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U4 Expert Answer

What works in working with parliaments against corruption?

Query
What does the evidence tell us about what works in different contexts when working with
parliaments to tackle corruption?

Content Summary
1. The role of parliaments in curbing corruption As part of their legislative, oversight and
2. What works in engaging with parliaments in representation functions, parliaments have a key
different contexts role to play in the fight against corruption, as the
3. References institution holding government accountable to
citizens. As they represent the people, MPs also
need to be exemplary in performing their duties, to
Caveat embody the ethical values of their community, and
Evidence of what works when engaging with to adhere to the highest standards of integrity.
parliaments is very scarce, due to limited Many actors are involved in parliamentary
systematic assessments of the impact of strengthening programmes, which typically involve
parliamentary development initiatives. More support for institutional reform and development,
research is necessary to address this knowledge skill transfer and capacity building, human support
gap. As a result, this Helpdesk answer provides services and support to peer networks of
an overview of the role of parliament in curbing parliamentarians.
corruption and of donors’ approaches to support
While there is a growing interest in strengthening
this role, drawing lessons from existing literature.
parliaments across the world, there have been
very few systematic efforts to conduct impact
evaluations of parliamentary support, making it
difficult to draw lessons on what works when
engaging with parliament in which context and
why. One of the most important lessons that
emerges from the literature is that, due to their
inherently political nature, parliamentary
strengthening interventions need to be neutral,
country specific, based on a solid understanding
of the political economy and informed by local
needs assessments.

Author(s): Marie Chêne, Transparency International, mchene@transparency.org


Reviewed by: Roberto Martinez B. Kukutschka, rkukutschka@transparency.org

Date: 29 June 2017 Number: 7

U4 is a resource centre for development practitioners who wish to effectively address corruption challenges in
their work. Expert Answers are produced by the U4 Helpdesk – operated by Transparency International – as
quick responses to operational and policy questions from U4 Partner Agency staff.
What works in engaging with parliaments against corruption

1. The role of parliaments in curbing campaigns, integrity of members of parliament


corruption and other public officials, and oversight legislation
to ensure transparency and accountability in
Parliaments are an essential pillar of a country’s government and public affairs (IPU, 2001; Pelizzo
democratic system of checks and balances and and Stapenhurst, 2014). Parliaments can also
have a key role to play against corruption, deriving pass laws to regulate areas vulnerable to
from their legislative, oversight and representation corruption, such as public procurement.
functions, as the institution holding government
accountable to the electorate. A number of Parliaments also have a key role in promoting
organisations, such as the Inter-Parliamentary integrity standards for businesses, citizens and
Union (IPU) and the Global Organisation of other organisations by providing incentives,
Parliamentarians Against Corruption (GOPAC), surveillance mechanisms and sanctions to
have articulated this role and made encourage appropriate private sector behaviour.
recommendations on using a combination of Parliaments have the mandate to establish strong
legislative, oversight and representation legal regimes for financial and public service
approaches to fighting corruption at the national management, including establishing effective
level (IPU, 2001; GOPAC, 2005). In addition, as conflict of interest and illicit enrichment laws,
parliaments are one of the most crucial institutions appropriate rules for the appointment of public
of democratic representation and accountability, officials and mechanisms to sanction these
these approaches need to be combined with officials when they are found guilty of unethical
initiatives aimed at promoting integrity and fighting conduct (IPU, 2001; The International Bank for
against corruption at parliamentary level. Reconstruction and Development/World Bank,
2006).
In spite of this broad consensus on the role
parliaments can play in the fight against Other laws can have an indirect effect on
corruption, there is very little academic evidence corruption by addressing the underlying causes
on the impact parliaments have on reducing that create incentives and opportunities for corrupt
corruption, and little research has been behaviour. This includes laws establishing social
undertaken on this topic. Reflecting this relative standards for all citizens (wages, employment
lack of academic interest, most national anti- opportunities, social security, equal participation in
corruption strategies largely ignore the role of the decision-making processes) or legislation aimed
legislature in anti-corruption (Stapenhurst, Jacobs at reducing red tape and establishing transparent
and Pelizzo, 2014). It is therefore very difficult to and effective bureaucratic processes (IPU, 2001).
identify what works to support the effectiveness of
parliaments to fight corruption. Evidence on the impact of legal and institutional
reform on corruption is mixed. A 2011 report
Legislative role based on a statistical analysis finds that, while
there is no proven impact of direct anti-corruption
As part of their legislative mandate, parliaments interventions such as the establishment of anti-
are responsible for ensuring that there is a strong corruption agencies, ombudsmen or the
legal framework in place to curb corruption. This ratification of UNCAC (due to a number of
does not only involve passing national anti- contextual factors), there is some evidence of the
corruption legislation that tackles corruption and positive impact of Freedom of Information (FOI)
money laundering, but also lobbying national Acts and second generation transparency tools
governments to ratify relevant international such as transparent budgeting and asset
instruments such as the United Nations declarations on reducing corruption (Mungiu-
Pippidi, 2011).
Convention against Corruption (UNCAC).
Parliament’s role also includes passing legislation In line with these findings, a 2015 review of
that creates an environment that makes corruption evidence on the effectiveness of anti-corruption
more difficult by promoting transparency and approaches finds that transparency and access to
participation in the management of public affairs. information laws can have a positive outcome on
This includes enacting legislation on access to institutional responsiveness, corruption, citizen
information, protection of whistleblowers, freedom empowerment, and so on, with country level
of information, party financing and electoral evidence confirming the potential impact of

