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A reflex resonance model of vocal vibrato

Ingo R. Titze
National Center for Voice and Speech, and Department of Speech Pathology and Audiology,
The University of Iowa, Iowa City, Iowa 52242 and, Wilbur James Gould Voice Center,
Denver Center for the Performing Arts, Denver, Colorado 60204

Brad Story
National Center for Voice and Speech, The University of Iowa, Iowa City, Iowa 52242
and Speech and Hearing Sciences, University of Arizona, Tucson, Arizona 85721

Marshall Smith
National Center for Voice and Speech, The University of Iowa, Iowa City, Iowa 52242
and School of Medicine, University of Utah, Salt Lake City, Utah 84112

Russel Long
National Center for Voice and Speech, The University of Iowa, Iowa City, Iowa 52242
and Wilbur James Gould Voice Center, Denver Center for the Performing Arts, Denver, Colorado 60204

共Received 6 November 2000; revised 30 October 2001; accepted 19 November 2001兲


A reflex mechanism with a long latency (⬎40 ms) is implicated as a plausible cause of vocal
vibrato. At least one pair of agonist–antagonist muscles that can change vocal-fold length is needed,
such as the cricothyroid muscle paired with the thyroarytenoid muscle, or the cricothyroid muscle
paired with the lateral cricoarytenoid muscle or a strap muscle. Such an agonist–antagonist muscle
pair can produce negative feedback instability in vocal-fold length with this long reflex latency,
producing oscillations on the order of 5–7 Hz. It is shown that singers appear to increase the gain
in the reflex loop to cultivate the vibrato, which grows out of a spectrum of 0–15-Hz physiologic
tremors in raw form. © 2002 Acoustical Society of America. 关DOI: 10.1121/1.1434945兴
PACS numbers: 43.75.Bc, 43.75.Rs, 43.70.Aj, 43.70.Bk 关RDA兴

I. INTRODUCTION sured the vibrato frequency. He reported an average of 6.5


Hz, with less note-to-note variability in this frequency than
Vibrato is an ornament of music that is used by both in the extent.
vocalists and instrumentalists. As a frequency modulation of Not much has changed in the acoustic description of
the fundamental frequency, vibrato enriches the average vocal vibrato over the last two-thirds of a century. However,
spectral content of a sustained tone because the harmonics vibrato frequencies of classically trained singers have re-
can sweep through acoustic resonances of the instrument. If cently been reported slightly lower than in the Seashore stud-
executed correctly, vibrato draws no attention to itself, but ies. To compare two notable tenors of the first and second
rather enhances the quality of the sound. Listeners generally half of the century, Caruso’s average vibrato frequency was
judge tones with vibrato as being more lively, freer from 6.5 Hz 共Dejonkere, 1995兲, whereas Pavarotti’s frequency has
tension, and more filling of the performance space. But, ex- been measured at 5.5 Hz 共Keidar, Titze, and Timberlake,
cessive vibrato creates the perception of instability, lack of 1984兲. Informally, many vocal pedagogues have observed
clarity of pitch, and a general ‘‘muddiness’’ of the melodic 共by listening to old and new recordings of identical pieces兲
line. Skilled performers know the bounds of vibrato, decreas- that vibrato frequency has lowered from the pre-World War
ing its extent during rapid melodic movement and increasing II era to the end of the 20th century. There are no compelling
its extent during long, sustained passages when melody and explanations, but perhaps a preference toward a more
vibrato are less likely to be confused. ‘‘settled’’ sound 共less overt expressions of emotion兲 is a part
The classic studies by Seashore and his co-workers of the trend.
共summarized by Seashore, 1938兲 are still cited often as In Prame’s 共1994兲 study, the average frequency of ten
key authoritative measurements of the acoustic characteris- classically trained recording artists singing Schubert’s Ave
tics of vocal vibrato. Seashore wrote, ‘‘A good vibrato is a Maria was 6.0 Hz 共not the same as the Bach–Gounod Ave
pulsation of pitch, usually accompanied with synchronous Maria studied by Seashore兲. Prame noted that all of the sing-
pulsations of loudness and timbre, of such extent and rate as ers tended to raise their vibrato frequencies at the end of each
to give a pleasing flexibility, tenderness, and richness to the note. In particular, the last four to five vibrato cycles typi-
tone’’ 共p. 33兲. cally rose from 6.0 to 7.0 Hz. In the more central portion of
Seashore showed examples of the acoustic characteris- the phrase, however, the frequency was often below 6.0 Hz,
tics of vocal and violin vibrato. He demonstrated that vocal typically about 5.5 to 5.8 Hz.
vibrato extent varied significantly from note to note, with the Physiologically, vibrato has been described as a sympa-
average peak-to-peak variation being one semitone 共or thetic 共if not synergistic兲 oscillation phenomenon among la-
⫾one quarter tone from the mean F o 兲. Seashore also mea- ryngeal muscles. Hirano 共1995兲 pointed out that the crico-

2272 J. Acoust. Soc. Am. 111 (5), Pt. 1, May 2002 0001-4966/2002/111(5)/2272/11/$19.00 © 2002 Acoustical Society of America

