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Social Science & Medicine 67 (2008) 218–227

Contents lists available at ScienceDirect

Social Science & Medicine


journal homepage: www.elsevier.com/locate/socscimed

Debating war-trauma and post-traumatic stress


disorder (PTSD) in an interdisciplinary arena
Hanna Kienzler *
Anthropology, McGill University, 855 Sherbrooke Street West, Room 717, Montreal, Quebec H3A 2T7, Canada

a r t i c l e i n f o a b s t r a c t

Article history: Researchers have tried to determine and verify the effects of violent conflicts on the men-
Available online 29 April 2008 tal health of those affected by focusing on war trauma, posttraumatic stress disorder
(PTSD), and other trauma-related disorders. This, in turn, led to the development of differ-
ent kinds of theories and aid programs that aim at preventing and treating the conse-
Keywords: quences of violence and mental health. Until now, there is no agreement on the public
Trauma
health value of the concept of PTSD and no agreement on the appropriate type of men-
Psychiatry
tal-health care. Instead, psychiatrists have engaged in sometimes fierce discussions over
Anthropology
Discourse the universality of war trauma, PTSD, and other trauma-related disorders. The two most
Post-traumatic stress disorder (PTSD) polar positions are those who try to validate PTSD as a universal and cross-culturally valid
War psychopathological response to traumatic distress which may be cured or ameliorated
Violence with (Western) clinical and psychosocial therapeutic measures, and those who argue
that the Western discourse on trauma only makes sense in the context of a particular
cultural and moral framework and, therefore, becomes problematic in the context of other
cultural and social settings. Although these positions seem mutually exclusive, their
debates have led to the development of less radical approaches toward war-trauma and
PTSD.
The purpose of this literature review is to analyse the discourses on and debates over war-
trauma and PTSD in the psychiatric literature in order to establish a better understanding
for the diverse conceptualizations, interpretations and proposed healing strategies. More-
over, I discuss the cultural construction and conceptualization of war-trauma and PTSD
from an anthropological perspective and show how anthropologists contribute to psychi-
atric debates so as to ensure more sophisticated diagnoses and healing strategies in cultur-
ally diverse contexts.
Ó 2008 Elsevier Ltd. All rights reserved.

Introduction Researchers have tried to determine and verify the


effects of violent conflicts on the mental health of those
In the last 60 years there have been over 200 wars and affected by focusing on war-trauma, PTSD, and other
armed conflicts, in which the main targets are often trauma-related disorders. This, in turn, led to the develop-
marginalized ethnic groups and the poorest sectors of soci- ment of different kinds of theories and aid programs that
ety. Although it is well known that violent conflicts have aim at preventing and treating the consequences of vio-
a profound impact on individuals, communities, and/or lence and mental health (Barudy, 1989). Until now, there
specific ethnic groups, not enough attention has been is no agreement on the public health value of the concept
paid to local patterns of distress, long-term impacts on of PTSD and no agreement on the appropriate type of
health, and psychosocial consequences (Pedersen, 2002). mental health care (McFarlane & Yehuda, 2000). Instead,
psychiatrists and psychologists have engaged in sometimes
* Corresponding author. Tel.: þ1 514 933 0540. fierce discussions over the universality of war trauma,
E-mail address: hanna.kienzler@mail.mcgill.ca PTSD, and other trauma-related disorders.

0277-9536/$ – see front matter Ó 2008 Elsevier Ltd. All rights reserved.
doi:10.1016/j.socscimed.2008.03.030
H. Kienzler / Social Science & Medicine 67 (2008) 218–227 219