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What works in engaging with parliaments against corruption

access to information in countries such as India correlation is strongest in presidential forms of


and Uganda (DFID, 2015). government, but less so in semi-presidential
regimes and even less in parliamentary systems
However, although evidence is scarce, enacting (Stapenhurst, Jacobs and Pelizzo, 2014).
laws alone is unlikely to have a lasting effect on
corruption. The quality of their formulation in terms Key determinants of effective parliamentary
of language clarity, adaptation to the local oversight include the institutional design, the
circumstances and compliance with human rights number and types of oversight tools, the presence
standards, the credibility of the electoral process, of independent oversight bodies, and the
and their level of implementation are key availability of free and reliable information (Pelizzo
determinants of their legitimacy and effectiveness and Stapenhurst, 2013). Effectiveness of
in fighting against corruption (The International oversight is also supported by the political will to
Bank for Reconstruction and Development/World make effective use of this oversight capacity, an
Bank, 2006). enabling environment, public support for anti-
corruption reform and facilitating factors such as
Oversight role legislation information and research capacity, as
Parliaments also have an oversight mandate over MPs need to be given proper information to
the Executive branch of government and are perform their oversight functions (GOPAC, 2013;
responsible for holding government accountable Pelizzo and Stapenhurst, 2013; Pelizzo, 2014).
for its actions and ensuring that it operates within
an ethical and accountable legal framework. Participation in the budget process
There are a number of key entry points to In most countries, parliaments are empowered to
exercise this oversight function, including through approve the budget and oversee government
questions to the government, participation in the expenditure throughout the four stages of the
budget process, oversight committees – budget cycle: drafting, legislation, implementation
especially public accounts committees (PACs) – and audit. This is one of the most powerful tools
and cooperation with supreme audit institutions for holding government to account. For parliament
and other watchdog agencies (The International to fulfil this mandate effectively, the process for
Bank for Reconstruction and Development/The preparing and executing the budget needs to be
World Bank, 2006). transparent and participatory, providing
safeguards against government misuse of public
There is some (although little) evidence that resources (The International Bank for
strengthening the oversight capacity of parliament Reconstruction and Development/The World
can contribute to reducing corruption. Some Bank, 2006).
scholars suggest that legislatures that perform
their oversight role more effectively have a higher However, in many countries, given the overly
democratic quality, more political stability and less technical nature of budget processes, the complex
corruption (Pelizzo and Stapenhurst, 2012; financial instruments used and the time pressure,
GOPAC, 2013; Pelizzo, 2014). In Ghana, a study MPs often lack the resources and the technical
finds a positive correlation between an increase in capacity to fulfil this role effectively. The
oversight tools and the reputation of the budgetary oversight skills and capacity of
parliaments and parliamentarians, the legitimacy parliaments can be strengthened by establishing
of democracy and control of corruption. special committees such as PACs – provided they
are granted adequate powers, resources and
independence – and having these committees
Contextual factors influencing the effectiveness of
conduct public consultations in advance of the
oversight include a relatively low level of budget and monitor implementation post facto
partisanship at committee level, access to (GOPAC 2005). The work of these committees
alternative sources of information and public can be supported by parliamentary research and
demand for good governance (Stapenhurst and information services.
Pellizzo, 2012). Statistical analysis from a global
survey of 82 legislatures finds that the presence of A case can be made for establishing
oversight tools is correlated with variation in parliamentary budget offices (PBOs), such as in
perceived levels of corruption. However, this Uganda. PBOs are independent, non-partisan
varies depending on the political regime: the entities that provide analytical support to the

