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Disaster
Managing resources in disaster recovery projects
recovery projects
Yan Chang and Suzanne Wilkinson
Department of Civil and Environmental Engineering,
The University of Auckland, Auckland, New Zealand
557
Regan Potangaroa
School of Architecture (ScALA), UNITEC, Auckland, New Zealand, and
Erica Seville
Department of Civil Engineering, University of Canterbury, Christchurch,
New Zealand
Abstract
Purpose – The purpose of this paper is to provide a basis for the construction professionals and
stakeholders to understand the critical factors influencing resource availability in a post-disaster
situation. The study reported in this paper is part of ongoing research concerned with developing a
methodology to improve the outcomes of resource availability for projects in post-disaster
environments. This study attempts to address the following questions: what factors impinge upon the
availability of resources in a disaster recovery project and what are the common resource availability
determinants across different recovery environments?
Design/methodology/approach – The method of analysis in this investigation is a comparative
case study. The researchers took part in disaster field trips to Indonesia, China and Australia during
their recovery from natural disasters. By using case studies and a triangulation method, critical factors
that affected resource availability in the three examined countries were identified and compared.
Findings – A comparative analysis shows that specific cultural elements, the socio-economic
environment and the political agenda in the three countries influenced their resourcing problems and
the solutions they adopted. Despite different resourcing approaches in the three cases, competence of
construction professionals, and government response and intervention were identified as common
determinants to resourcing disaster recovery projects.
Research limitations/implications – The research findings contribute to the project management
methodology to post-disaster reconstruction.
Practical implications – From this research, decision makers and construction practitioners can
have a clearer direction for improving their resourcing effort in a post-disaster situation. This study
provides a basis for the construction professionals and stakeholders to understand the critical factors
influencing resource availability in a post-disaster situation, with a view to enhancing their capability
of managing disaster recovery projects.
Social implications – A comparative analysis of three cases provides a multi-perspective view of the
resourcing issues in a post-disaster situation. As many problems are faced in disaster recovery
projects, resource availability intrinsically links to chronic conditions of vulnerability in existence in
the broader social system prior to a disaster. The five aspects of resourcing discussed in the paper
show the key areas of recovery planning in relation to resource availability.
Originality/value – In large and complex disaster recovery operations, the availability of resources is
bound to be limited. Identified resourcing problems are likely to be universal and can be anticipated
and pre-planned for, irrespective of the environment when a disaster happens. The paper provides a
basis for the construction professionals and stakeholders to understand the critical factors influencing Engineering, Construction and
Architectural Management
resource availability in a post-disaster situation. Vol. 19 No. 5, 2012
Keywords Indonesia, China, Australia, Disasters, Resource management, pp. 557-580
Disaster recovery projects, Resource availability, Large-scale disaster, Post-disaster reconstruction r Emerald Group Publishing Limited
0969-9988
Paper type Research paper DOI 10.1108/09699981211259621
ECAM 1. Introduction
19,5 Resource availability and management is one of the key constituents to construction
project success (Belassi and Tukel, 1996; Chua et al., 1999; Korde et al., 2005). Research
on resource management in construction projects mainly deals with resource
limitations and its impact on project delivery from such perspectives as dynamic
modelling (Padilla and Carr, 1991; Park, 2005), logistical optimization (Agapiou et al.,
558 1998a; Voordijk, 2000), and supply chain reengineering (Arbulu et al., 2003; Cheng
et al., 2006). In disaster recovery projects, however, where the operational environment
is uncertain, complex, and dynamic, the “business as usual” way of managing
resources may not be fully applicable (Soderlund, 2002; Winter et al., 2006; Shenhar and
Dvir, 2008). Evidence shows that post-disaster recovery projects are more likely to
suffer resource shortages (UN-Habitat, 2005; Steinberg, 2007; Kennedy et al., 2008) and
supply disruption (Jayasuriya and McCawley, 2008; Zuo and Wilkinson, 2008). These
resourcing problems contribute to final recovery project failures such as cost overruns
(Koria, 2009; Chang et al., 2010) and deferred delivery (Nazara and Resosudarmo,
2007; Boen, 2008). Subsequent problems as a result of scarcity of resources after an
event, including “Cost Surge” (Rodriguez et al., 2007), profiteering (Nazara and
Resosudarmo, 2007), and “Dutch Disease”[1] (Corden, 1984; Adam and Bevan, 2004)
have a longer term adverse impact on the sustainability of local economy in the
disaster-affected areas.
