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Services for 506(c Offerings

Consult on entity structure

Establish an EDGAR account and secure a CIK number

File Form D

Draft PPM and/or executive summary, subscription agreement, and investor


questionnaire (the offering documents)

Draft verification letters [unless using Rule 506(b]

Assist in investor presentations if asked and as appropriate

Draft any remaining documents necessary to close

File in state(s) as necessary

Consult on the secondary market (SEC Rule 144A)

Consult on overseas investors (Regulation S)

Contact dslain@privateplacementadvisors.com

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