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PRAGATI RAWAT
Old Dominion University
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Related Media:
Kingdon, John W. https://en.wikiquote.org/wiki/John_W._Kingdon
Dow, Katheryn. 2013. “Kingdons 3 Streams.” https://www.youtube.com/
watch?v5s-wIyS-hFNI
Urban Policy Lab Konstanz. 2015. “Multiple Streams Approach: An
Introduction.” https://www.youtube.com/watch?v5JUlvyBVoJiI
El modelo de multiples vertientes de John Kingdon usado para descri-
bir el proceso de formulacion de una polıtica es frecuentemente citado
en la literatura y esta firmemente establecido en cursos de polıtica. A
pesar de las crıticas que sugieren que el trabajo de Kingdon no es
teoreticamente solido y difıcil de observar, este trabajo parece haber
retenido un lugar prominente en la literatura polıtica, obteniendo cien-
tos de citas y menciones desde su publicacion. Este artıculo brinda
una revision de la literatura que emplea el trabajo de Kingdon, desde
1984 a la fecha. Los resultados muestran que el modelo se ha usado
en todos los continentes pero se observa una disminucion en el uso del
modelo en la literatura academica estadounidense. Otras teorıas son
usadas como complemento al modelo de Kingdon. Este estudio provee
una revision de las tendencias recientes en el uso del modelo y ofrece
lineamientos para academicos e investigadores interesados en temas
que son considerados como un esfuerzo productivo.
The policy literature is rife with models, frameworks, theories, and heuris-
tics that offer insight into different activities in the policy process. A case in
point is John Kingdons (1984) Agendas, Alternatives and Public Policies,
wherein he modified the original garbage can model (Cohen, March, and Olsen
1972) to develop his version of the multiple-streams model. Kingdons model
has since attracted much attention from scholars worldwide. Several studies
have pointed out shortcomings in the model, yet it remains one of the popular
models used for understanding policy processes. There are models that existed
before Kingdons multiple streams, such as the original garbage can model
(Cohen, March, and Olsen 1972) and Lindbloms (1968) incrementalism; and
there are theories that emanated later like the punctuated equilibrium theory
(Baumgartner and Jones 1993); yet Kingdons model has endured despite
criticisms and attempts at modification. Are there trends apparent in the use or
acceptance of Kingdons work over time? What features make Kingdons
model a suitable framework for understanding policy processes even three dec-
ades after its initial publication? What are the limitations of the model that the
scholars highlight, especially in diverse political system and economies? These
are some of the questions this article seeks to answer.
Kingdon (1984, 1995) suggests two factors that make people in govern-
ment notice an idea and take action on the particular subject. These factors
are classified as participants and processes. The participants range from the
visible and influential in agenda setting, like the president and congressmen,
to the not-so-visible presidents staff and bureaucrats whose role is more
610 | POLITICS & POLICY / August 2016
evident in suggesting alternatives rather than setting the agenda itself (King-
don 1995). Kingdon identifies three kinds of processes (streams) that are
important in policy formulation; namely, problems, policies, and politics
(Kingdon 1995). The coupling of streams at opportune times is key for an
item to rise to the decision agenda and it is the policy entrepreneurs, willing to
invest resources and reputation on their pet projects, who affect this coupling
(Kingdon 1995).
Kingdon (1995) proposed three streams of problems, policy, and politics, in
contrast to the four streams (problems, solutions, participants, and choice
opportunities) of Cohen, March, and Olsens (1972) garbage can model. King-
dons model additionally distinguishes between participants in each stream.
Kingdon argues that the pluralist and elite forces fight for space in each of
these streams of policy making (see Robinson and Eller 2010). The participants
may cut across these streams but there is also specialization of participants; for
example, the politicians are more involved in the politics stream while academ-
ics, researchers, and consultants are more involved with policies (Kingdon
1995). The problem stream is far from mass politics and the solutions stream is
populated almost entirely by elites (see Robinson and Eller 2010). Kingdon
also introduces policy entrepreneurs in his model. These entrepreneurs advo-
cate a position in anticipation of future gains and can be found in formal posi-
tions as well as in informal places in the political system (Kingdon 1995). They
possess qualities such as persuasion, negotiation, connections, authority, exper-
tise, and ability to speak for others and are central in bringing the three process
streams together (Kingdon 1995).
