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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

Harmonics Reduction in Cascade H-Bridge


Multilevel Inverters Using GA and PSO
Aman Parkash#1, S.L. Shimi#2, S. Chatterji#3
#1
M.E. (student), #2Assistant Professor, #3Professor & Head
Department of Electrical Engineering, National Institute of Technical Teachers’ Training and Research,
Chandigarh - 160019, India

Abstract— This paper presents the mitigation of total harmonic


carrier-based PWM [21], Periodic Carrier
distortions (THD) in cascade H-bridge multilevel inverter.
Selective harmonic elimination pulse width modulation (SHE-
frequency modulation (PCFM), random carrier
PWM) switching method is used to calculate the values of frequency modulation (RCFM) [22], and
switching angles from the solution of non-linear transcendental
switching through FPGA [23]. Disadvantages of
equations. These non-linear complex equations is minimized by
the using of particle swarm optimization (PSO) and genetic high frequency switching are produces the
algorithm (GA) techniques, and also have been compared the electromagnetic interferences, switching power
simulating and analyzing results related to harmonics. losses, The second category includes low frequency
switching which utilizes the fundamental
Keywords— Multilevel inverter, particle swarm optimization
(PSO), genetic algorithm (GA), SHE-PWM. component frequency and produce a staircase
voltage waveform besides reasonable sinusoidal.
I. INTRODUCTION In this paper, the investigators have performed
The multilevel inverters have received attention simulation for seven levels and eleven levels
in the area of high power rating and medium cascade H-bridge multilevel inverter, and used the
voltage applications. The multilevel inverter has selective harmonic elimination PWM switching
overcome the limitations of conventional two method PWM [24], [25].
voltage level converters. The advantages of Fundamental frequency is utilized in selective
multilevel inverter are low electromagnetic harmonic
interference, higher power quality, lower switching
losses and higher voltage capability [1]. Mainly the
three types of multilevel inverter topologies used
are diode clamp multilevel inverter, flying capacitor
multilevel inverter and cascade multilevel inverter
with separate dc sources [ 2], [3]. Among these
converter topologies, the cascade H-bridge
multilevel inverters has received special attention
due to its circuit layout modularity, packaging and
simplicity of switching control to avoids bulky and
lossy resistor-capacitor-diode snubbers. Switching
techniques in multilevel inverter can be used in
two categories: high frequency switching and low
frequencies switching. Low frequency switching
includes space vector control (SVC) [4], [5], and
selective harmonic elimination pulse width
modulation (SHE-PWM) [6], [7]. High frequencies
Fig. 1 Single phase cascade multilevel inverter
switching includes the space vector PWM [8]-[10],
[11]-[12], phase shifted PWM (PSPWM) [13], [14], In this paper, the investigators have performed
[15], level shifted PWM (LSPWM) [13], [16]-[19], simulation for seven levels and eleven levels
third harmonic injection PWM (TIPWM) [20],

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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

cascade H-bridge multilevel inverter, and used the


selective harmonic elimination PWM switching ( ) ( )) ( )
method PWM [24], [25].
Fundamental frequency is utilized in selective is given by:
harmonic elimination PWM switching method for
controlling the gate signals of switching device.
Switching angles are solved from the non-linear ∑ ( ( ) ( )
transcendental equations. For generating the
optimized staircase voltage waveform, the
optimized switching angles are obtained using by ( ) ( )) ( )
the particle swarm optimization (PSO) and genetic
algorithm (GA) techniques.

Where,
II. PROBLEM FORMULATION = …..=
By using Fourier series expansion and from Fig.2, L is the number of dc sources for each full H-bridge
the cascade multilevel staircase voltage waveform inverter cell,
is expended as below in equation Eq.1. N is the number of conducting angles,
n =1, 3, 5, … odd harmonics (2N-1).
( ) ∑ ( ) ( )
L numbers of variables (switching angles)
is given by: have constrains and bounds with
⁄ . A set of L+2 harmonics
equations and including one fundamental voltages
equation for equal and constant source is obtainable
from Eq.3. In three-phase power system, triplen
harmonics are automatically cancelled from line-to
line voltage.
In SHE-PWM, the desired value is assigned for
fundamental component and all other except triplen
harmonics components are equated to zero.