For disaster recovery projects, according to the Project Management Institute (2005),
there is no instance “fix”, but order and progress can be achieved if parities involved in
reconstruction have the appropriate knowledge and tools for managing these projects.
Masurier et al. (2006) note that the disaster reconstruction differs from routine
construction in terms of interrelated reconstruction challenges such as allocation of
responsibility for coordination, scarcity of resources, and the application of legislation
and regulations that were written for routine construction rather than post-disaster
reconstruction. Despite this distinction, past experience has, however, demonstrated
that disaster recovery is often carried out by modifying routine construction processes
on an ad hoc basis (Zuo et al., 2006; Ahmed, 2008; Lyons, 2009). While this can work
reasonably well for small-scale disasters, a continuum of studies by the “Resilient
Organisations” (2006) revealed that the conventional construction management may
not be able to cope with challenges in large-scale disaster recovery. Among these
challenges, lack of resources and difficulties in resourcing have been recognized as
being one of the most prominent issues confronting project participants and stakeholders
(Russell, 2005; Singh and Wilkinson, 2008; Zuo et al., 2009). An understanding of critical
factors that affect post-disaster resource availability is needed for construction
practitioners to enhance their capability of managing disaster recovery projects.
The study reported in this paper is part of ongoing research concerned with
developing a methodology to improve the outcomes of resource availability for projects
in post-disaster environments. The researchers took part in disaster field trips to
Indonesia, China, and Australia during their recovery from natural disasters. By using
case studies and a triangulation method, this study attempts to address the following
questions:
. What factors impinge upon the availability of resources in a disaster recovery
project?
. What are the common resource availability determinants across different
recovery environments?
The paper is structured as follows. A literature review on factors that affect resource Disaster
availability in conventional construction projects is presented, followed by an analysis recovery projects
of factors affecting resource availability for recovery projects in disaster situations. A
comparative case study using a triangulation data collection method is introduced in
research methodology. The results of the questionnaire survey and a comparative
analysis are then presented. Both common resource availability factors and the factors
specific to each case are discussed around five components. This paper concludes by 559
summarizing key findings and suggesting the implications of sharing the lessons
learned from different disaster recovery projects. This study provides a basis for
recovery managers and construction practitioners to understand potential resourcing
vulnerabilities and opportunities in other disaster contexts.
2. Literature review
2.1 Factors affecting resource availability for conventional construction projects
Many factors that may contribute to resource availability in a construction project were
identified. These determinants can be broadly classified into three groups: factors
related to the construction project and its management, factors related to project
stakeholders, and factors related to the project operational environment.
Factors related to the construction project. Project conditions and the specific
characteristics inherent in construction management have a great impact upon the
effectiveness of resource procurement. With regard to a construction project, project
location (EI-Rayes and Khalafallah, 2005), and site layout planning techniques (Chan
and Lu, 2008) influence the efficacy of materials handling system. Factors pertaining to
project operations such as resourcing plans (Faniran et al., 1999; Tserng et al., 2006; Li
et al., 2009) and material inventory management (Liu and Wang, 2007) are considered
to have a bearing on resource availability in terms of material transportation time and
cost. As such, theories in relation to logistics have been widely used in resource
procurement to plan and control the stock and flow of materials on the construction
site (Said and EI-Rayes, 2010). Yeo and Ning (2002) recognized that closer cooperation
between procurement and other functions in construction management enables direct
receipt of materials from suppliers to a construction site. Further, Ala-Risku and
Karkkainen (2006) illustrated the positive correlation between pro-active resource
procurement methods and their delivery results. Walker and Rowlinson (2008)
reinforced this point by comparing the varied impact that resource procurement
alternatives have on project delivery. Design specifications and drawings (Tatum,
2005), project type (EI-Rayes and Kandil, 2005) along with its construction method and
techniques (Spence and Mulligan, 1995) also determine how the project team is
mobilized and how resources are procured.
