in Table 1. It should be noted that there was a main effect
kilogram) and reported in the coordinate system of the distal (p , 0.05) for squat type in both the peak knee (F = 7.9,
segment of the joint. It should be noted that joint angles and p = 0.009, effect size ½h2p  ¼ 0:22) and hip (F = 12.5, p = 0.001,
moments were calculated in all 3 dimensions; however, this effect size ½h2p  ¼ 0:30) moments. There was a larger
study only examined these angles and moments in the magnitude of hip moment in the CBS, whereasthere was
sagittal plane. Also, the peak knee flexion angle during the a larger magnitude of knee moment in the RS. Also, the hip
squat was used to define the concentric and eccentric phases moment displayed a main effect for sex (F = 7.1, p = 0.013,
of the squat movement for all analyses; and variables effect size ½h2p  ¼ 0:20) as the male subjects had an increased
calculated from each of the 5 trials per condition were magnitude of peak hip moment as compared with the female
averaged together for each subject. subjects. There was no main effect for sex (p , 0.05) in
The EMG data were full-wave rectified and filtered using the peak knee moment (F = 0.9, p = 0.348, effect size
a fourth-order, low-pass, double-pass Butterworth filter with ½h2p  ¼ 0:03).
a 6-Hz cut-off frequency (39). Integrated EMG (IEMG) was Table 1 also displays the joint work done by the hip and the
then calculated for the concentric and eccentric phases of the knee in both the concentric and eccentric phases. There
3 muscles during the squat using the following equation (17): was a main effect for all of the joint work variables calculated:
eccentric hip work (F = 126.4, p , 0.001, effect size
Zt n
n y i  1 þy i ½h2p  ¼ 0:82), concentric hip work (F = 70.2, p , 0.001, effect
yðt Þdt ¼ +i ¼ 1 Dt ; size ½h2p  ¼ 0:72), eccentric knee work (F = 22.2, p , 0.001,
2
t1 effect size ½h2p  ¼ 0:44), concentric knee work (F = 32.9,
where n is the number of data points for the concentric and p = 0.001, effect size ½h2p  ¼ 0:54). It should be noted that for
eccentric phases, yi is the EMG data at time (t), and Dt is the both the concentric and eccentric phases, the knee does
sampling interval (1/2,000 seconds). The IEMG is reported more work during the RS and the hip does more work during
in millivolts. the CBS. There were also main effects for sex in the work
All EMG waveforms were also converted into %MVIC done by the hip in both the eccentric (F = 10.9, p = 0.003,
units by dividing by the peak MVIC activity of each muscle effect size ½h2p  ¼ 0:28) and concentric (F = 11.1, p = 0.002,
(BF, RF, GM). effect size ½h2p  ¼ 0:28) phases; but no main effect for sex
Angular work was also calculated at the hip and knee joints in the knee work done in either phase (eccentric—F = 6.2,
by multiplying the external joint moment (in newton meter p = 0.145, effect size ½h2p  ¼ 0:07, concentric—F = 4.9,
per kilogram) by the joint angular displacement (in radians). p = 0.153, effect size ½h2p  ¼ 0:07).
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TABLE 1. Hip and knee joint kinetics during the RS and CBS.†*

RS CBS

Male Female All subjects Male Female All subjects


(n = 15) (n = 16) (n = 31) (n = 15) (n = 16) (n = 31)

Hip moment (Nmkg21)ठ1.27 (0.51) 0.81 (0.38) 1.04 (0.50) 1.30 (0.51) 0.93 (0.35) 1.11 (0.47)
Knee moment (Nmkg21)‡ 1.39 (0.67) 1.10 (0.38) 1.24 (0.55) 1.33 (0.64) 1.07 (0.36) 1.19 (0.52)
Hip eccentric work (Jkg21)ठ21.65 (0.63) 20.98 (0.39) 21.30 (0.61) 22.28 (0.79) 21.53 (0.58) 21.88 (0.77)
21
Hip concentric work (Jkg )ठ1.81 (0.74) 1.06 (0.36) 1.41 (0.68) 2.24 (0.80) 1.53 (0.52) 1.86 (0.74)
Knee eccentric work (Jkg21)‡ 22.73 (1.27) 21.99 (1.14) 22.33 (1.24) 22.35 (1.26) 21.80 (1.05) 22.06 (1.16)
Knee concentric work (Jkg21)‡ 2.58 (1.12) 1.96 (1.04) 2.25 (1.11) 2.30 (1.12) 1.78 (1.01) 2.03 (1.08)
*RS = regular squat; CBS = counterbalanced squat.
†All the numbers are presented as mean (SD). Moments represent peak net external flexion moments on the hip and knee joints
during the entire squat movement. Joint work numbers represent the total work performed in the eccentric or concentric phase of the
squat movement.
‡Main effect for squat type (RS vs. CBS).
§Main effect for sex (male vs. female).