( ) ( ) ( )
( ) ( ) ( )
( ) ( ) ( ) (4)
:
:
( ) ( ) ( )

Fig. 2 Generated multilevel inverter staircase voltage waveform Where,


⁄( ⁄ ),
Modulation index, ,
L is the number of dc sources.

∑ ( ( ) ( ) The main challenge is that to solve non-linear


transcendental Eq. 4. Newton-Raphson method [26]

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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

have been used but this method have need to .Each particle refine its
require the best guess for variables, and takes more search through its present velocity, previous
time than artificial intelligence techniques .The experience and the neighboring particles. The best
objective function is important for optimizing the particle i is found so far is called personal best, best
conducting angles. Maintaining the fundamental particle vector denoted by vector
components at pre specified value and mitigating , and the best position in the
the selected order harmonics except triplen entire swarm is called global best and is denoted by
harmonics. Minimizing of objective function with . The updated
pre defined constraints to obtain the optimized velocities and positions are updated by using Eq. 7
conducting angles as given below: and Eq. 8 as given below:
( ) ( ) ( ( ))
( ) ( ( )) (7)
(| | | | | |)
| |
(5) ( ) ( ) ( ) (8)

⁄ Where, (6) is the inertia weight and are the


cognitive and social parameters, respectively.
Random values and are uniformly distributed
III. PSO TECHNIQUE within range [0, 1]. Moreover, if Eq 9. and Eq. 10
PSO was first introduced in 1995 [27], as are satisfied, then the system will be guaranteed to
described by James Kennedy and Russell Eberhart, converge to a stable equilibrium point [28], [29].
Particle swarm algorithm imitates humans (or
insects) behaviour. ( ) (9)
( )⁄ ) (10)

A. Solution Using PSO


In proposed PSO technique, the main challenge is
that solving the non-linear transcendental equation
and finding the best -optimized solution by using
selective harmonic elimination pulse width
modulation (SHE-PWM) switching method. A set
of L+2 harmonics equation is reduced to zero and
including the one fundamental voltages equation at
pre-specified value. Where, L is number of dc
Fig.3 Example of particle movements sources. Hence the objective function is minimized
. Individuals interact with another while learning by applying the proposed PSO technique. The
from their experience, and gradually the population objectives function and constrains and bounds are
members moves into better regions of the problem given in Eq. 5 and Eq.6. The procedure for solving
space. The individuals in the population space are the problem using PSO is given in flow chart shown
called particles. Each particle in the entire swarm in Fig. 4.
has velocity and acceleration. The sociological
behaviour, which modelled by PSO techniques is B.GA Technique
used to guide the swarm, and finding the best Genetic algorithm is a directed search algorithms
solution in the search space. Each particle is [30]. It was developed by John Holland; University
determined by the two vectors in D-dimensional of Michigan in 1970.The basic philosophy of the
search space: the position vector genetic algorithm theory was inspired by Darwin's
and velocity vector

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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

theory of evolution which states that the survival of the best solution. Selected individuals are called the
an organism is affected by rule "the strongest parents that contribute to the population at the next
generation.
species that survives". Darwin also stated that the 3) Crossover: combination of two parents to form children
for the next generation. Crossover is controlled by
crossover rate.
4) Mutation: Random changes to individual parents to form
children. Mutation is controlled by mutation rate.

D. Solution Using GA

The procedure for solving the problem using GA is


given in flow chart of Fig.5.