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What works in engaging with parliaments against corruption

legislature to inform decisions when examining depends on the behaviours of committee


the budget. The PBO in Uganda, established in members, the availability of independent sources
2001, is operating effectively and has been of information and the media’s interest in
successful in empowering MPs to actively scrutinising government accounts (Pelizzo,
participate in budget processes, has increased the Stapenhurst, Sahgal and Woodley 2006). A
credibility of and donor confidence in the budget comparative analysis of PACs from Eastern and
process, improved the responsiveness of Southern Africa concludes that there is no
parliaments due to greater flow of information and blueprint for strengthening PACs, as their needs
scrutiny, and contributed to strengthening tend to be country specific. To be successful and
executive accountability (Policy Forum Tanzania effective, PACs need quality staff, some need to
no date). have greater opposition representation, while
others need to be granted more powers and a
Civil society is also a natural partner in monitoring broader mandate (Pelizzo and Kinyondo 2014).
and overseeing public budgets, with, for example,
organisations such as the International Budget Parliamentary questions & internal oversight
Project (IBP), promoting budget transparency and tools
building civil society’s capacity to analyse, Parliamentary questions to government are
influence and participate in budget processes. important mechanisms for bringing governments
to account. There are a wide range of tools
Oversight committees legislatures can use to question the executive,
Committees are instrumental for legislatures to such as hearings in plenary assembly, hearings in
perform their oversight functions. They can be committees, inquiry committees, parliamentary
permanent and exist for the whole duration of the questions, question time, interpellations, etc.
legislature or ad/hoc for a specific period of time (GOPAC 2013; Stapenhurst, Jacobs and Pelizzo
or to examine a specific issue (GOPAC 2013). 2014).
The use of oversight committees to scrutinise
government action can be strengthened, Other internal oversight tools include motions for
especially by establishing or strengthening special debate or mentions of censure, or special
committees dealing with public accounts and anti- committees of enquiry. In some countries, such as
corruption. According to GOPAC, the proliferation Benin, Burundi, Congo and Indonesia,
of such committees in recent years seems to parliaments can conduct fact finding missions to
reflect a growing political will to address corruption assess the efficiency of government policy
and the gradual emergence of consensus across implementation. In other countries, such as
party lines on the political importance of these Cyprus, Djibouti and South Korea, the executive is
issues (GOPAC 2005). required to submit regular reports on the
implementation of policies and programmes
There is some evidence of the success and (GOPAC 2013).
effectiveness of such approaches drawn from a
survey of 33 chairs of PACs. The large majority of Not all tools are equally important and effective in
respondents (78.8%) reported that the all contexts. The effectiveness of these respective
recommendations of PACs are frequently oversight mechanisms varies according to forms
accepted, while less (63.6%) stated that the of government. In presidential systems, the most
recommendations are frequently implemented. important instruments are committee and plenary
However, it is rare that PACs’ recommendations hearings, and ombudsman offices; in semi-
lead to disciplinary actions. Key determinants of presidential regimes, “question time”,
PAC success include a balanced composition of interpellation and ombudsman offices are
the PAC excluding government members, powers perceived to be more effective, while in
given to the PAC (e.g. powers to make parliamentary systems, interpellations seem to be
recommendations, publish conclusions or choose the most important oversight tool (Stapenhurst,
topics to be investigated), and their practices (e.g. Jacobs and Pelizzo 2014).
keeping record of the proceedings of meetings,
preparing for the meetings, existence of A free and independent media can support these
procedures to assess whether governments formal parliamentary mechanisms: parliaments
implement the recommendations, etc.) (Pelizzo, can follow up on corruption cases exposed in the
Stapenhurst and Olson 2006). media and prompt investigations. When ministers
fail to respond adequately to parliament’s
Another paper explores the elements that make questions, as they are obligated to, media
PACs work and confirms that their effectiveness attention can reinforce this oversight role and put

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What works in engaging with parliaments against corruption

