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28 M A S S A G E & B O DY WO R K • J U N E / J U LY 2 0 0 7
I
f you’re reading this, you’re breathing. And how This happens because CO2, which is being
well or how poorly you’re breathing is not just a breathed out excessively with upper-chest breath-
matter of how well oxygen is being supplied to ing, reduces the level of carbonic acid in the blood,
your lungs, but is directly and profoundly influenc- changing its pH from a normal of 7.4 to around
ing your mood, your digestion, the efficiency of the 7.5—a highly undesirable increase in alkalinity.
functioning of your brain and nervous system, the Increased pH (alkalosis) causes smooth muscle
balance of calcium and magnesium in your body, constriction. Smooth muscles surround the blood
how sensitive you are to pain, the tone of your vessels and the gut and are embedded throughout
muscles (and fascia), how many active trigger connective tissue.6 As a result, one of the first
points you have (especially in the muscles of the effects of alkalosis is that the diameter of blood
neck, shoulder, and thorax), and how tired or alert vessels reduces, impeding normal circulation,
you feel, among numerous other influences. increasing blood pressure,7 as well as altering fas-
Of course, the same is true of your clients. cial tone throughout the body and interfering with
This article aims to lay out just how and why normal peristaltic function in the intestines, thus
many of these symptoms occur, how you can learn leading commonly to irritable bowel syndrome or
to recognize breathing pattern disorders, and what constipation.8 One research study suggested that
you can do to help your clients rehabilitate this up to 90 percent of non-cardiac chest pain can be
most basic of functions by a combination of reedu- brought on by over-breathing.9 It is therefore
cation, exercises, and, important that chest pain
most importantly, appro- associated with breathing
priate bodywork. pattern disorders, such as
The biochemistry, bio- hyperventilation, are inves-
mechanics, and psychol-
It is relatively easy to observe and tigated, so that heart dis-
ogy of breathing are discern whether your client’s breathing ease can be excluded as a
complex, and yet it is diagnosis and breathing
relatively easy to is functional or dysfunctional. rehabilitation started.
observe and discern Respiratory alkalosis
whether your client’s also induces a change in
breathing is functional red-blood cell behavior
or dysfunctional, and so called the Bohr effect.
whether it may be a part of the When this occurs, hemoglobin’s attachment to
cause of an individual’s symptoms or not. oxygen increases, making delivery of oxygen to the
tissues (brain, muscles) less efficient,10,11 leading to
How Does It Begin? reduced motor control,12 lower pain threshold,13
n emotionally stressful period often produces impaired balance,14 increased feelings of agitation,15
A 1
an altered breathing pattern, in which
diaphragmatic function is reduced and an anxiety-
fatigue, and a variety of cognitive (“brain-fog”) and
emotional repercussions (anxiety, panic tenden-
linked, upper-chest pattern evolves.2 cies, etc.).16
At first, this response is a physiologically normal So we now have less blood and, therefore, oxy-
adaptation to an acute/alarm situation—the sym- gen getting through to the tissues, as well as less
pathetically driven fight-or-flight response. If, how- oxygen being released—all because too much CO2
ever, the stress is prolonged and/or repetitive, the is being breathed out.
subsequent changes (not just the breathing ones) As might be expected, the body’s self-regulating
are likely to become chronic, as the adaptation mechanisms do not take kindly to such disruptions
phase of what has been called the General and so homeostatic adaptations start. One of the
Adaptation Syndrome (GAS) develops.3 first of these changes involves the kidneys stepping
As far as the effects on breathing are concerned, up elimination of bicarbonate in an effort to return
these changes lead to excessive, physiologically pH to normal (~7.4).17 The effect of bicarbonate
undesirable, and ultimately unsustainably high elimination is to disturb calcium and magnesium
levels of carbon-dioxide (CO2) exhalation, causing balance,18, 19 which impairs neural and muscular
4
what is known as respiratory alkalosis. This pat- function, altering motor control, and increasing
tern of breathing gradually becomes a habit, just pain awareness as important consequences.20, 21
as poor posture is often a habit, long after the In addition, dysfunctional breathing results in
original causes of the breathing pattern changes an inefficient degree of support for the spine from
have ceased.5 the respiratory diaphragm. This impacts on the
J U N E / J U LY 2 0 0 7 • M A S S A G E & B O DY WO R K 29
understanding breathing
function of the pelvic diaphragm (the pelvic floor), blood glucose is below the middle of the normal range
potentially resulting in symptoms such as pelvic pain, (i.e., below 4.4 mmol/L), the effects of over-breathing
stress incontinence, interstitial (i.e., non-bacterial) cysti- are progressively enhanced.”31
tis, vestibulitis, and dyspareunia (painful intercourse).22 This kaleidoscope of interacting influences, syn-
If normal diaphragmatic (breathing) function can be chronicities, compensations, and adaptations offers a
restored, and the pelvic floor muscles retrained, many of complex picture of biochemical, biomechanical, and psy-
these symptoms can also be helped.23 chosocial involvements—deriving from an initial adap-
tation to stress—leading to a variety of health problems.