In the following I will review discourses on and debates manmade disasters, severe automobile accidents, or being
over war-trauma and PTSD in the psychiatric and anthropo- diagnosed with a life-threatening illness. Individuals who
logical literature in order to establish a better understand- have recently emigrated from areas of considerable social
ing for the diverse conceptualizations, interpretations and unrest and civil conflict are considered especially prone
proposed healing strategies in culturally diverse contexts. to developing elevated rates of PTSD. Such individuals are
Emanating from this, I propose that through combined said to be especially vulnerable and reluctant to divulge
‘‘division of labour’’ psychiatrists and anthropologists could experiences of torture and trauma and, as a consequence,
guarantee a more fine grained analysis of how Western specific assessments of traumatic experiences and related
approaches to healing could be adequately embedded in symptoms are required for such individuals.
non-Western cultural and social settings. The American Psychiatric Association describes and
engages with disorders such as PTSD as though they were
The cultural construction of war-trauma and PTSD timeless, universal, and cross-culturally valid. According
to Young (1995), the discourse is built on two themes: (a)
Western psychiatrists and psychologists have shown an PTSD exists as an entity prior to and independently of the
increasing interest in the psychological consequences of ways in which psychiatric experts diagnose, study, and
war-trauma and trauma-related disorders. One response treat it; and (b) chronology: retrospectively the disorder
to violence and trauma was the development of the has been identified in historical and literary figures such
concept of posttraumatic stress disorder (PTSD) which as The Epic of Gilgamesh, Erichsen (1864) and Page
was included in the DSM-III in 1980. Since then, the con- (1883) who were the first ones to recognize the posttrau-
cept has been widely recognized as valid and has been matic syndrome, Kardiner (1941) who codified the disor-
used to explain reactions to trauma in different situations, der’s syndromal features, and the creation of the DSM-III.
for example, with civilian and military casualties of war Young, on the other hand, outlines ‘‘causal historical
(Bracken, Giller, & Summerfield, 1995). processes’’ (Hacking, 1999) that led to the invention of
As with other concepts developed in Western psychia- PTSD in the 1980s by arguing that, contrary to the assump-
try, it is important to examine how PTSD is embedded in tions outlined above, the disorder is not timeless, but
specific configurations of cultural meaning and social rela- ‘‘glued together by the practices, technologies, and narra-
tionships (Kleinman, 1980). As anthropologists we inquire tives with which it is diagnosed, studied, treated, and rep-
about how the actors in a particular social setting think resented by the various interests, institutions, and moral
about and act in health care by paying attention to their arguments that mobilize these efforts and resources’’
beliefs about sickness, their decisions about how to act in (Young, 1995:5). Hence, PTSD is a historical product that
response to particular episodes of sickness, and their originated in the scientific and clinical discourse of the
expectations and evaluations of specific types of health 19th century. Until the 19th century, the concept of trauma
care. Thus, medical anthropologists have the opportunity was identified primarily with physical injuries. Erichsen,
to conduct ethnographic research on the construction and one of the first physicians to describe a syndrome similar
reconstruction of specific diseases and disorders such as to PTSD, identified it during the 1860s when he examined
PTSD (Good, 1992), outline the characteristic lay and victims of railway accidents. He accredited the syndrome
professional interpretations of illness, and reveal how to loosely defined neurological mechanisms and called it
these are constrained by different explanatory systems ‘‘railway spine syndrome’’ (Erichsen, 1864:16). A few years
(Kleinman, 1985). later, Charcot (1889) proposed the earliest psychological
Various scientific, sociological, historical, and philo- account of the syndrome arguing that patients suffering
sophical projects exist that aim at displaying or analysing from railway accidents were most likely to suffer from
‘‘actual, historically situated, social interactions or causal hysteria. Janet (1903) and Freud (1922) developed this
routes’’ (Hacking, 1999:48) that led to the development idea further by explaining that the syndrome could also
and establishment of the posttraumatic stress disorder be produced by a psychological trauma which is too diffi-
syndrome. For example, the psychiatric discourse of the cult to process for the afflicted. Because the memories are
American Psychiatric Association (2000) relates to PTSD painful and unmanageable, the conscious personality sup-
as a ‘‘non-contingent entity’’ (Hacking, 1999) which is the presses them from awareness by storing it in the subcon-
inevitable result of a research trajectory. More specifically, scious (Janet) or unconscious (Freud). During World War
it was discovered that PTSD is an anxiety disorder that is I, the analysis shifted from railway spine syndrome and hys-
characterized by the ‘‘reexperiencing of an extremely trau- teria to the diagnosis of a large number of soldiers with
matic event accompanied by symptoms of increased traumatogenic shell shock. Kardiner codified its characteris-
arousal and by avoidance of stimuli associated with the tic features and identified its delayed and chronic forms in
trauma’’ (American Psychiatric Association 2000:429). The the 1920s. However, only in the 1980s did the diagnosis re-
essential features of PTSD are the development of characteris- ceive official recognition and was included in the third edi-
tic symptoms that follow exposure to an extremely traumatic tion of the DSM-III. The publication of the DSM-III is
event to which afflicted persons respond with ‘‘intense fear, described by Young as a ‘‘revolutionary event’’ for American
helplessness, or horror’’ (2000:463). The events that are psychiatry. For the first time, it created a national standard
considered traumatic include, but are not limited to, mili- for ‘‘classifying and diagnosing mental disorders based on
tary combat, violent personal assault, being kidnapped, be- an ‘atheoretical’ approach’’ (Young, 1995:127).
ing taken hostage, terrorist attacks, torture, incarceration as According to Young, the inclusion of PTSD in the DSM-III
a prisoner of war or in a concentration camp, natural or was, however, not only a medical and psychiatric
220 H. Kienzler / Social Science & Medicine 67 (2008) 218–227