Table 2 displays the results of the peak EMG activation both types of squat; however, there was no main effect for
data for the GM, RF, and BF. It should be noted that there sex in the GM (F = 0.49, p = 0.490, effect size ½h2p  ¼ 0:02) or
was a main effect for squat type (p , 0.05) in the peak GM the RF (F = 1.7, p = 0.202, effect size ½h2p  ¼ 0:06).
(F = 8.0, p = 0.008, effect size ½h2p  ¼ 0:22) and RF (F = 13.7, Table 2 also displays the IEMG data for the GM, RF, and
p = 0.001, effect size ½h2p  ¼ 0:32) EMG activation data but BF during the concentric and eccentric phases. The IEMG
not in the BF (F = 2.6, p = 0.117, effect size ½h2p  ¼ 0:08). The data revealed main effects for squat type in RF activation
CBS squat produced a higher peak activation level of the during both the eccentric (F = 22.6, p , 0.001, effect size
GM, whereas the RS produced a higher peak activation level ½h2p  ¼ 0:44) and concentric phases (F = 29.5, p , 0.001,
of the RF. There was also a main effect for sex in the BF peak effect size ½h2p  ¼ 0:50). There were also main effect for squat
EMG activation data (F = 5.1, p = 0.03, effect size type in the IEMG data of the concentric phases for the GM
½h2p  ¼ 0:15), as the women had an increased peak activation (F = 16.0, p , 0.001, effect size ½h2p  ¼ 0:36) and BF (F = 7.7,
of the hamstring muscles as compared with the men across p = 0.010, effect size ½h2p  ¼ 0:21). These data revealed

TABLE 2. Electromyographic data for the GM, RF, and BF muscles during both the RS and CBS.*†

RS CBS

Male Female All subjects Male Female All subjects


(n = 15) (n = 16) (n = 31) (n = 15) (n = 16) (n = 31)

Peak GM activation (%MVC)‡ 18.0 (7.7) 21.9 (18.5) 20.0 (14.2) 21.3 (9.5) 24.8 (20.1) 23.1 (15.8)
Peak RF activation (%MVC)‡ 57.1 (35.7) 71.3 (51.5) 64.4 (44.5) 41.9 (19.0) 64.5 (45.0) 53.6 (36.2)
Peak BF activation (%MVC)§ 11.7 (9.2) 28.9 (27.0) 20.6 (21.9) 13.6 (9.9) 30.5 (28.9) 22.4 (23.2)
IEMG eccentric GM (mVs) 60.2 (40.4) 64.7 (44.5)
IEMG Eccentric RF (mVs)‡ 323.7 (196.8) 233.1 (126.0)
IEMG eccentric BF (mVs) 118.1 (97.1) 123.9 (114.0)
IEMG concentric GM (mVs)‡ 99.3 (59.0) 124.0 (74.7)
IEMG Concentric RF (mVs)‡ 300.0 (177.7) 226.2 (133.1)
IEMG concentric BF (mVs)‡ 122.8 (69.8) 139.4 (80.4)
*EMG = electromyographic; IEMG = integrated EMG; GM = gluteus maximus; RF = rectus femoris; BF = biceps femoris; RS =
regular squat; CBS = counterbalanced squat; MVC = maximum voluntary contraction.
†All numbers are presented as mean (SD).
‡Main effect for squat type (RS vs. CBS).
§Main effect for sex (male vs. female).