Consequences Throughout Resolution demands, among other things, breathing
he over-breathing individual’s symptoms might rehabilitation,32 which has been shown to be best
T include irritable bowel; bladder and pelvic problems;
short-term memory loss; perception of a variety of areas
achieved by a combination of relearning diaphragmatic
30 M A S S A G E & B O DY WO R K • J U N E / J U LY 2 0 0 7
pain, headache, and back pain are commonly found to be hyperventilation syndrome using various assessment
medically unexplained. tools, one of which—the Nijmegen questionnaire—is
Lum38 reports, “During moderate hyperventilation, discussed later in this article. Most of the patients also
loss of CO2 ions from neurons stimulates neuronal met the criteria for an anxiety disorder, based on the
activity, causing increased sensory and motor dis- presence of several stress-related complaints. Many
charges, muscular tension and spasm, speeding of symptoms could be reproduced by having the patient vol-
spinal reflexes, heightened perception (photophobia, untarily over-breathe. This allowed them to realize that
hyperacusis—extreme sensitivity to light and noise), it was breathing that was causing the symptoms.
and other sensory disturbances.” Caution: it is never wise to attempt to reproduce symp-
Primary care physicians find patients with medically toms in this way, unless in a medical setting where
unexplained symptoms frustrating, and these patients resuscitation equipment is available, as people have been
tend to be frequent attenders who account for a dis- know to pass out when voluntarily over-breathing dur-
proportionate amount of healthcare resources. ing such tests.
Consequently, they are also common among frequent The individuals were then taught (by a physical
attenders in secondary care, where they present in therapist) an abdominal breathing pattern and a slow-
most specialties. Reid et al.39 examined the records of ing down of the exhalation phase of the breathing
361 patients who attended outpatients most frequently cycle. After breathing therapy between two and three
(i.e., the top 5 percent). In 208 of the 971 months, all symptoms were significantly reduced. The
consultation episodes, after full investigation, their research showed that the reduction in symptoms was
symptoms were medically unexplained. mainly due to slowing down of the breathing rate—
Many of these individuals will choose complementa- how many breaths were taken per minute.
ry and alternative medicine, with massage high on the
list. Massage therapists need to know as much as pos- Recognizing Clients’ Breathing Problems
sible about the various influences that may be operat- arland42 summarized the structural modifications
ing to drive the described symptoms, which often have
no obvious medical cause.
G likely to inhibit successful breathing retraining, as
well as psychological intervention, until clients are at
The complex sequences of biochemical, psychologi- least in part normalized. Many of these can be observed
cal, and structural adaptations and compensatory and others palpated or assessed.
changes involved in many such cases highlight the Garland described a series of changes including:
need for attention to be paid to causes. Part of such “Visceral stasis/pelvic floor weakness, abdominal and
attention needs to focus on the causes of breathing erector spinae muscle imbalance, fascial restrictions
pattern disorders themselves, since these, after all, are from the central tendon via the pericardial fascia to the
also symptoms. basi-occiput; upper-rib elevation with increased costal
cartilage tension, thoracic spine dysfunction, and possi-
Breathing Rehab, Anxiety States ble sympathetic disturbance; accessory breathing mus-
an such clients be successfully rehabilitated? The cle hypertonia and fibrosis; promotion of rigidity in the
C evidence suggests this is readily achievable through a
combination of education of the individual as to what is
cervical spine with promotion of fixed lordosis; reduc-
tion in mobility of second cervical segment; and distur-
actually causing the symptoms, what they can do about it bance of vagal outflow ... and more.”