achievement, but included political as well as moral heated debates over the universality of war-trauma, PTSD,
debates led by American veterans of the Vietnam War. Dur- and other trauma-related disorders.
ing the 1980s, psychiatrists noted high rates of mental
health problems and self-destructive behaviour in veterans PTSD: a universalistic and cross-culturally valid
of the Vietnam War. At the same time, veterans pleaded for response to traumatic distress
a diagnostic criterion that would establish their eligibility
for disability compensation, legitimated victimhood, and The majority of psychiatrists and psychologists assume
moral exculpation through a doctor-attested and officially that traumatic experiences lead to traumatic memories
recognized disorder. Yet, Young does not mean to say that which may result in PTSD. The syndrome itself is believed
people diagnosed with PTSD do not suffer. Similar to Hack- to be a universal and cross-culturally valid psychopatholog-
ing’s notion of ‘‘interactive kinds’’ (Hacking, 1999:104), he ical response to traumatic distress (Young, 2006). However,
argues that it is possible for a thing to be real and socially mental illnesses in culturally diverse populations have
constructed at the same time since ‘‘to say that traumatic been difficult to measure. Only recently, researchers have
memory and PTSD are constituted through a researcher’s reported that reliable and culturally validated screening
techno-phenomena and styles of scientific reasoning does instruments for psychiatric distress have been developed.
not deny the pain that is suffered by people who are diag- That is, protocols and scales based on the symptom lists
nosed or diagnosable with PTSD. (.) The suffering is real; such as the DSM and ICD have been translated into local
PTSD is real’’ (Young, 1995:10). languages, thus permitting investigators to distinguish
Although scientific research on PTSD still largely focuses traumatic suffering from seemingly similar kinds of psy-
on veterans, attention is shifting to post-conflict countries chological distress (Mollica et al., 1992).
in which high rates of PTSD are reported. Trauma advocates Until the late 1980s, standardized screening instru-
working in war-torn areas across the globe claim that post- ments for measuring PTSD were mainly applied to the
traumatic stress becomes worse unless it is treated by assessment of American war veterans. Two of these mea-
Western-style approaches. For example, the WHO Report sures were the Mississippi Scale for Combat-Related Post-
on ‘‘Mental Health in Emergencies’’ (WHO, 2003) claims traumatic Stress Disorder and the Minnesota Multiphasic
that most acute mental health problems during acute Personality Inventory. However, due to the great flow of
emergency phases are best managed by the principles of refugees into the United States, the development of cultur-
‘‘psychological first aid’’. During the reconsolidation phase ally sensitive psychological tests and symptom checklists
it is recommended to educate humanitarian aid workers for assessing anxiety and depression has been promoted
and community leaders in core psychological skills such (Mollica et al., 1992). These include amongst others, the
as psychological first aid, emotional support, providing Harvard Trauma Questionnaire, the General Health Ques-
information, sympathetic reassurance, and recognition of tionnaire-28, and the Medical Outcomes Study 20. The
core mental health problems. Similarly, the Inter-Agency HTQ is the most frequently applied screening tool and con-
Standing Committee (IASC, 2007) states that it is crucial sists of a checklist for measuring trauma, torture events,
to protect and improve people’s mental health and psycho- and trauma-related symptoms. It is designed as a self-
social well-being in the midst of an emergency through (a) report scale which includes three sections. The first section
psychological first aid for people in acute trauma-induced comprises seventeen items that describe a range of trau-
distress by a variety of community workers and (b) care matic experiences; section two consists of an open-ended
for people with severe mental disorders, including severe question that inquires about the respondents’ subjective
PTSD, by trained and supervised health staff only. These descriptions of the most traumatic event(s) that they expe-
consensus criteria on approaches to trauma treatment rienced during their refuge; and the final section includes
largely ignore the criticism voiced by several researchers thirty symptom items (Mollica et al., 1992). In contrast to
who argue that no convincing evidence of the efficacy of the HTQ, the GHQ-28 is used as a community screening
the advocated practices seems to exist (Pupavac, 2002; tool and for the detection of non-specific psychiatric disor-
Summerfield, 1998). One wide spread criticism of intercul- ders in individuals in primary care settings. The mental
tural therapy is that its efficacy has not yet been proved by health status of the respective patients is measured with
quantitative measurement and that the application of psy- the help of the four subscales: somatisation, anxiety, social
chotherapy outside the European middle class milieu is dysfunction, and depression. The MOS-20, on the other
rather limited (Littlewood, 1992). hand, consists of twenty items on six different scales that
assess physical functioning, bodily pain, role functioning,
Debating war-trauma and PTSD in the social functioning, mental health, and self-perceived gen-
psychiatric arena eral health status. Generally, the three different scales are
chosen to obtain information on common, non-specific
Medical knowledge of PTSD is a social and cultural psychiatric problems; to gather information on specific
invention shaped through the therapeutic recounting of psychiatric syndromes like PTSD and related traumatic
traumatic events, the acknowledgement of stress response, events; and to get a broad understanding of the level of so-
and the production of a formal diagnosis. As mentioned cial functioning and disability in the respective population
above, there exists no agreement on the public health value under study (Cardozo, Vergara, Agani, & Gotway, 2000).
of the concept of PTSD and the appropriate type of mental Other screening tools include the Hopkins Symptom Check-
health care. Instead, psychiatrists and psychologists are list-25, the Vietnamese Depression Scale, the Zung Scale for
divided into several ‘‘camps’’ which engage in sometimes Depression, the NIMH-Diagnostic Interview Schedule, the
H. Kienzler / Social Science & Medicine 67 (2008) 218–227 221