Kingdons multiple-streams model has been used in various studies across
the globe since it was first published in 1984. Thirty years later, a literature
review of this work is thus useful for understanding how the model stands the
test of time. This work is important for several reasons. First, the prevalence
of Kingdons work in the broader policy literature is indicative of its impor-
tance to, and impact in, the arena of policy scholarship. A review of how
Kingdons ideas have been incorporated into later policy work can help us
understand the evolution of the ideas over time. Second, after 30 years, a sig-
nificant body of work employing Kingdons model has accrued, thus permit-
ting a comprehensive examination of nature of that body of work. Third,
while it is possible to argue that Kingdons work fails to meet the standards
of “good theory” (McCool 1995), the work remains quite popular among
both students and scholars of policy. There is inherent value in understanding
the broad appeal of Kingdons ideas. The theoretical contribution of the
review is in describing and exemplifying the aspects of the model that worked
well and that did not in different contexts. Informing the tools and techniques
used in applying Kingdons model makes the practical contribution; tools
and techniques such as the methodology and data sources used, and pre-
scribed directions for future research can be particularly insightful for future
scholarly work.
Rawat / Morris / KINGDONS “STREAMS” MODEL AT 30 | 611
1
Includes the following variant (and in some cases errant) publication years: 1983, 1984, 1995,
1996, 1997, 2002, 2003, 2005, 2006, 2010, and 2011 (Jones et al. 2015).
2
The quantitative inclination of the study by Jones and others (2015) is also pointed out by Cair-
ney and Jones (2015).
3
See http://support.epnet.com/knowledge_base/detail.php?id55213. Web of Science is a scientific
citation indexing service. EDS pulls almost an institutions entire collection (local and
subscribed).
612 | POLITICS & POLICY / August 2016
purpose of the studies, the policy phases, case study locations, and the method-
ologies adopted by the researchers applying Kingdons framework. Using the
select journal articles for literature review, our research traces the change in uti-
lization rate of Kingdons model across different continents through the life
cycle of the model.
To select journal articles for this literature review, a search was conducted
in the EDS for peer-reviewed journal articles. Books, e-books, and book
reviews were excluded. The search key used was “Kingdon, J AND stream”
with Boolean search limiters for full text, peer-reviewed journal articles only. A
Boolean search for these two terms was used to minimize irrelevant items in
search results such as articles by other scholars with the last name “Kingdon,”
while preventing the exclusion of important articles because of variation in the
use of the words “multiple streams” (e.g., multiple-streams, multiple streams,
and multi-stream). Using additional limiters for articles available in the English
language, since 1984, resulted in a list of 560 articles (a non-Boolean search of
terms “Kingdon, J” and “stream” using EDS, without any limiters, results in
5,465 items). This literature review is focused on articles that apply Kingdons
model to some policy case, and therefore, articles of the type that critique pol-
icy theories or mention Kingdon but do not specifically base their study on
Kingdons model, were excluded. The authors then reviewed the papers con-
tents, abstract, introduction, theory, discussion, and conclusion section to iden-
tify the cases relevant for this study. This resulted in about a hundred articles,
covering multiple countries across all continents and spread over the 30 years
of publication, that the authors considered appropriate for the literature
review. Some articles did refer to Kingdon or his model but did not base the
study on the model, and others made only a fleeting reference to policy win-
dows, policy entrepreneurs, or converging streams. Such articles were excluded.
The remaining articles represent the extant research that employs the multiple
streams model as the basis for inquiry. Additional articles were identified dur-
ing the screening of search results, which did not appear in the search but were
cited in multiple articles. These were added to the literature review using EDSs
and JSTOR database searches. A total of about a 120 articles were reviewed for
the purpose of this study.