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Biomechanics and a Counterbalanced Squat

TABLE 3. Mean joint ROM for the hip and knee during both the RS and CBS*†.

RS CBS

Male Female All subjects Male Female All subjects


(n = 15) (n = 16) (n = 31) (n = 15) (n = 16) (n = 31)

Hip joint‡ 93.8 (15.8) 90.0 (11.9) 91.9 (13.8) 91.3 (14.9) 85.6 (12.0) 88.4 (13.6)
Knee joint‡ 119.9 (13.9) 110.1 (18.9) 114.8 (17.1) 120.5 (14.1) 112.5 (17.7) 116.4 (16.3)
*ROM = range of motion; RS = regular squat; CBS = counterbalanced squat.
†All numbers are presented as mean (SD) and are in degrees.
‡Main effect for squat type (RS vs. CBS).
§There were no main effects for sex (male vs. female).

increased activation of the hip extensors (GM and BF) during Based on these results, it can be suggested that the CBS
the CBS in the concentric phase, whereas the knee extensors produces a more hip-dominant pattern of movement as
(RF) were more active in the RS during both the eccentric compared with the RS, which produces a more knee-
and concentric phases. There was no main effect for the dominant pattern of movement. However, even though there
IEMG data in the eccentric phases of the GM (F = 3.3, are large effect sizes for most of the comparisons, the
p = 0.082, effect size ½h2p  ¼ 0:10) or the BF (F = 1.3, magnitude of these changes in external loading and muscular
p = 0.260, effect size ½h2p  ¼ 0:04). activation levels are small. It is unknown as to how these small
The hip and knee joint ROM data are reported in Table 3. alterations in muscle activation levels could change the
There was a main effect for squat type (p , 0.05) in both overall patterns of movement if the CBS is performed as part
the hip (F = 47.9, p , 0.001, effect size ½h2p  ¼ 0:62) and knee of a long-term corrective exercise program. Future research
(F = 5.5, p = 0.026, effect size ½h2p  ¼ 0:16) ROM data. The should investigate both the acute and long-term effects of
hip displayed a greater ROM during the RS, whereas using a CBS in a training program to see if this can produce
the knee displayed a great ROM during the CBS. However, a more hip-dominant and less knee-dominant patterns of
there was no main effect for sex in either the hip (F = 0.9, movement.
p = 0.342, effect size ½h2p  ¼ 0:03) or knee (F = 2.3, p = 0.137, The use of a CBS as part of a training program could have
effect size ½h2p  ¼ 0:08) ROM. a wide range of uses clinically. It has been shown that those
with a torn anterior cruciate ligament (ACL) adopt a gait
DISCUSSION pattern where they attempt to reduce the contraction of the
This study found that the CBS increased the sagittal plane quadriceps (3) during gait. This is believed to be an attempt to
loading of the hip joint while decreasing the sagittal plane decrease the anterior shear force produced on the proximal
loading on the knee as compared with the RS. This is most tibia when the quadriceps contracts. Therefore, performing
likely because of the increased mass placed anteriorly during a CBS exercise to decrease the recruitment of the quadriceps
the CBS when the dumbbells and arms are moved anteriorly and increase the recruitment of the hip extensors may be
with shoulder flexion. This coincides with the findings of advisable. This may allow for the subjects to begin re-
previous work that has suggested that forward trunk lean habilitation exercise much sooner after ACL replacement
during a drop jump task increases the demand on the hip surgery, because the graft could be spared some of the stresses
while decreasing the demand on the knee as compared with of the anteriorly directed forces applied on the tibia with
landing with a more erect trunk (29), as forward leaning of excessive quadriceps contraction. The CBS may also be useful
trunk would also shift more mass anteriorly. This shift in in prevention of ACL injury as the decreased quadriceps
external loading that increases the loading of the hip and activation could potentially help in reducing quadriceps to
decreases the loading of the knee during the CBS also led to hamstring ratio and decreasing the ‘‘quad dominance’’ that has
a shift in muscular activation levels by increasing the peak been shown to increase ACL injury risk (24).
activity of the larger proximal hip extensor (GM) and Training a movement pattern that can reduce external knee
decreasing the peak activity of the relatively smaller distal moments and the resultant quadriceps activation may also
knee extensors (RF). This coincides with the results of have implications in the treatment and prevention of several
Blackburn and Padua (4), because they found that increasing other knee pathologic conditions. For example, it has been
the mass placed anteriorly during jump landing (i.e., forward shown that increased quadriceps strength (force) increases
trunk lean) caused decreased quadriceps activation; however, the rate of cartilage wear over an 18-month period in those
hip extensor muscle activity was not measured in this study. with malaligned knees and laxity in the knee joint (32). This
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may be because of the combination of compressive and shear increase in hip flexion but would most likely also increase the
forces placed on the knee with quadriceps contraction when lordotic curvature in the lumbar spine. Because increased
the knee is misaligned (33), as it has been shown that shear lordosis (or spinal extension) has been shown to increase the
stresses are highly detrimental to cartilage health (19,38). contact forces in the facet joints at L4-5 (34), it can be
Also, training a movement pattern that decreases quadriceps hypothesized that reinforcing a movement pattern with