Senegal Health Scales, the Post Traumatic Stress Disorder positive social adjustment in girls. It is concluded that these
Symptom Scale (PSS), and the Mini International Neuropsy- reactions may be understood as overcompensation by the
chiatric Interview (MINI) (Solomon, 1996). children of the survivors of a massacre, to whom the
Researchers recognize that PTSD does not occur in implicit duty to succeed has been passed on. Similar find-
everyone who has experienced traumatic events and that ings are reported by Beiser, Turner, and Ganesan (1989)
the traumatic event itself does not sufficiently explain as well as Tousignant et al. (1999), who studied Vietnamese
why PTSD develops or persists. So far, presumed risk factors and Laotian refugees in Canada. Overall, these studies rec-
are divided into two categories: (a) those pertinent to the ognize that trauma-related mental illness seem to reduce
traumatic event (severity of the type of trauma) and (b) steadily over time, but that a subgroup of people with
those relevant to individuals who experience the event a high degree of exposure to trauma has long-term psychi-
(gender, prior experiences, personality characteristics). Fur- atric morbidity. It is concluded that it is important to estab-
thermore, data have emerged that suggest biological or lish mental health services for people who have been
even genetic risk factors for PTSD (Yehuda, 1999; see also exposed to extreme trauma (McFarlane & Yehuda, 2000)
Kessler, Sonnega, Bromet, Hughes, & Nelson, 1995; Shalev, in order return them and the regions they live in into stable
2002). Populations considered generally at great risk for and productive environments (Cardozo et al., 2000).
PTSD and other trauma-related disorders are refugees, In most cases, the application of Western psychothera-
IDPs, people living in war zones, veterans of armed conflict, peutic approaches and counselling has been suggested as
and victims of a range of criminal acts such as sexual an important intervention in helping refugees and people
assault, terrorist attacks, and torture (Fairbank, Ebert, & living in war-torn areas. The currently employed treat-
Costello, 2000). Epidemiological studies focusing on these ments for PTSD focus on working through the trauma by
risk populations attempt to assess the short and long- employing traditional psychosocial, pharmacological, and
term effects of trauma on mental health and disability. A cognitive-behavioural interventions (Foa & Rothbaum,
key issue is whether psychological reactions to trauma 1998). The need for psychiatric intervention in war torn
persist over time and whether such reactions can become areas and for refugees led to the development of different
disabling (Steel, Silove, Phan, & Bauman, 2002). Research kinds of aid programs that aim at preventing and treating
that focuses on individual vulnerability following the expo- the effects of violence on mental health (Barudy, 1989).
sure to trauma includes studies on war-affected people Aid programs include international, non-governmental
from all over the world. For example, the Program in Refu- (NGO), and academic organizations which are funded by
gee Trauma conducted a study of exiled Burmese living in donations from individuals, corporations, governments,
Bangkok. The 140 participants reported an average of thirty and other organizations. The funding and delivery of hu-
trauma events, poor health, and lack of social support. The manitarian aid is increasingly organised on an international
prevalence of elevated symptom scores was 38% for depres- level to facilitate faster and more effective responses to ma-
sive symptoms and 23% for criterion symptoms of PTSD. jor emergencies affecting large numbers of people. For
Consequently, the research team concluded that the young example, the International Organisation for Migration
adults were severely affected by trauma and state that their (IOM) (http://www.kosovomemory.iom.int/htm/uniting.htm)
psychosocial well-being may deteriorate further without established a Psychological and Cultural Integration Unit
legal protection to reduce the continuing stress and vio- that addresses psychological hardships of migrants
lence (Allden et al., 1996). Other epidemiological studies through a systematic and community oriented psychoso-
on war-affected populations include surveys conducted cial approach. Past and present activities include the Psy-
with Cambodian refugees who survived the regime of Pol chosocial and Trauma Response in Kosovo, psychological
Pot (Boehnlein, Kinzie, Sekiya, & Riley, 2004; Mollica, Cui, components of the Asylum National Program, an agree-
McInnes, & Massagli, 2002); Tamils suffering from the ment with the Psychotraumatology Center in Florence,
effects of torture (Silove, 1999); Tibetans in exile (Mercer, and qualitative research on the health of migrants in
Ager, & Ruwanpura, 2005); Senegalese refugees (Tang & Europe. Other NGOs concerned with mental health and
Fox, 2001); Rwandan adolescents (Schaal & Elbert, 2006); counselling are the Auroville Tsunami Relief Effort
Bosnians (Momartin, Silove, Manicavasagar, & Steel, (www.auroville.org/tsunami/projects.htm), the Center for
2003); Kosovars (Cardozo et al., 2000), Israelis and Palesti- Survivors of Torture and War Trauma (www.stlcenterfor-
nians living in Israel (Hobfoll, Canetti-Nisim, & Johnson, survivors.org), the Center for The Victims of Torture
2006); Holocaust survivors and their children (Golier (www.stlcenterforsurvivors.org), the Medical Foundation
et al., 2002); and many more. to Train Trauma Counsellors in Kosovo (www.torturecar-
Besides vulnerability, epidemiologists consider resil- e.org.uk/about_us/overseas_work), the Program for the
ience a crucial construct within the traumatic stress re- Survivors of Torture and Severe Trauma (www.cmhswe-
sponse (Paton & Volanti, 2006). Research that emphasizes b.org/programs/pstt.html), and the War Trauma Recovery
coping and resilience in survivors includes, for instance, Project (www.umsl.edu/divisions/artscence/psychology/
investigations that document the psychosocial adjustment ctr/projectswartrauma.html).
of young Cambodian refugees in Canada. Rousseau, Drap- One of the most well-known academic projects is the
eau, and Rahimi (2003) argue that the trauma a family suf- Harvard Program in Refugee Trauma (www.hprt-camridge.org).
fered before leaving their homeland and prior to the HPRT is a multi-disciplinary program that has been pio-
teenagers’ birth seems to play a protective role at various neering the health and mental health care of traumatized
times in adolescence with regard to externalized symp- refugees and civilians in areas of conflict and natural disas-
toms, risk behaviour, school failure in boys, and fosters ters. In collaboration with Ministries of Health around the
222 H. Kienzler / Social Science & Medicine 67 (2008) 218–227