(breathing exercises, relaxation, stress management, etc.), These changes, he states, “Run physically and physi-
along with appropriate treatment to mobilize and relax ologically against biologically sustainable patterns, and
tense, tight, restricted structures involved in the breathing in a vicious circle, promote abnormal function which
process. Following are examples of such retraining. alters structure which then disallows a return to nor-
1. In a study in the United Kingdom,40 more than mal function.”
one thousand anxious and phobic patients were treat- The most obvious visual evidence of poor respiratory
ed using a combination of breathing retraining, physi- function is the raising of the upper-chest structures by
cal therapy, and relaxation. Symptoms were usually means of contraction of the upper fixators of the shoul-
abolished in one to six months, with some younger der and the auxiliary cervical muscles (upper trapezius,
patients requiring only a few weeks. Twelve months levator scapulae, scalenes, sternomastoid).
after the treatment ended, 75 percent were still free of This is both inefficient as a means of breathing and is a
all symptoms, 20 percent had only mild symptoms, cause of stress and overuse to the cervical structures. It is
and only about one patient in twenty had intractable clearly evident when severe, but may require a deeper
symptoms. This very impressive 95 percent success inhalation to show itself, if only slight.43 Evidence of dys-
rate was achieved without medication, purely by function is almost always accompanied by structural modi-
retraining the breathing and regular bodywork. fication of muscle and other soft tissues, as well as joints,
2. In another study,41 the effects of breathing retraining making the palpation skills of the trained bodyworker
were evaluated in patients who had been diagnosed with invaluable in assessing such clients. ¨
J U N E / J U LY 2 0 0 7 • M A S S A G E & B O DY WO R K 31
understanding breathing
34 M A S S A G E & B O DY WO R K • J U N E / J U LY 2 0 0 7
Evaluation of Functionality of the Individual’s I Areas of the thoracic
Breathing Pattern or lumbar spine
I Return to the first position, with your hands on the restricted in their
sides of the lower ribs. ability to flex will
I Feel the degree of contraction on exhalation. probably rise en bloc.
I Does this seem to be a complete exhalation, or I A full breath, where
does the person not quite fully exhale before com- the diaphragm is
mencing the next inhalation? If so, this leads to functioning normally,
retention of excessive levels of tidal air, preventing a and where the spine
full inhalation. is flexible, will be
I Inhalation efficiency can be said to depend on the demonstrated by a
completeness of the exhalation. wave-like move-
I Now, ask the person to take as long as possible to ment—starting close
breathe in completely. to the sacrum and
I How long did it take? If less than five seconds, there ceasing in the upper-
is probably dysfunction. thoracic region.50
I Next, after a complete inhalation, ask the person to The spinal and rib
take as long as possible to exhale, breathing out joints, and muscles of the region, should be assessed for
slowly all the time. restriction, shortness, and other evidence of dysfunction.
I This should also take not less than five seconds,
although people with dysfunctional breathing status, Signs
or who hyperventilate, and those in states of anxi- The following features should be observed when breath-
ety, often fail to take even as long as three seconds ing function is being evaluated, whether in the presence of
to inhale or exhale. pathology, or of a habitual breathing pattern disorder.51
I Time the complete cycle of breathing (inhalation 1.What is the resting respiratory rate per minute?
plus exhalation): this should take not less than ten Normal adult range is ten to fourteen per minute.52
seconds in good function. 2. Is the client a nose or mouth breather? Inhalation
via the mouth is seldom appropriate.
Supine Palpation 3.With the resting breathing pattern, is there:
I The person should now lie supine, knees flexed. I Upper-chest breathing, even with quiet breathing?
I Lightly rest one of your hands just above the I Accessory muscle overactivity (i.e., shoulders
umbilicus and have the client inhale deeply. Does rise on inhalation)?
your hand move toward the ceiling (ideally, yes)? I Frequent sighs/yawns?