Fig.4 Flow chart proposed PSO technique

survival of an organism can be maintained through


the process of reproduction, crossover and mutation.
Darwin's concept of evolution is then adapted to
computational algorithm to find solution to a
problem called objective function in natural fashion.
A solution generated by genetic algorithm is called
a chromosome.
Population: collection of chromosome. Fig. 5 Flow chart proposed GA technique
Chromosome: It composed from genes, and its
value can be either, binary, numerical symbols or IV. SIMULATION RESULTS
characters. All simulating results and work is done on
MATLAB 2012b package. Selective harmonic
C. Genetic Algorithm process
elimination pulse width modulation (SHE-PWM)
1) Initial population: is generated by many individual switching method for controlling the cascade
solutions randomly. multilevel inverter, and the non-linear
2) Selection: Individual solutions are selected through a transcendental trigonometric Eq. 4 and objective
fitness based process. Certain selection methods rate the
fitness function are solved and minimized by
fitness function of each solution and preferentially select

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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

applying both of proposed PSO and GA techniques


respectively. The simulating results are discussed
for 7 levels and 11 level three-phase inverter with
separate constant dc sources ( =
…= ) .Each separate source has 12 volts ,
and two case ( for 7 and 11 level inverter) are
studied for modulation index range from 0.4 to 1.
TABLE I
VALUE OF MODULATION INDEX FOR BOTH 7 AND 11-LEVEL
INVERTER WHERE THE THD IS LOWEST

Modulation Index at where the THD is


Lowest. Fig.7 Convergence characteristics using GA technique
No. of Level
GA
PSO Technique
Technique
TABLE II.
7 0.4750 0.8500 BEST AND MEAN VALUES USING BY BOTH PSO AND GA
TECHNIQUES FOR BOTH 7 AND 11-LEVEL INVERTER
11 0.700 0.6250 RESPECTIVELY

No. PSO Technique GA Technique


of
A.7 Level Inverter Results Lev
el Modula Best Mean Modu Best Mean
1) Convergence Characteristics: Using proposed PSO and ting Fitness Fitness lating Fitnes Fitnes
GA techniques, the convergence characteristics of the fitness Index Value Value Index s s
function value is shown in Fig. 6 and Fig. 7. The result is Value Value
shown that the solution is converged in about 60 and 40
7 0.475 57.68 57.68 0.85 61.23 90.22
iterations respectively. The best score is approximately equal
to mean score in Fig.6. The best value and mean value are
given in table 2. 11 0.70 24.03 24.036 0.62 36.53 36.53

2) Modulation index versus switching angles: The values of


switching angles (degree) are displayed in Fig. 8 and 9 using
both PSO and GA techniques.

Fig.6 Convergence characteristics using PSO technique

Fig. 8 Modulation angles and switching angles using PSO technique

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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

Fig. 11 7-level phase-to-phase voltage (in volts) using GA technique

4) Line-to-voltages: Then line to line voltages are displayed in


Fig.12 and Fig.13, and peak voltage is calculated by Eq. 11.
Fig.9 Modulation angles and switching angles using GA technique Inner axis of Fig. 10 shows the 1 cycle portion for further
analyzing the produced harmonic components and also
calculates the total harmonic distortion (THD).
3) Phase-to-phase voltages: The phase-to-phase voltages
using both PSO and GA techniques are displayed in Fig. 10
and Fig.11. Peak voltage is calculated by Eq. 11.

( )
(11)

Fig. 12 7-level line-to-voltages (in volts) using PSO technique

Fig.10 7-level phase-to-phase voltage (in volts) using PSO technique

Fig.13 7-level line-to-line voltage (in volts) using GA technique

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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

5) Modulating index versus objective value: The 7) Modulating index versus THD: Fundamental components
characteristics of modulation index and objective values are and harmonics profile are displayed in Fig.16.
displayed in Fig. 14.

Fig. 16 Frequency versus Magnitude (in Percent)


Fig. 14 Modulating index versus objective value.