Factors related to project stakeholders. Research and practice indicate that
integration of different organizations in the supply chain is fundamental to successful
project procurement. In examining the relationships between stakeholders in
construction projects, Dey (2002) and Gadde and Dubois (2010), identified the
particular benefit of strategic partnering with material suppliers for project resourcing
performance. Selection of material suppliers and increasing their involvement in the
project planning process helps to decrease deviation and attain resource procurement
improvement (Tserng et al., 2006). Koch (2005) and Eom et al. (2008) suggested a
client-contractor-supplier relationship to enhance overall productivity within the
construction supply chain. Shi and Halpin (2003) and Bansal and Pal (2009) advocated
that construction businesses establish a robust resource database to facilitate project
ECAM resource planning. Additionally, Pryke (2004) underlined the important role of the
19,5 social network of project practitioners, especially the significance of the competence of
contractors in resource procurement. On account of purchasing power, however, large
contractors are able to deal directly with manufacturers and wholesalers and thus
acquire resources more easily than small and medium units (Agapiou et al., 1998b).
More well-established contractors are also capable of handling such issues as
560 organizational weakness, supplier default, and transportation delays to achieve timely
and cost-effective resource delivery (Manavazhi and Adhikari, 2002).
Factors related to the project operational environment. Project operational
environment in this study refers to the external environment of a project including
social, political, technological, legal, and economic factors and their implications on the
project. Likely changes in these environments during the life of a project will certainly
influence decisions and activities with respect to resource procurement (Pheng and
Chuan, 2006). Morris and Hough (1987) illustrated that increasing material alternatives
for construction without damage to the natural environment requires political
involvement in promoting innovative technology, design, and construction practices.
In response to natural resource conservation and utilization, government’s stringent
regulation and controls serve as catalysts to sustainable development in the
construction materials industries (Spence and Mulligan, 1995). Further, Belassi and
Tukel (1996) advocate economic and social stimulus for developing material
alternatives in order to address resource constraints for complex and large
construction projects. Above all, specific cultural elements such as architecture,
construction type, and techniques play an essential role in utilizing and selecting
building materials and have a corresponding effect on project resourcing practice
(Fewings, 2005).
3. Research methodology
The method of analysis in this investigation is a comparative case study. Between 2008
and 2010, a series of field trips were made by the researchers from the “Resilient
Organisations”[2] to the disaster-affected areas of Banda Aceh in Indonesia, Mianzhu
in China, and Marysville and Kinglake in Australia during their recovery from
disasters. The 2004 Indian Ocean tsunami, the 2008 Wenchuan earthquake, and the
2009 Victorian bushfires had significant impact on local communities. Comparing
these three jurisdictions helps to show how the resource availability determinants vary
across the three events and whether common resource availability factors exist under
varied disaster reconstruction environments. Table I shows the background data of the
three case studies.
The quantitative evidence was collected through the pilot study and questionnaire
survey to identify critical factors that impinged upon project resource availability in
each disaster-affected area. A total of 33 attributes identified from the literature were
included in the questionnaire. By using the content analysis method (Krippendorff,
1980), these factors were grouped into five major headings: construction market-related
factors, transportation-related factors, reconstruction project-related factors, project
stakeholders’-related factors, and operational environment-related factors. A pilot
study was conducted in each case[3] to supplement the catalogue of factors in the
questionnaire and enhance its suitability to the targeted area. Four factors, for instance,
including pre-existing market structure, contractor inventory, supplier inventory, and
community influence and participation were proposed, during the pilot study in
Indonesia, to be added in the questionnaire. Some variations in questionnaire were
made to the different cases as some of the questions apply to the specific country.
Following the Indonesian case study, additional adjustments were made to data
collection instruments for cases of China and Australia, allowing the researchers to
probe emergent issues arising in a given situation.
The survey population within each case was selected according to informants’
experience and knowledge in project resourcing and their role in disaster recovery. The
professional and educational attainment levels of the informants in each case also vary.
In Indonesia, the selected sample comprised participants representing the international
aid agencies and governmental constituencies involved in post-tsunami housing
reconstruction in Banda Aceh. Specifically, in addition to the survey with resourcing-
related professionals and decision makers in China, in December 2008 a focus group
with 12 contractor representatives in Mianzhu city was also conducted. Apart from
the representatives from the local government, the development and regulatory
agencies, and the professional bodies, the selected sample in Australia also included
representatives from trade associations and the relevant trade unions, who had been Disaster
involved in the Victorian bushfire recovery and reconstruction. Table II outlines recovery projects
the survey information and the basic profile[4] of informants who participated in the
questionnaire surveys.
