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Research

Original Investigation

Factors Associated With Mortality in Pediatric


vs Adult Nasopharyngeal Carcinoma
Morgan K. Richards, MD, MPH; John P. Dahl, MD, PhD, MBA; Kenneth Gow, MD; Adam B. Goldin, MD, MPH;
John Doski, MD; Melanie Goldfarb, MD; Jed Nuchtern, MD; Monica Langer, MD; Elizabeth A. Beierle, MD;
Sanjeev Vasudevan, MD; Douglas S. Hawkins, MD; Sanjay R. Parikh, MD

CME Quiz at
IMPORTANCE Nasopharyngeal carcinoma (NPC) is endemic in some Asian regions but is jamanetworkcme.com and
CME Questions page 304
uncommon in the United States. Little is known about the racial, demographic, and biological
characteristics of the disease in pediatric patients.

OBJECTIVES To improve understanding of the differences between pediatric and adult NPC
and to determine whether race conferred a survival difference among pediatric patients
with NPC.

DESIGN, SETTING, AND PARTICIPANTS This retrospective cohort study included all 17 317
patients with a primary diagnosis of NCP in the National Cancer Data Base from January 1,
1998, to December 31, 2011. Of these, 699 patients were 21 years or younger (pediatric);
16 618 patients, older than 21 years (adult). Data were analyzed after data collection.

EXPOSURE Pediatric age at diagnosis of NPC.

MAIN OUTCOMES AND MEASURES Demographic, tumor, and treatment characteristics of


pediatric patients with NPC were compared with those of adults using the χ2 test for
categorical variables. An adjusted Cox proportional hazards regression model was used to
examine survival differences in pediatric patients relative to adult patients. In addition, the
risk for pediatric mortality by race was estimated.

RESULTS Of the 17 317 patients, a total of 699 pediatric and 16 618 adult patients were
identified with a primary diagnosis of NPC (female, 239 pediatric patients [34.2%] and 5153
adult patients [32.4%]). Pediatric patients were most commonly black (299 of 686 [43.6%]),
whereas adults were most likely to be non-Hispanic white (9839 of 16 504 [60.0%];
P < .001). Pediatric patients were less likely to be Asian (39 of 686 [5.7%]) than were adults
(3226 of 16 405 [19.7%]; P < .001). Pediatric patients were more likely to have regional nodal
evaluation and to present with stage IV disease (227 of 643 [35.3%] and 330 of 565 [58.4%],
respectively) than were adult patients (3748 of 15 631 [24.0%] and 6553 of 13 721 [47.8%],
respectively; P < .001 for both comparisons). Pediatric patients had a lower risk for mortality
relative to adults (hazard ratio, 0.37; 95% CI, 0.25-0.56). No difference in mortality by racial
group was found among pediatric patients (hazard ratio, 1.10; 95% CI, 0.82-1.40).

CONCLUSIONS AND RELEVANCE Pediatric patients with NPC were more commonly black and
presented more frequently with stage IV disease. Pediatric patients had a decreased mortality
risk relative to adults, even after adjusting for covariables. Asian race was not associated with
increased mortality in pediatric patients with NPC. Racial differences are not associated with
an increased risk for mortality among pediatric patients.

Author Affiliations: Author


affiliations are listed at the end of this
article.
Corresponding Author: Morgan K.
Richards, MD, MPH, Division of
Pediatric General and Thoracic
Surgery, Department of General and
Thoracic Surgery, Seattle Children’s
JAMA Otolaryngol Head Neck Surg. 2016;142(3):217-222. doi:10.1001/jamaoto.2015.3217 Hospital, 4800 Sand Point Way NE,
Published online January 14, 2016. PO Box OA.9.220, Seattle, WA 98105.

217

Copyright 2016 American Medical Association. All rights reserved.