6) Modulating index versus THD: The characteristics of B.11-Level Inverter Results


modulation index and THD (%) are displayed in and Fig.15. 1) Convergence characteristics: Using proposed PSO and
GA techniques, the convergence characteristics of the fitness
function value is shown in Fig. 17 and Fig. 18. This result is
shown that the solution is converged about 60 and 40
iterations respectively. The best score is approximately equal
to mean score in Fig. 17. The best value and mean value are
given in table 1.

Fig.15 Modulating index versus thd .


Fig. 17 Convergence characteristics using PSO technique

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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

3) Phase-to-phase voltages: The phase-to-phase voltages


using both PSO and GA techniques are displayed in Fig. 21
and Fig. 22. Peak voltage is calculated by Eq. 11.

Fig.18 Convergence characteristics using GA technique

2) Modulation index versus switching angles: The values of


switching angles (degree) are displayed in Fig. 19 and 20
using both PSO and GA techniques.

Fig.21 11-level phase-to-phase voltage (in volts) using PSO technique

Fig.19 Modulation angles and switching angles using PSO technique

Fig.22 11-level phase-to-phase voltage (in volts) using GA technique

4) Line-to-voltages: Then line to line voltages are displayed in


Fig.23 and Fig.24, and peak voltage is calculated by Eq. 11.
Inner axis of Fig. 23 shows that 1 cycle portion for further
analyzing the produced harmonic components and also for
Fig. 20 Modulation angles and switching angles using GA technique calculating the total harmonic distortion (THD).

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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

Fig. 25 Modulating index versus objective value


Fig.23 11-level line-to-line voltages (in volts) using PSO technique
6) Modulating index versus THD: Fundamental components
and harmonics profile are displayed in Fig.26.

Fig.24 11-level line-to-line voltages (in volts) using GA technique

5) Modulating index versus objective value: The


characteristics of modulation index and objective values are Fig. 26 Modulating index versus THD
displayed in Fig. 25.

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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

TABLE III
HARMONICS PROFILE FOR 7 AND 11-LEVEL INVERTER USING BOTH PSO AND GA TECHNIQUES

Magnitude of harmonic(%) up to 19 th order for 7- Magnitude of harmonic (%)up to 19 th order for 11-
Level Inverter (modulating Index, ma= 0.475) Level Inverter (modulating Index, ma= 0.7)
AI
Harmonics Profile Harmonics Profile
Techniqu
e Even Odd Even Odd
Harmoni Harmoni Harmoni Harmoni
Harmonic Harmonic Harmonic Harmonic
c orders c orders c orders c orders
Magnitude Magnitude Magnitude Magnitude
dc Fundamental dc Fundamental
0th Component 1st component 0th Component 1st component
(2.0924) (100) (2.0981) (100)

2nd 1.17 3rd 0.48 2nd 1.73 3rd 0.59


th th th th
4 0.33 5 0.21 4 0.22 5 1.36
6th 0.20 7th 0.79 6th 0.34 7th 0.18
th th th th
8 0.06 9 0.15 8 0.16 9 0.07
th th th th
10 0.26 11 1.43 10 0.08 11 0.94
th th th th
12 0.49 13 0.23 12 0.43 13 0.24
th th th th
14 0.15 15 0.17 14 0.22 15 0.20
th th th th
16 0.18 17 0.23 16 0.28 17 0.37
th th th th
18 0.37 19 1.32 18 0.62 19 2.20
dc Fundamental dc Fundamental
0th Component 1st component 0th Component 1st component
(2.0604) (100) (2.1124) (100)
2nd 1.16 3rd 0.48 2nd 1.99 3rd 0.81

4th 0.25 5th 0.12 4th 0.43 5th 0.10


th th th th
6 0.31 7 0.96 6 0.70 7 2.83
GA 8 th
0.03 9 th
0.14 8 th
0.36 9 th
0.04
th th th th
10 0.25 11 1.35 10 0.12 11 1.04
th th th th
12 0.52 13 0.23 12 0.33 13 0.24
th th th th
14 0.19 15 0.15 14 0.14 15 0.10
th th th th
16 0.17 17 0.26 16 0.09 17 0.03
th th th th
18 0.27 19 1.25 18 0.30 19 0.87