world, the organization developed a community based have significant flaws. Besides being over-inclusive, the
mental health service. Other academic institutions are the questionnaires wrongly assume that the subject under-
Bellevue/NYU Program for Survivors of Torture (www.suri- stands the question the same way as the researcher does.
vorsoftorture.org/survivors/), the Boston Center for Refu- Furthermore, it is not acknowledged that different psycho-
gee Health and Human Rights (www.bcrhhr.org), the logical conditions manifest themselves with similar mental
International Institute of New Jersey (www.iinj.org), and symptoms or that not all cognitive or affective responses to
the Latin American Collective Psychosocial Work (Barudy, distress are forms of disorder or psychopathology.
1989). The goal of these programs is to permit elaboration Other researchers criticise that the staffs of counselling
on the suffering at an individual, familial, and group level, programs are often unfamiliar with the situation they have
and to facilitate group dynamics that can trigger the poten- to address as they are ignorant of the history of the region,
tial of the victims to transform the conditions of violence its cultural, social, political, and economic systems, its
that cause and maintain their pain. former and current power structure, and its health care
However, despite their enthusiastic engagement, psy- system. With regard to the former Yugoslavia, Richter
chiatrists working in war-torn areas are often equipped (1998) writes that as a result of the news coverage, an
with inadequate resources and overwhelming demands. influx of rape trauma projects flooded into the region,
Since their own psychological vulnerability is of growing and that most of the experts arrived with full confidence
concern, they are considered to be a new risk group vulner- to put their textbook wisdom into practice, particularly
able to PTSD and trauma-related disorders (McFarlane, with regard to PTSD. However, instead of long-term assis-
2006; see also Barbanel & Sternberg, 2006; Shalev, 2002). tance they offered therapeutic ‘‘quick fixes’’ (1998:121)
which confused the people they were meant to assist and
PTSD: a EuroAmerican invention disrupted relations between them. Obviously, opponents
of mainstream trauma programs argue that it cannot be
In recent years, dissent has arisen among psychiatrists presumed that people globally understand their suffering
that challenges and even denies the validity of the PTSD through the psychology and their suffering may not neces-
concept. Critics state that PTSD is an example of how soci- sarily be addressed through therapeutic programs. What is
ety and politics have helped to create rather than discover more, the dominance of the PTSD model is believed to sup-
a mental illness. That is, psychological knowledge is the press even other approaches and silence local perspectives
product of a particular culture at a particular point in on what is helpful and important in the wake of disaster.
time and, thus, an ethnomedical system among others. Instead, critics hold that distress and suffering are not
From this point of view, intrusion-avoidance symptoms inevitably pathological responses to traumatic events, but
are related to the search for meaning, meaning is always normal existential conditions (Summerfield, 2000, 2005).
related to cultural backgrounds, and, thus, PTSD is seen to According to researchers such as Almedom, Jones, and
be the product not of trauma in itself but of trauma and Summerfield, suffering is resolved in a social context, and
culture acting together. Accordingly, the globalization of familial, socio-cultural, religious, and economic activities
Western ideas about suffering and its remedies become make the world comprehensible for people before, during
problematic in the context of other cultural and and after catastrophes (Almedom & Summerfield, 2004).
societal settings (Almedom & Summerfield, 2004; Bracken, For example, during her work as a psychiatrist in Bosnia,
1998, 2001). Jones (2004) came to realise that humanitarian programs
Summerfield illustrates this by referring to Argenti- and mental health professionals approached the subject
Pillen’s (2004) queries about whether imported Western of war trauma and children from the wrong perspective.
trauma work could contribute to a destabilisation of cultur- Disregarding their particular experiences, it was assumed
ally specific forms of Sri Lanka’s postwar organization. that traumatized children express their symptoms similarly
Argenti Pillen focuses on coping strategies employed by and that Western healing strategies would be helpful. How-
refugee Sinhalese women who live in rural slum communi- ever, the majority of children with whom Jones worked did
ties and witnessed the death and disappearance of family not fit this portrait. According to her, some of the children
members. According to her, women avoid further cycles indeed showed symptoms (such as poor concentration in
of violence by employing domestic cleansing rituals and school or nightmares) but did not see them as an illness
‘‘cautious discourses’’ that undermine the risks and poten- requiring treatment. Instead, they desired improved living
tial dangers of fearlessness. Their means of coping were, conditions, more activities, supportive teachers, employ-
however, severely challenged by non-governmental mental ment for their parents, and an end to corruption.
health organizations promoting Western style trauma Examples such as this one are employed by researchers
counselling. The latter misconceived the local practices as to reveal that it is simplistic to regard survivors as passive
war-related illnesses and equated them with Western con- vessels of negative psychological effects. On the contrary,
cepts such as PTSD, depression, and psycho-somatisation. they show that survivors act actively and in a problem solv-
Moreover, the international therapeutic model is ing way on their environment by negotiating disrupted life
blamed for employing inadequate research methods and, courses, loss of status, culture shock, and the attitude of the
as a consequence, constructs war-affected populations as host society, thereby, shaping themselves, their communi-
traumatized, hopeless, or brutalized, thus, vengeful enough ties, and ultimately the legacy of war itself (Summerfield,
to start a new cycle of violence (Summerfield, 2005). 1998; Turton, 1991). Emanating from this, it is argued that
According to McHugh and Treisman (2007), the question- we do not justice to the afflicted who have to reconstruct
naires which are usually used with all victims of trauma their lives ‘‘when we assume that they are intrinsically
H. Kienzler / Social Science & Medicine 67 (2008) 218–227 223