Research Original Investigation Factors Associated With Mortality in Pediatric Nasopharyngeal Carcinoma

N
asopharyngeal carcinoma (NPC) is a rare malignant tu- pared with adults older than 21 years. All of the data made
mor derived from the epithelium lining the nasophar- available to us by the NCDB ranged from January 1, 1998, to
ynx. The World Health Organization (WHO) classifi- December 31, 2011. No duplicate cases were included in the
cation system for NPC characterizes the tumors based on the analysis. This study was approved by the institutional
following 3 primary histopathologic subtypes: keratinizing review board of the Seattle Children’s Hospital. Because data
squamous cell carcinoma (type I), nonkeratinizing differenti- were deidentifed, informed consent was waived.
ated carcinoma (type II), and nonkeratinizing undifferenti-
ated carcinoma (type III).1 Clinical Covariates and Measures
The pathogenesis of NPC is related to a number of genetic Patient demographics included sex, race, insurance status,
and environmental factors. Subtypes of HLA antigens, chro- household income, educational level, and rural vs urban
mosomal deletions affecting tumor suppressor genes, and a place of residence (Table 1). Race was documented by the
polymorphism of the CYP2E1 gene have all been associated with trained abstractors based on the medical record and based on
an increased risk for developing NPC. 2 Infection with the Ep- standardized classifications within the NCDB data dictionary
stein-Barr virus is the most common environmental factor as- (http://ncdbpuf.facs.org/node/259). Race was assessed in this
sociated with the pathogenesis of types II and III NPC.2 Addi- study because previous reports of unequal racial distribu-
tional environmental risk factors include tobacco smoking and tions of NPC among adult patients have been made. 12-14
exposure to preserved foods, formaldehyde, and wood dust.2 Whether this racial distribution is the same or different in
Nasopharyngeal carcinoma is endemic to southern China, children has yet to be determined. Insurance status was
Southeast Asia, northern Africa, and the Arctic region; NPC is defined as private, governmental, or uninsured. Household
much less common in Japan and the western hemisphere. In income was divided into quartiles based on the patient’s
endemic areas, the incidence of NPC has a unimodal age dis- home zip code. Educational level was based on the percent-
tribution with a peak from 50 to 60 years of age.3 In the Medi- age of high school graduates in the patient’s home zip code.
terranean countries and in select North American popula- Rural vs urban place of residence was based on population
tions, a bimodal age distribution has a minor peak from 10 to density and proximity to a metropolitan area.
20 years of age and a second peak from 40 to 60 years of age.3 Tumor features included stage of disease, tumor behav-
In the United States, adults of Chinese descent have the high- ior, tumor grade, and the presence of positive or negative
est rates of NPC, followed distantly by other ethnic groups, with margins at surgical resection. Disease staging was based on
persons of European descent at the lowest rates of NPC.4 Na- the National Comprehensive Cancer Network TNM classi-
sopharyngeal cancer is 2 to 3 times more common in males than fication.15 Tumor behavior was described as in situ or inva-
females, irrespective of race/ethnicity.5 In endemic areas, lower sive, whereas tumor grade was categorized as well differenti-
socioeconomic status is associated with a higher risk for NPC.6-8 ated, moderately differentiated, poorly differentiated, or
In the western hemisphere, NPC is exceedingly rare in chil- undifferentiated.15
dren and adolescents; the annual incidence of NPC inthe United Treatment factors included nodal evaluation and margin
States has been estimated to be 0.5 per 1 million children. 9 The status. Nodal evaluation was categorized as performed or not
WHO type III is the most common pathologic subtype of NPC performed. Margin status was defined as positive or negative.
in children, irrespective of geographic location or race/ In addition, the types of treatment received, including radio-
ethnicity, and the median age at NPC diagnosis in children is therapy, chemotherapy, and operative intervention, were
13 years.4,10 As with adults, the incidence of NPC in children is compared between pediatric and adult patients with NPC.
highest in boys; however, the highest rates of NPC in persons
younger than 20 years are in the black population. 4,10,11 Statistical Analysis
Although the demographic distribution and outcomes re- Data were analyzed after data collection. To perform the
lated to NPC in children and adolescents younger than 20 years analyses, pediatric patients 21 years or younger were com-
in the United States are known, the characteristics of NPC and pared with the adult population using univariate statistics
associated socioeconomic factors are less well described.11 The with the χ2 test for categorical data (P < .05). An adjusted Cox
purpose of the present study was to use the National Cancer proportional hazards regression model was used to estimate
Data Base (NCDB) to examine such characteristics of NPC survival differences between the 2 groups. To account for the
among pediatric patients. Our primary hypothesis was that, as increased risk for mortality due to non-NPC causes among
with endemic areas, NPC in persons 21 years or younger in the older patients, estimated survival was compared between the
Unites States would be associated with factors implying a lower 2 groups with the adult patient group restricted to patients
socioeconomic status. younger than 60 years. Finally, we stratified the pediatric
group by race, and survival was again estimated using an
adjusted Cox proportional hazards regression model. Adjust-
ment factors were determined a priori and included sex,
Methods income, education, race, insurance status, urban vs rural
Study Population place of residence, Charlson/Deyo comorbidity index (http:
We used the NCDB to perform a retrospective cohort study //ncdbpuf.facs.org/content/charlsondeyo-comorbidity-index),
of pediatric and adult patients with NPC in the United States. tumor grade, and disease stage. Statistical analysis was com-
Pediatric patients from birth to 21 years of age were com- pleted using STATA software (version 12; StataCorp LP).