This research exclusively focuses on those journal articles that use King-
dons work, Agendas, Alternatives and Public Policies, and have utilized King-
dons multiple-streams model as their conceptual or analytical basis for a
policy case. The findings reported here are based on the literature thus selected
and reviewed. Note that the number of studies covered in this literature review
is significant when seen in comparison to other such reviews; for example, a
meta review for advocacy coalition framework application for a period of
nearly 20 years by Weible, Sabatier, and McQueen (2009) is based on 80
Rawat / Morris / KINGDONS “STREAMS” MODEL AT 30 | 613
Findings
Trends
Study Locations. The various geographic locations and fields of study where
Kingdons multiple-streams model has been used for explaining different
phases of policy, from formulation to implementation, is noteworthy. Since
Kingdons work was published in 1984, scholars in North and South America,
Asia, Europe, Africa, and Australia have applied his multiple-streams model.
Major journal works started appearing around 1989 and the model gained
peak in popularity in the U.S. journals around 1995. The journal articles show
application of the multi-stream model in Europe (especially Great Britain and
Germany) as early as 1995, which is almost the same time that it gained
momentum in the United States. Australia and New Zealand were next to fol-
low; the first article appeared in Canada in 2000. The application of Kingdons
model in Asia (in China, India, Indonesia, Thailand, and Vietnam) gained
momentum in journal articles much later, after 2008, but have picked up since
then with an increasing number of articles based on the model being published
around 2012-13. Of the European countries, the Netherlands ranks topmost in
terms of the number of studies using Kingdons model, all in the latest decade,
applying the model in a multitude of fields such as flooding, housing, rail and
land use, animal welfare, and e-governance (see e.g., Buitelaar and De Kam
2012; Elzen et al. 2011; Koffijberg, De Bruijn, and Priemus 2012; Peek and
Louw 2008; Runhaar and van Nieuwaal 2010; van Herk et al. 2011).
While Sabatier (1991) noted that Kingdons MSA had emerged as a major
theory in public policy making in the United States, Zahariadis (1995) won-
dered why little attention was paid to the model in countries outside the United
States, and was among the first to utilize the model outside the United States
to examine the evolution of privatization ideas in Britain and France. An inter-
esting trend discovered during this literature review was that in the decade
from 1995 to 2005, the major proportion of work using Kingdons model
(greater than 50 percent) was produced in the United States, but in the next
decade, not only did the count of studies in the United States using Kingdons
model plunge, but even its proportion dropped down to less than 25 percent,
614 | POLITICS & POLICY / August 2016
Policy Fields. Kingdons model has been applied to a multitude of policy fields.
Kingdon used cases from the health and transportation sectors in his work.
Thus it is not surprising that more than a quarter of the total journal studies in
our review were in the field of health policy, including drugs and substance
abuse. However, what is intriguing is that the number of studies that apply or
test Kingdons framework in the transportation sector is small. This study
found one such work in each of the following locations: United States (Lind-
quist 2006), China (Wan et al. 2013), and Brazil (Khayesi and Adjo 2011).
Education policy is the next big field in the United States, Mexico, Europe,
and Australia where insights from Kingdons model have been drawn (see e.g.,
Ahearne 2006; Mills 2007; Portz 1996; Richardson 2005). The model is often
applied in environment and natural resources-related issues such as flooding,
fishery, renewable energy, and water policies. The recurring floods issue in
Jakarta is studied using Kingdons model to show how the attention of the
national policy makers is drawn to the issue and solution considered by the
Indonesian government (Simanjuntak et al. 2012). Flood risks are also studied
in the Netherlands (van Herk et al. 2011) and Scotland (Rouillard et al. 2012).
The model is used to explain climate policy change (see e.g., Crowley 2013;
Owens 2010), European Union (EU)s energy security agenda setting (Maltby
2013), decision making on natural resources of fisheries and gas mining (Run-
haar and Van Nieuwaal 2010), implementing policy instrument for promoting
renewable energy (Stefes 2010), and water policy (Huitema, Lebel, and Meijer-
ink 2011). Another set of studies is concentrated in the area of welfare policies.
The model has been used in policy arenas of animal welfare (Elzen et al. 2011),
and urban issues like inclusionary and social housing (Tiernan and Burke
2002) and housing reforms (Zhu 2013).
Apart from these, the model has been applied, although sparingly, in other
policy areas like law enforcement (Saint-Germain and Calamia 1996), telecom-
munication (Liu and Jayakar 2012), arms control policy (Diehl 1990), and E-
Government (Mele 2008). Some scholars have found application of the model
4
The observation regarding fewer references to Kingdons name with the passage of time may be
the result of the approach used to select the articles.