I Are the abdominal muscles relaxed (ideally, yes)? I Breath holding (“statue breathing”)?
I Did your hand actually move toward the floor on I Abdominal splinting?
inhalation (ideally, no)? I Air hunger (where an attempt to inhale seems
I If the abdomen rises, was this the first part of the almost strangled, as there has not been a full
respiratory mechanism to move, or did it inappro- exhalation, limiting capacity for inhalation)?
priately follow an initial movement of the upper or I Combinations of the above?
lower chest? I Repeated throat clearing/air gulping?
I Paradoxical breathing such as this involves the Any or all of these signs suggest over-breathing tenden-
mechanism being used in just such an uncoordinat- cies and should improve as breathing retraining proceeds.
ed manner.
Possible Features Associated with Upper-Chest
Breathing Wave Assessment Breathing
I Next, ask your palpation partner to lie prone. I Jaw, facial, and general postural tension, tremor, tics,
I Observe the wave as inhalation occurs, moving twitches, bitten nails.
upward in a fan-like manner from the sacral area I Adaptive upper thoracic and shoulder girdle muscle
toward the base of the neck. changes (e.g., raised shoulders, protracted scapula).
I This wave can be observed by watching the spinous I Kyphosis.
processes or the paraspinal musculature, or the I Scoliosis.
“wave” can be palpated by a feather-light touch I Kyphoscoliosis: chest wall abnormalities, for exam-
on the spine or paraspinal structures during ple, pectus carinatum (anterior sternal protrusion)
respiration. and pectus excavatum (depression of the sternum).
J U N E / J U LY 2 0 0 7 • M A S S A G E & B O DY WO R K 35
understanding breathing
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38 M A S S A G E & B O DY WO R K • J U N E / J U LY 2 0 0 7
understanding breathing
Notes
1. L. Lum, “Editorial: Hyperventilation and Anxiety States,” Journal Royal Society of Medicine
(January 1984): 1–4.
2. M. Perri and E. Halford, “Pain and Faulty Breathing,” Journal Bodywork & Movement Therapies 8,
no. 4 (2004): 237–312.
3. H. Selye, “Confusion and Controversy in the Stress Field,” Stress 1, no. 2 (1975): 37–44.
4. G. Foster, N. Vaziri, and C. Sassoon, “Respiratory Alkalosis,” Respiratory Care 46, no. 4 (2001):
384–91.
5. L. Lum, “Hyperventilation Syndromes in Medicine and Psychiatry,” Journal of the Royal Society of Hyperventilation Syndrome and Associated Functional Cardiac Symptoms,” Biofeedback and Self-
Medicine (1987): 229–31. Regulation 21, no. 2 (1996): 191–8.
6. P. Litchfield, “A Brief Overview of the Chemistry of Respiration and the Breathing Heart 34. W. N. Gardner, “The Pathophysiology of Hyperventilation Disorders,” Chest vol. 109 (1996):
Wave,” California Biofeedback 19, no. 1 (Spring 2003). 516–34.
7. W. Neill et al., “Respiratory Alkalemia During Exercise Reduces Angina Threshold,” Chest 80, 35. B. Timmons and R. Ley, eds., Behavioral and Psychological Approaches to Breathing Disorders.
no. 2 (1981): 149–53. 36. D. Beales and R. Dolton, “Eating Disordered Patients: Personality, Alexithymia, and
8. M. J. Ford, M. J. Camilleri, and R. B. Hanson, “Hyperventilation, Central Autonomic Control, and Implications for Primary Care Alexithymia,” British Journal of General Practice 50 (2000): 21–6.
Colonic Tone in Humans,” Gut 37 (1995): 499–504. 37. W. J. Katon and E. A. J. Walker, “Medically Unexplained Symptoms in Primary Care,” Clinical
9. S. De Guire et al., “Hyperventilation Syndrome and the Assessment and Treatment for Psychiatry 59, no. 20 (1998): 15–21.