By using statistical calculation, the results of data analysis in terms of the
significance of factors generated from the questionnaire surveys in the three cases
are tabulated in Appendix 1, 2, and 3, respectively. Qualitative data on perspectives of 563
the participants was captured in interviews in order to clarify and provide depth to the
information yielded in the questionnaire. The qualitative data such as interview
recordings and observation notes were managed using NVivo qualitative data analysis
software. In the remainder of the paper, a comparative analysis is presented of the
critical resource availability factors identified in the three examined cases.
leading factor in cases of China and Australia, together with government support and
assistance recognized as being significant in cases of Indonesia and Australia fall into
one factor government response and intervention.
Figure 1 demonstrates that the factors that affected resource availability in disaster
recovery projects vary from one case to another. In general, apart from NGOs
competence of resource procurement, community-related housing features in Aceh,
Indonesia, including housing type, housing culture and customs, and community
influence and participation, played a predominant role in resource procurement.
Factors relating to project control and management including project schedule, project
resourcing plan, competence of construction professionals, and resource procurement
lead time, were more dominant for resourcing management in China, whereas,
market-related factors including material price fluctuation, material production capacity,
competition for resources from existing construction projects, and competition for resources
among rebuilding projects largely affected resource availability in bushfire recovery in
Australia. The generic factors identified across the three countries include competence of
contractor/builder, and government response and intervention. Moreover, the cases of
Indonesia and China share similarity in two factors namely resource procurement lead
time and transportation; whereas the cases of Indonesia and Australia overlap in two
factors: competition for resources among recovery projects and production capacity.
According to the actual content and internal features of the identified variables
shown in Figure 1, content analysis research tool which contains a conceptual analysis
and a relational analysis (Krippendorff, 1980) was applied to categorize these factors
into five principal groups with the following headings:
(1) resourcing facilitator: government response and intervention;
(2) resourcing platform: the construction market;
(3) resourcing access: transportation system;
(4) resourcing implementer: construction professionals; and
(5) resourcing catalyst: specific local conditions.
Figure 1 shows how each factor falls into these five categories, and how the five Disaster
principal components, to a varying degree, contribute to successful resourcing practice recovery projects
post-disaster. The parallels and disparities in these resource availability determinants
between the studied countries are, therefore, discussed around these five aspects.
Management of these five resourcing components could reduce the impacts of resource
availability on disaster recovery projects and recovery outcomes.
565
4.1 Resourcing facilitator: government response and intervention
Government response and intervention is critical to recovery with respect to resource
availability and management. In Indonesia, local government assistance and support
was important for reconstruction resource availability, whereas legislation and
policy played a significant role in determining recovery resourcing success in China.
Likewise, compliance with building code, legislation and policy, as well as government
support and assistance were regarded as the first three most important factors in
affecting post-bushfire resource availability for recovery projects in Australia.
Field observations and interviews explain that China’s post-quake mandates and
policies were primarily constituted by the deployment of available resources for
recovery priority at a macro-level and “hard” market interventions for containing
inflation at a micro-level. These mandatory measures, according to Wang and Dong
(2009), had a great impact on resource supply and flow in the earthquake stricken
areas. The “hard” interventions focused on the supply side to contain directly material
price, placing a major disincentive to other suppliers to engage actively in earthquake
recovery resource supply. Therefore, the trade-off between levels of directive control
and market self-regulation posed a challenge to Chinese policy makers to satisfy the
different and conflicting interests of stakeholders in the disaster-affected region.
A similar high degree of mandating, to expedite bushfire recovery-related activities
and decisions, was also observed in Australia. New building standards were
introduced immediately after the bushfires for rebuilding fire-resistant houses. In
response to the amendments to the building standards, as our interviews revealed, the
practitioners in the construction sector including consultants, suppliers, and specialist
builders were subjected to a different set of problems and challenges. For instance, the
new standards require the houses in the most extreme flame zone to use upgraded
external cladding materials. Prolonged lead time to manufacture, test, certify, and
release these new materials into market had a significant corresponding flow on effect
of delays in housing reconstruction.
In contrast, however, this seems to be not the case in Indonesia. The reason,
according to our interviews, can be traced back to the lack of consistency of mandates,
operations, and leadership from the Indonesian authorities during tsunami recovery.