5
The Google N-gram result is based on a sample of books written in English and published in the
United States.
Rawat / Morris / KINGDONS “STREAMS” MODEL AT 30 | 615
Figure 1.
Google N-Gram of the Term “John W. Kingdon”
in unexpected policy areas like Pallagst (2006) who applied the policy window
concept of Kingdons model in European spatial planning.
Purpose of the Studies Using Kingdons Model. The studies using Kingdons
model describe the emergence and development of the three process streams,
showcase the importance of policy windows and missed policy windows, and
highlight the significance of issue framing and the role of policy entrepreneurs.
Kingdons model is heavily applied to policies at the federal (or national) level,
to a much lesser extent to state, district, or municipal level policies, and least
often in the international policy arena. The policy phases that have been ana-
lyzed using the model range from design to implementation and even for pre-
dicting policy changes. Policy design (Simanjuntak et al. 2012), policy
formation (Owens 2010), policy process (Lindquist 2006), decision making for
policy (Wan et al. 2013), agenda setting and framing (Maltby 2013), policy
adoption (Ness 2010), policy changes (Stefes 2010), and rise of an item on the
agenda (Virtue 2007) are some of the terms used by researchers in defining the
policy stage of their study. Other studies analyze current policy making, policy
implementation, and predicting policy changes (see e.g., Elzen et al. 2011; Liu
and Jayakar 2012).
The importance of issue framing and the coupling of streams during policy
windows is explored. One notable work is Plants (2004) explanation of how
the terrorist attacks of September 11, 2001 opened a policy window for rail-
roads; another study by Farley and others (2007) discusses the opening of pol-
icy windows for ecological economics with Hurricane Katrina as the focusing
event. Some researchers have used Kingdons model to develop an understand-
ing of turning points in the way issues are framed in agenda setting (see e.g.,
Corbett 2011). Beland (2005) explores framing of alternatives in North Ameri-
can and European welfare policy debates using Kingdons framework.
In the policy implementation phase, Kingdons model is used to identify
factors that promote (see e.g., McDonel, Meyer, and Deliberty 1996) as well as
616 | POLITICS & POLICY / August 2016
the factors that hamper implementation (see e.g., Ridde 2009). Ridde (2009)
suggests that to extend Kingdons framework into implementation requires evi-
dence that the coupling of the three streams has occurred in preceding stages.
In the specific context of Burkina Faso, Ridde (2009) claims that by an exten-
sion of Kingdons framework, it is possible to predict the implementation fail-
ure when the problem and policy streams do not couple. Kubiak, Sobek, and
Rose (2005) use the model to identify barriers to evidence-based practices in
mental health. Exworthy and Powell (2004) examine implementation in multi-
level governance transporting the use of the model from national to local level.
Another facet of Kingdons model that is widely used is his definition of
policy entrepreneurs and description of their roles. Phillipp and Biordi (1990)
are among the first to use Kingdons model in this manner. Their work exam-
ines the role of participants in setting the health policy agenda. Several other
researchers have used Kingdons model to identify roles and strategies of indi-
viduals or organizations behind the policy changes (see e.g., Huitema, Lebel,
and Meijerink 2011; Martin and Thomas 2013; Zhu 2008, 2013).
Researchers have not only used the model to explain existing policies (see
e.g., Paton 2014) but also to explore the potential of developing future policies;
for example, Poulos, Donaldson, and Finch (2010) have used the model to iden-
tify motivators and barriers to enable sports safety policy in an Australian state.
Rouillard and others (2012) focused on examining the relationship between insti-
tutions and the policy process in the policy science literature with particular
focus on policy learning processes. van Herk and others (2011) used Kingdons
framework innovatively to develop a social learning framework to enable devel-
opment, exchange, and application of knowledge in urban planning. One note-
worthy study, by Elzen and others (2011), used Kingdons model to study
transitions that developed to challenge the existing regimes on normative
grounds. The researchers called these developments “transitions in making” as
they started to question the existing systems (Elzen et al. 2011, 263).
Britain and Germany. Cherlet and Venot (2013) conducted a comparative case
study of water policy reforms in the African nations of Burkina Faso and Mali.