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Factors Associated With Mortality in Pediatric Nasopharyngeal Carcinoma Original Investigation Research

Table 1. Demographic, Tumor, and Treatment Characteristics for Patients With NPC

Patient Group, No./Total No. (%)a


Pediatric Adult
Characteristic (n = 699) (n = 16 618) P Value
Demographic and health
Female 239/699 (34.2) 5153 (31.0) .08
Race
White 265/686 (38.6) 9839/16 405 (60.0)
Black 299/686 (43.6) 2249/16 405 (13.7)
<.001
Asian 39/686 (5.7) 3226/16 405 (19.7)
Other 83/686 (12.1) 1091/16 405 (6.7)
Insurance status
Private 336/664 (50.6) 7960/15 751 (50.5)
Government 278/664 (41.9) 6641/15 751 (42.2) .97
Uninsured 50/664 (7.5) 1150/15 751 (7.3)
Median household income, $
<30 000 209/665 (31.4) 2552/15 692 (16.3)
30 000-35 000 133/665 (20.0) 2985/15 692 (19.0)
<.001
35 000-45 999 155/665 (23.3) 4328/15 692 (27.6)
≥46 000 168/665 (25.3) 5827/15 692 (37.1)
Adults in patient’s zip code with no high school diploma, %
≥29 240/665 (36.1) 3628/15 691 (23.1)
20.0-28.9 165/665 (24.8) 3935/15 691 (25.2)
<.001
14.0-19.9 121/665 (18.2) 3441/15 691 (21.9)
<14.0 139/665 (20.9) 4687/15 691 (30.0)
Place of residence by population
Metro ≥1 million 374/666 (56.2) 9116/15 627 (58.3)
Metro 250 000 to 1 million 116/666 (17.4) 2760/15 627 (17.7)
.01
Metro <250 000 or adjacent to metro 128/666 (19.2) 3059/15 627 (19.6)
Urban or rural <20 000 and not adjacent to metro 48/666 (7.2) 692/15 627 (4.4)
Charlson/Deyo comorbidity index
0 445/462 (96.3) 9325/10 900 (85.6)
1 17/462 (3.7) 1235/10 900 (11.3) <.001
≥2 0 340/10 900 (3.1)
Tumor
Invasive 699 (100) 16 557/16 618 (99.6) .11
Grade
Well differentiated 6/528 (1.1) 513/12 192 (4.2)
Moderately differentiated 12/528 (2.3) 2229/12 192 (18.2)
<.001
Poorly differentiated 146/528 (27.7) 5941/12 192 (48.7)
Undifferentiated 364/528 (68.9) 3509/12 192 (28.8)
Stage
0 1/565 (0.2) 76/13 721 (0.6)
I 20/565 (3.5) 1335/13 721 (9.7)
II 41/565 (7.3) 1753/13 721 (12.8) <.001
III 173/565 (30.6) 4004/13 721 (29.2)
IV 330/565 (58.4) 6553/13 721 (47.8)
WHO classification
Abbreviations: metro, metropolitan;
Keratinizing SCC (type I) 81/435 (18.6) 7838/12 170 (64.4)
NPC, nasopharyngeal carcinoma;
Nonkeratinizing SCC (type II) 83/435 (19.1) 2020/12 170 (16.6) <.001 SCC, squamous cell carcinoma;
Undifferentiated SCC (type III) 271/435 (62.3) 2312/12 170 (19.0) WHO, World Health Organization.
a
Treatment Denominators do not sum to
column totals because of missing
Re gional node examination
data. Percentages have been
Not performed 416/643 (64.7) 11 883/15 631 (76.0) rounded and may not total 100.
<.001
Performed 227/643 (35.3) 3748/15 631(24.0) Pediatric patients are 21 years or
Positive surgical margin 22/699 (3.1) 556/16 618 (3.3) .21 younger; adult patients, older than
21 years.