them under pressure to respond. At the same corruption institutions, such as ACAs. This
time, parliaments are well placed to ensure an depends, however, on the institutional context and
enabling environment for a free and vibrant media the types of audits they conduct (DFID, 2015). To
to make sure that the media can play this foster effectiveness of such collaborations, the
supportive role. This fruitful collaboration between institutional capacities of both PACs and SAIs
a representative parliament and an independent need to be strengthened for both institutions to
media was illustrated in Uganda in the 1990s perform their oversight functions. Such capacity
where the media and parliament mutually enhancement can be achieved by providing
reinforced each other. The media provided adequate staffing and resources, training and
extensive coverage of several corruption scandals access to information. Both institutions also need
that in turn allowed parliaments to tackle several to be independent from partisan and political
high-profile cases of fraud (The International Bank influence. Finally, the availability of information
for Reconstruction and Development/The World and potential for information exchanges are key
Bank, 2006). determinants of their effectiveness (McGee,
2002).
Cooperation with and coordination of
watchdog institutions
Representation
Parliaments can also cooperate with external
oversight tools such as supreme audit institutions Parliamentarians represent citizens, are
(SAIs), ombudsmen or anti-corruption agencies accountable to the electorate and need to ensure
(ACAs). Parliaments can promote the creation of that their influence over government processes
strong watchdog agencies with adequate reflect citizens’ concerns. These representation
resources and strengthening cooperation between concerns are especially important to create the
parliaments and these institutions to ensure that political will to fight corruption by channelling the
their reports receive adequate attention and their interests of the people and mobilising broad-
recommendations are followed-up by parliament based support for anti-corruption reform (The
and government (IUP, 2001; GOPAC, 2013). In International Bank for Reconstruction and
particular, ombudsmen and SAIs are key Development/The World Bank, 2006).
institutions to partner with for effective oversight of
the operations, practices and expenditures of Voice and accountability mechanisms that ensure
government agencies. SAIs can work closely with citizens’ participation in the political debate are
finance and account committees and provide likely to reinforce parliaments’ legitimacy in
them with audit reports they can use in their representing the people. There are many avenues
oversight role, provided PACs are granted that provide opportunities for building dialogue
adequate resources and powers to initiate and with civil society, such as constituency outreach,
follow-up inquiries into audits presented by the public hearings and consultations. Parliament, for
audit institutions. example, can organise parliamentary workshops
with civil society groups prior to the introduction of
In fact, a recent study analysing the interactions major pieces of legislation or develop various
between parliaments and audit agencies in the tools to strengthen accountability, such as report
budget process finds that the quality of these card methods and service delivery surveys to
interactions is a critical factor to ensure the generate citizen feedback on the level of
effective functioning of budget accountability satisfaction with public services (GOPAC, 2005).
mechanisms. Since those linkages are often In principle, and even though they are perceived
ineffective, the overall effectiveness of the budget by Transparency International’s Global Corruption
oversight system is undermined. The author Barometer data to be among the most corrupt
concludes that, in many cases, these types of institutions in many countries of the world, political
dysfunctions are systemic rather than agency parties have an important role to play in this
specific, and that the agility and coordination of process when they are not themselves involved in
the various components of the budget oversight corruption.
system may be more important than the
effectiveness of each individual oversight agency Integrity of parliamentarians
to ensure effective oversight of budget processes
(Santiso, 2015). As they represent citizens, members of parliament
need to reflect the ethical standards of their
Working with SAIs can be especially promising as community, be exemplary in performing their
they have been found to be more effective at mandate and adhere to the highest standards of
reducing corruption compared with other anti- integrity. This is a pre-requisite for

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What works in engaging with parliaments against corruption