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thryoid 共CT兲 muscle is always activated in an oscillatory brato rate often increases at the end of a note, as reported by
fashion in vibrato, whereas the thyroarytenoid 共TA兲 muscle Prame 共1994兲; 共9兲 vibrato occurs more naturally in the
and the lateral cricoarytenoid 共LCA兲 muscles are usually 共but midrange of F o than at the extremes 共very low F o or very
not always兲 involved. It is possible that the CT muscle may high F o 兲; and 共10兲 vibrato rate can be entrained by an exter-
even interact with a strap muscle 共e.g., the sternothyroid or nal stimulus 共Titze et al., 1994兲. In this paper, we will ad-
the sternohyoid, which are known to lower the larynx, and dress a few of these observations, but the investigation
thereby perhaps shorten the vocal-folds兲. Hirano also re- leaves many questions unanswered.
ported that there can be oscillatory movement of many sur-
rounding structures, such as the pharyngeal walls, the velum, II. THE REFLEX RESONANCE MODEL
the tongue, the epiglottis, and the jaw. A particularly inter- The proposed reflex resonance model for vibrato is sche-
esting aspect of his study was the declining vibrato fre- matized in Fig. 1. On the far right of the figure, the physi-
quency with age, which he reported to shift from 5.4 Hz at ological processes are divided, from top down, into cortical
age 20 to 4.7 Hz at age 65, on average, for a group of 21 activity, midbrain activity, and peripheral activity. The input
singers. This decline of about 1 Hz over half a lifespan to the model 共at the top兲 is the pitch intended by the singer,
agreed with earlier findings by Damsté et al. 共1982兲 and later with a vibrant quality but no deliberate attempt to create a
findings by Sundberg et al. 共1998兲. Both groups of authors vibrato. The output 共at the bottom兲 is the fundamental fre-
measured the vibrato frequencies of several professional quency F o , which has a frequency modulation ranging be-
singers who recorded the same pieces several times over a tween 4 –7 Hz, but the half-power bandwidth is more like
span of 30– 40 years. 5– 6 Hz.
Summarizing the preliminary findings on the physiology Cortically 共top third of the diagram兲, the motor program
of vocal vibrato in our own laboratory, Titze et al. 共1994兲 gets activated by auditory and kinesthetic memory of what a
observed a 5– 6-Hz reflex resonance mechanism for vocal vibrant tone at a given pitch sounds and feels like, as well as
vibrato that involved the CT and TA muscles. The study was the muscular effort and coordination it takes to produce it. In
conducted only on one singer, an amateur tenor. Damped the process of organizing the muscle activations, central os-
oscillation was postulated to result from a negative feedback cillators are activated that superimpose a broad spectrum of
loop of moderate gain, the nature of which will be explored physiologic tremor freqencies onto an otherwise constant
in greater detail here. When combined with the mechanics of level of activation 共Inbar and Eden, 1983; Elble and Koller,
rotation and translation of the thyroid and cricoid cartilage 1990兲. The slightly tremorous motor activations to the CT
relative to each other, Titze 共1996兲 showed that oscillatory and TA muscles are labeled A CT and A TA , respectively. The
behavior in vocal-fold length, tension, and fundamental fre- model is not limited to these two muscles. Other agonist–
quency could be simulated with a mathematical version of antagonist pairs 共e.g., a strap muscle working together with
this reflex oscillator. Hsiao et al. 共1988兲 showed that motor either the TA or CT, or the LCA working together with the
unit activity in the CT muscle was correlated with F o CT兲 could be engaged in this reflex resonance pairing, as
changes in vibrato, both for integrated electromyographic long as they have an opposite effect on vocal-fold length and
共EMG兲 activity and single motor unit activity. Such correla- tension 共and thereby F o 兲.
tions were also evident in laryngeal tremors studied by In the midbrain 共center of the diagram兲, there is an inte-
Finnegan et al. 共1995兲, but the phase relations between CT, gration of sensory signals arriving from the laryngeal recep-
TA, and voice F o remained somewhat of a mystery. tor organs 共muscle spindles, joint receptors, etc.兲 and the
A complete physiologic model of vocal vibrato may cortical motor activations. The sensory-motor integration is
eventually explain the following empirical observations, symbolized by the summation signs and involves primarily
mostly untested but somewhat agreed upon by singing teach- corrective feedback in the form of time-delayed muscle
ers: 共1兲 vibrato frequency is less controllable by the singer strains ␧ 1 (t – ␶ 1 ) and ␧ 2 (t – ␶ 2 ), multiplied by their respec-
than vibrato extent; 共2兲 many children 共and some adults兲 sing tive gains g 1 and g 2 . The feedback-modulated activations
vibrato-free; 共3兲 many elderly or poorly conditioned vocalists are labeled a CT and a TA , respectively. The important model-
have a slower and wider vibrato 共a wobble兲, which can be ing parameters here are g 1 and g 2 , the feedback gains, and
corrected by singing soft and high and by strengthening la- ␶ 1 and ␶ 2 , the feedback delays. These parameters will be
ryngeal muscles 共personal conversations with singing teach- given considerable attention in later discussions of experi-
ers兲; 共4兲 some young or muscularly hyperactive vocalists ments and modeling.
have an excessively fast vibrato 共a bleat兲 that can be elimi- At the periphery, the CT and TA muscles are now acti-
nated by singing in the midrange, using muscle relaxation vated with the modulated action potentials. This in turn
exercises, and establishing a balanced vocal quality 共personal modulates the vocal-fold length, which is quantified in terms
experience gained by the first author in training singers兲; 共5兲 of the vocal-fold strain ␧, the elongation normalized to the
training in general reduces the undesirable variability in vi- resting length. If vocal-fold strain increases, the muscle
brato frequency; 共6兲 violin, brass, or woodwind vibrato can spindles in the thyrovocalic portion of the TA muscle are
be of similar rate as vocal vibrato, suggesting that the mass activated 共Sanders et al., 1998兲. With the appropriate gain g 2
of the undulating structure 共e.g., the hand or respiratory bulk兲 and the reflex time delay ␶ 2 , this becomes the sensory modu-
doesn’t dictate the rate as much as neurologic factors, as lation on the right side of Fig. 1 共dashed lines兲. If the vocal-
noted by Ramig and Shipp 共1987兲; 共7兲 some pathological fold strain decreases, the muscle spindles in the TA are not
vocal tremors are close to natural vibrato 共5– 6 Hz兲; 共8兲 vi- activated, but joint receptors or spindles in the CT muscle

