CHAPTER 13
‘Source: Photograph courtesy of National Welding Corp ; reproduced with permission,
No two penstock installations are truly identical. Subtle vari-
ations require unique approaches best suited to a particular
installation. There are, however, general installation require-
‘ments and procedures common to all penstock systems, This
chapter discusses those general requirements and proce-
‘dures, leaving the consideration of unique requirements and.
solutions for particular projects to the engineer and installer.
13.1 HANDLING, SUPPORTS, AND
‘TIE-DOWNS
13.4.1 Handling
‘Compared to the fabrication site,
the construction site requires greater care in the unloading,
storing, and handling of penstock sections. This issue is pare
ticularly true for precoated penstock sections. The coating,
should be protected both during shipping and at the job site,
‘or repairs may be necessary. Pipe with exterior paint must be
holiday tested in accordance with NACE (2006).
‘To avoid damage to coatings, coated pipe must not be
placed directly on the ground. It must be supported properly
when in storage s0 as to spread the supporting load over a
large area. If necessary, painted penstock sections may be
rolled only along supports on unpainted areas or by pro-
tecting the pipe or cushioning the supports. When lifting
penstock sections for unloading or installation, fabric or fab-
ric-protected slings must be used for exterior painted pipe. If
available, lifting lugs welded to stiffener rings or ring girder
‘supports may be used. Every effort must be made to sling
153154
the penstock sections for pickup at their balancing points
Penstock sections must not be dragged along the ground or
bumped. While being fitted up, penstock sections must be
supported in such a manner as 10 protect the coating and st-
bilize the pipe section
STEEL PENSTOCKS
13.1.2 Supports
‘Both temporary and permanent supports may be needed dur-
ing penstock installation, Supports include temporary wood
blocking, steel or concrete saddles, internal stiffeners or spi-
ders, external lugs, and anchor ties.
Also, steps must be taken to prevent excessive deforma
tion of the penstock sections, particularly after the lining and
coating have been applied. Internal bracing may be used 10
prevent overstressing the shell and also to prevent excessive
deflection and out-of-roundness. Pudding supports and tie
down straps may be necessary to prevent damage to the lin-
ing and coating.
Internal stulling with wood or bracing with steel mem-
bers may be necessary for buried penstock under backfill
conditions. Table 13-1 lists pipe stulling criteria, The stulling
criteria apply to all pipe, whether bare, painted, or cement
‘mortar lined. Wood stulls must be cut to a length equal to
the pipe inside diameter minus 1/4 in, Cedar shingles can
be used as wedges w provide a snug fit. Framing unctors
are used to tie posts together (as radii of a circle). Based on
‘common practice, wood stulls with felt or carpet padding are
used for painted pipe with inside diameters up to 84 in. and
without padding on cement-mortar lined pipe through 120
in. inside diameter. The pipe stulling should not be removed.
until the compacted backfill is placed to a depth that pro-
vvides adequate lateral support for the
Table 13-2 gives steel bracing requirements. Steel stulls
‘must be cut to a length equal to the pipe inside diameter minus,
128 in. and inserted in sleeves at one end. Sleeves and the other
cend of the stull must be tack-welded to the pipe shell.
Pipe stulling and bracing configurations are illustrated in
ig, 13-1, Temporary bracing can be applied internally or
externally to the shell,
Internal bracing, also called spider bracing, may consist
either of a simple cross pattern attached directly to the steel
interior by welding or a complex system of adjustable rods
tached to a central ring with steel lugs welded! at the intes
rior of the liner, This bracing is used when the steel pipe
conforms to specified tolerances for out-of-roundness and,
itis necessary to maintain these tolerances during shipment
and handling.
‘The adjustable rod (tension spider) allows adjustment of
the out-of-roundness tolerances in the shop or in the field.
However, this procedure is difficult with thick-walled pen-
stocks because of the rigidity of the pipe.
Bracing and attachments may be provided externally to
the penstock in the form of stiffener rings. These rings may
be required under design and, as such, perform a double
function. External ring bracing can be used effectively for
penstocks designed! for saddle support, for buried construc
tion, of for tunnel liners.