7) Frequency versus Magnitude: Fundamental components V. COMPARISION BETWEEN 7 AND 11-LEVEL


and harmonics profile are displayed in Fig.27. INVERTER REGARDING HARMONIC PROFILE
A. Comparison of both 7 and 11-level cascade multilevel
inverters using proposed PSO technique
The Fig. 28, is displayed the 7-level and 11-level
inverters harmonic profile for line-to-line voltage
with fundamental magnitude (in percent) , and inner
axis bar figure displays clearly the harmonic profile
up 19th order harmonics and mitigated the total
harmonic distance (THD) down to 6.6273% and
4.9210 % for 7-level and 11-level inverter
Fig.27 Frequency versus magnitude (in percent)

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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

respectively. The comparative results of all


harmonic contents have been tabulated in table III.
The conclusion from observing the results and
table III shows that, percentage of 3rd , 5th, 13th,
17th, and 19th order harmonics are well reduced in
7-level inverter in comparison to 11-level inverter,
while 7th , 9th, 11th, 15th order harmonics are well
reduced in 11-level converter in comparison to 7-
level inverter.

Fig.29 Comparison of harmonic contents using GA technique.

VI.COMPARISION BETWEEN PROPOSED PSO AND GA


TECHNIQUE REGARDING COMPUTATIONAL TIME

The computational time for each modulating


index for solving and optimizing the objective
function have been displayed in Fig. 30 and Fig. 31
using PSO and GA techniques for both 7-level and
11-level inverter respectively .The computational
Fig.28 Comparison harmonic contents using PSO technique
results shows that the speed performance of PSO is
3.207 times faster than GA techniques for 7-level
B.Comparison of both 7 and 11-level cascade multilevel Inverter and 3.024 times faster than GA techniques
inverter using proposed GA technique for 11-level Inverter.
The Fig. 29, is displayed the 7-level and 11-level
inverters harmonic profile for line-to-line voltage
with fundamental magnitude (in percent), and inner
axis bar figure displays clearly the harmonic profile
up 19th order harmonics and mitigated the total
harmonic distance (THD) down to 6.6082% and
4.9081 % for 7-level and 11-level inverter
respectively. The comparative results of all
harmonic contents have been tabulated in table III.
The conclusion of observing the results and
table III is show that, percentage of 3rd , 7th, and 13th
order are well reduced in 7-level inverter in
contrast to 11-level inverter, while 5th , 9th, 11th, 15th
, 17th ,and 19th order harmonics are well reduced by
11-level converter in contrast to 7-level inverter. Fig.30 Computational time for 7 level inverter

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International Journal of Engineering Trends and Technology (IJETT) – Volume 12 Number 9 - Jun 2014

TABLE IV
COMPARISON OF CALCULATED THD BY REAL CODE, OBTAINED THD FROM MATLAB FFT ANALYSIS TOOL, AND
COMPUTATIONAL TIME

Obtained THD by MATLB FFT


Tool , Calculated THD by Real
Switching Angles (degree)
Time Code, and Computational
Modulating Time
Index
Computati
By FFT By Real
onal Time
Tool Code
(secs)

0.475 (PSO 7-level ) 4.17 17.40 34.13 - - 6.62 6.52 0.2520

0.85 (GA 7 level) 4.45 17.64 34.08 - - 6.60 6.55 0.8082

0.700 (PSO 11-level 5.42 10.48 21.32 28.88 45.04 4.92 4.82 0.2491

0.6250 (GA 11-


2.79 11.07 18.04 26.02 36.17 4.90 4.83 0.7534
level)

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ISSN: 2231-5381 http://www.ijettjournal.org Page 465

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