J. Acoust. Soc. Am., Vol. 111, No. 5, Pt. 1, May 2002 Titze et al.: Reflex resonance vibrato model 2273

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FIG. 1. Block diagram of proposed reflex-resonance
model of vocal vibrato.

共which is now stretched兲 are activated. In this case, the CT and across motor and sensory units. The single spike is con-
muscle strain ␧ 1 is not equal to the vocal-fold strain ␧, but is sidered to represent the center of any train of action poten-
a predictable function of it 共Titze, 1996兲. With respective tials.兲 Below the spike shown in Fig. 2共a兲, a twitch-like con-
gain g 2 , this feedback becomes the sensory reflex modula- traction occurs in the CT muscle 关Fig. 2共b兲兴, which reaches
tion for the CT muscle on the left side of the figure, again its peak about 33 ms after activation 共Perlman and Alipour-
shown in dashed lines. Haghighi, 1988兲. The vocal-fold length 共strain兲 increases in
Concurrently, the vocal-fold strain ␧ determines the pas- proportion to this contraction, with a small mechanical delay
sive tissue fiber stress in the vocal-fold, and the activation 共10–20 ms兲, as shown in Fig. 2共c兲. This length increase trig-
a TA determines the active stress in the muscular portion of gers the TA muscle spindles, which are sensitive to both
the fold 共bottom three system blocks in Fig. 1兲. Together, the strain ␧ and strain rate ␧˙ 共Stein, 1982兲. Spindle activation is
two stresses govern the effective tension, and thereby the shown in Fig. 2共d兲. The strain-rate dependence advances the
fundamental frequency F o . The basic hypothesis in this phase, in part canceling out the mechanical delay in vocal-
model is that the reflex gains and delays resonate, thereby fold elongation, as observed by Stein.
tuning the broad spectrum of central tremor frequencies to a The major time delay now comes from the integration of
narrower band, which is known as vibrato 共illustrated in tem- the spindle sensory activation with the motor activation,
poral and spectral form at the bottom of Fig. 1兲. Thus, sing- which is labeled TA reflex motor activation in Fig. 2共e兲. The
ers with vibrato are expected to have a narrower bandwidth time delay is on the order of 40–50 ms, as we will show. A
共with correspondingly higher gains兲 in the reflex loops than TA contraction now occurs, the peak of which occurs another
those who phonate without vibrato. 20–25 ms after the activation 共Alipour-Haghighi et al.,
The time course of events is hypothesized to be as in 1987兲. This is shown in Fig. 2共f兲.
Fig. 2. Assume we begin with an increase in CT activation, Vocal-fold strain ␧ is now reduced 关Fig. 2共g兲兴, with a
represented by a small spike disturbance in Fig. 2共a兲 at t concomitant increase in the length of the CT muscle and a
⫽0. 共For simplicity, we illustrate all neural signals as single receptor activation 关Fig. 2共h兲兴. The reflex loop is engaged
spikes, even though they are typically trains of spikes, within once more, resulting in another delay for sensory-motor in-

2274 J. Acoust. Soc. Am., Vol. 111, No. 5, Pt. 1, May 2002 Titze et al.: Reflex resonance vibrato model

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FIG. 2. Time course of efferent and afferent stimuli,
and muscle activation.

tegration 关Fig. 2共i兲兴 and another CT contraction 关Fig. 2共j兲兴. A second differential equation for the muscle model is
The complete cycle, from the peak of CT contraction to the obtained by writing Newton’s law for the internal 共left兲 nodal
peak of CT contraction, has a period of about 170 ms, yield- point indicated in Fig. 3
ing a vibrato frequency of about 6 Hz.
S ␴ i ⫺k s L o 共 ␧ i ⫹␧ 兲 ⫺dL o ␧˙ i ⫽0, 共2兲
III. DYNAMICS OF THE MUSCLES AND OTHER SOFT
TISSUES