promoting/restoring trust in the institution which, activities (USAID, 2006). This points to the need
according to Transparency International’s Global to balance the protections of parliamentary
Corruption Barometer data, is often perceived as immunity with the need for greater transparency
one of the most corrupt institutions in many and controls on corruption.
countries of the world. Only in this way can the
credibility and legitimacy of democratic processes 2. What works in engaging with
be ensured. parliaments against corruption
This necessitates strengthening the integrity of
political parties, particularly during electoral The knowledge gap
competition for power by regulating political party Direct support to parliaments aims to strengthen
funding and campaign finance as, in many cases, parliaments for democratisation and good
parliamentarians are implicated in political governance and typically involves support for
corruption scandals involving vote buying, institutional reform and development, skill transfer
contributions from illegal sources, illegal use of and capacity building (training, expertise,
state resources, etc (The International Bank for networking), human support services (secretarial
Reconstruction and Development/World Bank, and libraries, for example) and physical
2006). Legislation or codes of conduct for political infrastructure (NORAD, 2010; GSDRC, 2013).
parties can be instrumental in setting disclosure Many actors are involved in parliamentary
rules, contributions, donations and expenditure strengthening programmes, ranging from bilateral
limits, etc. and multilateral donors, to parliamentary
networks, political party foundations and civil
This would also involve establishing effective society organisations (NORAD, 2010; Hudson and
ethical regimes for parliamentarians, through the Wren, 2007). While those programmes do not
development and implementation of integrity laws always have an explicit anti-corruption focus, they
and codes of ethics, regulations of conflicts of are expected to strengthen the capacity of
interest, asset declarations rules, etc. and parliaments to perform their legislative, oversight
mechanisms to ensure effective implementation of and representation functions and thereby increase
government accountability, with a concomitant
these ethical rules. While there is a broad
impact on reducing opportunities for corruption.
consensus on their importance, evidence of the
impact of such approaches on reducing Efforts to assess the impact of parliamentary
parliamentary and political corruption is scarce. strengthening have been limited, making the
While such codes of conduct are often poorly identification of lessons and articulation of
implemented, some studies have shown that they informed recommendations problematic. As a
are perceived by parliamentarians as helpful in result, evidence on what works in parliamentary
certain situations such as preventing technical strengthening is scarce (Hudson and Wren,
infringements, protecting them when dealing with 2007).
constituents and subjecting them to greater
scrutiny both inside and outside parliaments. A 2012 review of the state of knowledge on donor
Factors contributing to the effectiveness of the approaches to parliamentary development
assistance and their effectiveness also concludes
codes include the existence of broad support
that there is an important knowledge gap on what
among parliamentarians, MPs’ involvement in the
works in parliament development assistance, due
development of the code, the existence and to inconsistent and under-resourced efforts to
nature of sanctions established for violating the collect evidence. There is also a lack of
code, the prevailing political culture and training information on how the various actors involved
activities undertaken to raise awareness and build have adapted different approaches and
MPs’ ethical skills (Martini, 2013). programmes to specific contexts. The evaluation
literature in this area of intervention consists
The issue of parliamentary privileges and mostly of either ad hoc single programme
immunities and the extent to which they should be evaluations or broad thematic reviews, with no
protected from prosecution also needs to be comparative data on funding levels and activities,
addressed in a comprehensive parliamentary and little analysis of what has worked under
ethical regime. There is anecdotal evidence that different conditions and why. The report
immunity may be misused by parliamentarians, for recommends undertaking more systematic
example, by using a seat in parliament specifically targeted evaluation exercises and further research
to enjoy impunity for their illegal or corrupt to address these knowledge gaps (SIDA, 2011).

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What works in engaging with parliaments against corruption

Examples of donor approaches to Areas of parliamentary strengthening


parliament strengthening Irrespective of the selected approach, parliament
Donors can take different approaches to strengthening programmes typically encompass
parliamentary strengthening. For example, most supporting the institutional structures, capacities
DFID’s work is focused on parliament as an and individual capacity of parliamentarians and
institution rather than on training individual MPs, professional parliamentary staff. Supporting the
with interventions aimed at strengthening key development of peer networks of parliamentarians
parliamentary committees, helping parliaments is also a common (NORAD, 2010; GSDRC,
design their own development plans, and/or 2013):
promoting civic education and parliament/civil
society engagement, with mixed results (Hudson Institutional structure and capacities
and Wren, 2007). Support in this area includes interventions aimed
at enhancing the legislative, representational,
On the other hand, the World Bank’s experience oversight and administrative capacities of
in parliamentary development tends to suggest parliaments to enable them to fulfil their core
that a combination of three approaches to constitutional and political functions effectively.
parliamentary capacity building is more likely to This can involve legal competence building,
succeed and adapt to changing circumstances building MPs’ communication skills, the
and needs (O’Brien, Stapenhurst and Prater, strengthening of key parliamentary committees,
2012): i) individual (enhancing the capacity of training in the application of parliamentary
individual MPs and professional parliamentary procedures, etc.
staff); ii) institutional (strengthening the whole
institution or select institutions within parliament, Programmes can also target the administrative
such as oversight committees); and iii) network support services parliamentarians need to fulfil
(bringing together MPs or parliamentary their duties, including secretarial support,
committees at the regional or global level using information technology, libraries and document
parliamentary networks). handling, etc. According to NORAD, such
administrative capacity projects have traditionally
UNDP uses a mix of four strategies to support received the greatest percentage of donor funds
parliamentary development, including i) improving (NORAD, 2010).
knowledge, skills and abilities of MPs and staff; ii)
supporting parliamentary reforms; iii) improving Other programmes support institutional reform
relations with other branches and government and processes to enhance institutional efficiency
civil society; and iv) increasing female through the re-structuring of the committee
participation in various levels of parliaments. It system; the institution of a new parliamentary
also supports parliamentary networks (Kinyondo calendar and sitting frequency; a revision of
and Pelizzo, 2013). parliamentary procedures; or the introduction of
new internal regulations such as codes of
Even though they have been under-resourced as conduct.
a target of development assistance, parliament
strengthening programmes are generally seen as Skills and performance of parliamentarians
a cost-effective and strategic approach, due to
and parliamentary staff
their limited costs, the limited number of
beneficiaries and high impact audience. These Some support projects target parliamentarians
initiatives are also considered good entry points and specific categories of parliamentarians to
for addressing multiple development goals and as build their capacities, skills and performances.
valuable opportunities to build strategic Such projects have been favoured by donors and
partnership given the important role that include knowledge and skills transfer through
parliaments play in the aid effectiveness agenda. training, seminars, conferences, partnership
In an analysis of UNDP’s performance under the programmes, parliamentary exchange
multi-year funding framework from 2004 to 2006, programmes, networking and study visits, as well
UNDP established that the parliamentary as access to peer networks. Some support has
development service line accounted for some 2% also been provided to permanent staff, especially
of the expenditures on democratic governance, in politically sensitive contexts where donors wish
but accounted for over 10% of the reported results to distance themselves from MPs (NORAD,
(Hubli, 2007). 2010).