damaged human beings who cannot but hand this on to bridges between the clinical concerns of subjects and the
their children’’ (Summerfield, 1998:29). Thus, new ques- social and political contexts in which their experiences
tions have to be asked in order to do adequate research and sufferings are embedded (see also Kagee & Naidoo,
that does not follow a medicalised model, and, instead of 2004). Papadopoulos (2001) adopted, for example, a sys-
offering psychiatric counselling, the humanitarian aid pro- temic perspective in order to grapple with issues concern-
grams should acknowledge resilience and retain the social ing the perception of refugee families, especially in the
rehabilitation frameworks, starting with the strengthening context of supervision. According to him, the phenomenon
of damaged local capacities in line with local priorities. of refugeedom intersects a wide variety of dimensions and
is by no means exclusively of psychological nature; it
Building bridges between different healing traditions involves issues of political, ethical, ethnic, religious, finan-
cial, sociological, and ecological nature. Consequently, a sin-
The fierce debates between researchers adhering to the gle approach to refugees cannot possibly be sufficient to
universalistic and relativistic perspectives were not fruit- address its multifaceted complexity.
less. They led to the development of less radical and more However, transcultural psychiatrists do not only wish to
reflective approaches toward trauma and PTSD. That is, build bridges between clinical concerns and the clients’ cul-
approaches that incorporate selected ideas from both posi- tural backgrounds, but between different traditions of heal-
tions and that propose community oriented psychosocial ing as well. Healing is considered part of any system of
trauma intervention programs. medicine and healing practices address central values and
Similar to researchers adhering to the relativistic posi- concerns which are important for individuals and commu-
tion, transcultural psychiatrists argue that current Western nities (Kirmayer, 2004). Emanating from this, transcultural
psychiatric nosology is based on the search for discrete psychiatrists propose a community oriented approach to
disorders and, thereby, de-contextualizes and essentialises healing that combines both emic and etic approaches (Kir-
human problems. Lemelson, Kirmayer, and Barad (2007) mayer, 1989) so as to better understand local healing and
argue that Western psychiatry reflects a particular Ameri- especially coping strategies (de Jong, 2000). Up to now,
can and European view of concepts of psychopathology. It only a small number of aid programs exist that combine
is based on cultural conceptions of normality and deviance Western with traditional healing strategies. For example,
that focus solely on problems located within the individual the collaborative program of the Transcultural Psychosocial
and lack a developed conceptual vocabulary for relational, Organisation (TPO) aims at developing a multidisciplinary,
social, communal, and cultural problems. Yet, remembering collaborative, sustainable, and culturally sensitive trauma
and forgetting traumatic events depends on memory intervention program with focus on a community-oriented
systems that carve trauma not only on the body and brain, and culturally sensitive public health response to the
but also on the social and political processes that aim to psychosocial problems of refugees and victims of organised
regulate public and private recollection (see also de Jong, violence. Programs join together experience and methodol-
2004; McNally, 2003). From this point of view, mainstream ogy from public health, psychology, psychiatry, and anthro-
Western psychiatry is considered to be insufficient to pology in order to capture idiomatic descriptions of mental
explain and treat trauma cross-culturally. It is argued that health problems that fit local cultural illness experiences. In
to comprehend stories of trauma, one has to understand Cambodia, for instance, the TPO involved Buddhist monks,
that dominant forms of violence are local and collective professional traditional healers, mediums, and traditional
in nature. They are embedded in and emerge from multiple birth attendants in the intervention process (Eisenbruch,
contexts, including biological processes of learning and de Jong, & van de Put, 2004; Somasundaram, van de Put,
memory; embodied experiences of injury, pain, and fear; Eisenbruch, & de Jong, 1999). Other existing projects
narratives of personal biography; the knowledge and prac- include: the Mobile Member Care Team in West Africa
tices of cultural and social systems; and the power and (Carr, 2006); the Prevention and Access Interventions for
positioning of political struggles enacted on individual, Families of refugees from Bosnia and Kosovo (Weine,
family, and community and national levels (Lemelson 1998); Testimonial psychotherapy as discussed by Lustig,
et al., 2007; Pedersen, 2002). Weine, Saxe, and Beardslee (2004); and the Collaborative
In order to better understand war-trauma, traumatic Praxis in Chajul in the Guatemalan Highlands (Lykes,
memory, and trauma-related disorders, Pedersen (2002) 2002). All projects argue for the incorporation of traditional
postulates new research questions, these include: What is healing practices, and, thus, for a pluralist healthcare sys-
the long-term health impact of ethnic conflict, political tem. Researchers argue that the analysis that is required
violence, and wars in a given population? What about the for such an endeavour would be a phenomenological and
role of other psychosocial factors such as resilience, social cultural one that provides a common ground on which
cohesion, coping skills, the density and quality of social shared and disparate concerns of psychiatrists and social
support networks? What is the role of other social factors, scientists can be addressed and integrated (de Jong, 2004;
such as racism and extreme nationalisms, alongside Pedersen & Bauffati, 1989).
poverty and wars, in determining the health of disease
equation? These questions elucidate that researchers and Anthropological contributions to discourses on
practitioners adhering to a transcultural psychiatric per- war-trauma and PTSD
spective do not agree with critics who argue that concepts
of PTSD cannot and, therefore, should not be applied to How are social scientists and especially anthropologists
non-Western contexts. Instead, it is their goal to build involved in the discourse on and debate over war-trauma
224 H. Kienzler / Social Science & Medicine 67 (2008) 218–227

