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X-RAY DIFFRACTION SIMULATION USING LASER POINTERS AND

PRINTERS

Neil E. Johnson Department of Geology, Appalachian State University, Boone, NC 28608, Johnsonne@appstate.edu

ABSTRACT tation of X-ray diffraction patterns originated with Sir


Laurence Bragg round about 1938, and it has been devel-
The conceptual leap from point array to diffraction pat- oped in many directions in the following thirty-five
terns has long been recognized as challenging. For more years.” The intention was to use it as a visualization aid
than sixty years it has been known that an analogy can be for researchers as well as a teaching tool, but in order to ac-
drawn between optical and X-ray diffraction, requiring complish this “scaling up” of the diffraction process, a
only a source of monochromatic light and an array of scat- source of light with a narrow range of wavelengths and an
terers with spacings of 50 - 200 µm. Inexpensive lasers ful- array of scatterers with spacings in the range of 50 - 200 µm
fill the first requirement, but the second has been were required. Initial light sources consisted either of
problematic due to difficulties in producing scattering ar- monochromatic sources such as sodium vapor lamps or of
rays. A number of approaches have been used, including intense white light passed through a narrow bandpass in-
pantograph reduction, several types of photographic re- terference filter (Taylor and Lipson, 1965). These types of
duction, and even standard sieves, but all require signifi- sources provided limited intensities due to the need for a
cant preparation, limiting in-lab experimentation. small aperture to create a point source (Figure 1), but this
Laser printers with resolutions of 600 or 1200 dots per problem was eliminated by the use of lab bench lasers
inch (one dot per 42 or 21 µm) are inexpensive and readily (Harburn and Ranniko, 1972). Today, laser diode pointers
available. Improvements in the screen magnification capa- that easily meet the requirements can be purchased
bilities of common graphics software allow students to cheaply, so obtaining sources of light for students to use is
create and modify arrays, print them on transparencies, no longer a problem. Producing arrays of scattering cen-
and illuminate them with laser pointers. Introductory ex- ters is another matter, as creating a grid of pinholes with a
amples can demonstrate basic principles, whereas ad- consistent spacing of approximately 0.1 mm is well be-
vanced examples can illustrate plane lattices, stacking yond the freehand motor skills of most everyone.
faults or even powder diffraction. The turnaround time Scattering arrays were first produced by hand, mak-
from idea to observation is as little as a few minutes, al- ing use of almost forgotten pantographic reduction tech-
lowing students to experiment with near real-time feed- niques (Taylor and Lipson, 1965) that would take a
back. previously drafted array and scale it to the requisite size.
Subsequent methods made use of photographic reduc-
Keywords: Education - graduate; education - undergrad- tions, either using modified pantographs, exposure of film
uate; geology - teaching and curriculum; mineralogy and on a device similar to modern drum scanners (Harburn
crystallography. and others, 1974) or by photographic etching of metal
plates (Hill and Rigby, 1969). The time and effort required
INTRODUCTION to produce appropriate scattering arrays by these meth-
ods was considerable, which explains why the work on
Teaching students how to collect and examine data on a this topic commissioned by the International Union of
computer-automated powder diffractometer is not a chal- Crystallography (Harburn and others, 1975) consists of 32
lenging task. Although some have ventured into more il- pages of text (half of these being a French translation of the
lustrative exercises that make substantial use of modern other half) combined with 32 two-page plates of the scat-
diffractometer software (Horton, 1994; Brady and New- tering arrays and their diffraction patterns. As pointed out
ton, 1995; Hluchy, 1999), instruction consists principally of by Brady and Boardman, (1995), it is not surprising that al-
demonstrations of the mechanics (physical as well as com- though some use was made by British mineralogists, the
putational) of X-ray diffraction, superficial discussions of techniques were virtually unknown to Americans.
the principles, followed by on cue recitations. The results This unfamiliarity began to be reversed by two semi-
reflect this; students enjoy the chance to do something nal papers that simplified the means of obtaining arrays
hands-on, usually appreciate some of the applications, but for class use. Lisensky and others (1991) created printed
miss a deeper understanding. This is through no real fault scattering arrays using a personal computer and a laser
of the students: what could be more “black-box” than pro- printer, then photographed them with 35 mm slide film.
cedures whose results are dependent on the arrangement, By creating the patterns at the maximum magnification
spacing and type of atoms in crystals? available in the software (»2X), the photographic reduc-
The recognition of this obstacle, and of the ideal tion resulted in arrays with minimum spacings of 50 µm.
means of surmounting it, date back to the earliest work in The slides could be easily mounted and illuminated with a
X-ray diffraction. As noted by Harburn and others, (1975) laser pointer for demonstrations. Brady and Boardman
“The idea of using optical analogues to aid in the interpre- (1995) furthered this idea, realizing that among other