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Research Original Investigation Factors Associated With Mortality in Pediatric Nasopharyngeal Carcinoma

Table 2. Differences in Treatment Modalities for Pediatric and Adult Patients With NPC

Patient Group, No./Total No. (%)a


Pediatric Adult
Treatment Modality (n = 699) (n = 16 618) P Value
Type of treatment
None 26/691 (3.8) 1513/16 258 (9.3)
Radiotherapy alone 19/691 (2.7) 1945/16 258 (12.0) Abbreviation: NPC, nasopharyngeal
Chemotherapy alone 3/691 (0.4) 110/16 258 (0.7) <.001 carcinoma.
a
Radiotherapy + chemotherapy (any type) 562/691 (81.3) 10 444/16 258 (64.2) Denominators do not sum to
Surgical excision or resection 81/691 (11.7) 2246/16 258 (13.8) column totals because of missing
data. Percentages have been
Chemotherapy regimen rounded and may not total 100.
Radiotherapy + single-agent chemotherapy 98/514 (19.1) 3578/9521 (37.6) Pediatric patients are 21 years or
<.001
Radiotherapy + multiple-agent chemotherapy 416/514 (80.9) 5943/9521 (62.4) younger; adult patients, older than
21 years.

pediatric patients were stratified by race, no difference was seen


Results in mortality by race (hazard ratio, 1.10; 95% CI 0.82-1.40)
(Table 3 and Figure 2).
We identified a total of 17 317 patients as having a primary di-
agnosis of NPC, including 699 pediatric patients and 16 618 adult
patients. We found no difference between pediatric and adult
Discussion
patients in terms of their sex distribution (239 female pediat-
ric patients [34.2%] 5153 female adult patients [31.0%]; P = .08). The present study confirms that in the United States, the demo-
In addition, we found no difference with regard to insurance graphic distribution of NPC differs between the pediatric and
status between groups (P = .97). Pediatric patients had a sig- adult populations. Using the NCDB population of 699 persons
nificantly different racial profile relative to adult patients, with 21 years and younger with a diagnosis of NPC, we found that
a predominance of black patients (299 of 686 [43.6%]) com- relative to adults, NPC in pediatric patients is more common
pared with adults, among whom white race was more com- in black patients and relatively rare in Asians. Richey et al11 and
mon (9839 of 16 405 patients [60.0%]; P < .001). Pediatric pa- Sultan et al9 previously used a different data source, the Na-
tients were significantly less likely to be of Asian race (39 of 686 tional Cancer Institute Surveillance, Epidemiology, and End Re-
[5.7%]) than were adults (3226 of 16 405 [19.7%]; P < .001) sults (SEER) tumor registry, to examine the population demo-
(Table 1). Pediatric patients were more likely to live in a rural graphics for persons with NPC in the United States. The study
area, in an area with lower median household income, and in by Richey et al11 identified 160 patients younger than 20 years
an area of lower educational achievement relative to adult pa- with a diagnosis of NPC and demonstrated that the incidence
tients (P = .01, P < .001, and P < .001, respectively) (Table 1). of NPC was 1.61 per 1 million for black individuals and 0.95 per
Pediatric patients were more likely to present with an un- 1 million for Asian and other races. The study by Sultan et al9