Mathematically, the model begins by letting both


muscles be represented mechanically by a Kelvin model
共McMahon, 1984, p. 136兲, as shown in Fig. 3. This model
has a series spring k s , a parallel spring k p , a damper d, and
an internal contractile stress ␴ i 共in the case of muscle兲. The
onset of the internal contractile stress is time delayed by a
first-order differential equation 共Stein and Oguztöreli, 1975兲
␴˙ i ⫽ 共 ␴ a ⫺ ␴ i 兲 /t a i⫽1,2, 共1兲
where the ‘‘dot-over’’ notation indicates time differentiation,
t a is the activation time constant, and ␴ a is the fully devel-
oped active stress. FIG. 3. Kelvin muscle model for twitch and tetanus force computation.

J. Acoust. Soc. Am., Vol. 111, No. 5, Pt. 1, May 2002 Titze et al.: Reflex resonance vibrato model 2275

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TABLE I. Biomechanical constants of the cricothyroid muscle. TABLE II. Biomechanical constants of the thyroarytenoid muscle.

Symbol Value Symbol Value

Resting length Lo 13.8 mm Resting length Lo 18.3 mm


Cross-sectional area S 73.8 mm2 Cross-sectional area S 40.9 mm2
Mass M 0.9423 g Mass M 0.8232 g
Maximum active stress ␴ am 89 kPa Maximum active stress ␴ am 105 kPa
Activation time ta 0.01 s Activation time ta 0.01 s
Series contraction time ts 0.090 s Series contraction time ts 0.044 s

and a nondifferential equation is obtained by writing New- keep the model simple we will keep it a constant value,
ton’s law for the external 共right兲 nodal point which is justifiable because strain variations are small in vi-
brato.
F⫺k p L o ␧⫺k s L o 共 ␧ i ⫹␧ 兲 ⫽0, 共3兲
where S is the cross-sectional area of the muscle, L o is the
IV. DYNAMICS OF THE CARTILAGE FRAMEWORK
rest length, ␧ i is the internal 共sarcomere兲 strain, ␧ is the ex-
ternal muscle strain, and F is the external 共load兲 force. Equa- The differential equations of motion for translation and
tion 共2兲, the nondifferential equation, is now solved for ␧ i rotation of the cricoid cartilage in relation to the thyroid
and substituted into Eq. 共3兲 to yield cartilage were developed previously 共Titze, 1996兲. These
equations are rewritten here for completeness. For translation
d k p ⫹k s
S ␴ i ⫺F⫹k p L o ␧⫺ Ḟ⫹d L o ␧˙ ⫽0. 共4兲 ␺ and rotation ␪ around the cricothyroid joint 共Fig. 4兲
ks ks
1
To simplify the model and capture only its essence in ␺¨ ⫽ 关 cos ␾ F CT⫺F TA⫺k t 共 ␺ ⫹t t ␺˙ 兲兴 , 共8兲
M
this first exposition of vibrato, the passive tissue force k p L o ␧
will be neglected. This passive force is usually an order of 1
magnitude smaller than the active force 共Alipour and Titze, ␪¨ ⫽ 关 wF CT⫺hF TA⫺k r 共 ␪ ⫹t r ␪˙ 兲兴 , 共9兲
I
1999兲 except for high strains 共30%–50% of rest length兲. We
will keep the strains below 10% in our simulations. Further- where F CT is the load force generated by the CT muscle, F TA
more, the strain rate is low in vibrato, which allows the ␧˙ is the load force generated by the TA muscle, cos ␾⫽0.76 is
term in Eq. 共3兲 to be neglected also in comparison to the the direction cosine between CT and TA lines of action, w
active fiber tension S ␴ i . ⫽0.011 m is the moment arm for CT force in CT joint rota-
With these simplifications, Eq. 共3兲 reduces to tion, h⫽0.016 m is the moment arm for TA force in CT joint
rotation, M ⫽0.01 kg is the mass of cricoid and arytenoid
Ḟ⫽ 关 S ␴ i ⫺F 兴 /t s , 共5兲 cartilages translating as a unit 共relative to the thyroid carti-
where lage兲, I⫽10⫺5 kg m2 ⫽moment of inertia of cricoid and
arytenoid cartilages rotating as a unit around the CT joint, k t
d is the stiffness of CT joint in translation 共defined below兲, k r
t s⫽ . 共6兲
ks is the torsional stiffness of the CT joint in rotation 共defined
below兲, t t ⫽0.010 s is the time constant for translation, speci-
Equations 共1兲 and 共4兲 develop the load force in each
fying viscous damping, and t r ⫽0.010 s is the time constant
muscle, based on activation delay and active stress in the
for CT joint rotation, specifying viscous damping.
fibers. The series contraction time t s of the sarcomere is part
The strains ␧ 1 and ␧ 2 of the CT and TA muscles, respec-
of the overall delay of response of the muscle system 共Stein
tively, are related to ␪ and ␺ as follows:
and Oguztöreli, 1975兲. Tables I and II show measured values
of the parameters for the CT and TA muscles, respectively. ␧ 1 ⫽⫺ 共 w ␪ ⫹ ␺ /cos ␾ 兲 /L 01 , 共10兲
These values were obtained in our laboratory over a period
of more than a decade 共Alipour-Haghighi, Titze, and ␧ 2 ⫽ 共 h ␪ ⫹ ␺ 兲 /L 02 , 共11兲
Durham, 1987; Perlman and Alipour-Haghighi, 1988; where L 01 and L 02 are the rest lengths of the muscles. These
Alipour-Haghighi, Titze, and Perlman, 1989; Alipour, are the strains used for the receptor pathways in Fig. 1.
Perlman, and Titze, 1991; Alipour and Titze, 1999兲. The The translational stiffness k t in Eq. 共8兲 has been mea-
properties were obtained from a canine model, however, and sured as a nonlinear function of strain by Vilkman et al.
must be regarded as approximations to human tissues. 共1987兲. We give the following approximation to their data:
The fully developed active stress function ␴ a in Eq. 共1兲
k t ⫽1000⫹105 共 ␺ /L 01兲 2 N/m. 共12兲
is generated for each muscle as
Similarly, the rotational stiffness has been measured by Coo-
␴ a ⫽a 共 t 兲 ␴ am , 共7兲
per et al. 共1993兲, approximated here as
where a(t) is the muscle activation 共ranging from 0 to 1兲 and
k r ⫽0.1⫹10共 h ␪ /L 01兲 2 N-m/radian. 共13兲
␴ am is the maximum active force achievable in the muscle
under isometric conditions 共Tables I and II兲. Usually this The nonlinear nature of these stiffnesses provides the limit
maximum active force varies with muscle strain ␧, but to cycle for oscillation in vibrato. If the stiffnesses were linear,