346 Journal of Geoscience Education, v.49, n.4, September, 2001, p. 346-350


Figure 1. Schematic arrangement of elements used in Figure 2. (A) A square scattering array as viewed on a
original optical diffraction demonstrations. S: light 72 dpi computer monitor with a one centimeter bar
source; F: narrow bandpass interference filter; L1-3: for scale. (B) The same array at 32X magnification.
lenses; P: pinhole aperture; A: scattering grid; F: focal The apparent differences in the arrays are due to mon-
plane. Modified from Harburn and others (1975). itor interpolation at the lower magnification. Com-
pare the centimeter scale to that in A. (C) Diffraction
pattern resulting from this square array.
things, standard sieves of appropriate sizes could also be
used for such demonstrations. They also demonstrated The scattering arrays for a prior presentation (John-
the similarities between the optical diffraction patterns son, 1999) and for the figures herein were created using
and precession photographs, and even extended the anal- graphics software and printed on a high quality laser
ogy to the point of simulating Debye-Scherrer geometry printer. The software was set at its maximum screen mag-
by suspending a line grating into a fishbowl lined with pa- nification (32X), with an alignment grid of 0.1 mm, and in-
per. A computer variant of this, in which all of the diffrac- cluded as a reference was a one cm scale bar marked off in
tion information is calculated and displayed, is also mm steps. The individual points for the scattering array
available (Neder and Proffen, 1996). are periods (.), at a type size of one point (Figure 2); after
This recent work has gone a long way towards the an initial point was aligned on the grid, it was duplicated
goal of allowing students to discover for themselves what and its position adjusted pixel by pixel with the cursor
occurs in the process of X-ray diffraction, but still contains keys. When a row was completed, it was duplicated and
an important obstacle: all of the scattering arrays must be its position adjusted, and the process is repeated to pro-
created ahead of time. Students may choose from any of duce an array of sufficient size (»60 X 60). The photo-
the previously prepared options, but cannot manipulate graphs of the resultant diffraction patterns were produced
the arrays to determine the results with direct feedback. by placing the laser pointer and tranparencies on make-
shift supports at one end of a lab bench in a darkened
DIRECT PRODUCTION OF SCATTERING AR- classroom, a flat cardboard target on the opposing wall,
RAYS and mounting a camera between the two on a tripod to al-
low for longer exposure times.
Perhaps the most unappreciated aspect of the personal The geometry of the diffraction processes applicable
computer revolution has been the parallel revolution in to these patterns are readily available elsewhere (Brady
personal computer output. Twenty years ago dot matrix and Boardman, 1995; Hammond, 1997; Harburn et al.,
printouts were perfectly acceptable but today we expect 1975; Putnis, 1992), so only a brief mention will be made
resolution and quality from printers virtually indistin- here. Passing a laser beam through a single plane of scat-
guishable from that of commercial presses. For nearly the terers is explained by the Fraunhofer equation (nl = d sin
same price as a 300 dot per inch (dpi) laser printer a dozen f), where d is the spacing between points within the plane
years ago, printers are available with ten times the speed (Figure 3). In contrast, Bragg diffraction (nl = 2d sin q) is
and four times the resolution, meaning an inexpensive (» three dimensional, and d is the spacing between planes.
$500) laser printer can image dots with separations as Constructive interference occurs when the additional dis-
small as 42 µm (600 dpi resolution). Improvements in tances traversed by parallel scattering rays equal an inte-
graphics software have matched the abilities of the output gral number of wavelengths; in the Bragg case this
devices, allowing for the direct manipulation of graphics additional distance is traversed twice. The two geometries
on the computer screens at magnifications over 30X. The are sufficiently similar that once students grasp diffraction
end result is that scattering arrays can be created, edited in the Fraunhofer geometry, it is an easy step to an under-
and printed directly onto clear overhead transparencies standing of the Bragg case (Brady and Boardman, 1995).
with no post-printing reduction requirements: straight The photographed diffraction patterns frequently dis-
from the laser printer to the laser pointer. play direct beam fringes and satellite reflections in addi-

Johnson - X-Ray Diffraction Simulation Using Laser Pointers and Printers 347
Figure 3. The geometry for Fraunhofer diffraction ver-
sus that for Bragg diffraction. The equation resulting
from the Fraunhofer case is nl = d sin f, whereas in the
Bragg case is nl = 2d sin q. Modified from Lisensky et
al. (1991).