and PTSD? Are they merely detached bystanders who mon- neither assume psychological or mental illness beforehand,
itor developments of psychiatric research, take note of and nor can we claim to know the actual source of a person’s
analyse ongoing disputes between psychiatrists, and out- affliction. On the contrary, war-affected populations are
line genealogies of certain nosologies? Or are they actually often reluctant to accept Western mental health models
participating in the debates as engaged critics and innova- and are disinclined to speak to mental health specialists
tive activists who seek to provide new means for a better about their experiences, as they do not consider their
understanding of war-trauma and its related disorders? I symptoms pathological. Thus, she concludes that,
discussed the achievements of ‘‘bystanders’’ in the first ‘‘although many refugees have survived violence and loss
part of this essay and will now turn to those of the ‘‘critics’’ that are literally beyond the imagination of most people,
and ‘‘active participants’’ by relating them to current psy- we mustn’t assume that refugee status in and of itself
chiatric discourses. constitutes a recognizable, generalisable psychological
In her article ‘‘Contract of Mutual (In)Difference’’, Pan- condition’’ (1995:510).
dolfi (2003) states that we are witnessing a ‘‘massive trans- The critical assessments outlined above are certainly
formation’’ (2003:369) in the nature of global governance legitimate as a number of mainstream Western psychia-
as humanitarian networks, NGOs, and multi and bilateral trists actually deny resilience to war-affected populations
organizations are about to develop a new transnational by interpreting it as evidence of psychological dysfunction-
regime. According to her, these newly established transna- alism. Yet, the critics seem to overlook or ignore recent de-
tional regimes constitute a mobile apparatus which she velopments in (mainstream) psychiatry where researchers
defines as ‘‘migrant sovereignties’’ (2003:369). That is, not only focus on resilience but acknowledge it as crucial to
within this new world order, at least two, often opposed, the traumatic stress response. Moreover, several of the
sovereignties may coexist in one and the same national critics homogenise the psychiatric discourse on war-
territory: one is bound to a territorial entity whereas the trauma and PTSD. That is, they pay no attention to the
other results from the creation of non-territorialized forms achievements in transcultural psychiatry that is to say,
of organization like the humanitarian apparatus. The non- the latter’s willingness to actually document local ways of
territorialized forms of ‘‘power and governance’’ intervene coping and work with local healers and healing strategies.
mostly at sites of crisis and humanitarian disaster by To provide a sound critique of psychiatric approaches to
employing the rhetoric of institution building and Western healing researchers have to actually provide ethnographic
democratization (2003:370). Pandolfi illustrates this by examples of how resilience is enacted by individuals and
referring to the international presence in Albania and groups of individuals. Scattered observations of ‘‘local sus-
Kosovo in 1991 until the peak of the war. During this partic- picion of mental health workers’’ or ‘‘low take-up rates of
ular time, the international presence was immense and the psychiatric therapy’’ cannot be considered valid examples
true agents of ‘‘military-economic-humanitarian action and indicators for resilience and do not provide insight
were the various international organizations, agencies, into local healing and coping strategies.
foundations and NGOs, whose operations were shaped by The contribution of social scientists, especially anthro-
a temporality of emergency’’ (2003:370). That is, as soon pologists, does not end here. In fact, they have created
as the conflict seemed to subside and the media moved a discourse that runs parallel to psychiatric discussions on
to new battle fields, ‘‘the theatre of generosity [lost] its war-trauma and PTSD known as ‘‘social suffering’’. Like
actors’’ (2003:380). the critics outlined above, medical anthropologists as well
The contemporary humanitarian response to war as anthropologist-psychiatrists vehemently critique the
includes in addition to humanitarian aid and development medicalisation of trauma survivors as it reduces individual
agencies, NGOs and international organizations which offer subjectivities to victims and, thereupon, patients (Klein-
trauma counselling to war-affected populations. Pupavac man & Kleinman, 1997). Instead of giving those traumatized
(2001) states that due to these measurements, individual the social status of a patient; researchers argue that we
emotions cease to be personal matters but become public need to better understand exactly how individuals,
property and, subsequently, ‘‘any failure by public bodies families, and whole societies respond to violence. Thus,
to provide psycho-social programs or any failure by indi- although violence may be a very personal and subjective
viduals to take up the psycho-social support is viewed as experience, ‘‘larger social actors such as the state, inter-
socially irresponsible’’ (2001:361). For example, Pupavac national organizations, and the global media, as well as
discovered that in the post-war years, hundreds of thera- transnational flows in finances and people’’ are all involved
peutic programs had been established in Kosovo which in the creation, maintenance, and soothing of violence
presume that the population was massively affected by (Das & Kleinman, 2000:2).
trauma and, as a consequence, suffered from trauma- In order to adequately capture the impact of violence on
related disorders. individuals and communities, medical anthropologists
Such assumptions, Scott (1990) explains, partly result introduced the concept of ‘‘social suffering’’ to the aca-
from the present orientation in psychiatry that considers demic discourse. Kleinman (1995) explain that suffering
it ‘‘normal to be traumatized by the horrors of war’’ is a universal human experience in which individuals and
(1990:308) and calls for clinicians to take seriously the groups ‘‘undergo or bear certain burdens, troubles, and
patient’s war experience. The presumption of individual serious wounds to the body and the spirit (.)’’
vulnerability is, thus, the basis for psychiatric diagnosis as (1995:101). Yet, there is no one single way to suffer as
well as treatment. However, Malkki (1995), an expert in pain is perceived and expressed differently, even in the
refugees and refugee experiences, counters that we can same community. That is, local differences in gender, age
H. Kienzler / Social Science & Medicine 67 (2008) 218–227 225