Functional Cardiac Symptoms,” American Journal of Cardiology 70 (1992): 673–77. 38. L. Lum, “Hyperventilation Syndromes,” in Behavioral and Psychological Approaches to Breathing
10. R. Fried, Hyperventilation Syndrome (Baltimore: Johns Hopkins University Press, 1987). Disorders Disorders, eds. B. Timmons and R. Ley (New York: Plenum Press, 1994).
11. J. Pryor and S. Prasad, Physiotherapy for Respiratory and Cardiac Problems, 3rd ed. (Edinburgh: 39. Reid et al., “Medically Unexplained Symptoms in Frequent Attenders of Secondary Health
Churchill Livingstone, 2002), 81. Care: Retrospective Cohort Study,” BMJ 322 (2001): 767–69.
12. J. Van Dieën, L. Selen, and J. Cholewicki, “Trunk Muscle Activation in Low-Back Pain Patients: an 40. L. Lum, “Hyperventilation Syndromes in Medicine and Psychiatry,” Journal of the Royal Society
Analysis of the Literature,” J. Electromyogr. Kinesiol 13 (2003): 333–51. of Medicine.
13. J. Rhudy and M. Meagher, “Fear and Anxiety: Divergent Effects on Human Pain Thresholds,” 41. J. Han et al., “Influence of Breathing Therapy on Complaints, Anxiety and Breathing Pattern in
Pain 84 (2000): 65–75. Patients with Hyperventilation Syndrome and Anxiety Disorders,” Journal of Psychosomatic Research
14. C. Balaban and J. Thayer, “Neurological Bases for Balance–Anxiety Links,” Journal of Anxiety 41, no. 5: 481–93.
Disorders 15, no. 1–2 (2001): 53–79. 42. W. Garland, “Somatic Changes in Hyperventilating Subject,” presentation at Respiratory
15. J. Dempsey, A. Sheel, and C. St. Croix, “Respiratory Influences on Sympathetic Vasomotor Function Congress, Paris, 1994.
Outflow in Humans,” Respiratory Physiology & Neurobiology 130, no. 1 (2002): 3–20. 43. L. Chaitow, D. Bradley, and C. Gilbert, Multidisciplinary Approaches to Breathing Pattern Disorders
16. P. Nixon and J. Andrews, “A Study of Anaerobic Threshold in Chronic Fatigue Syndrome (Edinburgh: Churchill Livingston, 2002).
(CFS),” Biological Psychology 43, no. 3 (1996): 264. 44. L. Chaitow, Palpation and Assessment Skills, 2nd ed. (Edinburgh: Churchill Livingstone, 2004).
17. N. Madias and H. Adrogue, “Cross-talk Between Two Organs: How the Kidney Responds to 45. J. Pryor and S. Prasad, Physiotherapy for Respiratory and Cardiac Problems, 3rd ed. (Edinburgh:
Disruption of Acid-base Balance by the Lung,” Nephron Physiol 93, no. 3 (2003): 61–6. Churchill Livingstone, 2002).
18. G. Macefield and D. Burke, “Parasthesia and Tetany Induced by Voluntary Hyperventilation,” 46. Ibid.
Brain 114 (1991): 527– 540. 47. K. Lewit, Manipulation in Rehabilitation of the Motor System, 3rd ed. (London: Butterworths,
19. S. George, “Changes in Serum Calcium, Serum Phosphate, and Red Cell Phosphate During 1999).
Hyperventilation,” New Engl J Med. 270 (1964): 726–28. 48. V. Janda, Muscle Function Testing (London: Butterworths, 1983).
20. M. Sergi et al., “Periodic Breathing During Sleep in Patients Affected by Fibromyalgia 49. L. Chaitow and J. DeLany, Clinical Applications of Neuromuscular Techniques, vol. 1 (Edinburgh:
Syndrome,” European Respiratory Journal 14, no. 1 (1999): 203–8. Churchill Livingstone, 2000).
21. D. Charney and A. Deutch, “Functional Neuroanatomy of Anxiety and Fear,” Critical Reviews In 50. K. Lewit, Manipulation in Rehabilitation of the Motor System.