2276 J. Acoust. Soc. Am., Vol. 111, No. 5, Pt. 1, May 2002 Titze et al.: Reflex resonance vibrato model

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FIG. 5. Experimental setup for mechanical stimulation.

equally, since for sinusoidal strain ␧˙ ⫽ ␻ ␧ and ␻ is about 30


rad/s for a 5– 6-Hz vibrato rate.
This completes the mathematical description of the re-
flex resonance model. Parameters that are of primary interest
in this paper are the reflex delay times ␶ 1 and ␶ 2 and the
reflex gains g 1 and g 2 .

VI. EXPERIMENTS TO DETERMINE REFLEX GAINS


AND DELAYS

Two separate experiments are described in this section.


The first experiment involved mechanical stimulation to the
larynx to determine the reflex latency. The second experi-
ment involved electromyographic 共EMG兲 recordings to de-
termine the sharpness of the reflex resonance, which we
claim is an indirect measure of the reflex gain.
A. Mechanical stimulation
FIG. 4. Laryngeal cartilages in 共a兲 translation and 共b兲 rotation. An experiment was conducted to measure the reflex de-
lay associated with mechanical perturbation of vocal-fold
underdamped oscillation would continue to grow beyond length. Two nonsingers, both adult males, served as subjects.
bound. EMG electrodes were inserted into both CT and TA muscles
to monitor their laryngeal reflexes. A mechanical stimulator
was designed in the form of a servo-controlled rod that could
V. DYNAMICS OF SENSORY FEEDBACK push against the thyroid cartilage prominence 共Adam’s
apple兲 as shown in Fig. 5. The subject sat in a chair in an
Feedback from the sensory organs is modeled by letting
upright position. His head was secured in place by a head-
the modulated muscle activities be
rest. The servo-controlled stimulator was mounted on a rig
a CT共 t 兲 ⫽A CT共 t 兲 ⫹g 1 关 ␧ 1 共 t⫺ ␶ 1 兲 ⫹0.03␧˙ 1 共 t⫺ ␶ 1 兲兴 , 共14兲 attached to the chair. The rod had several mm of electroni-
cally controllable travel distance after it had been fixed in
a TA共 t 兲 ⫽A TA共 t 兲 ⫹g 2 关 ␧ 2 共 t⫺ ␶ 2 兲 ⫹0.03␧˙ 2 共 t⫺ ␶ 2 兲兴 , 共15兲
place, in near-contact with the thyroid cartilage. Thus, the
where all quantities are as previously defined. A CT(t) and experimenter could adjust the neutral position as ‘‘light con-
A TA(t) are taken as a constant 共tetanic activation兲 with su- tact,’’ ‘‘near-contact,’’ or ‘‘pressured contact.’’
perimposed low-frequency noise that simulates physiologic Because the thyroid prominence is rounded, and because
muscle tremor. The coefficient 0.03 is chosen to weight the the endplate of the rod did not have an ideal cup shape to fit
strain and strain-rate dependence of the delayed feedback over all the subjects’ thyroid prominences, there was occa-

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FIG. 6. Reflex latencies for mechanical stimulation.