differentiated tumor (364 of 528 [68.9%]) than adult patients of 129 pediatric patients younger than 20 years and 5885 adults
(3509 of 12 192 [28.8%]; P < .001). Pediatric patients were also found an incidence of 0.5 per 1 million person-years in pedi-
more likely to present with stage IV disease (330 of 565 [58.4%]) atric patients and 8.4 per 1 million person-years in adults. The
than adult patients (6553 of 13 721 [47.8%]; P < .001), although present study uses different statistical methods and agrees with
there was no difference in positive margin status at resection. the results presented by Richey et al,11 but it includes a much
Pediatric patients had more undifferentiated squamous cell tu- larger population of children with a diagnosis of NPC. Both pre-
mors (WHO type III) (271 of 435 [62.3%]) relative to adult pa- vious studies failed to demonstrate any differences in NPC-
tients (2312 of 12 170 [19.0%]; P < .001). Pediatric patients were related mortality among the different ethnic populations.
more likely to undergo nodal sampling at the time of resection Data from the NCDB also demonstrate that pediatric pa-
(227 of 643 [35.3%]) relative to adult patients (3748 of 15 631 tients presenting with NPC tend to live in a rural area, in an
[24.0%]; P < .001) (Table 1). In addition, pediatric patients were area with a lower median income, or in an area with lower edu-
more likely to undergo radiotherapy and chemotherapy than cational achievement. These findings are consistent with pre-
adult patients. Pediatric patients more frequently received mul- vious findings indicating that NPC is more common in adults
tiple-agent chemotherapy than did adult patients, who more of- of lower socioeconomic status.12 Given these findings, we can
ten received single-agent therapy (P < .001) (Table 2). hypothesize that pediatric patients with NPC in such areas may
Compared with adults, NPC-related mortality was de- be at increased risk for developing NPC owing to environmen-
creased more than 60% among pediatric patients, based on Cox tal exposures, such as tobacco smoke or preserved foods. How-
proportional hazards regression analysis (hazard ratio, 0.37; ever, tobacco exposure is most commonly associated with type
95% CI 0.25-0.56) (Table 3 and Figure 1). When the adult popu- I NPC, which is the least common type of NPC in children. In
lation was restricted to patients younger than 60 years, again addition, the method of food preservation closely associated
NPC-related mortality was nearly 60% less likely among pe- with the development of NPC is most commonly used in tra-
diatric patients (hazard ratio, 0.41; 95% CI 0.27-0.63). When ditional southern Chinese culture.12 The development of NPC

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Factors Associated With Mortality in Pediatric Nasopharyngeal Carcinoma Original Investigation Research

Table 3. Adjusted Mortality Risk Comparing Pediatric and Adult Patients Figure 2. Kaplan-Meier Survival Estimates for Pediatric Patients With
With NPC Nasopharyngeal Carcinoma by Race
Pediatric Patient Group Comparisona Risk for Mortality, HR (95% CI)b 100
All adults aged >21 y 0.37 (0.25-0.56)
Adults aged 21-60 y 0.41 (0.27-0.63)

Surviving Patients, %
75
Stratified by race 1.10 (0.82-1.40)