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What works in engaging with parliaments against corruption

Capacity building programmes vary across donors donor funded programmes and projects” (GOPAC
and organisations, but there is debate over and The Parliamentary Network 2013).
whether to engage is such programmes at all, as
well as whether training should focus on
parliamentarians or professional staff. For Lessons learned
example, a paper on the Pacific region argues Although impact evaluation of parliament
that while there have been substantial training strengthening initiatives are limited, reviews of
investments, parliamentary performance in many donor-supported programmes conducted over the
countries has not improved accordingly years have identified a set of common
(Kinyondo, 2012). The study’s findings conclude recommendations and lessons learned. One of
that training providers should give priority to the most important lessons that cuts across all
parliamentary staff rather than members of recommendations is that parliament strengthening
parliaments, as a longer-term solution to interventions need to be country-specific and
strengthening parliaments in the region. This informed by local needs assessments (Kinyondo
would enhance their ability to provide technical
and Pelizzo, 2013).
support to MPs and help address the question of
institutional memory in a context of a high
• Parliamentary strengthening requires a
turnover of MPs, among other advantages. This
approach should be combined with improved comprehensive and long-term approach as it
recruitment processes for parliamentary staff, as involves influencing the democratic
literature shows that higher educational parliamentary political culture of a country.
backgrounds enhance the ability of staff to fulfil Effectiveness and impact can only be
their duties and to benefit from training. achieved through long-term interventions that
can run through two, preferably three
Peer networks of parliamentarians electoral cycles (NORAD, 2010; Hubli, 2007;
A third area of intervention consists of building Hudson and Wren, 2007; Hubli and Schmidt,
and supporting parliamentary networks at the 2005).
regional and global levels and promoting • Parliamentary strengthening should be
knowledge exchanges among peers. This is anchored in local demand and needs.
especially relevant for anti-corruption work, as Interventions should be based on a needs
corruption is a global challenge that often has a assessment produced with the participation
transnational dimension. Such networks allow of the targeted parliament to support broad-
joined advocacy, develop communities of based local ownership. Externally driven
practitioners, establish peer-support mechanisms approaches or those based on conditionality
and share experiences and best practices. are not sustainable (NORAD, 2010; Hubli,
Networks such as the Parliamentary Network on 2007; GSDRC, 2008; Hudson and Wren,
the World Bank or the Commonwealth 2007).
Parliamentary Association can contribute to the • Training and capacity building initiatives need
fight against corruption by mainstreaming anti- to be tailored and customised to country-
corruption in their agendas, while the Global specific needs. In particular, when delivering
Organisation of Parliamentarians against training, it is recommended to conduct a
Corruption is an example of a single-purpose comprehensive training needs assessment
network specifically dedicated to fight corruption prior to designing and delivering training
(The International Bank for Reconstruction and programmes to identify all salient features
Development/World Bank, 2006). that need to be addressed (language, focus,
cultural and constitutional frameworks, etc.)
GOPAC and the Parliamentary Network on the (Kinyondo and Pelizzo, 2013).
World Bank have issued guidelines to strengthen • Successful interventions need to involve a
oversight through parliamentarian-donor wide range of recipients and stakeholders,
collaboration. These guidelines were developed to including local organisations and interest
support donors’ engagement in recipient countries groups, opposition MPs and parties as well
and improve the transparency, accountability and as members of government (Hudson and
parliamentary oversight of donor funded projects Wren, 2007).
and loans by engaging with parliamentarians “so • Parliamentary strengthening is politically
that the design of projects are responsive to the sensitive (NORAD, 2010). Such interventions
country developmental needs and adequate are political in nature, and donors run the risk
parliamentary oversight can be exerted over of being suspected of pursuing their own
hidden agenda (Hubli, 2007). To overcome