FIG. 7. Resonance curves 共amplitude of F o modulation in Hz兲 for: CT


sionally some slippage of the rod off-center. This was noted stimulation and no natural vibrato 共data points兲; no stimulation and no natu-
in the experiment, and the data were accepted with caution, ral vibrato 共curves without data points兲.
or rejected if the slippage was too severe.
Once the neutral position was adjusted, the rod displace-
B. Electrical stimulation
ment was varied in single-pulse or square-wave fashion with
a preset displacement amplitude and frequency 共for the Electrical muscle stimulation experiments were con-
square wave兲. A decrease in vocal-fold strain ␧ was achieved ducted on four new subjects, one soprano trained in classical
by pushing against the thyroid cartilage. According to our and theatre styles 共more than 10 years of private training兲,
model, this should activate the CT receptors 共spindles or one mezzo-soprano trained in classical music 共more than 5
joint receptors兲 and produce an increase in the motor activa- years of private training兲, one untrained female pop singer
tion a CT to the CT muscle. The objective was to measure the 共no private lessons兲, and one female nonsinger. 共New sub-
reflex latency ␶ 1 . jects were used because repeated electrode insertion in close
Figure 6 shows results for subject S1. Transducer dis- time intervals is not recommended for a given subject, espe-
placement and force are shown at the bottom 共upward dis- cially not for singers.兲 Electrical stimulation was applied to
placement means a push toward the cartilage, with an ex- the CT muscle during phonation with bipolar hooked-wire
pected negative vocal-fold strain兲. The displacement electrodes, the same electrodes normally used to record
amplitude was 2 mm, but there was no knowledge of how EMG signals 共Titze et al., 1994兲. The resonance condition of
much shortening of the vocal-fold this actually produced. the reflex loops was investigated by repeated pulse stimula-
tion of the CT at different frequencies during phonation. Ac-
The entire larynx was obviously pushed rostrally, which
cording to our model, this would involve the TA reflex as
meant that the arytenoid cartilages may have moved together
well as the CT reflex. Those subjects who had a natural vi-
with the thyroid cartilage to produce a lesser change in
brato were asked to sustain the vowels vibrato-free. Our hy-
vocal-fold length. Nevertheless, some reduction in length
pothesis was that if the same pulse current and duration
was expected. The EMG responses of the right CT muscle 共R
could produce a larger F o swing at one frequency than all
CT EMG兲 and the left CT muscle 共L CT EMG兲 are shown in others, then a resonance of the reflex system must exist. Fig-
the top two traces in Fig. 6. Note that the reflex latency ure 7 shows the results in the form of amplitude spectra of
between the maximum velocity of movement 共time⫽0.00兲 the F o contour for the four female subjects. The curves with-
and the peak of the EMG increase is about 40 ms. out data points show the spectrum of physiologic tremor
Results for the second subject were similar, with the without any stimulation, whereas the curves with data points
reflex latency being about 44 ms from the maximum move- are for stimulation at the frequencies shown by the points.
ment velocity to the peak of the EMG increase. Both CT With stimulation, we see a tuning curve with a 5-Hz reso-
muscles showed an increase in activity, but the TA muscles nance frequency for the two trained singers 关parts 共a兲 and
did not. This average reflex latency of about 42 ms for the 共b兲兴 and about 6 Hz for the untrained singer 关part 共c兲兴. For
two subjects was built into our reflex resonance model as the the one nonsinger 关part 共d兲兴, no clear tuning is evident be-
variable ␶ 1 . We had no way of pulling on the cartilage to cause a heightened response in the 4 – 6-Hz region was
elongate the vocal-folds and obtain a TA reflexive contrac- present without stimulation. The subject was quite nervous
tion. Hence, ␶ 2 was chosen to be the same as ␶ 1 for lack of about the procedure, suggesting that an anxiety tremor may
better data. If the two time constants were in fact different, a have caused this response. The singers, on the other hand,
slight asymmetry would be expected in the vibrato cycle, and showed no remarkable peaks without stimulation. This re-
the overall vibrato rate would increase or decrease slightly. sult, although poor in sample size, begins to confirm the

2278 J. Acoust. Soc. Am., Vol. 111, No. 5, Pt. 1, May 2002 Titze et al.: Reflex resonance vibrato model

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shows the response curves at different singing pitches: low,
mid, and high. The corresponding F o values were 196 Hz
共G3兲, 330 Hz 共E4兲, and 440 Hz 共A4兲. Only the second
trained singer 关part 共b兲兴 showed a remarkable difference in
response to stimulation at different pitches. Lower pitches
gave greater response. This subject was a high soprano who
probably only engaged her TA muscle at low pitches, thereby
producing a better agonist–antagonist reflex loop. The first
trained singer 关Fig. 9共a兲兴 was a mezzo-soprano who tended to
maintain the TA muscle engaged throughout the pitches,
which may have resulted in the more uniform patterns. In
hindsight, it may have been better to have the subjects per-
form at physiologically equivalent pitches, based on their
overall voice-range profile, but given the invasive nature of
the experiment it was impossible to repeat the protocol. Also,
the voice-range profile would have added to the vocal load,
which was already quite heavy.