Bracing, when required to support the penstock se
for hydrostatic testing and concreting, must be mini
Table 13-1. Pipe Stulling Criteria—Wood
Pipe diameter/Stll size
D= 84in.t0
120 in, Cement
D=24in to D mortar ined pipe
D=<24in, — <3in, = 3010<48 in. <84 in only
Diameter to Bin. X 3in. for 0 in,
thickness ratio and 4in, X 4 in. for
Dh) in. X Gin, Fin. X3in. —largerdiameters in. X4in, in. X Ain. in. 4
Di=120 Nostulls No stulls ‘No atlls ‘No stulls No stalls No stulls
120< DA Brace between 2stulls vertical 2 stullscrossed__-2stulls crossed 2stulls,3 legs 2stulls, 3 legs
= 160 bunks
160< DA Brace between 2 stulls vertical 2 stullscrossed__-2-stulls,3 legs. 3stulls, 3 legs 3stlls 3 legs
= 200 bunks
200< Dr — __2stulls vertical -2stlls crossed 3 stulls,3 legs 3stlls.3legs 3 stulls, 3 legs
=230
230< DA - - 2stulls,3 legs 3stulls.34egs 3stulls,3legs 3 stulls, 3 legs
= 288
‘Notes: D = nominal pipe diameter; ~ pipe wall thickness; stulls should be placed 15 to 20% of the total pipe length from
‘each end, but no les than 4 ft in from end: and shipping bunks are to be located near stulls.Table 13-2. Pipe Bracing Criteria—Steel
INSTALLATION 1
Pipe inside Required r Nominal brace diameter Brace outside diameter thickness
diameter (in.) din (in) (in) (in)
90 03 20 2373 0138
96 080 25 2.875 0.203
102 oss as 2875 0.203
108 090 25 2.875 0.203
na 09s 25 2875 0.203
120 1.00 30 3.500 0.216
126 1.05 30 3.500 0.216
132 110 30 3.500 0.216
138 has 30 3.300 216
144 1.20 49 4.500 0.237
‘Notes: Based on an (77 = 120, = length of the brace, r= radius of gyration = (”a)"®, = moment of inertia = (R*
Bd where R = brace O.D. and Ry
brace LD.: a= area of brace wall x(R?
R,’)-For Dit ratio = 120, no stulls
‘ae required where D = nominal pipe diameter and f = pipe wall thickness. For D/ ratio of 120 10 160, 2 stulls with 3 legs
‘each are required. For D/ ratio of 160 t0 288, 3 stulls with 3 legs each are required. Braces should be placed 15 to 20% of
the total pipe length from each end, but no less than 4 fn from end. Shipping bunks are to be located near braces.
to the greatest extent practical or designed in a manner that,
does not restrain the shell. Bracing resulting in potential
restraint must be located at low-stress shell areas of complex.
structures, such as wyes.
‘When no longer needed. bracing and attachments within
the shell must be completely removed, the areas of weld-
‘ment must be ground flush with the shell plate material, and,
the surfaces must be inspected by nondestructive examina
tion (NDE) and then coated as required
During the installation of the penstock, consideration
‘must be given to ensure that permanent supports, sueh as,
thrust blocks or thrust-resisting saddles, are installed in con-
Jjunction with the penstock to accept any gravitational or
temperature-related loads. This situation is particularly true
for exposed penstocks on steep terrain and penstocks using
flexible field joints, such as couplings and expansion joints.
If thrust considerations are not accomplished during instal-
lation when those conditions are present, joints are likely to
‘open during construction and/or testing of the penstock.
13.4.3 Tie-Downs
‘Temporary ties may consist of simple lug pieces welded to
the shell surface with provisions for fastening a steel cable
fo tie rod, or they may consist af complex ring girder type
tie-downs, if needed to prevent shell movement during con-
struction. Plate straps, anchor bolt footings, and lifting sling.
tugs, oF other eaten
date working platforms for construction and for position
1 attachients ate sea toy acca
ing and adjusting the sections into alignment with adjacent
structures.
‘As with bracing, temporary ties are required primarily for
shipment and to expedite construction. Ties that have served.
their intended use must be removed. and the weldment must
bbe ground smooth with the shell surface, inspected by NDE,
and then coated as required.