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What works in engaging with parliaments against corruption

this, support to parliament should appear to of the electoral cycle or in case of a political
be neutral. Channelling support through transition (Hubli, 2007).
multilateral agencies which are perceived to
be more impartial and neutral and less prone While these recommendations are valid and
to have ulterior motives can help overcome relatively consensual in the literature, the local
this challenge (NORAD, 2010; Hubli, 2007; political will is a major factor of success of
Hudson and Wren, 2007). An alternative can parliament strengthening initiatives (Kinyondo and
be to use peer-support approaches that Pelizzo, 2013). Parliament strengthening
involve networks of parliamentarians, as peer programmes are more likely to succeed in
advice is often more acceptable than donor countries where there is a demonstrated political
“guidance” (NORAD, 2010). SIDA also will to address parliamentary weaknesses and to
recommends involving parliamentarians in create an enabling environment for parliamentary
programming since parliamentarians are activity. This can be demonstrated by the level of
more likely to accept technical assistance investment in technical support, institutionalisation
from peers or longer-term consultants and of political parties and democratisation of political
advisors, particularly those who are able systems (Kinyondo and Pelizzo, 2013).
tolerate as peers to parliamentary partners
(Hubli and Schmidt, 2005).
• Parliamentary strengthening needs to be References
based on a solid understanding of the DFID. 2015. Why Corruption Matters: Understanding
political economy. Due to the political nature Causes, Effects and How to Address Them.
of parliaments, interventions need to be https://www.gov.uk/government/publications/why-corruption-
tailored to the political context, and based on matters-understanding-causes-effects-and-how-to-address-
an analysis of the political system in which them
parliaments operate, the incentives of the
various stakeholders, the political culture, etc. GOPAC. 2013. Improving Democratic Accountability
(Hubli, 2007; Hudson and Wren, 2007). Globally: A Handbook for Legislators on Congressional
Similarly, SIDA recommends reducing Oversight in Presidential Systems.
reliance on short-term interventions that tend http://gopacnetwork.org/Docs/CO_Handbook_EN.pdf
to be less politically contextualised, such as
support for parliamentary exchanges, GOPAC 2005. Controlling Corruption: A Parliamentarian’s
conferences and seminars because they are Handbook.
rarely effective (Hubli and Schmidt, 2005). http://www.gopacnetwork.org/Docs/CCH_Final_EN.pdf
• Issue-based approaches to parliamentary
strengthening are likely to be more GOPAC and The Parliamentary Network. 2013. Guidelines to
successful and offer useful entry points for Strengthen Oversight through Parliamentarians-Donor
reform (Hudson and Wren, 2007; Hubli, Collaboration.
2007; NORAD, 2010). Rather than focusing http://gopacnetwork.org/Docs/GOPAC_PN%20Guidelines_FI
on generic parliamentary processes and
NAL_EN.pdf
institutions building, interventions are likely to
be more successful and better received if
GSDRC. 2013. Donor Support of African Parliaments.
they are integrated in day-to-day
parliamentary work, by combining process http://www.gsdrc.org/publications/donor-support-of-african-
strengthening with relevant committees that parliaments/
are working on specific issues (Hubli, 2007).
This can consist in providing substantive GSDRC. 2008. Helpdesk Research Report: Lessons Learned
training on specific issues such as anti- on Parliamentary Strengthening.
corruption rather than focusing on procedural http://www.gsdrc.org/docs/open/hd583.pdf
change or institutional reform (NORAD,
2010). Similarly, UNDP recommends tackling Hubli, K. S. 2007. Parliamentary Strengthening: Strategies
systemic problems through smaller and and Successes.
narrower interventions that are more likely to https://www.odi.org/sites/odi.org.uk/files/odi-assets/events-
succeed in building capacity and consensus presentations/161.pdf
(GSDRC, 2008; Hubli, 2007).
• Timing and sequencing matters (Hubli, Hubli, K.S. and Schmidt M. 2005. Approaches to
2007). It is important to plan parliamentary Parliamentary Strengthening: A Review of SIDA’s Support to
interventions carefully and ensure that they Parliaments.
are well timed and well sequenced in terms

www.U4.no U4 EXPERT ANSWER 9


What works in engaging with parliaments against corruption

Hudson A. and Wren C. 2007. Parliamentary Strengthening Pelizzo R., Stapenhurst R. Sahgal V. and Woodley W. 2006.
in Developing Countries: Final Report for DFID. What Makes Public Accounts Committees Aork? A
Comparative Analysis.
IUP. 2001. The Role of Parliaments in the Fight against https://www.researchgate.net/publication/41116072_What_M
Corruption. akes_Public_Account_Committees_Work_A_Comparative_A
http://www.ipu.org/splz-e/hague01-bkgr.htm nalysis