Neurobiology 10, no. 3–4 (1996): 419–46. 51. L. Chaitow, D. Bradley, and C. Gilbert, Multidisciplinary Approaches to Breathing Pattern
22. D. Lee, “Altered Motor Control and the Pelvis: Stress Urinary Incontinence,” 5th World Disorders.
Congress on Low Back Pain & Pelvic Pain (Melbourne, Australia: Nov. 10–13, 2004): 138–54. 52. J. West, Respiratory Physiology (Philadelphia: Williams and Wilkins, 2000).
23. R. Anderson et al., “Integration of Myofascial Trigger Point Release and Paradoxical Relaxation 53. J. Vansteenkiste, F. Rochette, and M. Demedts, “Diagnostic Tests of Hyperventilation
Training Treatment of Chronic Pelvic Pain in Men,” J Urol. 174, no. 1 (2005): 155–60. Syndrome,” European Respiratory Journal 4 (1991): 393–9.
24. J. Abelson et al., “Persistent Respiratory Irregularity in Patients with Panic Disorder,” Biological 54. J. Van Dixhoorn and H. Duivenvoorden, “Efficacy of Nijmegen Questionnaire in Recognition
Psychiatry 49, no. 7 (2001): 588–95. of the Hyperventilation Syndrome,” Journal of Psychosomatic Research 29 (1985): 199–206.
25. J. Simons, J. Travell, and L. Simons, Myofascial Pain and Dysfunction: The Trigger Point Manual vol. 1, 55. G. Aust and K. Fischer, “Changes in Body Equilibrium Response Caused by Breathing: A
Upper Body, 2nd ed. (Baltimore: Williams & Wilkins, 1999), 829–30). Posturographic Study with Visual Feedback,” Laryngorhinootologie 76, no. 10 (1997): 577–82.
26. J. Vlaeyen and G. Crombez, “Fear of Momvement, (Re)injury, Avoidance & Pain Disability in 56. J. Han et al., “Influence of Breathing Therapy on Complaints, Anxiety and Breathing Pattern in
Chronic Low Back Pain Patients,” Man. Ther. 4 (1999): 187–95. Patients with Hyperventilation Syndrome and Anxiety Disorders.”
27. P. Nixon and J. Andrews, “A Study of Anaerobic Threshold in Chronic Fatigue Syndrome 57. W. Mehling and K. Hamel, “Randomized, Controlled Trial of Breath Therapy for Patients With
(CFS),” Biological Psychology 43, no. 3: 264. Chronic Low-Back Pain.
28. G. Foster, N. Vaziri, and C. Sassoon, “Respiratory Alkalosis,” Respir Care 46, no. 4 (2001): 384–91. 58. L. Lum, “Hyperventilation Syndromes,” in Behavioral and Psychological Approaches to
29. L. Slatkovska et al., “Phasic Menstrual Cycle Effects on the Control of Breathing in Healthy Breathing Disorders, eds. B. Timmons and R. Ley, (New York: Plenum Press, 1994), 113–123.
Women,” Respiratory Physiology and Neurobiology 154, no. 3: 379–88. 59. W. Mehling and K. Hamel, “Randomized, Controlled Trial of Breath Therapy for Patients With
30. B. Timmons and R. Ley, eds., Behavioural and Psychological Approaches to Breathing Disorders Chronic Low-Back Pain.”
(New York: Plenum Press, 1994), 118–9. 60. J. Han et al., “Influence of Breathing Therapy on Complaints, Anxiety and Breathing pattern in
31. J. Brostoff, Complete Guide to Food Allergy (London: Bloomsbury, 1992). patients with hyperventilation syndrome and anxiety disorders.”
32. W. E. Mehling et al., “Randomized, Controlled Trial of Breath Therapy for Patients With 61. G. Aust and K. Fischer, “Changes in Body Equilibrium Response Caused by Breathing.”
Chronic Low-Back Pain,” Altern. Ther. Health Med. 11, no. 4 (2005): 44–52. 62. P. Nixon and J. Andrews, “A Study of Anaerobic Threshold in Chronic Fatigue Syndrome.”
33. S. DeGuire et al., “Breathing Retraining: A Three-Year Follow-Up Study of Treatment for 63. B. Tisp et al., “Pursed Lip Breathing Using Ear Oximetry,” Chest 90 (1986): 218–21.
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