Permanent tie downs consisting of strap anchors can be
used fo hold down an aboveground penstock to each of its,
supports, These straps should be wide enough and suitably
[padded to limit stress applied to the pipe. They are intended.
to limit pipe movement. Tie-downs may also be required for
penstocks fully encased in concrete as.a means of preventing,
flotation during concrete placement and curing.
Penstocks or tunnel liners to he encased in conerete must
bbe designed for the buoyant and concreting loads resulting.
from concrete placement. In an installation through rein-
forced concrete, the reinforcing bars must not be used as
temporary support for the penstock during installation. The
penstock must not contact the reintoreing bars because of
the risk of galvanic corrosion to the penstock.
13.2. THERMAL EFFECTS
Daring penstock installation, the effects of temperature must
be considered. The effects of temperature variations are most
severe for an
envegsin
direct sunlight, less severe for a buried penstock during its
Pevsiock iestallation eaposead it156 STEEL PENSTOCKS
PIPE ENDS:
STULL-VERTICAL | STULL-CROSSED stucstecs | PRE itar
Carpot or Frame ) Fram
‘et (ve) | aches anche 1
Wow stu
Shingle
[wedges tye) +
;
Mond si - tarot in
/- Genter Centering
or | tugor 1
rt A ta not
| é
inte)
7 Shingle 7 Pee
wedges end
Pa (free)
sieeve \
Wood
sul
CARPET ENDS SINGLE WEDGES PIPE SLEEVE
Fig. 13-1. Pipe stulling and bracing configurations
installation, and least severe for a penstock installed free in
‘an open tunnel or embedded in concrete, 1.c., a steel liner.
‘The most serious thermal stresses occur because of the pen-
stock temperature differential from the time of installation,
to the time of operation. Temperature-induced movement
plagues every penstock builder because of its potential to
vise hoth temporary problems and permanent damage to
the penstock and its supporting structures. Ideally, penstock
installation should be done at a temperature that is constant
aie of the ste. Ufo
an elise tthe mean
this procedure is rarely feasible.
ly,
‘Temperature changes affect alignment, straightness, and
length ot penstock sections. Direct sunlight on an exposed
ppenstock results in the lighted side being hotter. Temperature
differentials can be as high as 70°F, with the side exposed,
to direct sunlight reaching temperatures of 140°F or higher.
‘These conditions cause penstock deflection and/or curling,
resulting in large sidecturch forces on the supports. This
problem is especially critical on long-span, ring-girder-sup-
alignment with the variation in night and day temperatures.‘Temperature side-lurch, expansion and contraction, and
curling conditions are calculable for both the dewatered and,
watered conditions. The engineer must prepare an adjust-
iment table for all three axes to he used by the installer dur-
ing installation.
Side-lurch forces and uplift conditions may be greater
uring construction and the dewatered condition because
there is: no water 10 act as a heat sink. High side-lurch or
uplift forces have been known to cause support displacement
and damage. A dewatered penstock and its supports must be
inspected for potential damage before refilling.
It is important to make frequent checks of penstock
alignment and length during the installation. These checks.
are hest dane hefore sunrise (dawn) or after sunset (dusk).
‘when the installation has reached a more uniform tempera
ture over the entire shell surface. These checks then must be
‘compared with the design assumption criteria and alignment
for the mean temperature at the site and corrections made
as needed. Should there be inereases or decreases in length
that exceed allowable tolerances, adjustments to the pen-
stock length must be made either by cutting off any excess,
length or by adding a filler piece of pipe. Decreases in length
caused by temperature effects may be aggravated by weld-
related shrinkage, which can reach as high as 1/8 in. for each,
butt-welded joint.
Long, continuous runs of exposed penstocks are subject
to greater temperature effects. Because concrete footings or
piers usually are placed before the penstock erection, adjust-
‘ments in the base plate and ring girder support and fastening.
design are necessary. Allowance should be made for mis-
alignment in all directions at each footing or iet. The degree
‘of allowance for directional movement varies with the instal~
lation. By providing this type of flexibility, the number of
field adjustments for shrinkage, length inerease, or misalign
‘ment can be reduced greatly on long penstock runs,
Expansion joints designed to allow change in length also
help protect the installation against temperature effects.