tion to the main reflections, due to the use of the laser


pointer as a source. Although each of the printed arrays is
relatively large (1 – 4 cm2), the typical beam diameter of a
laser pointer is only about three mm, so only a fraction of
the array diffracts at any one time. In some cases, the satel-
lites and fringes can obscure parts of the diffraction pat-
tern. This can be solved by using a bench top laser fitted
with a series of lenses that expand the beam diameter
while maintaining collimation. Such laser beam expand-
ers are commercially available from laboratory optics ven-
dors. Figure 4. (A) A square scattering array with a larger
unit cell than that in Figure 2. (B) Resultant diffrac-
EXAMPLES tion pattern. (C) A diamond scattering array. (D) Resul-
tant diffraction pattern. (E) Randomly oriented crys-
tallites. (F) Resultant powder pattern. Illuminating dif-
The examples included here include some of the basic and ferent areas of the array with a laser pointer will pro-
some of the more advanced applications that are possible. duce complete or “spotty” rings, depending on how
Figure 2A is an example of how a basic square array ap- many crystallites are illuminated, and tracking the
pears at normal (1X) magnification, whereas 2B is the beam across the array makes the rings more evident.
same array at 32X, and 2C shows the diffraction pattern
that results. Figure 4A is a square with a much larger unit organized, whereas using a laser pointer results in more
cell, and 4B is the pattern showing the apparently diffuse and “spotty” rings, which (if desired) can be com-
counterintuitive result: a larger number of more closely pared to poorer quality Debye-Scherrer films. In this case,
spaced spots. This demonstrates the reciprocal relation- the appearance of the ring is enhanced by tracking the la-
ship between a scattering array and its diffraction pattern, ser beam across the array (or vice versa); the ring will re-
an observation that can stand on its own or lead to discus- main in place while the randomly scattered points move
sions about reciprocal space. Arrays representing the At a more advanced level, the ability to directly ma-
other four plane lattices are reasonably simple to create. nipulate individual scattering points or rows and/or col-
As an example, Figures 4C and D show a diamond array umns of points allows for the creation and discussion of
and the resultant diffraction pattern. more subtle diffraction effects. Figure 5A displays a series
Of the simple patterns, perhaps the most interesting of stacking faults: the horizontal layer offsets are one-third
can be found in Figure 4E, showing a small fragment of a and two-thirds of the horizontal cell dimension, and the
rectangular array adjacent to a large number of duplicates fault probability for each layer is 0.5. The diffraction result
of that same fragment, each rotated by random amounts (Figure 5B) is the production of numerous satellite reflec-
and directions in the plane of the page. These represent in- tions along with the first-order spots in same direction as
dividual crystallites, so the pattern that emerges (Figure the faulting, which can be contrasted with the lack of extra
4F) consists of a ring – a powder pattern. A bench laser reflections for the zero-order spots and for higher order
with an expander lens set will illuminate a large area of the spots in the unfaulted direction. Figures 5C and D demon-
array, producing more rings that are sharper, and better

348 Journal of Geoscience Education, v.49, n.4, September, 2001, p. 346-350


Figure 5. (A) Stacking faulted array, with offsets of 0, 1/3 or 2/3 of the horizontal cell dimension. (B) Resultant
diffraction pattern with satellite reflections adjacent to first-order diffraction spots. (C) Modulated array with a
modulation periodicity of 6 layers. (D) Resultant diffraction pattern. Note weak satellite reflections that are
symmetrically offset from the principal zero-order spots.

strate structural modulations and their effect; satellite re- modification, changing the size or darkness of the periods,
flections that are symmetrically offset from the layer lines. can lead to a consideration of structure factors.
The use of a benchtop laser in this case will allow the satel-
lites to be resolved more clearly. ACKNOWLEDGMENTS

SUMMARY This work is an outgrowth of experimentation in crystal


chemistry classes at Appalachian State over the past few
The challenges inherent in asking students to think about years and I thank the students in those classes for their
and work with abstract concepts are well-known, and al- feedback and their patience with my partially formed
though laboratory structure models provide a hand-hold ideas. The experimentation was inspired by a demonstra-
for grasping the atomic scale abstraction of a crystal struc- tion of laser diffraction by John Brady at GSA in Boston in
ture, envisioning an interaction between these models and 1993. Richard Abbott provided helpful comments, both in
radiation remains at a further layer of abstraction. One development and in the preparation of this manuscript.
major advantage of this optical approach as an introduc-
tion to X-ray diffraction is the (intentional) lack of format. REFERENCES
Any or all parts can be utilized as demonstrations, as
planned exercises (see appendix for examples), or as un- Brady, J.B. and Boardman, S.J., 1995, Introducing
structured investigations, but it is the last of these that pro- mineralogy students to X-ray diffraction through
vides the most promise. By allowing students to create optical diffraction experiments using lasers: Journal
and diffract on their own, they can discover for them- of Geological Education, v. 43, p. 471 - 476.
selves the physical reality behind the instruments they Brady, J.B. and Newton, R.M., 1995, New uses for powder
will be using. Another advantage is the access provided to diffraction experiments in the undergraduate
many levels of further discussion. Initially, students are curriculum: Journal of Geological Education, v. 43, p.
curious about the effect of leaving out or moving single 466 - 470.
points in a scattering array; their surprise at the lack of a Hammond, C., 1997, The basics of crystallography and
visible effect can be leveraged into a discussion of how diffraction: Oxford, Oxford University Press, 249 p.
X-rays provide an average structure. Another common Harburn, G., Miller, J.S. and Welberry, T.R., 1974, Optical -
diffraction screens containing a large number of