force could also lead to smaller patellofemoral compressive increased RSF activation may increase the loading of the
forces, especially at larger angles of knee flexion, because this facet joints. In those with greatly reduced neural drive to the
would decrease the forces in the quadriceps and patellar hip extensors, this could lead to facet joint arthritis and
tendons (7,8). Therefore, using the CBS to train a pattern of perhaps even spondilolisis and spondylolisthesis. However,
movement that reduces the external knee moment and the this is strictly speculation because the curvature of the lumbar
resultant quadriceps activation may also be beneficial in spine was not measured in this work. Therefore, future
prevention and treatment of knee osteoarthritis (OA) and research should examine the effect of a CBS technique on the
patellofemoral joint pain. sagittal plane stability of the pelvis and lumbar spine during
It has been suggested that increased GM activation during the squat.
any hip extension movement would lead to more precise Although it has been suggested that a more hip-dominant
control of the femur and less stress on the hip joint (21,22). and less knee-dominant pattern of movement is beneficial, it
More specifically, a weakness in the GM results in increased should be noted that there are still relatively large quadriceps
anterior hip joint forces during hip extension (21), which contractions even during the CBS (.50% MVIC). Therefore,
could lead to clinical conditions such as acetabular labrum the CBS does not completely unload the knee extensors, it
tears and eventually hip OA. Because it has been discovered simply shifts some of the loading onto the much larger hip
that the majority of hip OA cases have the cartilage wear extensors. The results of this study also suggest that if the goal
occurring on the anterior surface of the acetabulum (25), it of training is to strengthen the knee extensors in a weight-
can be suggested that the CBS could be useful in increasing bearing closed chain exercise, positioning the mass more
the activation of the GM during concentric hip extension posteriorly (as was done in the RS) would be beneficial.
movements. This could help in decreasing the anteriorly There were also sex differences in squat biomechanics
directed hip joint force and reduce the stress on the diseased across both conditions. The female subjects had decreased
part of the hip joint in those with hip OA on the anterior external hip loading (peak hip moment and concentric and
surface of the acetabulum. However, finding other ways to eccentric hip joint work) and increased peak hamstring
increase the activation of the GM during eccentric activity. It appears that the female subjects in this study adopt
contraction is warranted, because the CBS did not increase a less hip-dominant movement pattern that preferentially
total eccentric GM activity during the squat. activates the 2 joint hamstrings rather than the 1 joint GM
The CBS also altered the joint ROM at the knee and the hip to overcome the much smaller (as compared with the male
as compared with the RS. The differences in the joint ROM subjects) external hip moment created during the squat. This
between the 2 squat conditions were small as there was result is supported by the increased rate of noncontact ACL
approximately 3.5° less flexion at the hip and 1.6° more injury in female athletes (2,13). It can be hypothesized that
flexion at the knee in the CBS. Although this is a small this squat pattern observed in the female subjects may lack
absolute change in angles, the effect sizes for these 2 com- the frontal and transverse plane control of the femur that
parisons were relatively strong, especially at the hip joint comes with activation of the large, proximally located gluteal
(effect size of 0.62). This is because all the subjects had same muscles because this muscle is not needed to control the
small changes in joint angles with the 2 different squat smaller external hip moment. This also results in a compen-
conditions, and this may be related to the fact that the CBS satory increase in hamstring activity, which could help
also had decreased peak (%MVIC) and total (IEMG) RSF decrease the anterior translation of the tibia and help relieve
activation. During the squat movement, the RSF eccentrically some of the stress on the ACL. However, if this were true,
lengthens by an extremely small amount (,2%); therefore, one would also expect decreased GM activation in the female
one could characterize its role as being isometric in the subjects as compared with the male subjects, which we did
dissipation of knee extensor torque (30). Because neural drive not find. These results also contradict those of Youdas et al.
to the muscle is smaller in the CBS as compared with that in (41), where it was found that female subjects had more
the RS, the RSF muscle would be less ‘‘stiff’’ in the CBS, quadriceps activation and less hamstring activation than did
which would produce less hip flexion and allow for more male subjects during single-limb squatting. These conflicting
knee flexion in the CBS as compared with the RS. The origin results indicate that the sex differences in movement pattern
of the RSF muscle on the anterior-inferior iliac spine could biomechanics are complex and require a much more
also result in an anterior pelvic tilt during the squat thorough investigation.
movement if this muscle has an increased neural drive and The drawback of the CBS is that the amount of mass that
was not allowed to eccentrically lengthen (as would be the can be used to counterbalance is limited by the amount of
case in the RS). This anterior pelvic tilt would appear as an weight the shoulders can support through the 90° of flexion.

