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Progress in Planning 76 (201 1) 1-61

Review
Clarifying and re-conceptualising density
Christopher T. Boyko *, Rachel Cooper
ImaginatwnLancastec Lancaster Institute for the ContemporaryArts, Lancaster University, Lancaster U 1 4 W United Kingdom

Abstract
As a spatial concept, density is a useful tool in predicting and controlling land use. However, policymakers, practitioners,
academics and citizens are often uncertain about how density, and especially higher densities, can be best utilised to create and
nurmre the design of urban environments. Barriers related to definitions, calculations, concepts and correlations with relevant
issues prevent people from understanding density beyond a simple ratio of units to area. More needs to be done to show
that density plays a key role in planning, architecture and urban design, and that discussions of density cannot be done in
isolation of a whole host issues found in the built and natural environment. To that end, this paper aims to clarify some of the
issues surrounding density, particularly about available definitions, calculating terns, the advantages and disadvantages of
increasing densities in cities and uncovering relationships between density and issues pertinent to the design of urban
environments. With these relationships in mind, a new way of visualising density is then offered-through a taxonomy of
density4hat categorises density into its component parts, allowing scholars, policymakers and practitioners to understand
what aspects of density have been examined and what gaps are still present. Finally, a re-conceptualisation of density is
presented, illustrating that density is more than a quantitative calculation that exists on its own; rather, for density to be
considered as an integral part of the urban environment, both 'hard' (i.e., quantitative) and 'SOW(i.e., qualitative, contextual)
elements must be included.
0 201 1 Elsevier Ltd. All rights reserved.
Keywords: Density; Taxonomy; R~conoeptualisation

Contents

1. Introduction .........................................................................
2. Researchstrategy ......................................................................
2.1. Limitations .....................................................................
3. Definitionsofdensi.....................................................................
3.1. Issues to consider when calculating density. ..............................................
4. The advantages and disadvantages of higher urban densities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4.1. Advantages of higher urban densities ..................................................
4.2. Disadvantages of higher urban densities ................................................
4.3. Issues when considering the advantages and disadvantages of higher urban densities .................
5. Relationshipswithdensity ..............................................................

* Corresponding author- Tel.: +M Q 1524 $10876; f a : +44 0 1524 594900.


E-mail addnss: c.boyko@lancaster.ac.uk (C.T.Boyko).

0305-9006%-see front matter @ 2011 Elsevier Ltd.AU rights reserved.


doi: 10.101 6/j.prn~.U)ll .M.001
C.Z Boyko, R. Cooper/Pivg~~ss
in Planning 76 (2011) 1 4 1

5.1.Housing affordability and density. . . ...... . . . . . ....... . . ....... . .. 18


5.2.Dwelling type, density and mental well-being . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
5.3. Rivacy, community and density. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5.4. Crowding, density and (mental and physical) well-being. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
5.5. Dissatisfaction, neighbourhood problems, perceived quality and density . . . . . . . . . . . . . . . . . . . . . . . . . . U)
5.6. Human diversity and density . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
5.7. Streets with shops, density and mental wellbeing. . . ....... . . ....... . . . . . ..... . . . . ........ . 21
5.8. Crimeanddensity ............................................................... 22
5.9. Alcoholism anddensity.. ..... . . . ...... . . . . . ....... . . ....... . . . . . ..... . . . . ........ . 22
5.10. Brownfield re-development and density. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
5.1 1. Biodiversity and density . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
5.12. Pollutants and density. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
5.13. Temperature, air flow, buildings and density . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
5.14. Energy use and density. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
5.15. Businesses, business location and density . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
5.16. Government expenditure and density . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
..
5.17. Physical activity and density . . . . . . . . . . . . . . .. ... ... . . ...... ....
...... ...
. . . . . . . . . . . 25
5.18. Travel demandmehaviour and density. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
5.19. Table of density studies. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
6. Ataxowmyofdensity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
6.1. Studies by density type. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47
6.2. Studies by density relationship. . . . . ...... . . . . . ....... . . ....... . . . . . ..... . . . . ........ . 49
7. Conclusions: a re-conceptualisation of density. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51
7.1. Densitypolicy .................................................................. 52
Acknowledgements ................................................................... S3
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . - . . . . 53

1. Introduction 1990; HM Treasury, 2006; Jenks et al., 19%; ODPM,


2000,2005,2006; Williams, 2000, 2009). This may be
Of all the attributes that characterisea city, there can due to significant academic inte~stin the social impacts
be little doubt that proximity is the most crucial of density (cf. the compact city v. sprawl debate, Barton,
2000; Breheny, 19% 1992b;Burton, 2002; CEC, 1990;
because of its generative power: building and
population density, compactness of built form, Dempsey & Jenks, 2010; DOE, 1992a; ECOTEC, 1993;
concentration of people, nearness and choice of Elkin, McLaren, & Hillman, 1991; Evans, Aiesha, &
Food, 2009, Ewing, 1997; Freeman, 1992; Haughey,
desired destinations and the constant buzz of
transaction and interaction are all expressions of 2005; Haughton & Hunter, 1994, Hillman, 19%;
proximity and its outcomes (Grammenos, 10 Jabareen, 2006,Jacobs, 1961;Jenks et al., 1996;Lindsay,
February 201I). Williams, & Dair, 2010; Marshall, 2010; Neuman, 2005;
Newman & Kenworthy, 1989, 1992; Raman, 2010;
Density is a key concept in planning, architectureand Rudlin & Falk, 1999; Scoffham & Vale, 1996; Skinner,
urban design (Rapport, 19751, as it helps to describe, 2006; Stmtton, 1996; Urban Task Force, 1999, 2005;
predict and control the use of land (Berghauser Pont & Williams, 2000, Williams, Joynt, & Hopkins, 2010; cf.
Haupt, 2007;DETR, 1998). It is also shaped by a city's the New Urbanism literature, Calthorpe, 1993; Congress
age, history, context, culture, geography, policies, for the New Urbanism, 1996; Katz, 1994; Urban Task
attitudes and economy (Smith, 1984). Many cities in Force, 1999), as well as renewed practical interest over
Europe, the UK and Australia, as well as some cities in resource use, the need to reduce car travel and heightened
North America, advocate creating higher densities environmental awareness-particularly since the Rio
through policy (Jenks, Burton, & Williams, 19%; Declaration of 1992 (DETR, 1998).
Neuman, 2005; see CEC, 1990, City of Vancouver, In addition, it is suggested that notions of density
2008; DCLG, 2006, Department of the Environment and play an integral part in achieving sustainable develop-
Local Government, 1999; DETR, 1998; Gillham, 2002; ment (DETR, 1998; Haughey, 2005; Jenks & Dempsey,
Haughton & Hunter, 1994, 2003; HM Government, 2005; Jenks et al., 1996; Owen, 2009; Urban Task
C.I: Boyko, R. Cooper/Progmss

Force, 1999,2005; Williams, Burton, & Jenks, 2000) as proposed density figures for a neighbourhood and
well as in mitigating and adapting to climate change allow or disallow new dwellings in the area). To
(Wiiliamset al., 2010). As the advisors of the City of operate within an effective planning system, clear and
Vancouver's (2008) EcoDensity policy state: "a city simple guidance is needed about the role that density
cannot talk seriously about sustainability without plays in the design and development of the urban
talking about density" (p. 7). They firmly believe that environment, including how it is defined and
an approach to density that is both well-designed measured. There must be scope, however, to allow
and strategic can foster more holistic communities, for some interpretation within policy, as contextual
which include improved transportation, affordable factors will undoubtedly shape how an area perceives
housing, a strong economy and energy efficiency (cf. and considers density (DETR, 1998).
the Location Efficiency Calculator, created by The Continuing to think about only one or two types of
Prince's Foundation. 2009). density and not communicating with relevant deci-
Whilst density is crucial to managing the long- sion-makers and stake-holders about the two-way
term sustainability of urban environments, some relationship between density and other urban issues is
concerns have arisen about its vagueness (Alexander, not useful for today's cities. This paper attempts to
Reed, & Murphy (1988); Churchman, 1999; Fisher, address these concerns via two principle aims: (1) to
1999). Critics have argued that density may be bring some clarity to the complexity surrounding
problematic to define because it is dependent on what density in terms of definitions and metrics and (2) to
kind of density is being explored (e.g., urban, re-conceptualise density in new ways, demonstrating
dwelling, people) and how that density is defined, that there exists multiple densities and that there is
conceptualised and assessed. Furthermore, there value in thinking more broadly about how the concept
appears to be an over-emphasis on dwelling density influences and is influenced by issues within the
as the principle density type mentioned in policy; this urban environment. In fulfilling these aims, the
has the effect of inevitably passing over other, equally paper's original contribution to knowledge may be
important densities within the urban environment identified: to enable decision-makers to use new
(DETR, 1998). There also is ambiguity about how conceptualisations of density to move beyond the one
information and data about density is collected, or two types of density usually considered in policy
summarised and analysed, with much variation and practice (i.e., dwelling, population), and to think
existing (Harris & Longley, 2000). Finally, research more broadly about what density is within the design
and policy sometimes appear to suggest two opposing of urban environments. Moreover, decision-makers
views about increasing density in cities. For example, can use the re-conceptualisations to uncover relation-
some studies have shown that, on average, people ships between density and other urban environment
have a preference for lower versus higher density issues that they may not have been aware of, and
housing (CABE, 2005; HATC, 2006; Howley, Scott, work with other professionals to better understand
& Redmond, 2009; Newton, 2010), or have negative how these relationships affect the design of urban
reactions to higher densities in existing urban areas environments.
(Burton, Williams, Jenks, & Entec 1998, as cited in Beyond Section 1, Section 2 outlines the research
Williams, 2009; CABE, 2005; DiPasquale & Whea- strategy used in compiling this paper. Section 3
ton, 2006; Shultz & King, 2001; Song & Knaap, elucidates relevant definitions and metrics and flags
2003). However, policy advocates in many cities and up issues to consider when calculating density.
countries have pushed for higher densities, believing Section 4 discusses the advantages and disadvantages
it to be the panacea for sustainable living. Unfortu- of increasing urban densities. Section 5 outlines key
nately, such policies may not take into account relationships between density and a variety of issues
people's perceptions and feelings, nor the potential relevant to planning, architecture and urban design, as
tensions and trade-offs that are found between density found in the academic literature. In Section 6, an
and a host of different issues. This lack of clarity innovative way of visualising density is desctibed-
between research and policy can lead to policy- known as a taxonomy of density-which uses
makers focussing on only one density type or information from a selection of the relationships,
choosing density figures that are not based on sound taken from Section 5. The taxonomy helps to
evidence. Doing so may affect the value of sites and illustrate what types of density are most often studied
result in unintended consequences (e.g., including a and where gaps exist in the literature. Building on the
public park in net density calculations could change previous section, the final section presents an analysis
*ss in Planning 76 (2011) 1 4 1

of the relationships and re-conceptualises density to conceptual modelling, and, therefore, were not seen
incorporate both 'hard' (i.e., the quantitative calcula- as relevant to an empirical review of density and
tion of density) and 'soft' (i.e., qualities of the design in urban areas. Approximately 250 references
physical and ambient environment, and people's were examined for this review and 75 studies were
behaviours, needs and perceptions) dimensions. chosen for inclusion.
Understanding that density is more than a ratio of For the last section of this paper, which involved the
units to area, that it involves thinking about context creation of the taxonomy of density, the authors
and other qualitative issues, is fundamental to brainstormed ideas. Initially, they looked at the simple
broadening decision-makers' awareness of the spatial definition of density-a number of units in a
wider impact of density on the design of wban given area-and thought about all the different kinds of
environments. density with which they were familiar and wrote them
down (i.e., types that would fit under the unit part of the
2. Research strategy definition). They also spoke with nine experts on
density, architectwe, urban design, planning, the built
The research strategy adopted for the first five sections environment, regeneration and sustainability, who
of this paper is a review of the notion of density and of the were able to generate additional density types and
science behind it. The review had fow objectives: (l) to validate the ones developed by the authors. At this
obtain an understanding about the phenomenon of point, the density types ranged from quite general (e.g.,
density; (2) to begin creating a taxonomy of density; population density) to quite specific (e.g., density of
(3) to collect evidence of the relationships between religion). The authors then clustered the different
density and other concepts and; (4) to re-conceptualise density types according to similarity and level of
density. specificity (e.g., density of lakes, density of forests,
To start, key, density-related publications in the density of cropland together) and then gave each cluster
fields of urban planning, urban design, built environ- a heading (e.g., natural form). When completed, there
ment, environmental psychology and sustainability were five clusters(two additional clusters were formed,
were reviewed to obtain a basic understanding of relating to the a m part of the delinition): naturalform,
density (e.g., Chwchman, 1999; DETR, 1998; built fonn, mobile material form, static fonn and
Forsyth, 2003; Rapoport, 1975). l b o additional people.
review techniques then were used: snowball referen- The authors felt that the best way to convey the
cing and online database sampling. With snowball density types was through a taxonomy, which classifies
referencing, the references from the key, density- information in an ordered manner to indicate relation-
related publications were examined. Those references ships. Using the clusters and headings, the taxonomy
that were relevant (i.e., the publication title seemed was laid out with five tiers, illustrating the different
appropriate for the topic of density and the design of density types and their relationship to one another (see
urban environments) were chosen and the snowball Fig. 1, and see Section 6 for more explanation of the
referencing process continued. Regarding online taxonomy). As with the density types, the experts
database sampling, the authors searched various validated the taxonomy through discussions with the
databases (e.g., Academic Search Complete, GEO- authors.
BASE, JSTOR, ABI/INFORM Global, ScienceDimt, Once the taxonomy was prepared, information about
Web of Science on Web of Knowledge) using a the different density types used in 75 studies, shown in
number of keywords related to density. The keywords Fig. 16, was added to obtain the frequency with which
included 'density', 'urban density', 'design', 'built each density type was mentioned. This exercise allowed
environment', 'physical environment' and 'wban the authors to understand what types of density are, or
environment'. From an initial examination of the have been, studied and what gaps in the literature on
database results, relevant publications were chosen, density exist.
based on publication title, abstract and whether or not
density could be directly manipulated or found to
mediate another relationship (e.g., urban density
influences crime rates). The publications not chosen This review possesses several limitations. First, the
from the database results often discussed density as it authors could have searched more online databases to
related to other issues (e.g., medical issues, such as find studies for this paper (e.g., JSTOR, PsycINFO).
bone density), or which explored theories and Additionally, as only 75 studies were examined in
C.I: Boyko, R. Cooper/Pmgmss in Planning 76 (2011) 1-61

Fig. 16, they are probably not representative of all the not one accepted measure that is employed by
studies about density relating to the design of the everyone (Churchman, 1999; Forsyth, 2003). In
urban environment. Nonetheless, the studies do give a calculations of density, for example, the numera-
good sense of the density types most likely to be tor-the number of units-and/or denominator-
researched as well as the wide variety of variables that usually the base land area-may differ (e.g., the
can be explored in relation to density. number of people per hectare vs. the number of
Second, although all of the 75 studies-and some dwellings in km2). Moreover, what is included and
of the references mentioned in Sections 4 and 5-are excluded in the calculation of some measures of
empirically based, much of the research is correla- density may vary (e.g., net density in one local
tional in nature. This is mainly due to the data being authority may include a measure of pavements
gathered in the field, where there is less control over whereas another local authority may exclude it from
extraneous variables and it is more difficult to directly their calculations) (Churchman, 1999; DETR, 1998).
manipulate density, versus a laboratory setting. Thus. Table 1 illustrates some working definitions of
direct causal relationships between density and other density, with the first 14 definitions pertaining to
variables cannot be made. Rather, density is most dwelling units and population at varying scales (from
often shown to have a mediating or moderating effect parcel to metropolitan area). Definitions 15-23
on something else, or is mediated or moderated by concern built area intensity measures at the parcel
another variable or variables. Nonetheless, showing or block scales.
that density has a relationship to other variables in the From Table 1, the density measures most often used
urban environment is important in clarifying density by policy-makers are parcel density, net neighbourhood
and building a reconceptualisation of the concept. residential dwelling/population density, city density,
Third, taking the findings as written ignores the metropolitan density and, in London, habitable rooms
specific cultural and social contexts in which the studies per hectare (DETR, 1998). Essentially, these measures
were undertaken. This point is expanded upon in encompass dwelling density at different scales-the
Section 4.3, but it is worth saying here that context plays dwelling, the development site, the neighbourhood, the
a crucial role in how people perceive and interpret city and the larger city area-and can be found in policy
density and related issues, such as crowding. Context and guidance (e.g., PPG3 in the UK). Density at each
also puts study findings into perspective: for example, scale, though, will be appropriate for certain kinds of
one study found that people in the UK were not willing developments: parcel density (both gross and net
to pay a premium to live in dense neighbourhoods density) for individual housing sites, neighbourhood
(Burton, 2000a). In contrast, residents of Hong Kong density for a new residential community or urban
paid more to live in highdensity areas because of the quarter, and city and larger city area density is
availability of highquality amenities, but also because appropriate for new settlements or city extensions
of high land values and the low availability of land @ETR, 1998).
(Smith, 1984). For local authority planners, the above measures
will be used as well as front setbacks for kerbs and
3. Definitions of density parcels, side-to-side distances between buildings, and
floor area ratios and plot ratios (the latter often used
Density, in a spatial sense, may be defined simply in North America and continental Europe, DETR,
as a number of units in a given atva. However, there 1998). Design and development briefs also will use
are many different definitions depending on what kind floor area and plot ratios in their calculation of total
of density is being sought. This section provides some floor area (e.g., in m2). Developers are most likely to
of the most well-known and well-used definitions of use parcel density (Forsyth, 2003)- floor area ratios,
density as they relate to the design of the urban plot ratios and building site coverage. They also will
environment. In addition, the next section outlines converse with architects using terminology about
some issues to consider when calculating density. total floor area, which can be readily converted into
Density is used as a metric by decision-makers dwelling density when designing for housing in
from many different disciplines and professions, such mixed-use developments (Johnny Winter, Edward
as anthropology, architecture, ecology, economics, Cullinan Architects, personal communication, 6 June
environment-behaviour studies, planning, psychol- 201 1). Engineers and water professionals may be
ogy, sociology, transportation and urban design interested in measures about impervious surface
(Churchman, 1999). Not surprisingly, then, there is coverage at both parcel and block scales. Finally,
C.l: Boyko, R. Cooper/Progms in Planning 76 (2011) 1 4 1
Table 1
Working definitions of density.
Density type Metric Notes
l Habitable rooms per hectare The number of moms in a dwelling that are Useful (along with dwellings per hectare)
used for dwelling purposes (except for for prwiding a broad indication of the
kitchens, bathrooms and WO)divided by intensityffom of development on a site or in
total land area an area; it is not effective in predicting or
conbolling the form of development on a
site
Habitable area The net internal area excluding kitchen. A measurement of the space used by
utility, storage and notional circulation areas residenk for furniture and activities in living
and dining areas, and bedrooms; provides
more accurate mcasurc than habitable
rooms per hectare, particularly when
measuring flats, because it rcRects the fact
that dwelling may have open-plan arras
rather than rooms
Occupancy density Total number of occupants in an individual Used in building services to determine
dwelling divided by the total floor area services required for that space
Parcel or site density (or plot DU. W or floor area divided by total sitet Often wed by developers; the most un-
ratio. when u d with floor parcel area ambiguous &ss n&urc; easy to calculate
area) with GIS: can be difficult to calculate from
physical ~bsmationsbccausc 1- or site
boundaries are not always visible; floor area
is useful when the same parcel consists of
land for residential and non-residential
purposes (i.e.. mixed-use) or in areas of high
density and large buldings; adopted as a
standard indicator for land use zoning and
development control regulation; used in
design briefing and development budgeting
Block density DU or RP divided by block area measurcd to Easy to measure from aerial photos and
the kerb census data, reflects a unit--the block-that
resonates with people living in the US and
Canada
Part block density DU or RP divided by clear subset of block Useful approximation for parcel or site
area density in the US and Canada where the
block is a relevant unit of analysis; does
include pavement, so will lead to slightly
lower density numbers than 1- density
Net neighbourhood residential DU or RP divided by total land aRa devoted Neighbourhood should be a wnsus tract or
dwelling/population density to residential facilities city-delineated area, typically W200 ha;
relatively simple using GIS; care must be
takcn to assign land to residential usesrather
-
than other uses (e.g., recreation) include
dwelling sites and gardens, private gardens,
play sp&s, landscapad are& adjacent to
and related to residential use, driveways/
private aocess drives. ancillary stnrctures
(e.g., garages), resident parking; exclude the
following, unless beneath a dwelling:
commerciaYindusaial areas, shops.
commercial garages, public parks,
playgrounds, undeveloped vacant land.
vacant unsuitable land, schools, houses of
worship. public strsets, public parking
spaces
Net neighbourhood residential S i to net neighbourhood residential Relatively simple using GIS
building type density dwelling/population density but only eounts
dwellings of one type (e.g., laraced
housing)
Table I (Continued)
Densitv tvoe Metric Notes
Net street density Similar to net neighbouthd rrsidential The denominator is typically the parcel area
dwcllindpopnlation
.. . density but includes plus half of the public riphtwf-way
the public sueet rights-of-way that provide adjacent to the residential parcels
access to residential p a m l s
Net neighbourhood density DU or RP divided by the neighbnurhood lncludcs residential land, streets and
area with the base land area calculated to -
neighbourhwd uses schools, parka.
exclude city-wide uses i n the houses o f worship and neighbourhood
neighbourhood shopping; excludes city-wide businerws.
puhlic uses. high sch<wls. univmities.
major anerial roads, major regional parks
and vacant and unusable land dilferent
frnm net neighbourhood residential
dwelline/ponulation
-~~
density and net street
density in that it includes other
neighbo,~rhooduses whilst excluding
regional uses; appmpriate when planning
for a residential ncighburhwd or urban
quaner
G m s s neighbourhwd density DU or RP divided by the total Area defined as in net neighbourhood
neighbourhood area residential dwellin#~pulation density, but
without any exclusions; one of the mast
ambiguous measures becaua land u a may
be skewed by regional uses (e.g.. mo)
City density DU or RP divided hy the entire developed Includes the entire city, hut on the urban
area of the city edge, it only includes developed land; a
gross density measure: appmpriate when
planning for a major mixed-use
development
Metmpnlitan density DV or RP divided by total area Includes undeveloped areas; a gmss density
measure
Net residential density at city or DU or RP divided by residential land at a Possible using large GIS databares;
metmpolitan level city or mctmpolitan level presence o f housing i n mixed-use areas
makes it complicated. hut not impossible to
calculate
F l w r area ratio Built f l w r area on all flwrs divided by the Often based on usable floor area rather than
parcel area fwtprint area; includes wall thickness;
varies by municigalily:
. . as olol
. rdtio. i t is
extensively adopted as a standard indicator
forland-use ronine- replation.
- development
control and urban maaerplans: used in
design briefing and development budgeting
Building site coverage or Area o f gmund floor footprint of building Indicates the amount of open space left on a
coverage ratio divided by the parcel area site
Building block coverage Area of ground f l w r fwtprints o f buildings I t is used when the parcel boundaries are not
divided by the block area measured to thc known; reflccts the actual experience of an
kerb environment better than parcel-by-parcel
cslc~lations
Impervious surface parcel Area o f pmund f l w r building footorint olus Indicates the area of land that has been built
coverage paved car parks, drives. pavements, paths, upnn or paved but does not easily take
decks and other buildin~sdivided by site or account o f pomus paving systems or decks
parcel area desixned for water infiltration
Impervious surface h l w k Same a<impervious surface parcel coverage
coverage but using the block as the base land area
Building height for parcel Measured i n feet for parcel area
Fmnt parcel setback in feet for Diaancc fmm the fmnt facade of the Mcasum o f building intensity; typical
parcel building to the fmnt prnperry line measure i n zoning regulations
Fmnt kerb setback Measured i n feet. with the selback of each Rough measure o f the experience o f a
building from the kerb averaged by building setback; includes the pavement and planting
over a block strip area
C.l: Boyko, R. Cooper/Progms in Planning 76 (2011) 1 4 1
Table 1 (Cotuinued)
Density type Metric Notes
23 Side-to-side distances bctwccn Measured in feet and avtraged across a Rough mcasurc of building bulk
buildings block
Soure: Adaptcd primarily fnnn (2003). but also Cheng (2010). C h u r c h (1999). DWR (1998). and HATC (2010).
DU =dwelling units; RP = residential population.