Johnson - X-Ray Diffraction Simulation Using Laser Pointers and Printers 349
apertures: Journal of Applied Crystallography, v.7, p. Johnson, N.E., 1999, Optical transforms redux: Creating
36-37. diffraction gratings on a laser printer for X-ray
Harburn, G. and Ranniko, J.K., 1972, An improved optical diffraction simulation: Geological Society of America,
diffractometer: Journal of Physics E: Scientific Abstracts with Programs, v. 25, A-347.
Instrumentation, v. 5, p. 757-762. Lisensky, G.C., Kelly, T.F., Neu, D.R., and Ellis, A. B., 1991,
Harburn, G., Taylor, C.A., and Welberry, T.R., 1975, Atlas The optical transform, simulating diffraction
of optical transforms: London, G. Bell & Sons, 32 p. experiments in introductory courses: Journal of
Hill, A.E. and Rigby, P.A., 1969, The precision Chemical Education, v. 68, p. 91-96.
manufacture and registration of masks for vacuum Neder, R.B. and Proffen, T.H., 1996, Teaching diffraction
evaporation. Journal of Physics E: Scientific with the aid of computer simulations: Journal of
Instrumentation, v. 2, p. 1084-1086. Applied Crystallography, v.29, p. 727-735.
Hluchy, M.M., 1999, The value of teaching X-ray Putnis, A., 1992, Introduction to mineral sciences:
techniques and clay mineralogy to undergraduates: Cambridge, Cambridge University Press, 457 p.
Journal of Geological Education, v. 47, p. 236 - 240. Taylor, C.A. and Lipson, H., 1965, Optical transforms.
Horton, R.A., Jr., 1994, X-ray diffraction as an instructional Their preparation and application to X-ray diffraction
tool at all levels of the geology curriculum: Journal of problems: Ithaca, Cornell University Press, 182 p.
Geological Education, v. 42, p. 452 - 454.

APPENDIX A - OUTLINE OF SAMPLE LABORATORY EXERCISE

Goals

Demonstrate the process of diffraction and the important features: basic trigonometric relationships, reciprocal re-
lationships of distances between scattering points and diffraction spots, effect of wavelength on diffraction pattern.

Procedures

Introduce the concept of the diffraction of light (introductory physics texts usually contain a useful discussion). Ex-
plain the process, with emphasis on constructive versus destructive interference and introduce the Fraunhofer
equation. Set up a laser (bench laser or inexpensive pointer of wavelength 650 nm) and a primitive square scattering
array printed on clear overhead transparency at one end of classroom. Place a target at other end of classroom
(square ruled graph paper is convenient). Make certain that students do not look down direct laser beam. Have stu-
dents measure distance from scattering array to target (Floor Distance or FD) and horizontal or vertical distance
from direct beam spot to diffracted spot (Spot Distance or SD), then use this data and simple trigonometry to calcu-
late the diffraction angle (phi). Note that for FD >> SD, f = sin f. Using the Fraunhofer equation and known laser
wavelength, calculate the separation between scattering points (d). Measure several spot distances in this manner
and calculate and average value for d. Compare this measured d with value of d used to create scattering ray.

Change the wavelength of the light source (different color laser) and repeat experiment, which will demonstrate
that the results are independent of wavelength used to make the measurements. Repeat the experiment using a
primitive square array of different d, to demonstrate the reciprocal relationship between the diffraction pattern and
actual scattering array. Introduce the Bragg equation and compare and contrast this with the Fraunhofer equation.
Provide students with precession photographs, known camera distance (CD to replace FD) and x-ray wavelength.
Have students calculate d-spacings for crystal.

Further Directions

Using the concepts of Miller indices, have the students index the spots on the primitive diffraction pattern. Provide
the students with a centered square array to index and determine d-spacings for the crystal. Discuss the effects of
centering on diffraction patterns.

In a computer lab, provide students with the graphics software used to create the scattering arrays, a sample array
(or two) to edit, and blank overhead transparencies. Direct students to edit the arrays as they see fit, print them out,
and describe the effects the changes have on the diffraction patterns. Students may also be organized into groups for
this exercise, with each group required to present their results to the class.

350 Journal of Geoscience Education, v.49, n.4, September, 2001, p. 346-350

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