Without adequate government response and intervention, the donor society and aid
agencies played a lead role in resourcing for their rebuilding housing projects (Pandya,
2006). The importance of NGO’s competence for resource procurement thus came to
fore as shown in the survey. These results and field observations reinforce the
argument in studies of (Masurier et al., 2008; Rotimi et al., 2009) that regardless of
country context, the regulatory framework of the recovery process is a cornerstone to
successful post-disaster project procurement. The impact of mandates on the various
aspects of reconstruction in a post-disaster situation should be well considered by
concerned decision makers and recovery managers at a national level before
commencement of recovery. Other institutional changes should be promoted within
the government to prepare themselves in response to disasters and recovery.
ECAM These facilitative initiatives could include revising legislative and regulatory systems,
19,5 optimizing market coping mechanisms, and partnerships with recovery participants.
5. Conclusions
Past disaster recovery and reconstruction practice shows that there is a need to study
factors that impinge upon resource availability in post-disaster situations. Based on
in-field surveys in countries of Indonesia, China, and Australia during their recovery
from major disasters, this study identified the critical factors that affected resource
availability for disaster recovery projects. Acknowledging the differences in resourcing
approach between the three cases, this paper has focused on comparing the identified
resource availability determinants in order to gain insights into how they vary
between different disaster environments.
The research findings show that the variations in resourcing problems and
outcomes exist in their differing socio-economic environment, culture, and overall
political agenda in the three countries. Despite disparities, two factors namely
competence of construction professionals (contractors and builders), and government
response and intervention in terms of legislation and policy, and government support
and assistance, were identified as common constraints to the resourcing of disaster
recovery projects. Moreover, the cases of Indonesia and China share similarity in two
factors of resource procurement lead time and transportation; whereas the cases of
Indonesia and Australia bear resemblance in two factors including competition for
resources among recovery projects and production capacity.
A comparative analysis of three cases provides a multi-perspective view of the
resourcing issues in a post-disaster situation. As many problems faced in disaster
recovery projects that relate to housing, resource availability intrinsically links to
chronic conditions of vulnerability in existence prior to the disaster. As this paper
reveals, the fundamental resourcing challenges across different disaster recovery
environments are not unique but universal. The five components of successful
resourcing practice thus has the potential to guide decision makers and construction
practitioners to understand, visualize, coordinate, and effectively manage post-disaster
housing resourcing issues.
ECAM It is suggested that successful resourcing implementation in disaster recovery
19,5 projects in the wake of a catastrophe requires a multi-stakeholder approach, incorporating
capacity building in the construction sector, and facilitation from government. This
study provides a basis for the construction professionals and stakeholders to understand
the critical factors influencing resource availability in a post-disaster situation with a
view to enhancing their capability of managing disaster recovery projects. The research
570 results highlighted the importance of capacity building in the construction industry and
of government response and intervention to disaster recovery and reconstruction. In
large and complex disaster recovery operations, the availability of resources is bound to
be limited. Identified resourcing problems are likely to be universal and can be anticipated
and pre-planned for irrespective of the environment when a disaster happens.
Notes
1. Whenever a particular sector in a particular economy experiences a marked boom, the
demand for inputs used in that sector tends to increase. This increased demand, in turn,
tends to cause negative impacts for other industries that compete for the inputs used in
the booming sector. The increased prices of inputs raise costs and reduce profitability in the
competing (non-booming) industries. The resulting negative impact on the non-booming
sectors is known as “Dutch Disease”, named after the experience in the Netherlands of
de-industrialization in the wake of large inflows of export revenues from North Sea Oil in the
last 1970s.
2. For more information about “Resilient Organisations” research programme, see www.
resorgs.org.nz
3. The people in the pilot study consist of three NGOs construction coordinators of post-
tsunami housing reconstruction programme in Indonesia; two academic researchers in
reconstruction procurement at Sichuan University, China and three project managers in
charge of resource procurement in post-Wenchuan earthquake rebuilding projects; two
government officials from The Victorian Bushfire Recovery and Reconstruction Authority
(VBRRA), one rebuilding advisor from VBRRA, three project managers involved in bushfire
housing reconstruction and one researcher from the Bushfire Cooperative Research Centre
in Australia.
4. Prior to the survey, each potential participant was advised by the researchers to subscribe
the Participant Consent Form through which a number of the interviewees chose to be
unidentified by the name, gender, position, and status.
5. Known as the “Free Aceh Movement”.
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Appendix 1 Disaster
recovery projects