decision-makers in building services may use areas in their calculations may not reflect the reality of
occupancy density, as undertaking this calculation the situation (Pautasso & Weisberg, 2008; Williams,
helps to determine the spatial requirements for 2009). For example, the average densities of urban
various services and infrastructure for buildings. areas in developing countries are higher than those in
Thus, with some exceptions, there appears to be some developed countries (approximately 15,000 people1
overlap in the way density definitions are used km2 v. 5000 pwple/km2) (Huang, Lu, & Sellers,
by various decision-makers, such as policy-makers, 2007). Thus, knowing a range of densities for an area
planners, developers and architects. at whichever scale is necessary (e.g., street, neigh-
bourhood, city) and being consistent with the area used
3.1. Issues to consider when calculating density in calculations may help to give the calculated density
figure some context.'
Whilst Table 1 highlights some of the most Another, more general issue to consider is that the
commonly used density definitions, it also raises issues numerator and denominator used to calculate density do
about which definition to use and when to use it. In the not encompass enough information. Some scholars have
case of planning, the most appropriate approach for suggested that density is a composite of concepts such
selecting which density measure to use will often as intensity, compactness, pressure on non-built spacel
depend on the purpose for using the density measure, spaciousnessand height. Thus, to more fully understand
the particular characteristicsof the development and the density and its relation to urban form, decision-makers
surrounding area @Em, 1998), and the particular in planning, architecture and urban design need to
stage of the urban design and development/planning consider these other aspect. of the urban fabric and
process (see Billing-Pemberton. Boyko, Cadman. & incorporate them into density definitions (Berghauser
Cooper, 2009; Boyko & Cooper, 2009, for more Pont & Haupt, 2007).
information about the stages of the urban design process In terms of calculating net densities, some scholars
and lifecycle). have concerns about using it as the only measurement
A general issue to consider when calculating when considering an area. They believe that net
density is that the measures provide averages and, residential density does not consider wider issues of
as such, do not represent more fine-grained fluctua- land capacity nor mixed uses. Net densities also do not
tions in what is being measured (Gordon & Ikeda, give any guide for evaluating different issues, such as
2011; Hitchcock, 1994). For example, the density of walkability and the viability of public transport in an
dwellings in London in 2008 was 122 new dwellings area (Rudlin & Falk, 1999).
per hectare (DEFRA,2010). However, some schemes When calculating population density, scholars report
will have had much lower dwelling densities (less than that it is a discrete, one-dimensionalmeasure of whether
30) and others, much higher densities (more than 400) or not a space is occupied. However, cities are three-
(numbers adapted from London Borough of Hammer- dimensional in scope and scale; thus, there is a need to
smith and Fulham, 2007). As one might expect, this is develop measures that are able to represent the three
as true at the city scale as it is at the national scale: dimensionality of urban form. One possibility is to use
dwelling densities in large, UK cities are approxi- LIDAR data to measure the heights of various urban
mately 40 dwellings per hectare, whereas in towns of forms (Harris & Longley, 2000).
10,000 dwellings, the average is between 10 and 20
dwellings per hectare (Whitehead, 2008), with
population densities mirroring these figures quite
closely (Williams, 2009). Moreover, comparing 'For information about bow several different countries measure
densities between places that use different average density, please read DETR (1998).
C.I: Boyko, R. Cooper/Progmss

Finally, in terms of calculating urban density, However, there is little evidence to support the idea
many scholars turn to census data. However, the that higher densities affect everyone in the same way
census-whilst becoming richer over the years-still (Churchman, 1999), that the market could cope with
artificially partitions socio-economic spaces into higher densities or that people would even prefer
unmodified 'land parcels' in an attempt to standardise higher densities (Hall, 1999).~Thus, the picture
units of analysis (Martin, Winter 1998). This does not surrounding density is not as clear as it could be;
offer an ideal framework in which to assess urban understanding densities and consequent impacts on
population densities because urban populations are as quality of life, liveability, perceived equity and
diverse as they are uniform at this scale, thus calling sustainability, therefore, become crucial.
into question the internal homogeneity of the units of The following advantages and disadvantages of
analysis (Longley & Harris, 1999; Mitchell, Martin, higher urban densities have been taken from the
& Foody, 1998; both as cited in Harris & Longley, relevant literature (i.e., from the sources identified in
2000). One alternative to using census data alone is to the research strategy), and do not necessarily reflect a
supplement it with a 'buffer zone' (e.g., an area at dose-response effect. That is, a particular advantage
least 400 m around the census output area). Using a of higher urban densities (e.g., introducing urban
buffer zone allows those calculating urban density to agriculture to reduce 'food miles') may not be the
capture residents within a census output area as direct and only result of higher urban densities.
well as "the diversity of residents' own definitions Rather, higher urban densities may exert a consider-
of their neighbourhoods" (Jenks & Dempsey, 2007, able influence on the advantage, but it may not be the
p. 173). only influence. As is most often the case, a
Having explored different definitions of density, the correlational relationship may exist, or a relationship
authors conclude that there is a need to simplify the that is moderated or mediated by other variables.
concept or re-consider density in a way that makes it Using the urban agriculture example, higher urban
easier to understand within the design of urban densities may need to be combined with policies that
environments. At the same time, efforts also must be encourage food growth in urban areas, willingness of
made to incorporate the complexity of everyday living local authorities to convert vacant land into temporary
into the 'hard' dimension of density (i.e., the allotments and willingness of residents to want to
quantitative calculation); in effect, 'soft' dimensions grow food on available land to be effective. Another
must be considered as well (i.e., qualities of the physical issue regarding the list of advantages and disadvan-
and ambient environment; people's behaviours, needs tages of higher urban densities is that different
and perceptions) (Churchman, 1999). To this end, a people--for example, researchers, practitioners, pol-
taxonomy of density is offered in Section 6, using a icy-makers, residents -will experience density
simple density definition (i.e., a number of units in a differently: an advantage for one person may be
given area) as well as a re-conceptualisation of density perceived as a disadvantage by others (Churchman,
in Section 7 as one way to bring some clarity to the 1999). Finally, although many of the claims made in
concept. Tables 2-14 are supported by evidence, some
With density having been defined and some of its references are more theoretical, conceptual or
complexities explored, the next section builds on the deterministic (i.e., if X happens with density, then
description of what density is and examines the Y behaviour will occur). These latter references
contested nature of wanting to increase densities in include Christoforidis (1994), City of Vancouver
cities. (zoos), Haughey (2005), Hillman (1996), Hitchcock
(1994), Mayor of London (2008), National House-
4. The advantages and disadvantages of higher !Building Council (2007), Owens (1992) and Urban
urban densities Task Force (1999).

As suggested in Section 1, density plays an


important role in the decision-making processes
found within architecture, planning and urban design.
In many urban environments, decision-makers debate
Pulford (19%) notes that developers would like governments to
about the positive and negative intended conse- create a consistentset of policies that would clear up my uncertainties
quences of building at high urban densities (Church- about density so that the i n d u q could adapt, as developers would
man, 1999; Jacobs, 1961; Verbrugge & Taylor, 1976). like to build more sustainably.
C.l: Boyko, R. Cooper/Progmss in Planning 76 (2011) 1 4 1

4.1. Advantages of higher urban densities have used those corresponding numbers in the
paragraph text.
A number of writers, scholars and policy-makers In terms of mobility advantages, higher urban
have advocated the advantages of building at higher densities in cities are purported to reduce fossil fuel
densities within urban areas (see Tables 2-8). These emissions as well as the carbon footprint of develop-
advantages may be partitioned into different cate- ments, neighbourhoods and cities (1). Because people,
gories, as determined by the authors, and are buildings, services and infrastructure are physically
discussed below: mobility, efficient land/resource closer to one another, greater sharing of certain
use, social equity and diversity, economic, green resources can occur. A good example is public
space, physical and energy. To avoid cluttering the transportation: with more people in a tightly packed
paragraphs with numerous references, the authors urban area, the ability to move about becomes more
have numbered each of the rows in Tables 2-8, and viable and efficient on trains, trams and buses-as well

Table 2
Mobility advantages of higher urban densities.
Mobility advantages Reference
1 Reducing fossil fuel cmissions/urbon Alexander and Tomalty (2002). Burtw (2000a), Churchman (1999), City of
footprint Vancouver (2008). DETR (1998). Oordon (1997). as cited in W E (2006);
Holdm and Norland (2005). Kamal-Chad and Bobert (2009), Llwelyn-
Davies (1998). LSE (2006). Mayor of London (2008). National House-
Building Council (2007). Urban Task Pom (1999). Williams et al. (2000).
Willis, lbmcr, and Batman (2001); Woodhull (1992), as cited in
Churchman (1999)
Enhancing accessibility, as people l i e Alcxanderand Tomalty (2002)-Burton (2000a), Churchman (1999), City of
closer to where they work, shop and play Vancouver (2008). DElR (1998). Gordon (1997). as cited in LSE (2006).
Holden and Norland (20051, Lltwclyn-Davie8 (1998)- Mayor of London
(2008). LSE (2006). National House-Building Council (2007). Urban Task
Force (1999). Williams et al. (2000). Willis et al. (UIOI). Woodhull (1992).
as cited in Churchman (1999)
Making m s i t more viable and dfifient Berridge Lmhberg Gnenberg Ltd.(1991). as cited in Chmhman (1999),
Breheny (1996). Churchman a al. (1996), as cited in Churchman (1999),
City of Vancouver (20081, De Roo and Miner (W). DETR (1998).
Haughey (2005), Hillman (19%). Holden and Nodand (2005). Llewelyn-
DaviaP (1998). Mayor of London (2008); New York City Hanning
Commission (1993). as cited in Chmhman (1999). Newman and
Kenworthy (1989). Portnov and Errell (2001), Regional Municipality of
York (1994), Reid (1986). both as cited in Churchman (1999). Owens
(1992), Rydin (1992). Stenhouse (1992). as cited in Churchman (1999);
Urban Task Force (1999). and Wdliams et al. (2000)
Building developments near public Slhman (1992). as cited in Churchman (1999)
transportation can decrease pressure on land
further from hub, lines etc.
Enabling public health benefits from more Alexander and Tomalty (m), City of Vancouver (m). DETR (1998).
walkable and biifriendly neighbourhoods %ens (1992), Stenhouse (1992), as cited in Churchman (1999)
Offering more v t i e s t o walk orcycle Bannister (1992). Woodhull (1992). as cited in Churchman (1999)
Decreasing pollution from vehicle exhausts Berridge L-dnberg Greenberg Ltd.(1991), as cited in Churchman (1999).
due to less use of vehicles, greater mix of Owens (1992). Stmbouse (1992). as cited in Churchman (1999)
land uses and more walking and accessible
public transportation as well as decreasing
aaffic congestion
Deatasing the toml number of vehicle trip Bannister (19921, Banholomew (2007). B d d g e Ltwinberg Grrtnbcrg
as well as the number of kilometres per trip Ltd. (1991). as cited in Churchman (1999). Brcheny (1992b), Haughcy
(2005). Kamal-chaoui and Robert (24tO9); Stenhouse (1992). as cited in
Churchman (1999). Stone et al. ( a n , Woodhull (1992). as cited in
Churchman (1999)
9 Cnating &ciencies in mixed-used Haughey (2005)
developments through s h a d parking
Table 3
Efficient IandEresourcc use advantages of higher urban densities.
Eflicient landreswrce use advantages Reference
Malci~~g better use of resources (including Alexander andTomalty(2002). Breheny (I992b). City of Vancouver (2008),
natural resources), and existing DETR (1998), Haughey (2005), Kamal-Chaoui and Robert (2009), Mayor
infrashucture (e.g.. roads, sewers. of London (U)08), and Urban Task Farce (1999)
pavements)
Making idmtmclure more efficient via cl& and cdlagban (2007)
ubiquitous computing
Reducing development pressllre on Alexander and Tomalty (2002).Alterman (19971, Berridge Lewiiberg
agricultural and indusdal land as well as Greenberg Ltd. (1991), as cited in Churchman (1999), Burton and Matson
existing green space to create a more (1996). City of Newcastle upon Tyne (1993). as cited in Churchman (1999).
efficient use of land whilst maintaining a City ofVancouver(2008). DETR (1998). L e h m and Associates (1993, as
bigh quality of life cited in Churchman (1999). Porblov and Errell (?l). and W~lliamset al.
(2000)
Introducing urban agriculture to reduce City of Vancouver (2008)
'food miles' and strcngthcning local food
security
Intensifying the use of urban areas Manshadm and de Schmidt (19921, Martin County (1994). both as cited in
Churchman (1999)
Enabling gradations of density through a Bwridgc Lmvinbcrg Grccnbcrg Ltd (1991). as cited in Churchman (1999)
hierarchical, multi-centred urban structure
Creating a greater mix of land uses Alexander andTomalty(2002). Mayor of London (2008). Stcnhouse(1992).
as cited in Churchman (1999)

Table 4
Social equity and diversity advantages of higher urban densities.
Social equity and diversity advantages Reference
17 Significantlyimproving housing choice and Alexander and Tomalty (m), Bemidge Lcwinberg Green- Ltd. (1991),
enabling affordability for all residents. City of Newcastle upon Tyne (1993), bath as cited in Churchman (1999).
including young families and the elderly City of Vancouver (2008). DEIX (1998). Downs (2001). as cited in
Alexander and Tomalty (2002), Hitchcock (1994). Israel Ministry of the
Interior (1992). Martin County (1994). Regional Municipality of York
(1994), all three as cited in Churchmm (1999)
Reducing social segregation and exclusid Churchman and Ginsberg (1984). Granov- (1973), Lehman and
isolation and may enhance social support, Associates (1995). as cited in Chmhman (1999), LSE (2006), National
social capital, attachment and desired levels House-Building Council (2007). Roberts (1978), as cited in Churchman
of privacy (1999)
Adding diversity, safety, vitality, and Cadman and Wyne (1989). Churchman (1993). as cited in Churchman
opportunities for creative and social (1999). City of Vancouver (2008); National House-Building Council
interaction (2Mn), van Vliet (1989, Wohlwill (1985), both as cited in Qlurchman
(1999)
Creating a more liveable and sustainable Berridge Lewinherg Grewberg Ltd. (1991), as cited in Churchman (1999),
urban environment and facilitating more Haughton and Hunter (1994). Jenks a d. (1996). R o h (1978). as cited in
activities in the city centre, conhibuting to Churchman (199% Williams et al. (m). and Wfi et al. (2001)
vitality
Roviding access ta facilities (e.g., schmls, h l p - D a v i e s (1998). Mayor of London (2OW), Williams et al. (2000),
employment, shops) independent of h and WNi et al. (Ulol)
ability to afford a private vehicle
Redeveloping at densities that recapture a NW York City PlanningCommission (1993), as cited in Churchman (1999)
neighbourhood's former vitality
Ensuring a sufficient supply of dwelling in Regional Municipality of Y d (1994), Wong and Yeh (1985). both as cited
the future in Churchman (1999)
Reducing crime by increasing pedwuirn Haushey (UKl5)
activity and fostering a 24-h community that
puts more 'eyes on the saeet'
C.l: Boyko, R. Cooper/Progms in Planning 76 (2011) 1 4 1
Table 5
Economic advantages of h i g h urban densities.
Economic advantages Reference
Enabling investments in oew and better City of Vancouver (208) and Hitehccck (1994)
community amenities as well as better
quality and more ateactive building
materials
Promoting a critical mass -ary to Haughey (UIOS). National House-Building Council (2007), New York City
support local retail and service areas Planning Commission (1993). as cited in Churchman (1999)
Attracting businesses, hotels, shopping and Audirac and Smith (1992). Churchman et al. (1996). Faludi and van der Valk
upscale residential development to urban (1994), all three as cited in Churchman (1999), Jenks et al. (1996)
areas as well as high-quality health,
education, culture, recreation and municipal
service opportunities
Enabling the use and extension o f m a r y Haughton and Hunter (1994), Hitchcock (1994). National House-Building
~lrbanservices in an efficient and Council (2007). New Yorlr City Flanning Commission (1993). as cited in
economical manner Churchman (1999)
Improving a city's economic efficiency and Alexander (1993). Bemdge Ldiberg Grcenberg Ltd. (1991). both as cited in
employment opportunities Churchman (1999). National House-Building Council (2007). h s t and Dingle
(1995). Troy (1995). both as cited in Churchman (1999)
30 Increasing productivity levels LSE (m)
31 Enabling the construction of low-cost, Cluistoforidis (1993)- New York City Planning Commission (1993). Reiser
middle-density housing, infrastructure and (1992). both as cited in Churchman (1999)
land in appropri;lu neighbourhoods
32 Helping keep the local economy vibrant and City of Vancouver (2008) and DEIR (1998)
healthy
33 Inmasing the overall value of nearby
detached dwellings over the long-term

as cycling and walking-than using private vehicles (3, Akin to some of the mobility advantages, higher
6). Using these former modes of transport reduces the urban densities also have land uselresource efficiency
total number and length of trips completed in private advantages. Land uses can be intensified in higher-
vehicles as well as reduces pollution from vehicle density urban areas, creating a greater mix of uses and
exhausts (7,8). Furthermore, cycling and walking offer possibly enabling density gradients so that cities do not
health benefits that are not matched by private vehicles look uniform (e.g., higher densities near transport hubs,
(5). Living, working and recreating in higher wban with densities gradually decreasing further away from
densities, which may include many types of mixed-use the hubs) (10, 14, 15, 16). Infrastructure can be made
development and transportation hub development (4, g), more efficient so that roads and sewers do not need to be
also enhances general accessibility to a variety of expanded to outlying areas that only serve a small group
services and facilities, and decreases pressure on land of people (1 1). Doing so reduces development pressure
further away (2). on land, such as agricultural and industrial land and