FIG. 8. Resonance curves 共amplitude of F o modulation in Hz兲 for CT stimu- C. Computer simulation of vibrato
lation, with and without natural vibrato. Lines with diamond-shaped data
points are for the vibrato case, while lines with the solid black circles are for Equations 共1兲–共15兲 were programed in MATLAB, using a
the no vibrato case. fourth-order Runge–Kutta technique to solve the differential
equations. The computation began by coding the intended
hypothesis that singing training may heighten the reflex muscle memory with a constant level of activation, 20% for
gains and establish a reflex resonance. It is important to note CT and 20% for TA, superimposed by either a pulse stimulus
that this happened when the singers were deliberately sing- or by low-pass-filtered noise in the 0–15-Hz range. That pro-
ing a straight tone 共vibrato-free兲. duced the subcortical activities A CT and A TA in Fig. 1. The
When the singers allowed their vibrato to be present, the response to the pulse stimulus is shown in Fig. 10. This
resonance was sharpened 共Fig. 8兲, especially for the trained figure is essentially a quantification of the hypothetical set of
singer in part 共a兲. The peak rose to 7 Hz 共14 Hz peak to peak兲 events outlined in Fig. 2. Note the twitch force in the CT
and the bandwidth decreased, although exact measurement following a single pulse activation 共top two traces兲. The
of the bandwidth was difficult without a finer grid of stimu- pulse was initiated at 0.5 s to allow the tetanic muscle con-
lation frequencies. Such a grid would require a new protocol tractions to bring the system to equilibrium in the first half-
with new subjects, due to fatiguing factors. second. In the third trace from the top, we see the vocal-fold
A final data set for the four female subjects 共Fig. 9兲 strain exhibiting damped oscillation, a typical response of a
natural resonator. The frequency is about 6.5 Hz and the
strain variation is less than ⫾0.05. The first rise after 0.5 s
corresponds to the strain rise hypothesized in Fig. 1共c兲. Note
also that the reflexive TA activity 共fourth trace from top兲 is
delayed about 80 ms in reference to the pulse, which was
hypothesized in Fig. 1共e兲. Figure 10 is completed by showing
the TA force and the F o contour in the bottom two traces.
Note the further delay between the peaks of TA activity and
TA force in the initial excursions.
The F o contour was computed with the simple vibrating
string formula

F o⫽
1
2L o
冑 F TA
␳S
, 共16兲

where ␳ is the tissue density (1140 kg/m3 ), and L o and S are


the TA muscle length and cross-sectional area as previously
defined 共Table II兲. With this formula, the F o modulation am-
plitude in Fig. 10 is about 10 Hz initially, damping out with
successive cycles. The reflex gains g 1 and g 2 were chosen to
be 1.5 in Eqs. 共14兲 and 共15兲, and the neural reflex delays ␶ 1
and ␶ 2 were set at 45 ms.
FIG. 9. Resonance curves 共amplitude of F o modulation in Hz兲 for CT stimu-
lation at three frequencies, no natural vibrato. Open circles represent F o
Figure 11 shows the effect of varying reflex gain. An
⫽196 Hz, solid black circles represent F o ⫽330 Hz, and asterisks represent FFT analysis was done on the F o impulse responses 共bottom
F o ⫽440 Hz. trace of Fig. 10兲 for g 1 ⫽g 2 ⫽ 1.0, 1.5, and 2.0. The spectra

J. Acoust. Soc. Am., Vol. 111, No. 5, Pt. 1, May 2002 Titze et al.: Reflex resonance vibrato model 2279

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FIG. 10. Simulation of an impulse response of the com-
puter model of vocal vibrato. The reflex gain was set
to 1.5.

were normalized to the peak values to show the slight shift in ure 13 shows the spectrum of the F o contour with 0–15-Hz
the vibrato frequency with gain. The frequency increases by tremor-like noise excitation. The 6-Hz reflex tuning is clearly
about 0.5 Hz 共from 6.0 to 6.5 Hz兲 as the gain increases from visible in the low-frequency noise.
1.0 to 2.0. But, much more dramatically, the bandwidth is
lowered by increasing the gain. Thus, the tuning to a single
vibrato frequency is very sharp for high gain. To put the VII. DISCUSSION
magnitude of the gain in perspective, a gain of 1.0 means We now return to the ten observations about vocal vi-
that, according to Eqs. 共14兲 and 共15兲, the feedback 共modula- brato that were listed in the Introduction. The first observa-
tion兲 activity is on the order of 0.02 共the value of the peak tion, that vibrato extent is more controllable by a singer than
strain兲 superimposed on a background tetanic muscle activity vibrato frequency, is confirmed by our results. When the
of 0.2. This is a 10% feedback ratio, which the spindles and singers changed voluntarily from vibrato to no-vibrato con-
the sensory-motor synapses have to produce to achieve the ditions, the magnitude of the F o modulation decreased, but
oscillation. the frequency did not change appreciably. Since vibrato ex-
It should be pointed out that the normalization of the tent is controlled by the reflex gains in our model, we sug-
spectra in Fig. 11 does not give the true picture of increased gest that singers adjust reflex gains rather than reflex delays
gain. If normalization were to the noise floor, the gain⫽2.0 when they change from straight tone to vibrato. The reflex
curve would rise 30 dB above the gain⫽1.0 curve, a dra- delays are less controllable on a moment-to-moment basis,
matic increase in F o variation. A lesser, but nevertheless dra- because they involve neural conduction times, muscle acti-
matic, increase was seen in Fig. 8共a兲 for one trained singer
when she switched her vibrato on. We reason, therefore, that
the reflex gain does not have to change much 共only a few
percent兲 to get a substantial increase in vibrato extent.
The second set of simulations was done with low-pass-
filtered noise 共15 Hz cutoff兲 to simulate physiologic tremor
activity. The result is shown in Fig. 12. The top trace shows
constant CT activity (a ct ⫽0.2) for the first 0.5 s, followed
by low-frequency tremorous activity for the next second.
Self-sustained oscillation is seen in the third trace, labeled
strain, but the oscillation is not quite sinusoidal. The 6-Hz
dominant frequency is clearly visible, however. The gain was
set at 1.5, the same as for the pulse excitation in Fig. 10.
Note that F o modulations in Fig. 12 共bottom trace兲 have an
amplitude of about ⫾10 Hz, which is ⫾7% of the mean F o
of 150 Hz. Although this is a little larger than most natural
vibrato extents, it is not unrealistic in relation to what trained
singer 1 produced in Fig. 8. 共Parenthetically, we note that
FIG. 11. Frequency spectra of the F o contours after pulse excitation, for
white noise, which was also tried as an excitation, produced three values of reflex gain. The sampling frequency was 1 kHz and the
smaller F o amplitudes than the colored low-pass noise.兲 Fig- analysis window was 10 s. The spectra are normalized to their peaks.