Kinyondo A. 2012. Return on Training Investment in Pelizzo R. and Stapenhurst R. 2012. Parliamentary Oversight
Parliaments: The Need for Change in the Pacific Region. Tools.
http://www.academia.edu/29634584/Return_on_Training_Inv
estment_in_Parliaments_The_Need_for_Change_in_the_Pa Pelizzo R. and Stapenhurst R. 2012. Improving Democracy
cific_Region and Accountability in Ghana: The Importance of
Parliamentary Oversight Tools.
Kinyondo A. and Palizzo R. 2013. Strengthening https://www.deepdyve.com/lp/wiley/improving-democracy-
Legislatures: Some Lessons from the Pacific Region. and-accountability-in-ghana-the-importance-of-bmTK3TqkRu
https://www.researchgate.net/publication/263612205_Strengt
hening_Legislatures_Some_Lessons_from_the_Pacific_Regi Pelizzo R. and Stapenhurst R. 2013. Government
on Accountability and Legislative Oversight.
https://www.researchgate.net/publication/289890169_Govern
Martini M. 2013. The Effectiveness of Codes of Conduct for ment_accountability_and_legislative_oversight
Parliamentarians.
https://www.transparency.org/whatwedo/answer/the_effective Pelizzo R. and Stapenhurst R. 2014 Corruption and
ness_of_codes_of_conduct_for_parliamentarians Legislatures.
https://www.weltbild.de/artikel/ebook/corruption-and-
McGee D. 2002. The Overseers: Public Accounts legislatures_19364175-1
Committees and Public Spending.
http://www.gsdrc.org/document-library/the-overseers-public- Pelizzo R. 2014. The Role of Parliament in Curbing
accounts-committees-and-public-spending/ Corruption. https://works.bepress.com/riccardo_pelizzo/71/

Mungiu-Pippidi, A. et al. 2011. Contextual Choices in Fighting Policy Forum Tanzania. No date. Strengthening Parliament’s
Corruption: Lessons Learned, NORAD. Budgetary Oversight Function: The Case for a Parliament
http://www.againstcorruption.eu/reports/contextual-choices- Budget Office.
in-fighting-corruption-lessons-learned/ http://www.policyforum-
tz.org/files/Parliamentary%20Budget%20Office%20Brief.pdf
O’Brien M, Stapenhurst R and Prater B. 2012. World Bank
Institute’s Approach to Parliamentary Capacity Santiso C. 2015. Why Budget Accountability Fails? The
Strengthening. Elusive Link between Parliament and Audit Agencies in the
https://academic.oup.com/pa/article- Oversight of the Budget.
abstract/65/3/593/1439711/World-Bank-Institute-s-Approach-
http://www.scielo.br/scielo.php?pid=S0101-
to-Parliamentary?redirectedFrom=fulltext
31572015000300601&script=sci_abstract
NORAD 2010 Support to Legislatures.
SIDA. 2012. Mind the Gap: Lessons Learnt and Remaining
https://evalueringsportalen.no/evaluering/support-to-
Challenges in Parliamentary Development Assistance.
legislatures/49692_Report_2_10_web.pdf/@@inline
https://www.odi.org/sites/odi.org.uk/files/odi-
assets/publications-opinion-files/7926.pdf
Pelizzo R and Kinyondo A. 2014. Public Accounts
Committees in Eastern and Southern Africa: A Comparative
Stapenhurst R. Jacobs K. and Pelizzo R. 2014. Corruption
Analysis. http://www.gsdrc.org/document-library/public-
and Legislatures: Meso Level Solutions for a Macro Level
accounts-committees-in-eastern-and-southern-africa-a-
Problem.
comparative-analysis/
The International Bank for Reconstruction and
Pelizzo R.; Stapenhurst R. and Olson D. 2006. Parliamentary
Development/World Bank 2006. The Role of Parliament in
Oversight for Government Accountability.
Curbing Corruption.
http://siteresources.worldbank.org/WBI/Resources/Parliamen
taryOversightforGovernmentAccountability.pdf

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What works in engaging with parliaments against corruption

USAID 2006. Parliamentary Immunity Brief: A Summary of


Case Studies of Armenia, Ukraine and Guatemala
http://www.mickikaminska.com/GOPAC/Docs/Global/Brief%2
0on%20parliamentary%20immunity.pdf

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