Table 6
Greenspace advantages of higher urban densities.
henspace advantages Reference
34 Increasing the value attached by residents to LSE (2006)
local open space within the city, relative to
that in areas outside
Preserving green open spas, clean air and Berridge Lcwinbcrg h b e r g Ltd. (1991). as cited in Churchman (1999).
water and fauna and flora systems within a Haughey (2003, Kamal-Chaoui and Robert (2009). Martin County (1994),
plan's boundaria New York City Planning Commission (1993). Regional Municipality of
York (1994); van der Ryn and Calthorpe (19861, all four as cited in
Churchman (1999)
C.l: Boyko, R. Cooper/Progmss in Planning 76 (2011) 1 4 1

Table 7
Physical advantages of higher urban densities.
Physical advantages Reference
Providing a favourable physical Kamal-Chaoui and Robert (2009), Wong and Yeh (1985). as cited in Churchman (1999)
environment in terms of maximum
heighis with at least minimal spacing
between buildings, thus improving
the quality of high-density si~ctures
37 Bringing buildings closer to the street New York City Planning Commission (1993). as cited in Churchman (1999)
to provide 'eyes on the s m t '

Table 8
Energy advantages of higher urban densities.
Energy advantages Reference
38 Facilitating innovative, green design and Alexander and Tomalty (2002). Anderson, Kanmglou, and Miller (19%),
district energy and reducing consumption of Breheny (1992b). Bmberg and Kyttif (2010); City of Newcastle uponTyne (1993),
water and energy cited in Churchman (1999), City of Vancouver (2008). DETR (1998), IhE (1994),
ECOl'EC (1993), Holden and Norland (2005). Newman and Kenworthy (1989,
1991). Owens (1992). Regional Municipality bf York (1994). Stenhouse (1992),
both as cited in Churchman (1999)
Allowing for technological and eoonomic Broberg and Kyttii (2010) and Owens (1992)
viability of certain energy technologies and
transpwtation systems

green space, and may improve quality of life in cities as present, an urban area may become safer, more diverse,
a result (12). Finally, in an effort to reduce 'food miles', more accessible and more liveable (19, 20, 21, 24),
high urban densities may increase land used for urban creating opportunities for greater social interaction,
agriculture, thereby strengthening local food security social support and attachment to the community (18,
(13). 19). This may contribute to the overall vitality of an
The social advantages of higher urban densities are area (20, 22), which may ensure a sufficient, future
diverse. Housing choice may be significantly housing supply and provide a boost to areas that have
improved, particularly in terms of affordability, as lost some vitality (22, 23).
more segments of society are mixing and living Economically, higher urban densities are purported
together in a compact area (17). With more people to enable investment in better-quality amenities and

Table 9
Mobility disadvantagesof higher urban densities.
Mobility disadvantages Reference
40 Exacerbating trafiic congestion. Bnheny (1992b), De Roo and Miller (2000). DETR (1998). Jenks et al. (19%).
parking problems and increased Llewelyn-Davies (1998), Rydin (1992). Troy (19%). as cited in Churchman
traffic accidents (1999). and Williarns et al. (2000)
41 Losing a status symbol because it may Mullins (1995). as cited in Churchman (1999), Rapport (1977)
be difficult to maintain an automobile
(e.g.. finding parking spaces)
42 Creating ptdtscrian congestion and Robtns (1978). as cited in Churchman (1999). Ruback and Pandey (1992)
congestion in public transportation
facilities
43 Causing congdon and disruption at Troy (19%). as cited in Chwchman (1999)
the strett l e d w h m the consEruction
of high-density buildings is taking
place
C.l: Boyko, R. Cooper/Progms in Planning 76 (2011) 1 4 1
Table 10
Land use disadvantages of higher urban densities.
Land use disadvantages Reference
44 Limiting recreational opportunities Cheshire and Sheppard (2002), as cited in LSE (2006),DETR (1998)
45 Reducing an area's capacity to absorb Tmy (1996). as cited in Churchman (1999)
rainfall because of open and recreational
space loss
46 Providing less choice as to the placement of Hitchcock (1994)
buildings in spaces when net densities
Increase
Taking longer to a b b land for high- rather Reiser (1992). as cited in Churchman (1999)
than low-density projects because more
units must be sold to absorb each acre of
land
Exaoerbating pollution, possibly because of Bnheny (1992b). DCROO and Miller (2000). Tmy (1996). as cited in
reduced space for tries and shrubs that Churchman (1999). Williams et al. (2000)
purify the air and cool the arca
49 Reducing the availability of public open Bnheny (1992b). De Roo and Miller (2000). and SimoD and Wekcrle
spa= (1987)*
a Others have not found a positive relationship between hiihdcnsity and loss of public open space. however (sec van Andcl. 1998, as cited in
Churchman. 1999).

building materials (25), which may have a knock-on uses as well as health, education, culture and municipal
effect in terms of people wanting to spend more time services (27). A city's economic efficiency, productivity
and money in an area. Crucially, compact cities also and employment opportunities may improve in urban
promote a critical mass of people that are necessary to areas with higher densities because of the concentration
support services and keep the local economy healthy of people (29, 30), enabling urban services to be
(26, 32), which may attract further retail and leisure extended and used more effectively versus in more

Table 11
SociaVpsychological disadvantages of highw urban densities.
Sociallpychological disadvantages Reference
50 Leading to cramped living environments DETR (1998)
51 Leading to loss of privacy and increases in De Roo and Miller (2000), DETR (1998), McCarthy and Saegert
noise, nuisance etc. (1978) and Tmy (19%), both as cited in Churchman (1999)
52 Obmcting news, causing overshadowing Hitchcock (1994)
and giving a visual sense of lack of

Leading to diff~cultyin supervisingchildren Aiello et al. (1985). as cited in Churchman (1999)


in outdoor play spaces and choice of friends
Causing psychological stnss. cognitive Baum and Paulus (1987). Evans snd Cohen (1987). Flsming a al.
overload, loss of wnhul, anxiety. social (1987). Jain (1987). and L m and Ong (1984)
withdrawal, physiological ovustimulation
and violations of personal space
Leading to constraints on individual Baum and Paulus (1987)
behaviour and freedom of choice
Reinforcing social inequality and social DETR (1998). R h k g (19961, as cited in Churchman (1999)
scgrcgation
Leading to competition between groups for Jain (1987). Loo and Ong (1984). McCanhy and Saegert (1978). as
space and other social conflicts, such as a cited in Churchman (1999)
severing of social ties
Slowing &W household formation LSE (U]W), as cited in LSE (2006)
Contributing to a lower o d sense of Wdson and Baldasam (1996)
community
60 Immssing crime De Roo and Miller (2000)
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Table 12
Economic disadvantages of higher urban densities.
Economic disadvantages Reference
Costing more to build and maintain high- Alexander (1993). Ewing (1997), Haughton and Hunter (1994). Tmy (1992,
density pmjects than medium- or low- 1996). as cited in Churchman (1999)
density projects as well as city centre
infrastructure
62 Increasing dative prices for dwellimp. Alexander (1993). as cited in Churchman (1999); LSE (20W). as cited in
goods and services and land LSE (2006)
63 Resbicting access to more local areas of LSE (2006)
undeveloped land, which knd to be more
highly valued
64 Negatively impacting the economic Breheny (1992b)
development of surrounding rural areas

sprawling or rural areas (28). Finally, a greater Finally, higher urban densities have energy advan-
concentration of people, places and services may tages. Compact cities facilitate innovation in terms of
enable low-cost, medium-density housing to be con- green design because energy and financial savings can
structed in alreadyestablished, low-density neighbour- be made from the tightly packed nature of people
hoods (31), which may help to increase the value of and developments (38). This includes innovation in
nearby dwellings over time (33). transportation systems (39).
Higher urban densities also are advantageous for
green spaces. A recent report has stated that local open 4.2. Disadvantages of higher urban densities
spaces are valued by residents more in high-density
urban areas, relative to areas outside cities (34). Such Although there appear to be many advantages to
spaces bring clean air as well as flora and fauna higher urban densities, disadvantages persist, some of
systems to areas that otherwise might be lacking such which seem to contradict the advantages. The authors
amenities (35). have classified disadvantages into the following
Physical advantages of higher urban densities categories: mobility, land use, social/psychological,
revolve mund quality and safety. Regarding the energy and miscellaneous (see Tables 9-14). As with
former, the quality of high-density structures is the text pertaining to advantages, the authors have
improved, resulting in a favourable physical environ- numbered each of the rows in Tables 9-14, and have
ment, because maximum heights and minimal spacing used those corresponding numbers in the paragraph
between buildings can be enforced (36). Concerning the text.
latter, research suggests that compact cities bring In terms of mobility disadvantages, higher urban
buildings closer to the street, hence, more opportunities densities can exacerbate traffic congestion and
to observe daily occurrences and potentially reduce parking problems, and increase traffic accidents
crime (37). (40). Thus, although compact cities appear to favour

Table 13
Energy disadvantages of higher urban densities.
65 Using morc cnwgy during construction of higb-dcnsitybuildings Rydin (1992)
66 Limiting some forms of ambient energy systems, such as passive solar power h e n s (1992) and Rydin (1992)

Table 14
Additional didvantap of higher urban densities.
Additional disadvantages Rdaence
67 Stnrcaaally shifting the types of households being accommodated LSE (2004). as cited in LSE (2006)
68 Redudng the capacity to cope with domestic waste and to recycle Tmy (1996). as cited in Churchman (1999)
*ss in Planning 76 (2011) 1 4 1

public transportation, cycling and walking, people the city, respectively (61). The relative price of goods,
still will continue to use private vehicles and may not services, dwellings and land also are higher than in
wish to give up a status symbol--a car-to use other lower-density areas, contrary to the social advantage
transport modes (41). Nonetheless, increased foot that housing is more affordable (62). Perhaps, though,
traffic may cause congestion at street level where the overall cost of living in compact cities is lower and,
construction of high-density buildings is occurring therefore, more affordable, given that transport costs
(43), especially around public transportation facilities may be cheaper. Moreover, people may not have access
(42). to undeveloped land in high-density urban areas
Although scholars often write about the benefits of because it is often highly valued, thus potentially
higher urban densities in terms of land use efficiency, depriving residents of places to recreate (63). Finally,
there also exist some disadvantages. Within compact with attention paid to the development of higher-
cities, there may be limited recreational opportunities density urban areas, surroundingrural areas may suffer,
(44) due to a paucity of public open space (49). This economically (64).
may reduce an urban area's ability to cope with Energy and energy use possess disadvantages when
rainfall (43, and exacerbate existing pollution applied to higher urban densities. Whilst people may
because of a lack of 'green lungs' (48). Furthermore, use less energy in compact cities, more energy is used in
should planners wish to find or retain open spaces, the construction of high-density buildings, particularly
there will be less choice in terms of the placement of skyscrapers (65). Furthermore, tall buildings may limit
new, high-density buildings and structures (46), thus some forms of ambient energy technology on nearby
creating a catch-22 between density and open space. buildings, such as passive solar panels, because they
Finally, land for high-density developments may block the sun (66).
take longer to absorb than lowdensity projects Finally, additional disadvantages of higher urban
because more units would need to be sold in the densities that could not be categorised elsewhere
former to absorb each measure of land (e.g., hectare) include a structural shift in the types of dwellings
(47). being built and offered on the market (i.e., more flats)
From a social and psychological perspective, (67), and a reduced capacity to cope with domestic
higher urban densities may be perceived as dis- waste and recycling (68).
advantageous. Due to lack of space, both within and
between buildings, living environments may be 4.3. Issues when considering the advantages and
cramped (50), lacking in privacy, noisy (51), and disadvantages of higher urban densities
overshadowed (52). Such overshadowing may mean
that parents are less able to supervise children (53), or The declared advantages and disadvantages of
be able to witness delinquent behaviour, which could higher urban densities-much like the relationships
lead to increases in crime (60). Furthermore, in direct with density in Section 5-need to be tempered by an
contradiction to one of the social advantages of understanding of three key issues: context, perception
compact cities, scholars suggest that higher urban of density and crowding. These issues, along with
densities reinforce social inequity and segregation whether or not there is empirical evidence for the
(56). lead to constraints on individual freedom and findings in Sections 4 and 5 (v. untested, conceptual
choice (55) and may cause psychological stress, ideas), can moderate the strength of results and
anxiety, social withdrawal, loss of control, cognitive relationships, situate findings in a defined place and
overload, physiological over-stimulation and viola- time and showcase the importance of thinking about
tions of personal space (54). This could possibly the 'softer' side of density (i.e., qualities of the
result in a decreased sense of community (59), or the physical and ambient environment, and people's
severing of social ties, as people compete for limited behaviours, needs and perceptions).
space (57). Moreover, a lack of space may result in Context involves a whole host of relevant
household sizes in urban areas that are smaller, or psychological, social, cultural, economic, geographic,
there may be a longer wait to have children until more physical, ecological and technological dimensions of
space is available (58). a situation (Churchman, 1999). Each situation will
Higher urban densities can introduce economic determine which dimensions are relevant and how
disadvantages. For example, high-density buildings those dimensions are relevant (Haughey, 2005;
and infrastructure often cost more to build and maintain Stokols, 1987). For example. defining a relevant
than lower-density buildings and infrastructure outside physical area to calculate density relies on both
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subjective and objectives definitions of that area, that interaction, and spatial restraint, or the ability of
which may be at odds with one another (Churchman, a space to restrict movement and thereby threaten
1999). The physical area also may not have meaning physical contact (Taylor, 1981).
to some people (e.g., an urban block within England A third issue that moderates the advantages and
v. America). Particularly with dwelling density, disadvantages of density and the relationships in
context will influence household sizes amongst Section 5 relates to crowding and its distinction with
different population groups, regions and countries. density.3 Whereas density is often viewed as a more
This issue raises difficulties when comparing across objective concept (cf. Rapoport, 1975, for a refutation
local authorities--or even at the scale of countries- of density as an objective measurement), crowding
as density figures will differ even though they may be refers to a more subjective experience, intimately tied to
trying to measure the same thiig (Alexander, 1993). our perceptions. From a psychological and social
Finally, the idea that high density is equated with viewpoint, the subjective experience of crowding is
'sustainable' or 'liveable' depends on the cultural and usually negative and may be influenced by physical,
social contexts-and their associated meanings and interpersonal andlor inhapersonal conditions (Church-
values (Doberti & Giordano, 2007; Jenks & Dempsey, man, 1999), such as not getting enough privacy. In
2005; Rao, 2007)-in which that density is based general, when a person has more interaction with others
(Bramley, Dunrnore, Dunse, Gilbert, Thanos, & than is wanted, a feeling of crowding may be
Watkins, 2010; Breheny, 1997; Raman, 2010). This experienced. This may be resolved by either expending
last point about the importance of considering context energy to achieve the desired level of privacy or by
when examining density findings is particular shifting the desired level of privacy to a lower state
pointed, as the density studies shown in Section 5 (Altman, 1975). Nonetheless, the distinction between
originate or were undertaken in many different cities, objective density conditions and the subjective experi-
countries and continents. Thus, a significant result ence of crowding is such that one cannot assume that an
in one place may or may not be significant in increase in density will produce a necessary increase in
another due to variations in cultural and social crowding (Forsyth, 2003; Godon & Ikeda, 2011;
contexts. Stokols, 1972). Indeed, Mandel, Baron, & Fisher (1980)
How people perceive density in a situation may have established that perceived density correlates
help to determine how they will behave and what significantly with spatial crowding (i.e., space is too
emotional responses they will give (Glass & Singer, small for people), particularly for women, but not with
1972; Sherrod, 1974). They may have certain social crowding (i.e., too many people in a space).
arrangements or expectations in mind when con- Finally, Scoffham and Vale (19%) intimate that
sidering what they want to achieve in that setting intensity of development relates to the crowdedness
(e.g., being able to get out of a crowded London Tube of a place. Thus, depending on the context and people's
carriage at rush hour). Moreover, people's perceptions perceptions of crowding. the strength of the advantages
of the situation will be influenced by a number of and disadvantages of density as well as relationships
factors, including the perceptual, symbolic and with density may vary. For example, increasing urban
physical aspects of an environment; the temporal densities is supposed to reduce feelings of isolation.
aspects of activities and; the socio-cultural nature and However, in megacities, such as New York City, some
experiences of individuals, groups and settings people may perceive dwellings and spaces as too
(Cheng, 2010; Rarnan, 2010; Rapoport, 1975). In
terms of the physical aspects of environments,
landscaping, building type and design-as well as Much of the initial mearch on mwding o c c u d in the 1970s
noise and aesthetics-all play a profound role in and 1980s (e.g., Baron & Rodin. 1978; Baum. Fisher, & Solomon,
determining perceived density (Forsyth, 2003). 1981; Cohen & Shcrrod, 1978; C&, Glass.& PhiUips. 19n, h,
Pugh, & Gundemn. 1975; Epstein & Karlin. 1975; Evaas, 1979;
Perceived density, therefore, may be defined as. Langcr & Saegcrt, 1977; Loo, 1973; Proshansky et al., 197Q Rodin,
"an individual's perception and estimate of the Solanon, & Metcalf. 1978; Schiffenbauetet al., 1977;Sherrod, 1974;
number of cues in the environment that represent Stokols a al.. 1973; StokoIs. 1976; Sundsmm. 197% Wener &
people and their activities" (Churchman, 1999, p. Kaminoff, 1983; Wicker, 1973). with caamitions later on (e.g.,
403). From this, two key psychological dimensions Amebergct & Haidcr, 2005; Bonncs, Bonaiuto, & Ercolani, 1991;
Evms et al.. 2010; Kayn & Erkip. m l ) . From this body of research, a
may be considered when exploring density: social variety of f a c m have been identified rhat may influence the relation-
constraint, or the ability of a person to interact with ship between crowding and density, including physical environment,
others and be concerned with the consequences of socio-cultural,situational and individual factors (Churchman. 1999).
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crowded, both spatially and socially. In response, they Tomalty, 2002; Dave, 2010), implying that consumers
may retreat into their dwellings and not wish to interact prefer lower density neighbourhoods. These neighbour-
with those around them, thus exacerbating feelings of hoods also are where the cost is lower to purchase the
isolation. cheapest dwellings (Burton, 2000a). However, NHPAU
The next section presents research that explores the (2010) found that low-density areas were not affordable
breadth of relationships between density and other in comparison to mediumdensity areas, and that both
variables. Many of the studies illustrate relationships as low-density, detached dwelling-dominant areas and
found in Section 4 (i.e., the advantages and disadvan- high-density, flatdominant areas attracted a premium
tages of higher urban densities). However, there were no over medium-density, semidetached and terraced
attempts made to exclude studies that demonstrated houses. Residents also were willing to pay less for
alternative or even contradictory relationships with houses in neighbourhoods that were dense and
density. contained more commercial uses and multi-family
homes (i.e., flats); this is contrary to places in Hong
5. Relationships with density Kong and Singapore where high land values and
restricted space dictate high-density living that is both
A review of the relevant literature revealed that high-amenity and high-value and, therefore, results in
density is intimately connected with many different slow turnover rates in these areas (Smith, 1984).
concepts. The relationships explored through research Furthermore, residents preferred paying premiums
often show density as an independent variable to be for houses in neighbourhoods that possessed more New
manipulated to measure the effects of somethingelse. For Urbanist features (e.g., more internally connective
example, to understand the link between energy use, street networks, more blocks, more street miles, better
greenhouse gas emissions and density, researchersvaried pedestrian accessibility commercial uses, more evenly
the type of neighbourhood they were using by low- and distributed mixed land uses in the neighbourhood and
highdensities (see Norman, MacLean, & KEnnedy, better proximity to operating light rail stations, Song &
2006). Theorists also have investigated the connection Knaap, 2003). The authors added that proximity to
between land value, housing plot size (i.e., a measure of multi-family residential units can depress the prices of
density) and distance to a Central Business District single-family housing and that singlefamily housing
(CBD),showing that, with increasing distance from the was adversely affected by dwelling unit density, but not
(=BD, the rental gradient declines, population densities population density (Song & Knaap, 2003, 2004).
decrease and plot sizes increase(see Alonso, 1964;Mills, Finally, Aurand (2010) suggests that neighbourhoods
1972; Muth, 1969, all as cited in NHPAU, 2010). In with greater dwellings densities and affordable
addition to direct manipulation, scholarshave shown that housing types are more likely to have more affordable
density is mediated by a range of variables (e,g,, rental units than low-density neighbourhoods with
perceived control, Langer & Saegert, 1977; Sherrod, single-family dwellings.
1974; social structure, Baum, Harper, & Valins, 1975;
Baum & Kornan, 1976;Freedman, 1975; Seta, Paulus, & 5.2. Dwelling type, density and mental well-being
Schkade, 1976;Sundstrom, 1975; type of activity, Baum
& Valins, 1973; Desor, 1972; Heller, Groff, & Solomon, Individuals living in high-density dwellings, espe-
1977; physical environment features, Griffit & Veitch, cially those residing with people who art not part of the
1971;Worchel & Teddlie, 1976): he followingsections same family, tend to develop higher levels of emotional
illustratesome of the many relationshipsbetween density illnesses, hostility (Mitchell, 1971) and neuroticism
and different variables. (Bagley, 1974) than individuals living in lower density
dwellings. Conversely, Bwton (2000a) found that living
in flats and terraces is positive for mental health,
5.1. Housing afiordability and density particularly in terms of lower death rates. For children,
high-density living will be tolerated more if: they live in
A negative correlation exists between higher smaller, detached dwellings; they have designated play
densities and housing affordability (Alexander & space or a room of their own (Wachs & Gruen, 1982);
the dwelling is designed to minimise controllable social
There is little evidence to suggest that physical density is dincfly interactions (Fiaum & Valins, 1977, 1979); and floor
plan layouts provide better room separation @vans,
Lepore, & Schroeder, 1996).
C.I: Boyko, R. Cooper/Progmss