2280 J. Acoust. Soc. Am., Vol. 111, No. 5, Pt. 1, May 2002 Titze et al.: Reflex resonance vibrato model

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FIG. 12. Simulation of vibrato with tremor-like 共0–15-
Hz兲 noise excitation. The reflex gain was 1.5.

vation times, and muscle twitch contraction time, all of curve. The tremor frequencies are then filtered more effec-
which are firm-wired in the neuromuscular system. tively to define a narrow band around 5– 6 Hz, as was shown
The second observation, that many children 共and some with our model.
adults兲 sing vibrato-free, is also likely to be explained by The sixth observation, that violin, brass, and woodwind
reflex gains. In children, the thyroarytenoid muscle develops vibrato are similar to vocal vibrato, is explainable if we as-
late 共Hirano and Sato, 1993兲, which means that the spindles sume that there are always two agonist–antagonist muscles
may not be in place to activate a vocal-fold stretch reflex. In that are involved in similar reflex action. These muscles
some adults, there is not much length change at all when F o could be in the hand and fingers 共as in violin playing兲, in the
is varied 共Nishizawa et al., 1988兲. In other words, the CT articulatory system, or even in the respiratory system. A res-
joint is stiff, or the spaces between the cartilages are small. piratory vibrato, however, tends to be slower 共around 4 Hz or
This may reduce the effective feedback. less兲 because of the slower response of the muscles around
The third observation, that some geriatric or poorly con- the abdomen, diaphragm, and ribcage. Some mechanical
ditioned vocalists have a slow and wide vibrato 共a wobble兲, loading may also affect the vibrato frequency. In our model,
may be explainable on the basis of increased reflex delays. It the mechanical natural frequency for cricothyroid rotation
is well known that nerve conduction velocities slow with age was 17 Hz 共based on values of the moment of inertia and
共Chase et al., 1992; Rosenberg et al., 1989; Xi et al., 1999兲 rotational stiffness兲, and the natural frequency of cricothy-
and that muscle activation and contraction times increase roid translation was 50 Hz 共based on cricoid mass and joint
with age. Poor muscle conditioning, regardless of age, also stiffness兲. These frequencies are too high to mass load the
increases the contraction times 共slower muscle response兲.
Thus, it is not surprising to see a 1–2-Hz reduction in vibrato
frequency with age. A wobble can often be corrected by ton-
ing the laryngeal muscles 共to increase contraction times兲.
Also, by singing softly at the extremes of the pitch range,
less bulk of the TA muscle is involved in vibration, which is
likely to reduce the response time.
The fourth observation, that muscularly hyperactive
共tense兲 vocalists sometimes have an excessively fast vibrato
共a bleat兲, may also be explainable on the basis of reflex la-
tencies. Muscles that are already primed 共potentiated兲 re-
spond quicker in a twitch mode than those that are somewhat
relaxed. Thus, vocal relaxation exercises 共with the mental
image of letting the tone flow easily rather than pushing it兲
could understandably reduce the vibrato frequency. But, the
process of change is slow, with significant results often being
achieved only over several months of exercising.
The fifth observation, that training reduces the variabil-
ity 共increases regularity兲 in vibrato rate and extent, may be FIG. 13. Frequency spectrum of F o contour with tremor-like 共0–15-Hz兲
explained by increased reflex gains, i.e., by a sharper tuning noise excitation. The reflex gain was 1.5.

J. Acoust. Soc. Am., Vol. 111, No. 5, Pt. 1, May 2002 Titze et al.: Reflex resonance vibrato model 2281

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2282 J. Acoust. Soc. Am., Vol. 111, No. 5, Pt. 1, May 2002 Titze et al.: Reflex resonance vibrato model

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