VOLUME 26 | NUMBER 9 | SEPTEMBER 2012 | 2423

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Biomechanics and a Counterbalanced Squat

This would also limit the ability to overload the squat pattern 8. Escamilla, RF, Fleisig, GS, Lowry, TM, Barrentine, SW, and
using the CBS and future research should examine whether Andrews, JR. A three-dimensional biomechanical analysis of the
squat during varying stance widths. Med Sci Sports Exerc 33: 984–998,
it is possible to produce a training effect using the CBS. A CBS 2001.
may also be contraindicated for those with certain shoulder or 9. Escamilla, RF, Fleisig, GS, Zheng, N, Barrentine, SW, Wilk, KE,
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Perhaps the best use of a CBS technique would be in the 11. Gans, C. Fiber architecture and muscle function. Exerc Sport Sci Rev
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dominant and less knee-dominant pattern of movement 12. Gullett, JC, Tillman, MD, Gutierrez, GM, and Chow, JW. A
before progressing to more complicated movements. It could biomechanical comparison of back and front squats in healthy
trained individuals. J Strength Cond Res 23: 284–292, 2009.
also be used as a warm-up or movement preparation routine
to help establish a more hip-dominant pattern before 13. Gwinn, DE, Wilckens, JH, McDevitt, ER, Ross, G, and Kao, TC. The
relative incidence of anterior cruciate ligament injury in men and
performing other movements. It should also be pointed out women at the United States Naval Academy. Am J Sports Med 28:
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2 different squat techniques. Future research is needed to 14. Hanavan, EP. A mathematical model of the human body. Aero
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ment, there should be an attempt to increase the mass placed screen for the squat pattern. Strength Cond J 31: 76–85, 2009.
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ACKNOWLEDGMENTS IM. Core stability measures as risk factors for lower extremity injury
in athletes. Med Sci Sports Exerc 36: 926–934, 2004.
The authors would like to thank their graduate students
21. Lewis, CL, Sahrmann, SA, and Moran, DW. Anterior hip joint force
(Melinda Pittman, Yasuo Sakurai, and Lisa Wilson) for all of increases with hip extension, decreased gluteal force, or decreased
their help with data collection, processing, and organization. iliopsoas force. J Biomech 40: 3725–3731, 2007.
There was no funding received for this work. 22. Lewis, CL, Sahrmann, SA, and Moran, DW. Effect of position and
alteration in synergist muscle force contribution on hip forces when
performing hip strengthening exercises. Clin Biomech 24: 35–42,
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