5.3. Privacy, community and density has been found that people who have a more external
locus of control feel more crowded in dense situations
According to a study of diverse housing schemes in than people with a more internal local of control (Duke
the UK,the most successful high-density developments & Nowicki, 1972; McCallum, Rusbult, Hong, Walden,
were those in which privacy and community were & Schopler, 1979, all as cited in Walden, Nelson, &
viewed as complementary parts of a larger whole. With Smith, 1981). Finally, the nature of the interpersonal
respect to privacy, the most common issues were noise relationships between people sharing space exerts a
passing horizontally through party walls, neighbours powerful influence on their control of the environment
hearing noise from next door and feeling anxious about (i.e., positive interpersonal relationships lead to less
being overheard (Mulholland Research & Consulting, concern about crowding, fewer control-related pro-
2003). Other researchers have added to this list, citing blems and a greater perception of control-related
the size of private outdoor space in the front of territoriality) (Gormley & Aiello. 1982). Social con-
dwellings and the number of bedrooms (Lindsay et al.. straints and spatial restraints affect how they interact
2010). To somewhat counter these problems, a cross- with one another (Taylor, 1981).
section of different households said that having private, Amongst adults, a perceived lack of privacy in the
outdoor space was vital and seen as a safety valve for home due to crowding is significantly associated with
preserving peace within a development (Mulholland psychological distress (Fuller, Edwards, Sermsri, &
Research & Consulting, 2003). More important to Vorakitphokatorn, 1993). and a decrement in quality of
achieving satisfaction with respect to privacy, though, family life (with male and firstborn and older children
are people's subjective evaluation of the physical affected most by housing crowding in terms of health;
conditions of spaces as well as the relationship between females were most affected in terms of education)
people within a setting (Chan, 1998). (Booth, 1976). However, those in more crowded homes
In terms of community, it was felt that having a strong suffer less psychological distress when the dwelling unit
community spirit was key to living in a successful, high- has more 'depth' (i.e. there are more interconnected
density development. This encompassed community spaces) (Evansetal., 1996).Furthermore, betweenadults
organisation and core, shared values. Skilful design and and children, tension increases with residential crowding
efficient management also helped to meet the diverse and can lead to a greater sense of helplessness amongst
needs of different households, keep peace amongst children (Evans, Lepore, Shejwal, & Palsane, 1998).
residents and ensure individual household privacy Finally, residents living in larger and less-crowded
(Mulholland Research & Consulting, 2003). dwellings are more likely to want to stay in their home
and neighbourhood, versus those living in dwellings that
are smaller and more crowded (Dave, 2010).
5.4. Crowding, ddensity and (mental and physical) With regard to gender differencesand crowding, it has
well-being been found that females react positively to crowding
whereas males react more negatively (Freedman, Levy,
Crowding is believed to have substantial negative Buchanan, & Price, 1972; Stokols, Rall, Pinner, &
effects on social relations (Baum & Paulus, 1987) and Schopler, 1973), possibly because females are more
psychological health (T3aurn & Paulus, 1987; Edwards likely to commiserate with each other than males in high-
et al,, 1990; Evans, Palsane, Lepore, & Martin, 1989; density situations (Epstein & Karlin, 1975). However,
iGabe & Williams, 1987;Cove & Hughes, 1983; Lepore, Proshansky, Ittelson, & Rivlin (1976) counter this
'Evans, & Palsane, 1991). Some researchers have argument by saying that women are more susceptible
indicated that personal control is important in situations to crowding effects because there is a perceived loss of
involving crowding, and that possessing perceived or tenitorial control. Regoeczi (2008) discovered that
actual control over high density may help to alleviate women in crowded homes are more likely to be
some of the negative efforts to exert control (Baum, depressed, whereas men report higher levels of with-
Aiello, & Calesnick, 1978; Rodin, 1976).' Moreover, it drawal or both withdrawal and aggression. Another study
found significant correlations between lightness and
perceived room size for both genders, although there
An example of using p i v e d control over high density is for a were only marginal effects for males (Schiffenbauer,
person to think that Wshe can object to a planning application for a
highdensity building in hidher erea. An example of using actual Brown, Perry, Shulack, & Zanzola, 1977). Moreover,
coniml over high density is for a person to write planning policy that some research in the UK has shown that women aged 25-
would limit highdensity in hidher area. 45 in London suffered more psychological distress in
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crowded dwellings than any other demographic (Gabe & aggression and increased senseof physical and emotional
Williams, 1987).Finally, studiesconducted with students vulnerability (Brain, 1984, Freeman, 1984). It also has
in university halls of residence have shown that males in been shown that the level of casual neighbouring
double rooms felt more crowded than females in double decreases in high-density census tracts (Baldassare,
rooms. Howevea, males in triple rooms felt no more 1977). This echoes the findings of Schmidt, Goldman, &
crowded than did females in triple rooms. Nonetheless, Feimer (1979), who showed that the achievement of
males in both conditions tended to feel fairly crowded adequate privacy was consistently related highly with
and spent considerably less time in their rooms than did feelings of crowding at the residential, neighbourhood
other students. Females living in triple rooms, on the and city scales. Furthermore, the poorest members of
other hand, did not respond negatively and may have higherdensity communities appear to be most affected,
reacted positively to the higher density threeperson as they experience greater levels of worry and unhappi-
rooms (Walden et al., 1981). ness at a superficial level than others (Mitchell, 1971).
When chronically exposed to both crowded home However, when community densities are low (one
settings and child care centres, children are likely to standard deviation below the average), increases in
experience increases in behavioural disturbances, the household density produce slight decreases in psych*
more so than when exposed to a single crowded setting logical stress (G6mez-Jacinto & Hombrados-Mendieta,
(Maxwell. 1996). Students living in crowded university 2002). Social hassles in the home are another problem:
accommodation (i.e. three students in a two-bed room) when combined with highdensity households, Amer-
reported feeling more stressed and disappointed icans and Indians suffered greater psychological stress
(Karlin, Epstein, & Aiello, 1978; Valins & Baum, than their low-density household counterparts (Lepore
1973), and more negative and less satisfied (Gormley & et al., 1991).
Aiello, 1982), than students living in less crowded In terms of physiological disease, one group of
accommodation. Students also living in "triples" who scholars discovered that dwelling and building fea-
perceived the door andor the window of their room to tures-operationalised as dwellings in taller and newer
be part of their territory felt less crowded than students buildings with lower resale value and dwellings on
who did not include these features in their perceptions blocks with high residential density-and crowding
of the room (Baron, Mandel, Adams, & Griffen, 1976). were associated with tuberculosis occurrence (Wanyeki
Corridor-designed, as opposed to suite-designed, et al., 2006). In contrast, another group of researchers
accommodation led to students feeling more stressed, have found that the longer a person has lived in a dense,
complaining more about unwanted social interactions urban settlement, the more resistant they are to
and being hostile and withdrawn (Baum & Valins, intracellular pathogens, which includes tuberculosis
1977). Once the university accommodation was re- (Barnes, Duda, Pybus, & Thomas, 2010).
designed, the negative effects of crowding were
attenuated (Baum & Davis, 1980).
With regard to crowding and the urban-suburban 5.5. Dissatisfaction, neighbourhood problems,
divide, some research has shown that students who perceived quality and densiry
come from suburban areas felt significantly more
crowded than did students from either rural or urban Whilst more compact (i.e., dense) urban forms-and
areas. One reason for this finding could be that their associated housing types (e.g., multi-family
suburbanites place more importance on open space housing, high-rise flats)--generally foster better access
than do urban or rural inhabitants. The authors to services (Button, 2000a; Dave, 2010; Raman, 2010;
concluded that perhaps people living in the suburbs Walton, Murray, & Thornas, 2008),more opportunitiesto
may be more susceptibleto the effects of higherdensity socialise (Raman, 2010; Walton et al., 2008) and greater
living conditions (Walden et al., 1981). social equity (Burton, 2000b), they also rate somewhat
In terms of density, individuals living in conurbations badly on dissatisfaction at the neighbourhood leveL6
and higher-density areas report higher levels of all types Even worse, dense urban forms are more strongly
of psycho-physiological symptoms (Social and Com-
munity Planning Research, 1978, as cited in Halpem,
1995), including stress, anxiety (Brain, 1984; Dave, In contrast, Howley et al. (2009) believe that residential dissstis-
faction in dense areas could be connectedto a range of issues, such as
2010; Freeman, 1984, Tamopolsky & Clark, 1984), risk noise, traffic, mvironmental quality, lack of community involvement,
of hospitalisation for schimphrenia (Weiser et al., 2007). and a puciv of services and facilities. rather than high density being
social alienation (Borden, 1997; see also Simmel, 1950), the sole problem.
C.I: Boyko, R. Cooper/Progmss

associated with the occurrence of neighbourhood included poor materials and workmanship, small
problems, such as crime (Bramley & Power, 2009) cramped rooms (especially the kitchens), sound
and maintenance by neighbours (Walton et al., 2008); transmission, inadequate storage space, traffic noise,
lower quality of life (Cramer, Torgersen, & Kringlen, lack of on-street parking and crime (DOE,1992b, 1993;
2004, as cited in Walton et al., 2008); an increase in Goodchild, 1984, 1985, 1994).
negative life events, a reduced perception of neighbour-
hood quality (Walton et al., 2008); less friendliness
5.6. Hclrnan diversity and density
towards strangers (Amato, 1980); less likeability of
neighbours (Verbrugge & Taylor, 1976, 1980)'; less
People living in the poorest socioeconomic status
social interaction and satisfaction with open spaces and
areas had much more exposure to fast food outlets
parks within the locality (Dave, 2010); less access to
(Reidpath, Burns, G&, Mahoney, & Townsend,
green-space (Burton. 2000a); low height-@space ratios;
2002), and both fast food restaurants and high-l~affic
low artificial light levels; low traffic levels; private
areas (Hurvitz, Moudon, Rehm, Streichert, & Drew-
gardens and entrances; the absence of non-residential
nowski, 20091, than people in the wealthiest areas.
uses nearby; social homogeneity (Goodchild, 1985);
Those living in high, urban density neighbourhoods also
more noise, including noise from dwellings and busy
earned less than those living in lower density
roads and roadjunctions (Lindsay et al., 2010; Oyedepo
neighbouhoods (Wheeler, 2W), and experienced
& Saadu, 20 10), and; high child density (DETR, 1998).
more psychological strain, particularly if people
The reverse also is true: neighbou&oods with larger
thought they were different from their neighbours
dwellings are perceived to be more attractive, to have
(Gillis, 1983). However, it was found that students
better maintenance and infrastructure and better parking
educated in the densest urban areas could obtain better
facilities (Dave, 2010). However, neighbourhood demo-
graphics and soci~economic status may be more
SATS and NVQ scores than their cohorts educated in
the least dense urban areas (Gibbons & Silva, 2008).
powerful predictors of the outcomes thm is urban form
Furthermore, low-income groups were less segregated
(Bramley & Power, 2009;DETR, 1998). Perceptions of
in cities with a high proportion of high-density
density also play a crucial role in understanding the
dwellings (Burton, 2000a), creating a more diversity
predictors of such studies (Dave, 2011).
across cities.
Other studies have found similar results. An
Confirming Wih's (1938) theory of that demo-
evaluation of the environmentalquality of SO residential
graphic diversity is a function of population size and
areas in London revealed that the majority of areas
density, Hall and Lee (2010) found that suburban
perceived as above average were either above or below
diversity increases with population size and density.
the recommended density range of 125-250 hrh. Only
The authors also found that suburban diversity varies
17% of the study areas that were pe~eivedas above
with metropolitan, population and suburban size
average fell within the density range (Llewelyn-Davies
as well as distance and dominance from the central
et al., 1994). These findings are corroborated by
city.
research in Finland, which showed a positive relation-
ship between dwelling density and environmental
quality, but at density ranges below 100 dwellings 5.7. Streets with shops, density and mental
per hectare and above 190 dwellings per hectare wellbeing
(Broberg & Kyttii, 2010). A survey of private-sector flat
conversions in London found that many of the Fleming, Baum, and Weiss (1987) discovered that
occupants wanted to move. The main complaints residents of streets with shops were more stressed, had
lower perceptions of control and had less ability to
regulate social interaction than were residents of streets
" This tincling is commensurate with Granovener (1973). who without shops. The stress was related to externally
suggested that smng ties between neighbours may promote l& derived crowding. That is, residents of streets with
cohesion, yet overall hgmentation, and rhat wealc tics m indispm- shops reported having more problems with social
sible for community integration. Hawever. Verbmgge and Taylor density and lower perceived control outside their homes
(1976, 1980) also found that inutasing ncighboUmood density was than did residents of no-shop streets. Baum et al. (1978)
positively associated with recognising other residents and having
one's neighbows as friends, and increasing household density was also found that residents who lived on streets with shops
positively associated with spending more leisure time with household were less likely to interact with others in neighbourhood
members and relying on them more when ill. spaces and complained more about unwanted contact.
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5.8. Crime and density good tenure mix and housing choice (DETR,1998;
Dixon, Pocock, & Waters, 2006). In the case of
According to Newman (1973), crime should be idkastructure, a lack of existing facilities and transit
lower in low-density, single-use environments with hubs and links means that raising densities may be
restricted access to strangers. However, other scholars irrelevant-and even be damaging in some cases-
have not found a relationship between crime and density because the local context has not been considered
(see Harries, 2006; Haughey, 2005; Li & Rainwater, properly (DETR, 1998). Furthermore, when a high-
2006, all as cited in Hillier & Sahbaz, 2009), whereas density area in a city centre becomes too successful,
others have found the opposite effect. For example, some people (e.g., families, those requiring affordable
Hillier and Sahbaz (2009) found that there is a decrease housing) become priced out of the market. This often
in residential burglary with increased dwelling and leaves only those who can afford to buy or let 1- and 2-
population density and that higher ground-level dwell- bedroom flats to enjoy the benefits of city centre living
ing and population densities reduce risk, but above- (Dixon et al.. 2006). In the US, it also is the case that
ground density may lead to an increase. This linding is those living in multi-family units pay more local
echoed by Roncek (1981), who also found lower property taxes than do those living in owner-occupied
personal and property crime levels when area1 density dwellings outside city centres. This differential is in
increased. Finally, Burton (2000a) suggests that average addition to the mortgage interest deductions given to
city crime rates are related to gross density measures, homeowners to reduce their national taxes (Smith, 30
which implies a closer connection with city size than November 2010).
with density.
5.l l . Biodiversity and density
5.9. Alcoholism and density
Studies on the relationship between biodiversity and
Youth living in areas with higher densities of shops density have tended to focus on species density as it
selling alcohol had higher initial levels of drinking and relates to urban areas, or to the impact of higher urban
excessive drinking, versus youth living in areas with densities on biodiversity. Regarding the former,
lower densities of shops selling alcohol (Chen, Grube, research by Aurora, Simpson, Small, & Bender
& Gruenewald, 2009). Similar results were found with (2009) found that the density and vertical structures
alcohol advertising hoardings and adults: with every of the woody plant community in residential neighbour-
one unit increase in average exposure to advertisements, hoods were moderately to strongly correlated with
there was a 13% greater chance of an adult being a species richness, species diversity and bird community
problem drinker (Kwate & Meyer, 2009). However, in evenness. This finding builds on work by Mills,
the case of youths, gmwth in drinking and excessive Dunning, & Bates (1989), which showed that densities
drinking occurred more rapidly in areas with lower of exotic, territorial and non-territorial native bird
alcohol outlet densities. In addition, the above relation- species were correlated with the volume of exotic plants
ships with youths were mediated by friends who had and that housing density was a less important predictor
access to vehicles (Chen et al., 2009). of bird diversity than were the characteristics of the
vegetation at the site. Furthermore, in their study of
5.10. BmwnJield R-development and densiry dependence, territoriality and divisibility of resources
amongst birds, Both and Visser (2003) discovered that
Brownfield redevelopment is mostly seen as a the optimal territory size is small when there is a low
positive step towards increasing densities in cities (see density of nest sizes. When nest size density is relative
PPG3, DCLG, 2006). However, problems have been large, however, the optimal territory size is high and
identified that call into question the notion that all territories are nearby. If there is competition for nest
brownfield development is good development. Some sites, densitydependent exclusion is expected through
scholars have pointed out that, whilst initial increases in territoriality and not density-dependent reproduction.
net residential density reduce the amount of residential When competition is for food, though,density-density
land needed to accommodate dwellings, successive reproduction is expected. Finally, in their study about
increases produce less and less land savings (DETR, the density of pores found in leaves and stems, used for
1998). Moreover, in order to sustain brownfield gas exchange (i.e., stomatal density), Woodward and
development, investment needs to be secured and Kelly (1995) concluded that stomatal density decreased
infrastructure needs to be in-place first to allow for a by 14.3% when CO2 increased. This has important
C.l: Boyko, R. Cooper/Progmss in Planning 76 (2011) 1 4 1

implications for climate change and biodiversity. In the (2009), who found that higher population densities were
absence of evidence, the DETR (1998) states that significantly related to colifom bacteria concentrations
increasing the density of development (in terms of its in nearby river basins. Moreover, Ewen, Anagnostpou-
footprint) may reduce opportunities for biodiversity. lou, & Ward (2009) found that higher traffic densities
However, they caution that the biodiversity on soon-to- were associated with an increased release of heavy
be developed land will be lost regardless of the number metals into residential or commercial areas.
of dwellings on the site and that development coverage
and the use of space between buildings are more 5.13. Temperature, air flow, buildings and density
important variables to consider.
At the urban scale, more densely urbanised areas Due to heat being absorbed from road and building
have been found to possess poorer ecosystem quality surfaces, built-up areas containing tall buildings packed
than lower density environments, evidenced by less closely together are considerably warmer at night than
green-space and garden coverage (Gaston, Warren. in rural areas. This is known as the 'urban heat island'
Thompson, & Smith, 2005; Loram, Warren, & Gaston, effect and is correlated with urban density (seeCoutts,
2008; Tratalos, Fuller, Warren, Davies, Br. Gaston, Beringer, & Tapper, 2007; Hui, 2001; Oke, 1987, as
2007), more fragmented habitant patches (Davis, 1978; cited in Skinner, 2006). Increases in urban density also
Gaston et al.. 2005; Niemelii, 1999%1999b; Wood & may reduce air flows in streets and, thus, natural
Pullin, 2002), smaller habitat patch sizes (Tratalos et al., ventilation in buildings (Givoni, 1989, as cited in
12007), greater predicted runoff, higher predicted Skinner, 2006; Givoni, 1998, as cited in Hui, 2001), and
maximum temperatures, lower predicted carbon seques- could negate the behaviour of sky views and altitude in
tration (i.e., less tree cover) (Bonan, 2000; Henry & allowing vegetation to lower outdoor temperatures
Dicks, 1987; Rebele, 1994; Tratalos et al., 2007), more (Giridharan, Lau, Ganesan, & Givoni, 2008). These
frequent habitat disturbances (Rekle, 1994) and issues may extend seasonal exposure to unfavourable
changes in the composition of species, both by reducing climatic conditions (Coutts, Beringer, & Tapper, 2007),
richness in one species and increasing richness in other and may exacerbate urban stormwater runoff because
species (McIntyre, Rango, Fagan, & Faeth, 2001). In more surface area may be pervious (Skinner, 2006).
terms of domestic (i.e., private) garden coverage, Having a greater density of foliage, though, has been
Gaston et al. (2005) argue that higher urban densities shown to contribute to surfacesoil cooling (Lin & Lin,
will overburden a smaller proportion of people who still 2010).
have green space to provide ponds, nest boxes, trees and
so forth to maintain or enhance biodiversity. Loram 5.14. Energy use and density
et al. (2008) suggest, therefore., that new, high-density
housing must have suitable green-space provision (e.g., Cities are usually seen as more energy efficient than
hedges, tall shrubs) to offset the losses cmntly being surrounding areas. Burchell and Listokin (1982, as cited
experienced for public and private green-space. Not in Hui, 2001) suggest the following reasons:
only must suitable green-space be provided, it must be
accessible, especially to those most vulnerable in the Urban buildings consume less energy because of their
community (e.g., the poor, the elderly) (Barbosa et al., density and compactness.
2007). Cities benefit from good transportation and commut-
ing travel.
5.12. Pollutants and density Cities can easily capitalise from more efficient energy
systems.
According to Hatt, Fletcher, Walsh, & Taylor (2004), m High-density developmentsand mixed land uses may
urbanisationdperationalised as poor drainage and contribute to better efficiency.
quantity of impervious surfaces-is the most likely
factor in the degradation of stream water quality. Dave Naess (1997, as cited in Holden & Norland, 2005)
(2010) echoes these sentiments in relation to air and also offers some factors that may contribute to reducing
water pollution. In addition, a strong positive relation- energy use per capita in cities, mostly concentrating on
ship was found between urban density and electrical high densities and compactness:
conductivity in streams as well as between septic tank
density and NO, concentrations (Hatt et al., 2004). This Having a high density within each residential area.
is reaffirmed in findings from Ham, Kobori, & Takasago Ensuring a high population for cities.
C.l: Boyko, R. Cooper/Progms in Planning 76 (2011) 1 4 1