Yeatman (2003) used findings from four case studies, of which two were from
sites where food and nutrition policy was introduced, while the other two were
where they were funded but not implemented. Huitema, Lebel, and Meijerink
(2011) discussed 16 case studies of water policy, one each from 15 different
countries and one more that pertained to EU water policies. They used case
studies from different countries (different institutional factors) in the water pol-
icy arena to determine if any pattern of recurrence evolves across these
countries.
Some scholars, conversely, use different programs in their comparative analy-
sis. Ness (2010) uses three different state programs in New Mexico, Tennessee,
and West Virginia for comparative study and selects these programs based on cer-
tain selection criteria like source of funding and eligibility criteria of the program.
Koffijberg, De Bruijn, and Priemus (2012) discuss three processes of change in the
field of social housing in the Netherlands, with the first policy focusing on change
in quality parameters in building new housing, the second on affordable housing,
and the third on decentralization of subsidies policy in housing.
Mele (2008) uses a slightly different, nevertheless qualitative, approach for
developing a middle range theory. Mele (2008) interprets Kingdons policy-
making process as composed of the three phases of agenda setting, alternative
specification, and decision making. Processual analysis methodology (a meth-
odology focused on processes and embedded causalities) is applied by breaking
down Italys decade long E-Government policy-making process into its compo-
nent phases to create a causal understanding of a multicycle case (Mele 2008).
Processual analysis has events and chronologies as its basic building blocks
and studies processes across a number of levels of analysis, studying processes
in past, present and future, searching for holistic rather than linear explana-
tions of process, with a focus on context and action (Pettigrew 1997). It
assumes that social processes are embedded in the contexts and mutually shape
one another (Pettigrew 1997).
Most studies are exploratory in nature, tracing changes over time and
involving a description and analysis of a policy case (recently introduced policy
or a policy item under consideration) or a discussion of policy debates. Wan
and others (2013) conducted their investigation over a four-year period from
2004 to 2008 monitoring the progress of the Huizhou public transport system.
Nevertheless, their narratives took into account the policy settings even prior
to 2004 and begin from the year 1997. Rouillard and others (2012) evaluated
national institutions influence over flood policy learning in Scotland over a
period of 50 years starting from the 1950s into the 2000s. Maltby (2013)
pointed out the importance of policy tracing in analysis as path dependency
can influence the course of a policy with values and norms getting embedded
within an institution. His explanation of policy stream development starts in
the 1960s and continues until 2006.
618 | POLITICS & POLICY / August 2016
Quantitative Studies
There are very few studies that apply or utilize Kingdons multistream model
using quantitative methods and sampling techniques. One study, that for the
first time defied the qualitative nature of studies based on Kingdons model,
was by Travis and Zahariadis (2002). They used a quantitative model to
explain the U.S. foreign aid allocations based on Kingdons model. Interest-
ingly, Travis and Zahariadis (2002) made note of the lack of quantitative work
being produced using multi-streams model and our research found that the sce-
nario has not changed since. Our search found only one another journal study
(by Robinson and Eller 2010), which argued that Kingdons model does pro-
vide falsifiable predictions, and that employed a quantitative model to test
these predictions. Some other studies (see e.g., Kubiak, Sobek, and Rose 2005;
Rios and Meyer 2006) used quantitative data along with qualitative data in
their studies. Some studies employed snowball sampling (Greenfield et al.
2004) for interviewing informants. Nevertheless, for a majority of the research,
the external validity aspect may be critiqued, especially in the instance of single
case studies. Many scholars recognize this and have stated that they are not
aiming to generalize, while others quote Yin (2003) to argue that it is not statis-
tical generalization but analytical generalization they are striving to make
(Kubiak, Sobek, and Rose 2005).
Data Sources
Data sources include technical and economic documents and reports from
research institutes, ministries and sector organizations, systematic content anal-
ysis of Acts, legislative bills, meeting minutes, transcribed legislative hearings
and testimonies, government policy reports, correspondence and opinions
expressed by actors like legislators, officials and scholarly publications, and
news archives. These are generally supplemented with interviews, and in some
cases workshops, with the representatives of the organization or sector under
study and the stakeholders. Some exceptions, like Liu and Jayakar (2012), did
not use interviews.