group, ethnicity, religion, and economic status as well as injustice, as well as the lack of recognition and perspec-
global processes influencing local worlds turn suffering tives. Schäuble interprets his performance as a ‘‘vision’’
into a partial and complex intersubjective experience (see that is inspired by previous terrorist acts, attempting power
also DelVecchio Good, Brodwin, Good, & Kleinman, 1991; relations.
Scarry, 1985). Suffering is, thus, considered a social experi- Despite the anthropologists’ effort to promote the con-
ence in that it is first, an interpersonal engagement with cept of ‘‘social suffering’’, it barely penetrates the psychiat-
pain and hardship in social relationships; second, a societal ric discourse on war-trauma and PTSD. A rare exception is
construction that serves as a cultural model and moral the work published by Pedersen and Bauffati (1989) and
guide of and for experience; and third, a professional Pedersen (2002). According to him, it is crucial to connect
discourse that organises forms of suffering as bureaucratic immediate stressful events and economic/political
categories and objects of technical intervention (Kleinman, hardships with the broader social structure; to document
1995). Obviously, the concept of social suffering comprises non-western patterns of trauma-related conditions; and
conditions that are not initially related and comprise to assess the conditions in which medical or psychological
health, welfare, legal, moral, and religious issues, among interventions help or hinder long-term recovery from
others (Kleinman, Das, & Lock, 1997). traumatic experiences. In order to capture the complexities
For example, Scheper-Hughes (1996) sensitizes readers involved in the experience of massive trauma, Pedersen
to violent practices and sentiments committed in Brazil introduces the notion of social suffering as an alternative
and South Africa against children of the lower social strata. to the PTSD model. According to him, the notion of social
According to her, an invisible genocide is occurring against suffering is a valuable concept as it stresses the need for
street and township youths in both Brazil and South Africa. an understanding of the ways in which macro-social
These youths are considered dangerous and as a conse- dimensions interact with the micro-social in attempting
quence, certain adults not only seem to feel murderous to explain both the construction of suffering and its oppo-
toward them but act on these sentiments. Whereas upper site, the production of health.
class and white victims have names, personalities, histories,
and grieving family members, black deaths are merely Conclusion
counted or remain even undocumented. Scheper-Hughes
concludes that recognizing the everyday violence and Although transcultural psychiatrists, psychiatrists
invisible genocides practiced against the class of dangerous adhering to a relativistic perspective, anthropologist-
and endangered youths is a necessary first step in improving psychiatrists, and a considerable number of medical an-
the current and abysmal state of the children of the world. thropologists claim that only an interdisciplinary approach
Farmer (1996) points out that the experience of social leads to valid investigations, data interpretations, and sub-
suffering cannot easily be expressed by statistics and sequently intervention strategies (Eisenbruch et al., 2004;
graphs. Instead, ‘‘the texture of dire affliction is best felt Kleinman, 1980, 1985; Lemelson et al., 2007; Pedersen,
in the rough details of biography’’ (1996:263). To explain 2002), influential interdisciplinary writs leading to action
social suffering, one must embed individual biography in have not been produced in anthropological nor in psychiat-
the larger matrix of culture, history, and political economy ric journals or anthologies. A rare exception is the work of
and find how various large-scale forces come to be trans- the collaborative program of the Transcultural Psychosocial
lated into personal distress and disease. An example that Organization that aims at integrating public health
connects biography to wider societal contexts is provided workers, psychologists, psychiatrists, and anthropologists.
by Schäuble (2006) who illustrates how the traumatic Psychiatrists seem to be captured by their internal
experience of the Croatian militant conflict and subsequent dispute with regard to the universality of war-trauma and
affliction are dealt with on an individual level. She draws on PTSD. As outlined above, the two most polar positions are
an ethnographic example of a carnival episode in which (a) those who try to validate PTSD as a universal and
one of her key informants dressed up as a ‘‘suicide bomber’’ cross-culturally valid psychopathological response to trau-
and employs the concept of ‘‘imagined suicide’’ to interpret matic distress which may be cured or ameliorated with
different layers of meaning. Marko’s costume consisted of (Western) clinical and psychosocial therapeutic measures
a mount of a discarded backpack on which he attached and (b) those who argue that the Western discourse on
two parallel gas cartridges equipped with pointed tips trauma only makes sense in the context of a particular
and small blinking green and red lamps. The finishing cultural and moral framework and, therefore, becomes
touch was provided by a cardboard sign that read ‘‘Hello problematic in the context of other cultural and social
America, greetings to your twins! See you again next settings. Although these positions seem mutually exclusive,
year!’’ Schäuble argues that the terrifying concept of Mar- their debates have led to the development of less radical
ko’s play refers less to terrorism itself ‘‘than to the violence approaches toward war-trauma and PTSD. These
he has experienced during war and still experiences within approaches question the validity of most cross-cultural
his own body’’ (2006:8). His fears are not only connected to research on PTSD as it fails to consider indigenous expres-
the direct effects of his military service but to other, societal sions of disorder, idioms of distress, and ethnocultural
factors. Like most young men, he went to war before com- sensitivities in assessment including instrument norms,
pleting his education and as a consequence, hardly had the formats, language, and concepts. At the same time, they
chance to train and qualify for work today. Thus, his trauma admit that responses to a traumatic event may share
is enhanced by factors including low economic status, fi- some universal features, especially as the trauma becomes
nancial dependency, the feeling of government sanctioned more severe. Thus, they conclude that ethnocultural factors
226 H. Kienzler / Social Science & Medicine 67 (2008) 218–227

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I would like to thank Allan Young and Duncan Pedersen anthropology. In T. Schwartz, G. White, & C. Lutz (Eds.), New directions
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the paper and Cees van Dijk for helping me to think things Harvard University Press.
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