Creating a centralised settlement within cities, similar Webber & Athey, 2007). This productivity may occur
to the idea of a density gradient, with a higher density through increased rates of invention (Carlino, Chatter-
in the city centre and lower densities on the fringe. jee, & Hunt, 2007), innovation and creativity (Knudsen,
Having a centralised workplace location. Florida, Gates, & Stolarick, 2007) andtor economic
Making parking a low priority at workplaces. provision of new technology (Mayor of London, 2008)?
m Decentralising concentration at the regional level. Concentration also helps people and organisations to
interact with one another and reduces the friction,
The above implies that a relationship exists between energy and effort needed to make and maintain those
energy use and urban form, extending to density (m. interactions (Florida, 8 September 2010). This is true
1990, Jenks et al., 1996; Kamal-Chaoui & Robert, for certain kinds of people, as Gordon and Ikeda (201l)
2009). For example, Japan's urban population is five learned when they discovered that 'creatives"i.e.,
times as dense as Canada's urban density, with the people in arts, design, entertainment, sports and media)
former consuming 40% less electricity than the latter preferred to move to dense neighbourhoods in small,
(Kamal-Chaoui & Robert, 2009). Furthermore, higher high-income metropolitan regions, such as New
densities encourage the introduction of sustainable England or the Pacific. However, the authors also
technologies that are more energy efficient (e.g., CHP) suggest that 'creatives' are quite idiosyncratic in their
(Williams, 2000) and more recycling of household living choices, selecting both low-density (e.g., Silicon
waste pave, 2010). Lowdensity suburban develop Valley) and high-density (e.g., Manhattan) places.
ments are also more intensive on a per capita basis in Indeed, the density of a variety of fundamental factors,
terms of energy and greenhouse gases than are higher- including people, technology and nature, reflects the
density urban developments (DETR, 1998; Norman processes, money and actors that keep the city alive and
et al., 2006).' Moreover, high-density layouts may breathing (Rao, 2007). Such agglomeration economies
facilitate thermal exchanges between buildings, thus provide tradeoffs for people between lower travel cost
helping retain warmth (Gaia Planning, 1996, as cited in or distance on the one hand and the cost of space (e.g.,
DETR, 1998). However, the benefits of reduced heat house prices, rents, land values) on the other (Clark,
loss need to balanced with the disadvantagesof reduced 1951, as cited in Batty, 2008). Yet in some places,
solar and daylight availability (Steemers, 2003). An clustering employment together has not had a sig-
additional finding from Hong Kong illustrates that a nificant impact on population density even though some
compact urban form with vertical zoning via multi-level urban policies have advocated job centralisation
and multi-functional clusters may be an energy-efficient (Baumont, Ertur, & Le Gallo, 2004). Some scholars
option for high-density cities (Hui, 2001). finally, in the also have pointed out that, particularly in fast-growing
United States, Glaeser and Kahn (2008, as cited in areas of world-leading countries, employment may
Salon, Sperling, Meier, Murphy, Gorham, & B m t t , decentralise faster than population (Lj, 2010),1° In
2010) discovered that older, denser cities in the north- addition, where agglomeration economies are located is
east have significantly lower per capita emissions than important, and aquick scan of high-density city skylines
do northeastern suburbs. Lower carbon emissions also does not necessarily indicate economic performance. In
are evident in urban areas that become denser and in many large, declining city centres, for example, tall
which residents rely ever more on public transportation buildings that once housed many different functions
(Kamal-Chaoui & Robert, 2009). may be vacant now, revealing the true economic health
of these places (Batty, Besussi, Maat, & Harts, 2003).
Moreover, the skill level of the population is a crucial
5.15. Businesses, business location and density

Concentrating people and businesses together in


dense distributions is seen by some as a positive way to However, Forman et al. (2005)argue that Intemet participation by
improve employment opportunities (Dave. 20 10) and h s is more likely in rural vmus dtnse. urban amas because the
marginal nturn from the use of Internet communicationscapabilities
economic performance and increase productivity in is higher in the former. Nonetheless, costs to enhance the Internet me
cities (Jacobs, 1961; Kamal-Chaoui & Robert, 2009, lower in urban, versus rural, areas.
'O Li (2010) also found that male employment decentralks faster
than female employment, and rapid employment and population
When the unit of analysis is changed-per unit of living space, decentralisation bccurred for low-income earners (v. high-income
rather than per capita-the strength of the relationship diminishes earners who experienced a slight centralisation trend) and for low-
(Norman et al.. ul06). er-status occupations (v. managerial and professional workers).
C.l: Boyko, R. Cooper/Progmss in Planning 76 (2011) 1 4 1

factor: the correlation between productivity per worker Schmitz, & Hearst, 2007; Forsyth, Hearst, Oakes, &
and metropolitan area population is strongest in cities Schmitz, 2008; Oakes, Forsyth, & Schmitz, 2007). In
with higher levels of skills and virtually non-existent for contrast, Xu et al. (2010) found that there was a
metropolitan areas with a less skilled population. Thus, significant negative association between recreational
urban density plays an important role because "proxi- physical activity time for students from the highest,
mity spreads knowledge, which either makes workers versus the lowest, densities. Furthermore, adolescents
more skilled or entrepreneurs more productive" who lived in neighbourhoods with an increasing density
(Glaeser & Resseger, 2010, p. 221). Yet in poorer of small and large grocery stores in a 1600 m range had
countries with high population densities and greater more percent body fat than adolescents living in other
tourism numbers, the issue of proximity and agglom- areas. They were also more likely to have higher systolic
eration is overshadowed by susceptibility to global blood pressure as the number of transit stops in their area
spillover effects. That is, poorer countries have less decreased (Dengel, HearSt. Harmon, Fomyth, & Lytle,
power to control the global spillover process and are 2009). Nonetheless, adults tended to walk more minutes
often at the mercy of larger countries with more per week when they perceived good access to shops,
economic wealth and exportingpower (Van Everdingen, neighbourhoods and pavements and the residential
Fok, & Stremersch, 2009). density was high (Inoue et al., 2009).

5.16. Government expenditure and density 5.18. Trrel demandbehaviour and densiry

In their study of 487 US municipal governments and Within the transportation field, the relationship
their spending, Holcombe and Williams (2008) dis- between travel demand/behaviour, urban form (density
covered that there was no statistically significant being one aspect of urban form) and associated energy
relationship between per capita total government consumption has been debated for many years (see
expenditures and operational expenditures for cities Levinson & Wynn, 1963, as cited in Van Acker &
smaller than 500,000. For larger cities, higher popula- Witlox, 2010). Some scholars have attempted to
tion density was related to higher per capita government demonstrate a causal linkage between the three
expenditures, which confirms earlier research, suggest- variables, with studies revealing, amongst other things:
ing that there is a relationship between higher
population density and higher per capita government Per-capita energy consumption increases as density
costs (see Cox & Utt, 2004; Ladd, 1992), particularly decreases (Newman & Kenworthy, 1991: Owens,
service costs (LSE, 2006).11 Moreover, infrastructure 1987; Rickaby, 1987, both as cited in Frank & Pivo,
expenditures declined with increases in population 1994).
density for cities smaller than 500,000 whereas Population and employment density have the greatest
expenditures on services increased with population impacts on travel behaviour (Cervero, 1988, as cited
density for cities larger than 500,000. In their in Frank & Pivo, 1994; Newman & Kenworthy, 1989;
conclusions, the authors stated that policies advocating Pushkarev & Zupan, 1976; Spillar, 1989,both as cited
increases in population density would not reduce per in Frank & Pivo, 1994).
capita government expenditures; in fact, in cities larger Cities with higher urban densitieswere less dependent
than 500,000, such policies would result in higher per on private vehicles for travel and had more viable
capita government expenditures. public transport systems (Alexander & Tomalty,
2002; Dave, 2010; Kenworthy & Laube, 1999;
Newman & Kenworthy, 1989;-smith, 1984). Con-
5.l 7. Physical activity and density versely, those living in lower density communities
relied more on private vehicles and commuted longer
Dense areas promote travel walking whilst less- distances to work (Alexander & Tomalty, 2002).
connected larger blocks promote leisure walking with The higher the net population density, the more likely
no effect on total physical activity (Forsyth, O a k , that disadvantaged groups will use public transporta-
tion, at least for travel to work Additionally, in low-
dwelling density cities, disadvantaged groups are
It also contradicts earlier research that has shown a cost savings
from higher deasity schemes (Litman. 2004, as cited in Holcombe & more likely to walk or cycle to work (Burton, 2000a).
WiIliams, 2008) and an increase in government c m when growth The higher the urban densities, the more the following
sprawls, ratherthan when it is managed (Bumhell& Mukherji, 2003). are reduced: car use, energy consumptmn (Brownstone
C.I: Boyko, R. Cooper/Progrws in Planning 76 (2011) 1 4 1

& Golob, 2009; Camagni, Gibelli, & Rigamonti, Further studies have pointed to the benefits of compact,
2002), car ownership and the number of trips (Camagni mixed-use, pedestriau-friendly designs in reducing
et al., 2002), particularly long-distance suburban to vehicle trips and vehicle miles travelled per capita as
inner-city commutes (Li, 2010). well as encouraging non-motorised travel (see Cervero
The higher the urban densities, the greater the & Kockelman, 1997; Dargay & Hanly, 2004,as cited in
incidence of pedestrian casualties, although the Van Acker & Witlox, 2010; Frank & Pivo, 1994;
casualty rate decreases for the most extremely dense Hammadou, Thomas, Verhetsel, & Witlox, 2008;
wards (Graham & Glaister, 2003) Kitarnura, Mokhtarian, & Laidet, 1997, both as cited
Density has a significant impact on mode choice in Van Acker & Witlox, 2010; Masnavi, 2000; Salon
(Cervero, 1988; Meyer, Kain, & Wohl, 1965; et al., 2010; Schwanen et al., 2004, as cited in Van
Pushkarev & Zupan, 1976; Pushkarev, Zupan, & Acker & Witlox, 2010; Souche, 2010; Stead, 2001, as
Cumella, 1982, all as cited in Frank & Pivo, 1994). cited in Van Acker & W~tlox,2010). These findings are
m As density increases, households with one or more moderated, in part, by variables such as residential
vehicles produce fewer trips whereas zero-car house- neighbourhoods that are spatially accessible to com-
holds produce more trips (Deutschman & Jaschik, mercial activities, walking quality, instances of all-way
1968, as cited in Frank & Pivo, 1994). intersections, on-street parking abutting commercial
m Work-live policies may not provide the relief from premises (Cervero & Kockelman, 1997), the ability to
congestion and air pollution that is needed (Downs, concentrate movement patterns to favour public
1991; Guiliano, 1991, both as cited in Frank & Pivo, transport (Breheny & Gordon, 1996, as cited in DETR,
1994). 1998), user cost of a car and of public transportation
m Mixing land uses at the end of an employment trip has (Souche, 2010), car stock and distance travelled by car
been found to reduce travel demand (Cervero, 1988, (V. fuel consumption per kilometre) (Karathodorou,
as cited in Frank & Pivo, 1994). Graham, & Noland, 2010) and floor space and
m Population density and travel distance are related such employment (Smith, 1984). Moreover, Small and
that areas of 50 persons per hectare and towns of over Verhoef (2007) believe that decisions about travel are
250,000 people consistently travel the least in terms of influenced by the type of activity (e.g., leisure, business)
total distance across all travel modes (DETR, 1998). and the density of buildings. In addition, some studies of
Higher densities are associated with higher levels of non-urban fonn features have discovered that cost and
congestion (Schwanen, Dieleman, & Dijst, 2004, as demographics are underlying factors that explain the
cited in Van Aclcer & Witlox. 2010). relationship between intensity of development and
m The higher the densities, the more efficient the travel behaviour (Frank & Pivo, 1994; Smith, 1984).
transport infrastructure(Alexander& Tomalty, 2002). Another strand of research in this area has explored
m Light rail can lead to higher densities (Jlmdy, 2005, the distinction between work and leisure travel. Some
as cited in Salon et al., 2010). researchers have claimed that people living in high-
Increasing dwelling densities by at least 10% is density city centres, versus those living in low-density
associated with 2-3.56 decreases in vehicle miles areas, will travel out-of-town on weekends to compen-
travelled and NOx emissions (Bartholomew, 2007; sate for the lack of access to a private garden (e.g.,
Stone, Mednick, Holloway, & Spak. 2007). Kennedy, 1995; Vilhelmson, 1990, both as cited in
Holden & Norland, 2005). Findings such as t h w have
lead to a 'hypothesis of opportunity', which states that
Other scholars have attempted to look deeper into
the time and money people save when travelling shorter
this relationship to find moderating or mediating
distances during daily commutesmay be used for longer
factors. They have tried to show that the relationship
distance, leisure-time travel (HoIden & Norland, 2005).
is based more on correlation than causality and that
Related researchxploring work and leisure walking
density may not be a causal factor." The most
prominent research that aligns with this school of as it pertains to neighbourhood walkability-has shown
that street connectivity and proximity to retail are
thought has demonstrated that higher densities are
positively associated with walking for transport, but not
related to higher levels of transit ridership and
walking for recreation. The relationship is also stronger
parking costs, and lower rates of vehicle ownership.
for weekly Erequency than for weekly minutes of
walking, as more-walkable neighbourhoods required
l* Rather, there may be a host of economic-related variables that shorter walking trips to reach destinations than did less-
inlluence travel behaviour (Frank & Pivo, 1994). walkable neighbourhoods (Owen et al., 2007).
A further area of research involves the use of future density (e.g., transportation), the types(s) of density
scenarios planning in making transportation-related examined (e.g., population density), the methods used
decisions. A major US regional centre undertook a (e.g., interviews) and place where the study was
study using scenarios as a way to better understand undertaken (e.g., Melbourne, Australia), and the
uncertainties so that transportation decisions made findings as they relate to density.
today would be resilient, no matter what the future holds To help make sense of the 75 studies in a meaningful
(Moss et al., 2000; Schwartz, 1996). Through an way, a taxonomy of density was created, which is
analysis of six scenarios involving different urban described in the next section.
footprints, dwelling densities and transport investment
priorities (e.g., increasing roadways, additional rail and
6. A taxonomy of density
bus rapid transit), the organisation was able to conclude
that the most favourable outcome involved a shift
A taxonomy classifies information in an ordered
towards a lower urban footprint, higher dwelling
manner to indicate relationships as well as to bring
densities and more transit use and better transit pricing.
clarity to complex issues. The authors decided that a
Due to the unfeasibility of moving from the current
taxonomy of density could be useful for organising the
situation to this scenario, however, the organisation was
different types of densities that are researched and used
able to settle on another scenario that provided a
in everyday practice, both at a generic level (e.g.,
'middleground', with moderate increases in the urban
population density) and at more specific levels (e.g.,
footprint increased, dwelling densities and the existing
organisational density, business density).
roadway network (Locantore, Montago, Rudy, &
Starting from the top tier of the taxonomy in Fig. 1,
Sabina, 2009).
the definition of density is given: a number of units in a
A final area of research has considered density as it
given area.Two keywords from the definition, units and
relates to pedestrian and traffic flows. A well-
area, were identified, forming the first tier. Area was
documented relationship exists between density and
divided into space and scale (second tier), and further
walking speeds: that is, the prevailing density of
sub-divided into measurement units of spaces (e.g.,
pedestrians has a significant effect on individuals'
square mile, hectare) and a range of scales (e.g.,
wallcing speeds (see Fruin, 1971; Henderson, 1971, as
building, neighbourhood) (fourth tier). The subdivision
cited in Willis, Gjersoe, Havard, Kerridge, & Kukla,
of units from the first tier was created by the authors as
2004; Maeda et al., 2005).
well as nine experts on density and the built
environment who worked with authors to brainstorm
5.19. Table of density studies
and identify different types of densities that might be
used in everyday practice. This second tier includes
From Sections 5.1-5.18, 75 studies were chosen
natural fom, builtform, static mobile material
based on their relevance to the design of urban
fonn and people (with the latter further dividing into a
environments and whether or not density could be
third tier-individual & social and organisational). The
directly manipulated or found to mediate another
third tier-and the forth tier in the case of people-
relationship. To reiterate how the 75 studies were
contains specific types or examples of density as they
chosen, publications within urban planning, urban
relate to the more general types in the second tier. For
design, the built environment, environmental psychol-
example, under natural form density, one can find the
ogy and sustainability were reviewed in the first
density of forests, lakes and cropland.
instance to better understand density. Snowball refer-
In order to populate the taxonomy with information
encing (i.e., choosing additional publications from
about what types of density were researched in each of
original sources, based on relevance to density and the
the 75 studies from Table 15, a number was assigned to
design of urban environments) and online database
each study, from 1 to 75. Each time a density type was
sampling-using keywords such as 'density', 'urban
mentioned in a study, the corresponding study's number
density', 'design', 'built environment', 'physical envir-
was placed underneath the lowest relevant tier of the
onment and 'urban envir01unent'-then were used to
taxonomy. When all the studies were examined, an
find additional sources. Approximately 250 references
overall picture of the most common density types was
were examined before choosing 75 studies for this
section.
Table 15 contains information from the 75 studies, ''Static fom refers to objects within the built environment that are
summarised in terms of the issues studied alongside not buildings, infmtructure or spaces (e.g., transit stops, waste).
Table 15
Summary of 75 density studies, including methods and findings.
Variables studied with density Methods and place where study undertaken Findings Refennce
Energy use and greenhouse C- study: life cycle assessment of low- and Low-density suburban developments are more energy and Norman et al.
emissions (dwelling density) high-density neighbourhoods using quantirativt GHG intensive on a per capita basis (when unit changed to (2m)
data {measuring energy use and GHG emissions); per unit of living space,the significance of the relationshipis
Toronto, Canada almost nepligent)
ResencJabsence of shops on Observation of outdoor spaas; survey of street The presence of local shop increased use of pavements and Barn et al.
neighbourhoods streets and behaviour (including measures of socio- street anas, which interfered with nsidents' ability to (1978)
crowding (urban density - economic status, housing value, average rental regulate contact outside their homes; group development and
assessed by s m l , persons per cost, ethnic compoeition, education, age, years wnversion of public space to semi-private space were
unit and p o n s per room) living on the street, prior place of residence. inhibited by the presence of local shops, small porches and
family size and density); USA gardens and close proximity of pavements. which led to
reported increases in crowding; residents who lived on
streets with shops w m less likely to interact with others in
exterior neighbourhood space and wrnplained more
frequently about excessive unwanted contact S
Rate of invention (employment Regression of patents per capita data on Acity with twice the employment density of another city will Carlino a al. 3
density-assessed by employment density in metropolitan areas (also exhibit a patent intensity that is 20% higher (2007) X
metroblitan area &A) density:
the sum of all establishment-
includes land area, local market structun and
industrial diversification, share of patents made
3
00

based employment reported by research-intensive industries and trade i!