Ness (2010) and van Herk and others (2011) employ triangulation of
methods by using document content analysis, and semi-structured interviews
with relevant probes. Some scholars additionally conduct workshops with
stakeholders (see e.g., Elzen et al. 2011; van Herk et al. 2011). Maltby (2013)
uses a methodology of triangulation with literature on agenda setting and pol-
icy entrepreneurship, evaluation of empirical data from secondary academic
literature and semi-structured elite interviews. Scholars interview various
actors as well as stakeholders in the policy process. For example, for a pig hus-
bandry case, Elzen and others (2011) interview representatives from the farm-
ers association, slaughtering industry, Ministry of Agriculture, Animal
Protection Society, and relevant researchers. Maltby (2013) includes interviews
of officials in the European Commission in his research on the EUs agenda-
setting process.
Rawat / Morris / KINGDONS “STREAMS” MODEL AT 30 | 619
were limiting and, therefore, additional theories were needed. Some researchers
applying the model at various governance levels, polities, and economies have
explained the reasons for the limitations that some concepts have posed in their
particular context.
of two nations, Burkina Faso and Mali, their research shows how the structural
conditions and international organizations determine to a large extent the way
in which the aid-receiving countries accept the policy change. Due to the differ-
ence in the institutional character of the two neighboring West-African coun-
tries, they are able to use Kingdons model in one country while not in another
when comparing water policies. Scholars also highlight how such structural
factors can produce failed policies despite the presence of powerful entrepre-
neurs. Mukhtarov and others (2013) emphasize in their Vietnamese case study
that despite the power enjoyed by the transnational actors and the patronizing
attitude of the national government toward these actors, the policy did not
translate into successful policy implementation. The top-down administration
modified the policy to an extent that it had little resemblance to the original
idea, and at the local level there was hardly any awareness and support for the
policy (Mukhtarov et al. 2013).
Researchers notice dissimilarity in policy entrepreneurs, as compared to
Kingdons, in their local context. Ahearne (2006), finds Kingdons framework
conducive to exploring the role of French intellectuals in framing cultural poli-
cies, but still discerns a contrast in the French context where professionals and
specialists are not a “hidden cluster” (Kingdon 1995, 68) and where they do
depend on media for their visibility. With regard to China, the policy entrepre-
neurs are distinguished in terms of ideology (Liu and Jayakar 2012; Zhu 2008)
and in terms of a transitional society (Zhu 2013). Yapeng Zhu (2013) discusses
the role of entrepreneurs as innovators rather than couplers or initiators.
Xufeng Zhu (2008) explores the reasons leading to the strategies of Chinese
policy entrepreneurs in great detail when discussing a case of detention and
repatriation policy for urban vagrants and beggars. Zhu (2008) contends that
the two principles of technical feasibility and value acceptability that King-
dons policy entrepreneur must follow in proposing new ideas are ambiguous.
It is difficult to satisfy the multiple dimensions of technical feasibility (such as
legal, financial, and technological) simultaneously to determine a policy ideas
technical feasibility. Zhus (2008) other contention is that Kingdon does not
elaborate on the views, ideology, and culture that constitute value acceptability.
Zhu (2008) notes that even though the concept of policy window in Kingdons
model is applicable for policy analysis in China, there are fundamental differ-
ences in the Western and Chinese political context that require the model to be
modified for use in China. The politics stream is more stable in China in the
absence of periodical transfer of political power and domination by a single
party over the entire bureaucracy and decision making (Zhu 2008). All candi-
dates in the party and government are selected and appointed by their supervi-
sors and predecessors, which means that they need not be answerable to social
actors or the public but are accountable to their supervisors within the govern-
ment (Zhu 2008). These officials are averse to questioning existing policies or
proposing radical ideas lest their superiors be displeased (Zhu 2008). The
624 | POLITICS & POLICY / August 2016
policy actors in the third sector are the main source of policy ideas and they
choose policy alternatives that may be politically acceptable because the atti-
tude of the political party in China constrains free proposal of ideas (Zhu
2008). Zhu contends that policy entrepreneurs in China succeed in bringing
policy change by proposing technically infeasible, but politically acceptable
policy changes. The entrepreneurs must be experts in the policy area and have
rhetorical skills to avoid political risk (Zhu 2008).