These expansion joints can be located so that the penstock
length upstream and downstream of the joint undergoes
an essentially equal thermal expansion and contraction or
deflection and rotation condition. On steep slope installa
tions, sliding of coupling joints can be prevented by attach-
{ng extemal restraints to the pipe. Actual expansion joint and
coupling joint openings must be evaluated for the tempera
ture atthe time of instalation relative to the temperature dif-
‘erential n the design and must be installed accordingly. the
‘engineer should provide the installer with a table of instal
lation temperature versus expansion joint settings to ensure
that the joint is properly installed to allow for expansion and,
contraction as the engineer intended.
‘The temperature effects on an exposed pen
reduced by the application of a reflective type of paint or
by insulation. Insulation may need to be considered in cold
tepious where there have her eases of fesri
within the penstock, even under flow conditions. Similarly,
0 the wates
INSTALLATION 157
‘warming water may have detrimental effects caused by tem-
perature-related stress conditions at shell restraints
‘The installer must position the pipe-support attachments
al movement on the Support in proportion to the
pipe temperature atthe time of installation to that considered,
the ultimate movement by the engineer. This information
‘must be made available through communication between the
engineer and the installer during installation.
Daring cold weather, lowered temperatures affect the pen-
stock welding and protective coatings. For certain types of
coatings, itis inadvisable to store unprotected pipe through
the winter season before installation. Also, to prevent dam-
age to the coating, special care is needed in handling or
transporting coated pipe during cold weather. The costing,
‘manufacturer’s recommendations must be followed.
Pipelines installed on slopes, particularly above ground,
tend to slide down slope and, under certain conditions, 10
resist uphill expansion. Pipes at the bottom of a slope have
been crushed under direct axial compression when, upon.
expansion caused by temperature change, they did not
expand uphill as expected. Use of frequent anchoring on
long slope intervals reduces the weight of pipe supported at
each anchorage. Expansion joints must be properly located
to reduce these thermal compressive stresses.
Steel liners embedded in concrete also experience the
effects of temperature variations. Axial length changes
caused by temperature changes (15°F to 35°F temperature
differentials) produce shearing loads on extemal fasteners
and attachments. Also, temperature variations cause radial
shell growth or shrinkage and can influence the stress condi
tions in the shell. Usually. axial and outward radial move-
‘ments are not considered critical to the design. For axial
movements, it is reasonable to assume that temperature
‘changes affecting the steel shell will be gradual and, as auch,
the shell and surrounding concrete will react similarly with=
‘Out the presence of relative differential movements. This
assumption holds even with heavy thrust rings or seal rings.
at the shell exterior.
13.3. FIELD JOINTS
Field-welded joints are typically complete joint penetra-
tion (CIP) butt joint oF welded lap joint types, as indicated,
in Fig. 13-2. Although the butt joint offers greater strength
‘when compared to lap joint, the hi-up time associated with,
alignment of edges to be welded is much greater, resulting in,
greater installation cost that often favors lap joints. Welding
codes recognize that welder skill levels are greater for butt-
Joint welds than for fillet welds
Poutleaweldedl but joints that result in
ity require welder access from both sides of the joint, this
access permits the welder to gouge out the root pass from the
il weld tal agai
ing weld metal that acts as backing for subsequent welding.
at apply sonnel weld158 STEEL PENSTOCKS
CAP Butt Joint
Double Fillet Welded Butt Strap
EF Zep
Single Welded
(CYP Butt Joint
with Backing
Double
illet Welded Lap Joint
Hig. 18-2. Common fek-welded yonts
Single welded butt joints are often used where welder
‘access is limited to only one side, for example, in steel tun-
nel liners,
‘Welded lap joints are often the joint of choice hecause
they offer reasonable strength yet economy since the
joints are easy for installers to assemble and welder skill,
level is less than that required for butt-joint welds. Minor
‘changes in alignment can be accomplished by pulling the
Jap joints,
Double-welded butt-sirap joints are often used for field
station adjustment. They are comparable in strength and
economy to double-welded lap joints; however, plain pipe
‘ends are used rather than sized bell-and-spigot joint prepara
tion. The butt straps are normally furnished in two I8U-