divided by land area in the secrecy); USA a.
urbanised area of the MA,
urbanised area (UA) density: the
sum of all residency-based
employment reported divided
by land ana in the urbanised
area of the MA)
City size and friendliness Investigator, walking along pavements in 11 Controlling for pavement density, the larger the city, the
towards strangers (pavement locations, initiated eye contact, smiled and said fewer the number of words that the participant used to
density) hello. Another investigator recordad participants' respond to the investigator
reactions and number of people within 10-foot
radius of the participant; Queensland, Australia
Travel demand, design and Collection of data for 50 neighbourhoods: field The effects of the built environment on travel demand are Cuvsro and
diversity (population and surveys and regional maps to compile data on modest to moderate, with density e x d n g the strongest Kockelman
employment density) design features of neighbourhoods; field surveys influence on personal business trips; residential (1997)
and census for land use (i.e., population and neighbourhoods that were spatially accessible to commercial
employment densities); field surveys, regional activities tended to average less VMT per household; higher
maps and transit schedules for transportation densities, diverse land uses and pedestrian-friendly designs
supply data and; travel surveys for wavel, must cocxist to a certain degree if meaningful transportation
personal and household data; San Francisco, benefits are to accrue
USA
Space, privacy, satisfactionwith Face-to-face interviews (via a questionnaire) of The space available to individuals does not have a strong effect
dwelling and crowding (interior 414 residents; mjor variables included in the on crowding and individual p e p t i o n s of physical space do
-
dwelling density number of analyses are: space, housing type, achieved not vary significantly across different personal attributes;
moms per person and effective privacy, satisfaction with living quarters, conflict conflict with orhen fmspace and achieved privacyintervenein
flowspace per person) with others for space and perceptions of the relationship between space and crowding; satisfaction with
crowding; Hong Kong living quarters is the most important predictor variable of the
feeling of cmwdedness in this study, but it has no direct
relationship with space; subjective feeling of crowddness
may beevokedby objectivephysical conditions,but the effects
are madiated by people's subjectiveevaluation of the physical
conditions otha than space, and the relation of actors within
the setting
Local climate and surface Aerial photography to determine housing A move towards a more compact city with built-up activity Coutts et al.
energy (dwelling density) densities and surface characteristics; eddy centres would result in a larger heat storage fraction because (2007)
wvariance approach to study surface energy of changes in the surface characteristics through reduced
balance; temperature and relative humidity albedo and less vegetated cover, but more so through
sensor to study temperature and relative increased built-up surface area (e.g., H:W ratio); a move
humidity; Bowen-area technique was usad for towards a more compact city will extend the seasonal
measu~mentsin the rural site; anthropogenic exposure to unfavourable climatic conditions, with warmer
heat measured using an estimated calculation temperatures expected in rhe shoulder months on either side
from another study-electricity data obtained of summer. In addition. diurnal exwsure will also increase
from electric company; Melbourne, Australia with warmer temperatures continuing into the evening.
because of increasing built-up surface area (including walls)
and increased storage
Mixed-use and travel mode Secondary data analysis (from US Census and Relationships between employment density, population
(gmsspopulation and Puget Sound finsportation Panel) of household density, land-use mix, and transit and walking were
employment density) travel behaviour, demographics, land-use density consistently positive for both work and shopping trip; a
and mix; Washington State, USA dramatic increase in the proportion of public transit and
waking trips wurred as employment density inmased to
more than 75 employees per acre; a significant decrease in
SOV travel also occurred at relatively low densities(between
U ) and 50 employees per acre); population densities need to
exceed 13residents per a m f a changes in mode choice to be
detected
Interpersonal relationships and
residential crowding stress
Questionnairegiven to students living in halls of
residence; a northeastern university, USA
High within-unit residential density was associated with
greatex crowding s m s , less satisfaction with privacy and
Gomrley and
Aiello (1982)
E
(social, xsidential population greater negativity towards the residential living situation;
density) crowding stress and privncy are affected by the nature of the
i n t a p e d relationship amongst those sharing a room;the
nature of the interpersonal relationship was found to exm a
powerful influenceon controloverthe residentialenvironment;
crowding stress commonly associated with tripled residential
settings may be mediatedby interpersonalrelationships ( m m
density and the name of the relationshipsamongst roommates
interactively affect thedegreeto whicha resident is bothered by
crowding-tripledroommatesbeing more botheredby crowding
than those in doubled rooms)
Table 15 (Cmtinued)
Variables studied with density Methods and place where study undertaken Findings Reference
Urban scale, land-use mix and Use of a spatial model of pedestrian casualties Thm is a positive effect from urban density on the
road pedestrian casualties (and a Poiwn regression model), with SES from incidenceof pedestrian casualties over a wide range, but it is
(population, employment and the Indices of Multiple Deprivation, annual also clear that this effect does diminish. For the most
traffic node density) rainfall and sunshine h m 31 weather stations, extremely dense wards, there is a decrease in the expected
GIS to generate data on infrastructure volume, casualty rate; as population density increases, it is found
and employment data fmm the Annual Business that the incidence of accidents and KSIs decreases. Results
Enquiry; England relating to employment density indicate that increased
exprwure of the population in these busy environments will
increase the pedestrian casualty rate, but that in the most
extremely dense economic environments there is a fall in
incidence
Drainage infrastructure and 15 sites chosen, repsenting an urban-to-rural Urbanisation was the most likely primary determinant of Hatt et al.
pollutants in small streams (mad gradient; water quality manually and auto- stream water quality degradation. Both drainage connection (2004)
and septic tank density) samplad; flow heights using a hydraulic model; and imperviousness, as sub-basin scale indicators of uhan
Melbourne, Australia density, explained much of the observed variation in
pollutant concentrations; a strong relationship existed
between urban density and electrical conductivity in the
streams of eastern Melbourne; septic tank density was the
dominant influence on NO, concentrations. Sub-basins with
the highest septic tank densities also had the highest
concentrations of NO, and the highest proportions of
nitrogen present as NO,
Municipal government Secondary data about municipal govemment There is no statistically significant relationship between per Holcombe and
expenditures (population expenditures from the Historical Finance capita total govemment expenditures and operational Williams
density) Database, all other data from the census; USA expenditures for cities smaller than 500,000, and for larger (m) mS'
cities, higherpopulationdensity is associated with higher per W
capita government expenditures. Infrastructure expenditures
s population density for cities
tend to decline with i n ~ e a s ein
smaller than 500,000,whereas expenditures on services tend
to increase with population density for cities larger than
500,OOo
Street conndvity and walking Cross-sectional observational study - residential Dense areas promote travel walking whilst large-block (e.g., O a k et al.
(neighbourhood population areas; self-repwted travel and leisure walking on less C O M ~ Careas
I ~ ~ promote
) leisure walking. However, (2007)
density) a questionnaire; diaries for travel wer a 7day total walking and total physical activity is not affected
period; participants wore an actigraph
(measuring accelerations and decelerations);
GIS to measure street connectivity; census
for population density; BM1 objectively
measured during interview; Minneapolis-St.
Paul. USA
Vehicle usage and energy Secondary analysis of the 2001 National Density directly influences vehicle usage, and both density Brownstoneand
consumption (population, Household Transportation S w e y (sub-sample - and usage influence fuel consumption; a lower, versus Golob (2009)
dwelling and employment 2583 households) - travel diaries used to collect higher, density of l000 dwelling units per square mile
density - only reported on daily travel information, including vehicle implies an increase of almost lUXl miles driven per year and
dwelling density in study) ownership and fuel usage; land use densities also about 65 more gallons of fuel used per household
collected - population per square mile. dwelling
units per square mile, percentage of enter-
occupied housing and jobs per square mile;
California. USA
Neighbourhood walkability and 32 neighbourhoods selected: GIS used to identify Attributes of neighbourhoods that include s m t connsctivity Owen et al.
waking behaviour (dwelling high- and low-walkable neighbourhoods and proximity to retail and commercial destinations were (2007)
density) (comprised of density, street connectivity, land- associated with residents' walking for transport, but not with
use mix and net retail area) and census used to walking for recreation; the relationship between
identify high- and lowSES. postal questionnaire neighbourhood walkability and walking for transport was
m obtain data from respondents about physical stronger for weekly frequency than it was for weekly
activity (e.g., leisure-time walking), minutes. Whilst more-walkable n e i g h b u r h d s may
neighbourhood self-selection and mcio- encourage frequent walking for transport, they required
demographic attributes; Adelaide, Australia shorter walking uips to reach destinations than did less-
walkable neighbourhoods, there were no significant
association between environmental factors and walking for
recreation
Perceptions and individual Questionnaire with rating task given to university Substantial individual differences occur in how people
differences (spatial and social students; Baltimore, USA perceive situations of varying density; two key
density) psychological dimensions need to be considered when
exploring density: social constraint, or the ability of a
person to interact with others and be concerned with the
consequences of that interaction, and spatial restraint, or
the ability of a space to restrict movement and thereby
threaten physical contact -
tu
-
C 4 concentration (stomatal
density)
Energy, buildings and transport
Observations of stomatal densities in
experiments and field observations; Texas, USA
Examples of density, energy use, ventilation,
An average reduction in stomatal density of 14.3% occurred
with CO2 enrichment
For dwellings, the energy implications of compact
WoDmnard and
KeUy (1995)
Steemers
-E
(urban population density) heating and heat loss and tmsport energy; UK densificationare balanced between the benefits from reduced (2003)
and around the world heat losses and the non-benefitsof reduced solar and daylight
availability. For oftice buildings, increasing urban density
increases energy use because of the reduced availability of
daylight in particular. However, this increase is significantly
less than the energy increase of changing from a naturally
ventilated office to an air-conditioned office. This change is
only possible to prevent if the urban environment is less
polluted and noisy
Table 15 (Continued)
Variables studied with density Methods and place where study undertaken Findings Refennce
19 Perceived quality of Surveys of residents who lived in areas of Significant differenceswere found between densities for 9 of Walton et al.
neighbourhood (population different population densities (low, medium. the 19 PREQ scales, with the medium density (200x1
density) high) using two different surveys: perceived neighbourhood being ranked most favourably for7 of these 9
Residential Environmental Quality (PREQ) and scales. Highdensity neighbourhoods were ranked
Perceived Environmental Quality Indices significantly better for 2 of the9 scales, external accessibility
(PEQI); Auckland. New Zealand and transpm services, with d u m density ranked second
for these scales. For the non-significant scales, medium
density neighbourhoods had the highest satisfaction scores.
Across all the scales, for the second and third rankings there
was a fairly even split between high and low density
neighbourhoods. For the PEQI,significant differences
between densities were found for only one scale,
maintenance by neighburs, with high density
neighbourhoods being ranked worst and low density ranked
best: population density had no significanteffect on most of
the variables that were consistent across both surveys.
Notably. thue were no differencesin residential satisfaction.
Quality of Life or the intention or desire to move from the
neighbourhood. People in highdensity areas did travel more
often to socialise however, whilst people in low density areas
travelled to shop more often, with medium density residents
travelling least often to shop
Commuting and residential and l b o household surveys about residential and Employment density may decentralisefaster than population
employment locations employment location (including gender, density; male employment decentralised faster than female
(population and employment household income per capita, occupation, employment; rapid employment and population
density) workplace and residence); Guangzhou, China deannaliation occurred for low-income earners (v. high-
income earners who experienced a slight centralisation
trend) and for lower-status occupations (vs. managerial and
professional workers); mean commuting distance and time
has increased somewhat but the share of long-distance
suburban to inner-city commutes has declined substantially
(consistent with the suburbanisation of jobs)
Population size and diversity Structured interviews of public housing Household and building density interact with perceived
(household, building and nsidents; Edmonton and Calgary, Canada diversity as correlates of psychological strain which is, in
neighbourhood density) turn, related to general discomfort and anomie; persons
who think that they differ from their neighbours are more
likely to experience strain when they live in high-density
housing; people who experience diversity are mon likely
to experience strain when the density of their own
households is high; whether one feels distress depends not
only on the space available, but with whom one must
share it
Urban compactness and social Secondary data on density, mix of uses, The potential of the compact city depends on the form it
equity (gross, net, wanl, and intensification, social equity and external takes; the cities which most support equity are those with a
dwelling density and rooms per influences on the above (e.g., level of car large proportion of high-density housing, in the form of
household) ownership) from the census, Iocal housing terraces and flats, and a large quantity of locally provided
statistics, mortality statistics and propxty market services and facilities: high densities an positive for four
reports; 25 UK t o m and citiw aspects of social equity: access to superstores, public
tmspoct use, lower death rates from mental illness and lower
social segregation
Urban intensification (dwelling Case studies using an Advance Balanced Sheet Higher densities facilitate the introduction of sustainable
density) to evaluate land use policy (involves collecting technologies (i.e., CHP)
information on planning decisions relating ti
intensification, understanding the kends and
patterns that the decisions &ed 'on the
ground' and skategic evaluation); t h m
London boroughs (Hamw, Camden and
BromIey), UK
Energy use, Land use a d local Surveys in 8 residential areas b a d on housing Residents Living in high-density areas use far more energy
travel (dwelling density) type, housing density, location relative to the city than do others for travel by plane. At the same time, they use
centre, access to public transport, distance to less energy than do others for everyday travel; low energy
Iocal sub-centre and local mix; Oslo. Norway use correlated with high-density housing located a short
distance from a centre and offering a range of private and
public services; the per capita average energy consumption
for single-family housing, row housing and multi-family
housing is approximately 12,000,9000 and 8000 kWh,
respectivelyf ksidents having access to a private garden use
on average 1000 fewer kWh annually for long leisure-time
travel by-car and plane than do residents without such
access
l h v e l and quality of life Four case studies of two towns with high and low The compact city (compared to low-density, single-use) is
(population and gross dwelling densities and single and mixed-use; secondary associated wilh much greater accessibility to city facilities
density) data used for selection of case studies; for ~sidents,leading to a 70% reduction in private car w e
questionnaires and interviews of HouseholL, and a 75% reduction in the distance travelled for non-work
Scotland trip; low-density areas, through aspects such as their
graenery, open spaces and parks,provided a higher quality of
Life
Urban form and car dependence A study of 32 cities using primary data for In contrast to city wealth, urban form-in particular, higher Kenworthy and
(h population density) population, urbanised Land area, vehicle urban density-is consistently associated with lower levels Laube (1999)
kilometres of mvel in cars, transit vehicle of car ownership and car use, higher levels of transit use, and (also see
kilometresof sewice and passenger b o a r d i g for lower total costs of operating urban passenger transportation
each city; worldwide systems
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Population size (household Survey looking to test 'negative hypotheses for Increasing household density was associated with spending verbnlgge and
density, neighbourhood density) new dependent variables; to determineif negative more leisure time with household members and relying on TayIor (1976.
density effects appear only when certain 'buffers' them more when ill; increasing density was positively 1980)
are weak and; to test hypotheses about 'positive' associated with recognising other residents, but negatively
effects of density; Baltimore, USA associated with getting to h o w them; increasing
neighbourhood density meant that more of one's neighbours
wee friends, but neighbours were liked less as density
increased
Urban crowding (household Interviews, observation and medical Household density was slightly associated with a decrement Booth (1976)
density, neighbourhood density) examinations of a sample of families; Toronto, in quality of family life (with males and firstkm and older
Canada children affected greatest by household cmwding conditions
in terms of health and for fernales in terms of education);
there was no effects of neighbourhood density on quality of
family life or aggression
Urban crowding and social life Detroit Area Study survey of 1000 men, Increasing census tract density was associated with a reduced
(census tract density) including items about neighbouring, friendships level of casual neighbouring
and social networks; census data to obtain
neighbourhood density; Detroit Metropolitan
region, USA
Avian diversity (woody plant Comparison of avian communities in terms of Density and vertical structure of the woody plant community
density) diversity and composition in three residential in the residential neighbourhoods were moderately to
neighbourhoods using bird and vegetative strongly correlated with species richness, species diversity
S U N 9 S ; Texas, USA and bird community evenness
Urbanisation and breeding bird Comparing pattwns of bird density and diversity Densities of exotic, territorial and non-territorial native Mills et al.
structure and diversity (bird and and measured vegetation in 34 neighbourhoods; bird species were correlated with the volume of exotic
dwelling density) Arizona. USA plants; housing density is a less important predictor of
bird diversity than are the characteristics of the vegetation
at the site
Physical activity in urbanised Surveys of high school students fmm 10 urban Residential density was significantly negatively associated
areas (urban population density) districts. including items about subjective time with recreational physical activity time for students (boh
spent doing recreational physical activity and boys and girls) h m the highest, versus the lowest, densities
engaging in sedentary behaviour and
demographics (including BM); Nanjing,
China
Underage drinking (alcohol 300 computer-assisted telephone interviews with When all other factors are controlled, higher initial levels of Cben et al.
outlet density) youths aged 14-16 over a 2.5-year period; drinking and excessive drinking were observed amongst @309)
questions concerned frequency of drinking and youths residing in zip codes with higher alcohol outlet
excessive drinking, peer and parent drinking, densities; growth in drinking and excessivedrinking was, on
personal income, mobility, demographics; average, m m rapid in zip codes with lower alcohol outlet
alcohol outlet density calculated as the count of densities; the relationship between zip code alcohol outlet
active off-premise outlets per roadway mile density and drinking appeared to be mitigated by having
within each zip code, California. USA friends with access to a car
Car ownership, car use and the Secondary data analysis of the 2000-2001 Ghent Lower car ownership and less car use is associated with Van Acker and
built environment (dwelling Travel Behaviour Survey; personal and living in high-density and mixed-use neighbourhoods that Witlox (2010)
density) household characteristics of 5500 persons have poor cat accessibility and are located close to the CBD
(including children over 6). number of hips of Ghent or a railway station; higher incomes are associated
taken, number of cars, land use diversity, built-up with Ijving in less densely built and more diverse
area index (as a proxy for built-up density). neighbourhoods; car ownership is lower amongst people
distance torailway stationand CBD, accessibility living in densely built and diverse neighbourhoods
by car, age, driving licence, marital status,
household income, employment, car ownership;
Ghent, Belgium
Built envimnment. metabolic Body fat and total body fat, height, blood As the density of both small and large grocery stores Dengel et al.
syndrome (residential pressure, pubertal status, fasting blood samples inawed in a 1600 m network, so did adolescents' percent (2'309) 9
population, employment and (for total cholesterol and low- and highdensity body fat (this relationship was not significant,however, after H
intersection density; density of lipopmteins) w m determined for adolescents; controIling for puberty, age and sex); systolic blood pressure
bus stops, fast food and non-fast GIS was used to calculate the distance to and was significantly and i n w y reIated to density of mnsit
food lestaurants, g m x r y stores, density of pedestrian infrastructurefeatures (e.g., (i.e., as the density of bus stops decreases, systolic blood
large grocery stores and transit stops), population density, land-use mix, p s s u r e increases in adolescents);a negative trend emerged
conveniencelpetrol stations) stnet pattern, restaurants,food stores and sources between systolic blood pn~ure and density of large grocery
of physical activity (e.g., a park) from a a m ; a trtnd existed, suggesting that greater access to parks
participant's house; distances and density were and lower density of retail food outlets lower the risk of
calculated by network and straight line route; developing metabolic syndmme
densities were calculated by dividing the total
number of the specific feature (i.e., parks) by the
land area, excluding water; Minneapolis-St. Wul,
USA
Suburban diversity (population Secondary data analysis of the 2000 US Census; Suburban diversity varies with metropolitan population
density) 5801 places (of which, 5645 are subutbs), nested size and suburban size, density, dominance and distance
within 65 melropolitan areas, were examined for from the central city; specifically, subuhan diversity
diversity (using entropy measures concerning increases with population size and density (confirming
radnativity, life cycle, socioeconomicstatus and Wirth's (1938) theory that the demographic diversity
residential status); USA of a community is related to population size and
density)
Urban pedestrian flow through Computer simulation to model mobility The speed of a pedestrian on the s a t is negatively Maeda et al.
simulation (padestrian density) scenarios. or urban pedestrian flows, using associated with pedestrian density; on any, very crowded (W)
realistic behaviour patterns from street street, almwt the same density is observed when the speed of
observations of pedestrians; Osaka, pedestrians is very close to Omph
Japan
Heavy metal levels in madside Seventy-five roadside dust samples were Areas of high traffic density are associated with an increased Ewen er al.
dust and flow (motor vehicle collected in the imer city and by-pass release of heavy metals into adjacent residential or (2009)
traffic density) motorways; Thessaloniki, Greece commercial areas
Table 15 (Cmtinucd) %
Variables studied with density Methods and place where study undertaken Findings Refeacnce
Housing typJmix and Use of a hedonic model to study how house price High-density neighbourhoods do not attract a premium, National
affordability and viability of is influenced by different types of dwellings and suggesting that consumers @a lower-density Housing and
new housing supply (dwelling housing densities; the output from the model neighbourhoods;both low-density, detached-dominant m Planning
density) simulates the expected sale price of each housing and high-density, flat-dominant areas attract a premium over Advice Unit
unit under different density and mix scenarios medium-density, 4 - d e t a c h e d and terraced houses: the (2010)
and constructs hypothetical cost models and relative size ofke price premiumdpenalties for d i h t type
draws conclusions about residual values: house mix anddensitvcharacttristicsvatv betwandifferent housinn
prices and development densities are anaIysed to mauket W;in two cases in ~eehs,the lowest density
evaluate relative affordability (relative and most (30 dph) produced the highest residual value for the 100%
affordable) of different mixes and densities; market (i.e.. no & d l e housing). In six out of IOcases, the
different areas in London (Nonh East and South highest density (120 dph) produced the highcat residual value.
West), Manchester, Leeds, Nottingham and In one case in London North East, the intermediate density
Southampton, UK (50 dph) prodwad the highest residual value; actual schemes
built where the model suggested 30 dph produced the highest
residual value were, in some cases, deveIoped at considembly
higher densities (e.g., 7 1-282 dph); the m m affordable
homes were in the medium-density schemes. In no cases was
low density more affordable. In the majority of cases, the
medium-density option offers a more affordable product than
the high-density option, but the latter was m m affordable in
Leeds and Southampton
Mixed land use and housing Secondarydataanalysisfrom threemunxs: (1) tax Residents are willing to pay less for houses in
values (dwelling and population assessment files, (2) Regional Land Information neighbourhoods that are dense and contain more commercial
density) System from Portland, Metm,(3)US Census data, uses and multi-family homes (i.e., flats) versus paying
measures of connectivity (number of street nodes premiums for houses in neighbourhoods with more internally
and segments, total miles of streets, number and amnective street networks, more streets and shorter dead-
lengthofblocks,proximity to cul-de-sacs,length of end smets, more and smaller blocks, bener pedestrian
cul-de-sacs, distance between points of access in accessibility commercial uses, more evenly distributed
the neighbourhood), density, land use (non-single mixed land uses in the neighbowhood and bmer proximity
family vs. single family residential use). to opmting light rail stations; proximity to multi-family
accessibility (distance to commercial usea a bus residential units can depress the prices of singlefamily
stop and a public p l c ) , Wpat mode choice, housing; single-family housing was adversely affected by
pedestrian&dcabity (percentageof single-family dwelling unit density, but not population density
home.within onequarter mile of commercial uses
and bus stops), ph&cal atbibutes (lot size, square
feet of floor space and age of house),public service
levels (access to municipal services, mean SAT
scans and studenUteacber ratio of the school
district, adjusted pmperty tax rate), location
(distance to thnx CBDs), amenities (pmxirnity to
golf course, water bodies, views of mountains,
minor roads) and dis-amenities(exposuretotraffc)
and -0-economic characteristics (racial
composition,howhold income, year the p w l of
housing land was sold); Washington County and
Portland, USA
Physical activity and A survey of 492 adults; measures relating to Participants were more likely to walk l50 midweek or more lnoue et al.
neighbourhood environment physical activity and neighbourhood environment when they perceived a high residential density, g d access (2009)
(residential dwelling density) (access to shops, access to public transport, to shops and had pavements
presence of pavements, presence of bike lanes,
access to recreatianal facilities, crime safety, MC
safety, social mviromnt, aesthetics, household
motor vehicles and residential density (i.e., asking
participants what the main types of houses w e in
their neighbourhoods, e.g.. detached single-family
residences, condos, apartments)); Japan
Residential exposure to outdoor Questionnaire given to 139 African-American An association exists between outdoor advenisement Kwate and
alcohol advertising and pmblem women (measures examined problem drinking, exmure and adult alcohol consumption, in which a I-unit Meyer (2009)
drinking in African-American family related alcohol problems, education and increase in average exposure to advertisements was related
women (density of outdoor income); outdoor advertising density measured to a 13% greater odds of being a problem drinker (the median
alcohol advertising) by street observation of ouulwr advertising e x p u r e to alcohol advertising was 14.1 advenisements per
panels in Central Harlem and geo-coding data; block)
New York City, USA b
'-4
Global spillwer patterns in new Running an econometric model to capture global Poorer countries with greater tourism numbers and higher Van Everdngen
product takeoff (population spillover in new product takeoff on eight population densities are more susceptible to global spillover et al. (m)- 3
density) products-CD *layers, PCs, video -eras, digital effects (vs, larger countries with more economic wealth and
cameras,mobile phones,Intemet access, ISDN and more exporting power, which have more power in the global
DVD players-"sing secondary data from spillover process)
Euromonitor, International Teleconununications
Union, the World Bank and OECD;data on
independent variables-fmign susceptibility
(under which population density was measured).
foreign clout and inter-county distances were
gatheredfrom theUN Statistical Yearbook,theCIA
World Factbook. World Development Indicators
andUS CensusandEu~omonitoronline; worldwide
Cooling effects of shade trees Measurement of leaf and canopy chancteristics Foliage density had the greatest contribution to surface-soil Lin and Lin
(foliage density) of 10 species of trees and two species of bamboo cooling, followed by leaf thickness, leaf texture and leaf (201 0)
as well as the micrpclimate conditions under the colour lightness
tree canopies and an un-shad open space in a
sub-uopical urban park: Taipei, Taiwan
Crowding, cognitive n o studies: study 1 examined 80,36-month-old Residential crowding during early childhood predicts Evans et al.
development and maternal children through home and laboratory visits and cognitive development at 36 months lmth concurrently and (2010)
responsiveness (nsidential telephone interviews (household and family prospectively; the well-documented link between high
m m density) features, mama1 characteristics and children's residential crowding and poorer cognitive development is
cognitive competence were obtain&, residential largely mediated by diminished maternal responsiveness -
density was measured as the ratio of the number greater crowding at ages 9, IS and 36 months of age is related
of people in the howhold to the number of to less maternal responsiveness at 36 months
moms); Study 2 examined 10,050babies at 9 and
36 months of age, with data being collected from
parents through m n a l interview and self-
completion questionnaire and cognitive testing
and ohsewationscarried out by an interviewer for
children aged 36 months (same measures used as
in Study 1); Little Rock, USA
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( P a r U ! $ W ) S1 ~1qe.L.
Socioeconomic status (fast food US Census data was used for median household Fast food restaurant density is significantly associated with Hurvitz et al.
restaurant density and arterial incomes, property values and race/ ethnicity; low median household income and high arterial road density (-1
road density) geo-coding of fast food restaurant addresses (i.e., fast f a d Estaumnts are more likely to be located in
(fast food density isexpressed the number of fast lower income neighbourhods and higher traffic areas)
food restaurants per tract unit area and per
capita) and arterial street data (arterial density is
defined as the summed length of arterial
madways per tract area); King County,
Washington State, USA
Social and environmental Analysis of the density of fast food outlets per People living in areas from the poorest socioeconomic status Reidpath et al.
determinants of obesity (fast capita by locating fast food outlets in 269 postal had 2.5 times more exposure to fast f a d outlets than people (m)
food outlet density) districts; population of each p t a l district and in the wealthiest socioeconomic status
median individual income were obtained from
the 1996 Australian Bureau of Statistics Census;
Melbourne, Australia
Gender diffmnces, mental Secondary analysis of data from the Toronto Whilst women in crowded homes an m m likely to be
health. social behaviour and Mental Health and Stress Study (comprised of depressed, men exposed to high-density living environments
crowding (household density; interviews with residents of 200 'census do not report increased aggression. However, men report
neighbourhood density, defined enumeration areas'); measures included higher levels of withdrawal, and some males respond with
as number of people per household density (defined as the number of both aggression and withdrawal
dwelling) persons per room in a household). neighbourhood
density (defined as the total population of the
neighbourhood by the number of residences in
the 'forward sortation area' of the postal code),
sex. depression, aggression and withdrawal;
Toronto, Canada
Fuel demand (urban population Calculating fuel demand models for 84 cities Urban density affects fuel consumption per capita
density) from 42 different countries (variables included (elasticities between -0.33 and -0.35). mostly through
fuel consumption per capita and per kilornem. variations in car stock (elasticity is -0.12) and in distances
car ownership, distance driven per car, fuel travelled by car (elasticities between -0.23 and -0.241,
price, metropolitan GDP, average network rather than through fuel consumption per kilometre
speed, C@ emissions and urban density -
defined as people per hectare for the urbanised
zone of the metropolitan area, which excluded
forest, farmland and large green spaces), using
cross-sectional secondary data; worldwide
Outdoor temperature, high-rise Measuring climatic parameters and physical In high-rise, high-density environments, on-site variables, Giridharan et al.
residential developments and characteristics from I2 to 15 weather stations on such as sky view and altitude, have a substantial impact on (m)
vegetation (vegetation density, housing estates using field experiments and the influence of vegetation in lowering outdoor temperatures.
building density) surveys, respectively (independent variables -
However, off-site variables. such as high urban density and
included surface albedo, sky view, altitude, shrub anthropogenic heat, could negate the behaviour of sky view
wver, tree wver and average height-to-floor and altitude
area; dependent variable is urban heat island
intensity); Hong Kong
Table 15 (Cmtinued)
Variables studied with density Methods and place where study undertaken Findings Reference
60 Utlm travel demand (m Cnation of an urban aavel demand estimation Urban car travel increases when the averageuser cost of a car Souche (2010)
population density) model based on 100 global cities (variables and the urban density fall. C o d y , an increase in average
include cost of a private car, cost of public user cost and urban density, combined with a decrease in the
transport, income, urban structure (which is avemge user cost of public transportation, encouragespublic
urban density), number of daily car trip per
person, numbw of daily public transport hips per
pemon; worldwide
Social and cognitive Secondary analysis from three databases: the The effect of living in areas of increasing population density Weiser et al. n
functioning, schizophrenia and Israeli Draft Board (cognitive, behavioural and increases the risk of lam hospitalisation for schizophrenia in
urbanicity (population density) physical assessment data on 371,603 male men with vulnerability for khizophrenia, express& as par
adolescents aged 16-17), the Israeli central social and cognitive functioning
Bureau of Statistics (data on population density
- number of persons per square kilometre for
each of the country's geographical units
containing 3000-4000 residents) and the Israeli
National Psychiatric Hospitalisation Registry
(data on hospitalisations for schizophrenia);
Israel
Pupil attainment (urban density Use of an empirical model to test the Pupils educated in the most dense u h environments could
- density of schools and relationship between pupil attainment (Key gain around 2-3 percentiles in the national pupil attainment
residential population density) SATS Stages 2 and 3 test scores in Maths, distribution relative to 0th- in their cohort educated in the
Science and English and GCSWNVQ point least dense settings
scores in a range of subjects; ge* age;
ethnicity; language skills; special educational
needs or disabilities. entitlement to frae school
meals; residential postcode) and urban density
(measured as the density of schools in a
locality, the amount of local developed land
and residential population density) for three
cohorts of over 400,000 students each;
England
Wage inequality (urban Analysis of secondary data of US white male There is a significant negative correlation between urban
population density) workers' earnings (census data to calculate density and wage inequality (in terms of overall, &dual and
meaopolitan population density-using county- education group inequality)
level density figures-and lPUMS data to
observe workers' e d n g s ) ; USA
Urban form. biodiversity and Carrelational and regression analysis of secondary High-density urban developments are generally associated Ratalos et al.
ecosystem services (population dab fmm the UK Census (population density - with poor environmental performance, as measured by (m)
density, dwelling density, number of residents per h e c e , housing density - greenspace patch size and the levels of key environmental
address density, building number of households per hectare; proportion of services; more densely urbanised areas have l e .coverage by
density, density of buildings detachedlsemi-detachedhouses; proportion in greenspace and gardens, smaller habitat patch sizes, greater
with addresses) social group AB), MasterMap and Ordnance predicted runoff, higher predicted maximum temperatures
Survey (addressdensity -the number of addmses and lower predicted carbon sequestration (and, hence, trae
per m , -
building density the number of cover); in residential areas, coverage by greenspace and its
buildings p hectare, density of buildings with p c h size tend to decline most rapidly at lower levels of
&sses - the number of buildings with one or urbanisation; ecosystem quality tends to decline
more associated addresses per hectare; propoltion continuously as urban density increases; in output areas,
cover of gardens; proportion cover of greenspace; housing type has significant relationships with carbon
proportion cwer of gardens and p n s p a c e ; sequestrationltreecover, cover by greenspace and cover by
proportion m e cover over gardens or greenspace; gardens independent of housing density
avemge patch size of: greenspace, gardens and
greenspace, non-sealed areas, tree cover and tree
cover over gardens and greenspace and,
temperature) as well as data about surface run-off
and carbon sequestration; UK
Agglomeration (population Secondary analysis of the 1999 French census Even though somejob cenbaliisationhas Mxurred because of Baumont et al. p
density, employment density) -
(employment data total employment and p s urban policies, then an no clwters of employment that had a (m)
employment density; population data - significant impact on the distribution of population density,
population pm acre); all communes in the hence the mono-oentric character of the agglmeration of
Burgundy region, including Dijon, France Dijon
Physical fonn and social life Postal questionnaire about community cohesion. Residents follow different strategies in the formation of
(ppulation density, dwelling general wellbeing, perception of the social networks: highdensity neighbourhoods are associated
density, pmeption of neighbourhood and the built environment and with few but strongersocial relationships, whilst low-density
neighbourhd density) social network observational survey of social neighbourhoods are associated with wider networksof m m
activities and pedestrian movements within all i n f d acquaintances.. However,the physical layout of
neighbourhood publicly accessible spaces; neighbourhoods plays a stronger role in social cohesion than
checklist of the quality of the built environment does density
and physical features and; computer modelling of
the visibility and accessibility of spaces;
neighbourhoods in Oxford, Reading and London.
UK
Privacy, overlooking, noise and Thirteen case studies of sustainable housing Density has an effect on privacy in the home in terms of Lidsay et al.
the compact city (net dwelling developments (a range of densities was sought, overlooking(with the size of private outdoor s p in the front (2010)
density) but then later were categorised into three bands - of a dwelling, as well as the numbet of bedrooms, having a
low (3Mph and below), medium (between 31 and negative impact on levels of comfort with the view into the
50 dph) and high (S ldph and above)) using a site living area; in contrast,the number of bedrooms has a positive
survey checklist (used to measure and analyse the influence on comfortlevels with the view into the private open
physical features) and a household questionnaire s p ) and no& distuhance (with the frequency of hearing
(used to measure residents' privacy and to collect neighbour noise affected by the distance to the nearest
social and economic data); UK dwelling to the front and the detached nature of the dwelling-
the greater the distancebetweendwellings at the front-which
says little about the distancebetween dwellingsat the sides and
rear-the more frequently respondents m l d hear noise fmm
their neighbours; the more detachad the dwelling, the less
often respondents could hear noise from neighbours)
Table 15 (Cmtinued)
Variables studied with density Methods and place where study undertaken Findings Reference
Developing countries' social, Eleven neighbourhoods of varying densities (low Higher dwelling densitieshad positive impacts on access to Dave (2010)
economic and environmental - up to 200 unitslha; medium between 201 and facilities and amenities at a neighbourhood level; in rreas
sustainability (net population 400 unitdha; high between 401 and 600 unitsha) with higher residential and population densities,
density, net dwelling density, w m examined via in-depth interviews, site neighbourhoods provided less floor area per person and a
floor area per person and observations and physical site surveys; Mumbai, smaller amount of living space; higher physical densities
-
perceived density residents' India were negatively related to the stress-related health of
perceptions of their neighbourhood residents; physical and perceived densities
neighbourhood in terms of space had an overall negative impact on satisfaction with the
between buildings, the number neighbourhood; residents living in larger and less crowded
of people and the size of home) dwellings were more likely to want to stay in their present
home and neighbourhood; neighbourhoods with larger
dwellings sizes were perceived to be more attractive, with
good maintenance and infrastructure and better parking
facilities; neighbourhoods with higher commercial uses had
negatives effects on social interaction and sense of safety;
higher dwelling and population densities have positive -
impacts on employment opportunities and cost-effective
infraptructure;higher-density neighbourhoods with higher
comme~ialuse offers more employment opportunities;
higher physical and perceived &n;ities ha; a negative
effect on housing affordability; higher physical and
perceived densitieshave a negative relationship with air and
water pollution; higher household density had a positive
impact on recycling of household waste; higher physical
densities had a positive relationship with the area of open
spaces and parks, but perceptions of higher densities were
negatively associated with the level of perceived
satisfaction with the area of open spaces and parks within
the locality; higher physical and perceived densities were
positively associated with walking, cycling and public
transport use
Housing types, mixed land use A quasi-experimental regression analysis of a A neighbourhood with greater density and with a greater
and affordable housing matched pair of regions at two different points quantity of affordable housing types is likely to have a
(dwelling density) in time using US Census data to provide p a t e r quantity of affordable rental units than a low-density
information about affordable housing, dwelling neighbourhood consisting exclusively of single-family
density (number of housing units per square homes (although greater dwelling density and a variety of
mile), vacancy rates, racial diversity, local housing types on their own are probably not the most
regulation, local taxes, availability of public effective tools in increasing the quantity of affordable units
infrastructure, proportion of housing in the for low-income households)
neighbourhood with four or more bedrooms,
age of dwelling units; Portland and Seattle,
USA
Social equity (gross and net Comparative quantitative investigation of social In cities with a high density of dwellings, low-income groups
population and dwelling density, equity effects in relation to differing levels and are relatively less disadvantaged in terms of access to
densities of different types of types of compactness in 25 urban settlements superstores and, therefore, the gap between advantaged and
dwellings, ward densities, sub- using 14 indicators to measure density and 44 disadvantaged is smaller; in cities with high dwelling
centre densities) indicators to measure the 10 different w i a l densities, residents are likely to live further away from the
equity effects (information taken from the UK nearest area of greenspace; the higher the net population
Census; Survey Maps; Department of density, the greater extent of public transpon use by low-
Environment and; Offie of Populations, income groups, at least for travel to work; the disadvantaged
Censuses and Surveys; UK m more likely to walk Mcycle to work in cities with a large
proportion of low-density dwelling; the average number of
rooms per household is smaller in high-density cities
(significant for population and dwelling density); higher
densities appear to be positive for mental health (i.e., lower
death rates with a high proportion of high-density housing,
such as flats and terraces); the average crime rate across the
city is related to gross density measures, suggesting a closer
association with city size than with actual density;
segregation of low-income groups is lwrer in cities with a
high proportion of high-density housing, such as hits and
terraces, and higher in cities with predominantly low-density
housing; housing at the bottom end of the market appear to
be more expensive in a city with a high proportion of small or
high-density housing, whereas the higher the proportion of
lower-density dwellings, the lower the c m of the cheapest
houses to buy
Eco-socially sustainable Questionnaire given to residents to understand Dwelling density is generally positively associated with
environment, perceived their perceived quality of the local environment perceived envimnmental quality, but it may not be linear-
environmental quality, along four dimensions: functional possibilities of average perceived environmental quality increases until
perceived health (dwelling theenvironment, social quality, appearanceof the densities reach approximately 100 dwellingsha. Between
density) environment and atmosphere of the environment; 100 and 190dwellingdha, it decreases (with the least
GIS map used to study the structural decrease in functional quality and the largest in social
characteristics of the environment (i.e., building quality). then increases again beyond 190dwellingtVha
density-number of housing units-total
population, total gross flax area within a buffer
area of 500m, gran structures-fields, forests,
parks and water combined within the buffet area)
and social equity (measured by accessibility to
local services and facilities from the home);
Helsinki and Espoo, Finland
Urbanisation, genetic resistance DNA samples from 12 populations From arouna A significant and positive relationship exists between B m s et al.
to tuberculosis (population the world (i.e., Anatolian Twk,Berber, duration of uhan settlement and resistance to infections, (2010)
density) Cambodian, English, Ethiopian, Gambian, particularly intracellular pathogens; population density is a
Gmk,Indian. Iranian, Japanese, Korean, determining factor in the human health and genetic snuctun
Malawian, Sichuanese, South Sudanese, Yakut) of human populations
were typed to determine the frequency of an
allele associated with intracellular pathogens
(e.g.. tuberculosis, leprosy); worldwide
Table 15 (Cmtinued)
Variables studied with density Methods and place where study undertaken Findings Refermce
73 Creativity, innovation (urban A linear regression analysis for 240 metropolitan Density and creativity separately and jointly affect Knudsen et al.
density, population density, areas involving the following variables: density innovation in metropolitan areas (i.e., the density of creative (2007)
percent population in urbanised -
(census population density Census population/ workers promotes innovation); a positive relationship exists
areas) Rimary Metropolitan Statistical Area over two between density of creative workers and met~opolitanpatent
decades; percent population in urbanised m- activity
using Census data; urban density - PMSAIultran
acres (from the National Resources Institute)
wer two periods), innovation as the dependent
variable (metropolitan area utility patents per
1000 people From the US Patent and Trademark
Office), creative capital (percentage of creative
employees per PMSA fmm the Decennial5
percent Census Public Use Microdata Sample),
Gay Index, Bohemian Index, reseaxh and
development, Milken Tech-Pole Index and the
Creative-Density Interaction (scaled composite
density index and percentage creative capital); S
USA 9
Human capital (population
density)
Secondary analysis of migration data from the
American Community Survey for public use
micro-sample areas (PUMAS); includes
Substantial human capital (i.e., people with advanced
d e w ) can be seen to migrate to both 'low density' (e.g.,
Silicon Valley) and 'high density' (e.g., Manhattan) places; a
Gordon and
Ike& (201 I) 3
m
education (highest education level recorded) and small, positive correlation exists between PUMA density and i!
density (ppulation density); USA the arrival of 'creative' people (i.e., those in arts, design,
entertainment, sports and d a ) ; people prefer to move to
dense PUMAS located in high-income, but small.
metropolitan areas (i.e., New England, the Pacib); highly
trained and creative movers make more idiosyncraticchoices
about where they live than the general population