Conclusions
At the outset of this article we set out with three objectives; to analyze the
trends in the application of Kingdons model over time, its suitability, and limi-
tations as highlighted by scholars in multiple political and economic settings.
The findings illustrate the utility of the model in various country settings as
well as a variety of fields and policy development phases. The multi-stream
model long ago transcended the boundaries of the United States, and scholars
Rawat / Morris / KINGDONS “STREAMS” MODEL AT 30 | 627
find utility of the framework in their particular settings. Even though the stud-
ies in the United States indicate a dip in recent years, studies in Europe and
Asia are increasingly using Kingdons model. The fields of study utilizing
Kingdons model is a wide range encompassing health, education, legal, wel-
fare, telecommunication, flooding, and energy polices, among others. Although
Kingdons work describes agenda-setting processes, the model finds great util-
ity in decision making and policy implementation as well.
The methodology and types of data sources used are to a great extent simi-
lar across all policy areas and continents. Most studies are qualitative and only
two are found to be quantitative in this review. The qualitative studies use case
study methodology and have a longitudinal character where the policies under
study are examined for a period of time running over years. Primary as well as
secondary data sources were used.
As for the features that make Kingdons model a suitable framework for
evaluating policy processes even three decades after its initial publication, the
answer, in short, seems to be the rather remarkable flexibility, or perhaps the
lack of specificity, of the conceptual elements. Much like Eastons (1965) sys-
tems model, Kingdons framework is vague enough to be applicable to a broad
range of situations and settings, but valid enough to be useful as an explanator
of policy activity.
There are studies that inform of the relevance and suitability of the con-
cepts in various contexts, yet there are scholars who find the concepts vague
and limiting in a certain case. For example, not all agree that the three streams
need to come together for an issue to rise to the government agenda and the
streams are considered as having different weight depending on the political
system. There is disagreement about the incremental and nonincremental
nature of agenda setting and alternative specification. Some scholars modify
the model by suggesting additional streams. Similarly, on the policy entrepre-
neurship aspect, scholars identify the importance of local context and the influ-
ence that institutions exert on an entrepreneurs roles. Some also criticize
Kingdons description of entrepreneurs as unclear.
Despite all the limitations, Kingdons multiple-streams model thrives in its
application in exploring and describing the policy processes across all conti-
nents. The model finds scholarly concurrence across the different polities, as a
flagship framework for explaining agenda setting, policy making, and policy
implementation. The scholars are united in their view on the model being an
advantageous framework in understanding decision-making processes in a
complex environment. Policy making is considered as a lengthy process and
this is where the researchers consider lies the utility of Kingdons model as it
focuses on predecision processes which influence the decision. The politics
aspect stressed in Kingdons model finds appreciation by many scholars as well
as the interaction of the independent streams in generating a policy window.
The other common agreement among scholars is on the importance of the pol-
icy windows (timing) and the preparedness required when these open. Scholars
628 | POLITICS & POLICY / August 2016
Pragati Rawat is a second year PhD student in the School of Public Serv-
ice at Old Dominion University, Norfolk, Virginia. She holds a degree in
Engineering and Masters in Operations Management. She has about 20 years
of work experience in both industry and government projects. Prior to join-
ing the PhD program, she was engaged as a process manager in the Unique
Identification program of government of India that created worlds largest
biometric database of residents for effective service delivery and inclusion.
Her research interests are policy formulation and implementation in the area
of use of technology in governance.
John Charles Morris is a professor of public policy in the School of Public
Service at Old Dominion University. His research interests include collabora-
tion, public policy, governance, and federalism, and state comparative policy.
He is the author of six books and more than 50 journal articles. His previous
work appears in journals such as Public Administration Review, Publius, Policy
Studies Journal, the Journal of Politics, and Politics & Policy, among others.
His most recent book is Advancing Collaboration Theory: Cases, Typologies,
and Evidence (Routledge, 2015), co-edited with Katrina Miller-Stevens.
Rawat / Morris / KINGDONS “STREAMS” MODEL AT 30 | 629
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