Abbreviations: HR, hazard ratio; NPC, nasopharyngeal carcinoma. 50


a White
Pediatric patients are 21 years or younger; adult patients, older than 21 years. Black
b
Adjusted for sex, income, educational level, race, insurance, urban vs rural 25 Asian
place of residence, Charlson/Deyo comorbidity index, tumor grade, and tumor Other
stage, described in Table 1. 0
0 5 10 15
Time Since Diagnosis, y
No. at risk
Figure 1. Kaplan-Meier Survival Estimates for Pediatric and Adult
White 168 119 25 0
Patients With Nasopharyngeal Carcinoma Black 183 100 29 0
Asian 26 16 4 0
100 Other 48 30 7 0

Pediatric patients Pediatric patients include those 21 years or younger.


75
Surviving Patients, %

significantly more likely to undergo radiotherapy and chemo-


50
therapy. The more aggressive treatment regimens may have
contributed to an overall improved survival.
25
An important strength of this study is the large number of
Adult patients
pediatric patients. The NCDB is a hospital-based registry that
0
0 5 10 15
captures approximately 70% of all new cancer cases, includ-
Time Since Diagnosis, y ing 42% of childhood cancers in the United States.16 Data cap-
No. at risk ture began in 1989 and now includes more than 30 million
Pediatric patients 432 268 66 0
Adult patients 10466 4399 984 0 records.16 However, some limitations to this study must be
noted. First, owing to limitations in database coding, we are
Pediatric patients include those 21 years or younger; adult patients, older than unable to distinguish between disease-specific and all-cause
21 years. mortality, which is important when comparing adult and pe-
diatric patient populations. We attempted to mitigate this limi-
in the pediatric population in the United States may be re- tation byrestricting that analysis to younger adult patients (<60
lated to Epstein-Barr virus infection or a specific genetic pre- years) and by controlling for adult comorbidities. Second, dis-
disposition found more commonly in the black population. ease incidence could not be calculated because the NCDB does
Our results indicate that persons 21 years or younger with not capture a representative sample of the population. Fi-
NPC in the United States more frequently present with undif- nally, facility identification information was not available, so
ferentiated tumors and more advanced disease. This finding we could not determine whether patients were treated at adult
is consistent with those of previous studies focusing on the or pediatric institutions. These data may have been useful in
population characteristics of NPC in the United States and in evaluating for differences in treatment practices. Long-term
endemic areas. Sultan et al9 noted in the SEER database that follow-up data regarding second malignant neoplasms after ra-
children were more likely to present with advanced disease. diotherapy may be limited in this data set.
One recent study by Yan et al13 examined the characteristics
of NPC in children and adolescents at a large cancer center in
southern China and found that more than 90% of patients with
Conclusions
NPC who were younger than 21 years had stage III or stage IV
disease at presentation. Despite the fact that children with NPC Although uncommon, pediatric NPC appears to affect a dif-
tend to have less differentiated, more advanced tumors, these ferent patient demographic relative to adult NPC. Nasopha-
patients have a lower risk for all-cause mortality relative to ryngeal carcinoma in children is associated with rural loca-
adults with NPC. The improved survival may have been re- tion, low socioeconomic status, and more advanced disease
lated to the presence of less morbidity in the pediatric popu- at presentation. Despite these differences, pediatric NPC is as-
lation relative to the adults; however, pediatric patients were sociated with a lower mortality rate than adult disease.

ARTICLE INFORMATION Published Online: January 14, 2016. Department of General and Thoracic Surgery,
Submitted for Publication: August 19, 2015; final doi:10.1001/jamaoto.2015.3217. Seattle Children’s Hospital, Seattle, Washington
revision received October 31, 2015; accepted Author Affiliations: Department of Surgery, (Richards, Gow, Goldin); Department of
November 11, 2015. University of Washington, Seattle (Richards); Otolaryngology—Head and Neck Surgery,
Division of Pediatric General and Thoracic Surgery, University of Washington, Seattle (Dahl, Parikh);

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Research Original Investigation Factors Associated With Mortality in Pediatric Nasopharyngeal Carcinoma

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