-
L4
N
Adoption of the commercial Secondary analysis of a subset of industriesin the Controlling for industry type. participation in the Internet by Forman et al.
Intemet by firms, location Harte Hanks Market Intelligence C1 Technology firms is more likely in rural =as than in dense, urban areas (m)
(population density) database (appmx. 116.000 industries). examining
the following variables: industry (using the US
because the marginal return from the use of Internet
communications capabilities are higher in remote areas or E
Census Bureau's Business Panems Data) and locations lacking economies of density; enhancement costs
industry location, establishment size, population for the Internet decrease more quickly as population density
size and density, Intemet technology variables, increases than do participation costs
participation and enhancement across
Metropolitan Statistical Areas; USA
C.l: Boyko, R. Cooper/Progmss in Planning 76 (2011) 1 4 1

DENSITY: A number of units in a given area

FI. l. A tsxonomy of density, populated with information from the 75 cited d e s in. "Numbemin ~~refer to the quantity of studies
exploring a particular type of density: 'Refs. pertains to t . reference number found in Table 16.

revealed in the taxonomy. Furthermore, those density potential relationships between particular density types
types that were not studied became apparent, suggesting and other issues pertinent to the urban environment
potential areas for future research into density. (e.g., is there a relationship between the density of
Identifying the gaps in the density literature may be mobile phone masts and the physical health of office
useful for policy-makers and practitioners, as they can workers?) as well as with whom they may need to
begin to question the relevance of particular density discuss the potential relationships (e.g., local authority
types to their immediate context (e.g., is the density of planners should speak with health officers).
mobile phone masts relevant to a UK city centre?). If
relevant, decision-makers then can consider the 6.1. Studies by density type

As can be seen from Figs. 1and 2, the majority of the


75 studies explored the density ofpeople (46%of cited
studies) and built fonn (41% of cited ~tudies).'~
Separating people into its constituent parts (both
individual & social and organisational), we find the
following (see Fig. 3): Population density (i.e.. the

Built form
m Naturalform
'" These pemtagts are based on the number of references within
8 Static form each general unit category-natwal form, built h, etcidivided by
,Mobileform the he number of times the ~ f a m c e sw m cited across all unit
categories (N = 114). In some cases, the references were cited more
than once within a pdcular unit categorybecause morc than one type
of density was researched within n study (e.g., population density and
employment density). Regardless of the formula used to calculate the
unit category with the most citations, it is clear that more studies
Fig. 2. Pemntage of studies by density type. examined people density than any other type of density.
C.Z Boyko, R. Cooper/Progmss in Planning 76 (2011) 1 4 1

encouraging, however, is that researchers appear to be


interested in other built forms and in trying to identify
relationships between the densities of these built forms
and other variables (e.g., density of fast food restaurants
and obesity, Reidpath et al., 2002).
With respect to natural form, many studies have
examined density as it relates to the natural world (e.g.,
density of ants, Harmon & Andow, 2007). However,
given the focus of this paper on urban areas, it makes
more sense to consider studies that explored natural
form within cities. Thus, most of the cited studies
investigated tree or plant cover within a defined urban
Fig. 3. Percentage of studies involving 'people density'.
area, which can certainly have an impact on environ-
mental (e.g., urban heat island effects, see Giridharan
et al., 2008) and social (e.g., access to green-space
number of people per unit area) is researched the most relating to quality of life) aspects of sustainability.
frequently, possibly because studies rely on &ta that is The final two m't categories from the second tier of
readily available from organisations like the UK Fig. l-mobile material fonn and static f o d d not
Office of National Statistics(ONS) (e.g., Census data). produce many studies involving density. In both
The same can be said for employment density. Room instances, this may be due to difficulties with trying
population density (i.e., the number of people per to confirm where mobile material and some static forms
room in a dwelling) is the least frequent type of reside (i.e., should train density be calculated at their
density found in studies; this may be due to difficulties departure or arrival points, or be calculated en route?).
in trying to assess which rooms are habitable in a Another reason may be that it is the quantity of some of
dwelling (e.g., is a kitchen a room in which someone these things, such as digital technology and waste,
sleeps?) and involves a further level of detail that rather than their density, that is more important to
might not be feasible to obtain by researchers due to decision-makers. A third reason why these topics may
time and financial constraints. not be studied very often is that researchers and other
Looking more closely at built form, we notice a people have not yet made a connection between density
similar trend as found with people density (see Fig. 4). and these forms or structures(cf. the density of alcohol-
That is, like people density, there is one type of built related advertising hoardings and rates of alcoholism
form density that a majority of the studies examined: the amongst African-Americans, Kwate & Meyer, 2009).
density of dwellings (i.e., the number of dwelling units An interesting exception is found in the insightful work
per unit). Again, data for the number of dwellings in a of Rao (2007) in which she discusses the phenomen-
particular area are readily available from organisations ology of density. Using a mobile material form example
like the ONS and density figures would be relatively of the commuter train journey in Mumbai, she states
easy to calculate, which may be why researchers have that:
utilised this type of density more than others. What is The fragile reversibility of the crowd from the
violent substrate of modern society to its quotidian
counterpart of 'adjusted' differences is a key feature
of the local train as a distinct site of density and a
shared density. Density here becomes a complex
phenomenon involving dynamic intersections be-
m NonresldenUaldwlty h.&, tween the amorphous mass created through the
olRcc build@ density) movement of persons across city space and the
m lnfnrtrudureden* (e.g., embedded potential for social conflict and disaster
mad lntwvctimdensltv)
(p. 232).
Looking again at Fig. 1, the taxonomy becomes a
useful tool to help identify gaps in the density literature.
7 Examining the second tier categories, there are a
Fig. 4. Percentage of studies involving 'built form' density. number of variables in mobile material form, static
C.I: Boyko, R. Cooper/Pmgmss in Planning 76 (2011) 1-61

form, naturalform and people that were not studied (see 6.2. Studies by density relationship
Table 16).
This finding suggests two things: In addition to investigating the 75 studies by density
type, we examined the relationships between density
1. Researchers can begin to explore some of the and other variables, noting the direction (i.e., positively
densities not studied in these second tier categories, correlateddne variable increases/decreases whilst the
thus contributing new knowledge to the density other variable increaseddecreases-and negatively
literature. correlated+ne variable increases/decreases whilst
2. The second tier categories need further consider- the other decreases/increases) and strength of the
ation. relationships. Specific references for the studies are not
given in this section, but all findings originate from the
Given the enormity of the task as set out in the first 75 studies, which are discussed in Sections 5.1-5.18.
point, it is unlikely that researcherswill be able toexplore Within Natural form, there appears to be a strong,
all or even some of these types of density within the positive association with flodfauna and density: that is,
constraints of conducting march. However, identifying the higher the plant, animal or animal dwelling density,
which first- and second-tiercategories need further study the greater the beneficial impact on the surrounding
is an importantfirst step in understanding the relationship environment, whether it pertains to cooler temperatures,
between density and different variables. From here, the quantity of exotic plants, greater species richness
decision-makers can begin to map out these relationships and diversity or the size of an animal's territory.
and consider to whom they would need to communicate However, when there is a higher amount of CO2 in the
to bolster the positive aspects of these relationships as atmosphere, this has a deleterious effect on some plants.
well as to minimise the negative aspects (e.g., speaking When considering these findings within urban areas,
with the police to discuss how to lower robbery rates in then, they appear to indicate that a better balance
areas with high densities of bars and clubs). between natural and built environments can help to
Concerning the second point, analysis of the 75 alleviate some of the damage caused by human
studies in Table 15 indicatesthat some of the second tier intervention in the name of development, growth and
categories are less feasible to study in terms of density. progress.
For example, would it be possible to research the Within Built form-Dwellings, it appears that the
density of spirituality?One could argue that calculating relationships between dwelling density and other
the density of houses of worship-church, mosque, variables are a mixture of both positive and negative
synagogue, etc.-in an area could be a proxy for with no strong associations in either direction. Thus,
spirituality, but it is unlikely to capture the essence of whilst dwelling densities can be higher in areas with a
what spirituality means to people. Using house of geometric grid layout (e.g., Manhattan), which can also
worship density would also indicate that this individual promote less car ownership and use, and more walking
& social sub-unit category would become a built form and travel walking in particular, it does not promote
category because houses of worship are usually everyday travel and leads to greater travel by plane.
buildings. Nonetheless, researchers can aim to revise Disadvantaged groups also are more likely to have to
the taxonomy and provide more feasible second-tier walk or cycle to work. Furthermore, higher dwelling
categories. This information could be used by practi- densities may be equated with better environmental
tioners, wishing to plan and design urban environments, quality (although only at low and high dwelling
and by policy-makers, who want to produce more densities), lower energy and GHG use and less heat
effective guidance based on sound evidence. loss, and allow for greater introduction of sustainable

Table 16
Density variables that were not examined within the 75 cited studies.
Natural form Mobile material form !3tatic form -
People individual and social -
People organisational
Csoplrnd Trains Products Culture Govmance
Airplants Food Lifestyle Business
Busts huipmtnt Health Religion
Bicycles Digital technology Spirituality
wastc
technologies. However, higher densities create fewer employment perspective, higher densities attract people
opportunities for solar and daylight penetration. More- from the creative industries as well as lowerenhancement
over, whilst death rates are lower in higher density costs for using the Internet, but firms participating in the
dwellings, stress-related health is worse, as is dis- Internet prefer lower density areas. From a transportation
turbance from noise. Overlooking isanother issue that is perspective, higher population densities increase transit
perceived as both positive and negative, depending on mode choice and public transit use, and decrease car
views into or out of dwellings and the number of ownership and use, fuel consumption, urban car travel
bedrooms. Finally, whilst higher dwelling densities demand, vehicular accidents and public transit operating
often are more equitable in terms of possessing more costs. From a health perspective, higher population
affordable homes, creating more options for housing densities lead to greater resistance to pathogens (e.g..
mix (as opposed to, for example, single-family tuberculosis). However, decrements in physical activity
housing), integrating low-income groups and accessing time are also found, whereas differential population
facilities and amenities at the neighbourhood level, densities-low. medium and high-lead to more or less
incomes are often lower, there are little to no premiums leisure walking, thus forming a relatively weak relation-
placed on these types are dwellings/areas and access to ship. From a utility perspective, higher population
the nearest green-space is limited. densities are moderately equated with more energy use
Within Built form-Non-dwellings, the presence of and exterior access space. At a governance level, a
higher densities of buildings in which there is a statistically significant relationship shows that govern-
possibility of peopleobtaining unhealthy food and drink ment expenditure per capita was greater when population
are moderately associated with poor health and socio- densities were higher, and infrastructure expenditure was
economic conditions. That is, adolescents' body fat both higher and lower depending on the population
increased, adults' alcoholic drinking became more density (higher expenditure with populations over
excessive and the chances of developing metabolic 500,000 and lower with populations less than
syndrome increased along with decreases in systolic 500,000). Finally, from a biological perspective, higher
blood pressure. Moreover, more of these types of population densities may result in greater concentrations
buildings were located in low-income, lower SES areas of bacteria and lower water quality.
with heavier vehicular traffic. In People-Individual & social (nei,ghbourhood
For Built form-Infrastructure. the larger the city- density), there is a positive and relatively moderate
and, hence, the higher the density of pavement-the less association between neighbours as friends and the
friendly are its residents. density of a neighbourhood. However, a negative
For Mobile form, studies have shown that higher relationship exists between liking neighbours as friends
densities of people mean that pedestrians move faster; and neighbourhood density. This indicates that the
higher densities of traffic suggest that there are greater denser the neighbourhood, the more likely it is that
amount of heavy metals and dust in the atmosphere and; one's neighbours will be one's friends, but it is less
higher densities of advertising hoardings pertaining to likely that they will be liked as friends. In addition, a
alcohol result in greater alcohol consumption in adults. negative relationship exists between high densities and
These relationships are moderate in terms of strength. neighbourhood attractiveness, good maintenance and
For People-Individual & social (population density), infrastructure and good parking facilities. That is, the
as with Built form-Dwellings. the relationships are higher the neighbourhood density, the less attractive the
moderate and varied. At a social level, it appears that neighbourhood will be, and the less likely there will be
higher population densities lead to less satisfaction with adequate infrastructure, places to park one's vehicle or
privacy, less cognitive development, less casual neigh- sufficient maintenance strategies to deal with neigh-
bouring, less wage inequality and less personal and bourhood issues. In high-density neighbourhoods with
property crime. It also leads to more crowding and heavy commercial uses, employment opportunities will
perceptions of crowding, depression and withdrawal, be greater, but people's sense of safety will be low and
hospitalisation for men with schizophrenia, more there will be fewer opportunities for social interaction.
frequent contact with unfamiliar others, greater regrrla- In People-lndivid~dnl& sorial (household density),
lion of contact, more suburban diversity and more some contradictions exist, suggesting relatively weak
susceptibility to global spillover effects (related to poorer associations between variables. For example, higher
countries as well). In some instances, varying pnpulalinn hnu~ehnlddensities (i.e ,more people living in a family,
densities-low, medium and high densities-also will however that is defined) signify a greater amount of
impact satisfaction and neighbourhood quality. From an leisure time spent w ~ t hhousehold members, yet people
reported that their quality of family life suffered. They efficiency (both dwelling and population) and environ-
also expressed more of a desire to leave their present mental performance (dwelling, address, building,
home and neighbourhood when household density was buildings with addresses and population). Finally, from
high. Furthermore, the higher the household density, the an environmental perspective, higher densities were
more likely it is that one will recognise one's positively associated with air and water pollution
neighbours. However, higher household densities also (dwelling, population and perceived neighbourhood),
suggest that people will less likely get to know one's water quality degradation and electrical conductivity in
neighbours. streams (both road and septic tank).
In People-Organisational, a moderate relationship Based on this collection of information, several
was found, suggesting that higher employment densities generic findings emerge. First, higher densities appear
in an area resulted in more patents per capita, more to support public transport (including walking for
pedestrian casualties and more public transit and transportation, mode choice, and operating costs) and
walking trips (i.e., when employment densities were create opportunities for less private transport use and
between 50 and 124 employees per hectare and greater ownership (including fuel consumption, frequency and
than 186 employees per hectare). amount of trips). However, there are more pedestrian
The final category, Miscellaneous densiry, as casualties and people walk less for leisure purposes in
expected, the relationships between density and other higher, versus lower, densities. Second, in terms of
variables are diverse, both in terms of direction and energy, higher-density buildings are more efficient than
strength, with none showing very strong, positive or lower density buildings in that they d o not lose heat as
negative connections. Depending on the type of density easily and emit less GHG. The relationship between
under study, the following relationships with higher infrastructure efficiency and density is less clear,
dwelling densities were found (the type of density is however. Third, at a psychological level, individuals'
identified in the parentheses): at the social level, there mental well-being seems to be mostly negatively
was more psychological strain (household and build- affected by higher densities, resulting in depression,
ing), noise (dwelling and population), pupil attainment withdrawal, strain, poorer quality of family life and
(school and population), stronger-yet fewer-social cognitive development, less privacy and friendliness
relationships (dwelling and population) and social and, in some instances, hospitalisation. Comparatively,
sustainability in developing countries (household and physical health does not fare much better: higher
population), and less housing affordability and access to densities contribute to increases in incidences of
green-space (both dwelling and population; the former adolescent obesity, poorer heart rates and drinking
also involved perceived neighbourhood). People living amongst adults. Fourth, whilst higher densities d o not
in higher densities also were more likely to be appear to benefit people much at a psychological or
Caucasian, married, have a college degree and own a physical level, there is some benefit at a social level:
home and a car. From a business angle, higher densities people are better able to regulate contact with others
led to more innovation and patent activity (both urban (including unfamiliar others) and have neighbours as
and population) as well as greater employment friends (even though they may not like their neighbours
opportunities (dwelling and population). Fmm a or like casual neighbouring) than similar people living
transportation perspective, there were more pedestrian in lower density dwellings. Also, higher densities create
casualties (population, employment and trafic node) better social situations in terms of equality and mixed-
and personal business trips (population and employ- tenure (including affordable housing) than do lower
ment), and greater travel behaviour (dwelling, popula- densities. Finally, higher densities of plants and some
tion, population and employment, employment, lot animals (e.g.. birds) have tangible benefits to urban
coverage and bus stop); walking, cycling and public areas in terms of ecological sustainability.
transportation use and (dwelling, population and
perceived neighbourhood); walking for transportation 7. Conclusions: a re-conceptualisation of density
(see 'greater travel behaviour'). Furthermore, there was
less car use. non-work trips (both dwelling and The above generic findings illustrate that density is
population), walking for leisure purposes, travel an important concept within the design of the urban
walking (both, see 'greater travel behaviour') and environment, and represent more than a ratio of units to
travel to work (dwelling and population). At a a given area (i.e., the 'hard' element). Density also
functional level, higher population densities suggest pertains to 'softer' elements that emphasise the human
less floor space per person, greater infrastructure dimensions of density-perception, behaviour and
C.Z Boyko, R. Cooper/Progr*ss in Planning 76 (201 1) 1 4 1

needs-as well as the quality and context of immediate will not matter how dense the bus stops become: the bus
and surrounding environments (see Cohen & Gutman, service will be under-utilised. Therefore, it is important
2007; Day & Day, 1973; Rarnan, 2010; Rao, 2007; for the transport planner to know about the 'softer',
Rapoport, 1975). To that end, we have developed a new more qualitative side of density in addition to the
conceptualisation of density that incorporates both the 'harder', more quantitative side when making decisions
'hard' and 'soft' elements (see Fig. 5). about density.
The reconceptualisation of density illustrates that,
for density to be a viable concept within practice and 7.1. Density policy
policy, decision-makers must consider all three dimen-
sions together in a more holistic, joined-up (Dave, Based on the work in this paper, the authors believe
2010), and dynamic manner. For example, a transporta- that, for density policy to be truly effective, three issues
tion planner is thinking about infrastructure needs for need to be considered: flexibility, versatility and an
new and existingdevelopmentsin an area and how those understanding of the 'hard' and 'soft' elements of
needs fit into the surrounding context. He or she density. First, although having a common base from
calculates the density of new and proposed bus stops in which to start is helpful to avoid confusion in tern and
an area M) that supportive infrastructure can be added measures (DETR, 1998), density policy needs to be
(e.g., bus shelters with real-time information signs) to more flexible and responsive to the context in which it is
achieve a proper balance between the density of users to be delivered. The common base may involve
and the bus service being offered. Other decision- definitions of density used in policy that, for example,
makers (e.g., residents, local businesspeople)may make could be similar across different levels of government-
decisions about whether to live, work or stay in the area, and some of the definitions provided in Table 1 show
based not only on this density of transport, but also on commonalities at different scales of development.
the quality of the transport and associated infrastructure. However, policy must not be overly deterministic in
Even if the transport planner decides to instal many bus its language so as to prevent innovative solutions for
stops in an area, the quality of bus stops may be poor local and regional density-based problems (Haughton &
(e.g., no seating, no transit route maps) or the frequency Hunter, 1994).
of buses may be nominal. In addition, individual Second, policy needs to be more versatile in its
perceptions of the safety regarding the use of the stops conceptualisation of density. At the moment, spatial
and the buses may be low because of contextual factors density in policy terms is viewed mostly as the number
(e.g., high crime rate in the neighbourhood). Thus, it of dwellings per area. However, domestic buildings,
both existing and new, cover only 1.l% of England's
total area (Aldred, 2010). Of the remaining 11.9% that
is built upon, there are other land uses and forms for
Qualities of which density policies could be formulated. The
the physical
& ambient taxonomy of density, as outlined in Fig. 1, provides a
environment useful starting point for policy-makers as they try to
develop guidance for density. The taxonomy illustrates
that density is comprised of many different types-
natural form, built fonn, mobile material form, static
form and people-and that empirical evidenceexists for
various relationships with density, some of which can
profoundly impact the design and use of urban
environments. Furthermore, there is the potential for
the taxonomy to show contradictions between different
types of densities (DETR,1998). For example, greater
densities of alcohol premises and advertising hoardings
in high-density, poorer neighbourhoods may lead to
greater instances of alcoholism. Only making planning
or design decisions on one type of density relationship,
such as high-density, poorer neighbourhoods having
higher rates of alcoholism, may neglect underlying
Fig. 5. New conceptualisation of density. contributions for alcoholism, such as the density of
C.I: Boyko, R. Cooper/Pmgress in Phnning 76 (2011) 1-61

alcohol premises and advertising hoardings. Finally, the decisions and so forth. New questions also can be
taxonomy can highlight how the different densities may asked, new relationships between relevant issues can be
inform policies in other areas (e.g., density of trees can formed and new ways of understanding can be
help strengthen or guide policies on biodiversity) developed that help to explain the importance of
(DETR, 1998). Overall, knowing more about the density in making progress in planning. This paper,
different density types and their relationships with therefore, represents a starting point for understanding
other issues need to be more fully understood, and density and provides a baseline from which more
additional research should help provide the detail; detailed research can inform our understanding of
nonetheless, the taxonomy at least equips policy- interrelated concepts and how they should, in turn,
makers with the notion that density is more than inform planning, architecture and urban design.
dwellings, and that relevant policy should be written
that takes these other types of density into account. Acknowledgements
Third, policy should include both the 'hard' and
'soft' elements of density. Currently, policies focus on Funding for this review was made possible through the
the 'hard' dimension (i.e., the quantitative calculation), UK Engineering and Physical Sciences Research
providing figures or ranges for 'optimum' densities in Council's SustainableUrban Environments2 programme
specific areas. However, a greater understanding of the (EP/F007426/1).
needs and expectations of different stakeholders and
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Christopher Boyko is asenior research associate in Imaginationlancaster at Lancaster University. With Prof. Cooper,
he is currently examining density and the decision-making process as part of a larger project about urban futures. This
research builds on previous research about urban design decision-making processes and sustainability. Christopher is
also a principle investigator on a project that is exploring people's use of digital technology in public spaces. In
between these projects, Christopher co-wrote a UK government report about the impacts of the physical environment
on mental wellbeing. His general research interests include sustainability, urban design, public space, environmental
psychology and wellbeing.

Rachel Cooper is a professor of Design Management and co-director of ImaginationLancasterat Lancaster University
as well as a chair of the lancaster Institute for the Contempnrary Arts. She has authored several hooks in the design
field, including The Design Agenda (1995). The Design Experience (2003) and Designing Sustainable Cities (2009).
She is the editor of The Design Journal and the president of the European Academy of Design. Rachel's research
interests cover design management, design policy, design in the huilt envimnment and design against crime.

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